13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,240 holding rows worth $437,386,467,000.
- Accession
- 0000019617-15-000249
- Filer
- CIK 19617
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 23,837 entries on the cover page, a total value of $437,386,467,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,386,437,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 305,993 | $9,495,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515903 | OPTION | 670,000 | $9,481,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 788,495 | $9,477,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 255,816 | $9,474,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 204,464 | $9,453,000 | thousands by filing date | |
| HSBC HOLDINGS PLC-SPONS ADR | 404280901 | OPTION | 200,000 | $9,446,000 | thousands by filing date | call |
| HSBC HOLDINGS PLC-SPONS ADR | 404280950 | OPTION | 200,000 | $9,446,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 965,746 | $9,377,000 | thousands by filing date | |
| ORACLE CORP | 68389X907 | OPTION | 208,000 | $9,354,000 | thousands by filing date | call |
| SHIRE PLC-ADR | 82481R908 | OPTION | 44,000 | $9,352,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 479,865 | $9,338,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 9,057,000 | $9,335,000 | thousands by filing date | principal |
| HARMONIC INC | 413160102 | COM | 1,330,926 | $9,330,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 155,203 | $9,318,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND LP | 912318953 | OPTION | 630,600 | $9,314,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 219,081 | $9,272,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 625,929 | $9,245,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 343,168 | $9,231,000 | thousands by filing date | |
| QUALCOMM INC | 747525905 | OPTION | 123,900 | $9,209,000 | thousands by filing date | call |
| ISHARES TR | 4642879C7 | OPTION | 101,200 | $9,203,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 276,273 | $9,185,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J959 | OPTION | 60,300 | $9,169,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 82,415 | $9,163,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 689,963 | $9,163,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 322,475 | $9,158,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 392,236 | $9,157,000 | thousands by filing date | |
| CUBESMART | 229663901 | OPTION | 414,800 | $9,155,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 138,463 | $9,154,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 163,610 | $9,147,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 133,730 | $9,146,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 186,681 | $9,129,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 171,364 | $9,128,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A902 | OPTION | 250,000 | $9,118,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,209,714 | $9,109,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 336,765 | $9,100,000 | thousands by filing date | |
| BAIDU INC | 056752959 | OPTION | 39,900 | $9,096,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764103 | COM | 235,391 | $9,076,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 350,845 | $9,062,000 | thousands by filing date | |
| NORFOLK STHN CORP | 655844959 | OPTION | 82,600 | $9,054,000 | thousands by filing date | put |
| SOLARWINDS INC | 83416B109 | COM | 181,284 | $9,033,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC | 00846U903 | OPTION | 220,400 | $9,023,000 | thousands by filing date | call |
| AGNICO EAGLE MINES | 008474900 | OPTION | 361,800 | $9,005,000 | thousands by filing date | call |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 274,018 | $9,004,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 285,506 | $8,999,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 238,584 | $8,998,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 803,691 | $8,986,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 156,645 | $8,969,000 | thousands by filing date | |
| CATERPILLAR INC | 149123952 | OPTION | 97,600 | $8,933,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 166,967 | $8,929,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 379,127 | $8,898,000 | thousands by filing date | |
| HESS CORP | 42809H909 | OPTION | 120,200 | $8,873,000 | thousands by filing date | call |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 77,071 | $8,861,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 217,795 | $8,853,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 161,940 | $8,845,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 201,293 | $8,832,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 281,841 | $8,820,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 369,163 | $8,775,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 473,749 | $8,770,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 90,542 | $8,753,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS LTD | 795435908 | OPTION | 75,900 | $8,724,000 | thousands by filing date | call |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 462,373 | $8,711,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 190,832 | $8,703,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 611,331 | $8,688,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR-SP ADR | 874039951 | OPTION | 387,500 | $8,672,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 331,901 | $8,665,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 9,896,000 | $8,659,000 | thousands by filing date | principal |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 184,689 | $8,637,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 247,083 | $8,598,000 | thousands by filing date | |
| US BANCORP DEL | 902973957 | OPTION | 191,000 | $8,585,000 | thousands by filing date | put |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 678,950 | $8,582,000 | thousands by filing date | |
| NIKE INC | 654106905 | OPTION | 89,000 | $8,557,000 | thousands by filing date | call |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 100,000 | $8,554,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 54,817 | $8,551,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 85,525 | $8,519,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 346,663 | $8,508,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 440,462 | $8,505,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 209,475 | $8,504,000 | thousands by filing date | |
| BIOGEN INC | 09062X905 | OPTION | 25,000 | $8,486,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,126,577 | $8,474,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 354,450 | $8,465,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 172,121 | $8,464,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 5,504,000 | $8,462,000 | thousands by filing date | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 539,139 | $8,461,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B905 | OPTION | 2,412,200 | $8,443,000 | thousands by filing date | call |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 736,431 | $8,432,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 247,294 | $8,398,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 536,927 | $8,291,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 324,721 | $8,264,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 312,110 | $8,264,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 263,019 | $8,251,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 117,857 | $8,234,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 795,750 | $8,221,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 105,110 | $8,194,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 189,654 | $8,159,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 201,387 | $8,142,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 165,050 | $8,129,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 329,764 | $8,116,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807900 | OPTION | 102,000 | $8,093,000 | thousands by filing date | call |
| SKULLCANDY INC | 83083J104 | COM | 880,210 | $8,089,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 58,774 | $8,081,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 695,914 | $8,080,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,456,671 | $8,070,000 | thousands by filing date | |
| PITNEY BOWES INC | 724479902 | OPTION | 330,900 | $8,064,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 9,695,000 | $8,059,000 | thousands by filing date | principal |
| Foundation Medicine Inc | 350465100 | COM | 362,519 | $8,056,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 421,045 | $8,047,000 | thousands by filing date | |
| SPDR DOW JONES INDL AVRG ETF | 78467X901 | OPTION | 45,100 | $8,022,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 2,104,653 | $8,018,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 113,165 | $8,017,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 508,258 | $8,015,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 548,907 | $8,009,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 215,100 | $8,004,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 334,557 | $7,996,000 | thousands by filing date | |
| CABOT OIL & GAS CORP | 127097905 | OPTION | 269,670 | $7,985,000 | thousands by filing date | call |
| POLYPORE INTL INC | 73179V103 | COM | 169,454 | $7,973,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,185,495 | $7,955,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 578,863 | $7,953,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 301,684 | $7,946,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 873,902 | $7,944,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 192,026 | $7,911,000 | thousands by filing date | |
| TWITTER INC | 90184L904 | OPTION | 220,481 | $7,909,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 665,155 | $7,895,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 65,541 | $7,889,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 120,992 | $7,869,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 350,000 | $7,851,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742E901 | Cmn | 248,200 | $7,821,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 177,629 | $7,813,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 324,330 | $7,807,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 6,130,000 | $7,793,000 | thousands by filing date | principal |
| HCC INS HLDGS INC | 404132102 | COM | 145,295 | $7,777,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 370,211 | $7,750,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 93,986 | $7,741,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 440,702 | $7,724,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 483,690 | $7,672,000 | thousands by filing date | |
| CLIFFS NAT RES INC | 18683K952 | OPTION | 1,073,600 | $7,666,000 | thousands by filing date | put |
| PROSHARES TR | 74347X849 | INDX FD | 304,432 | $7,656,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 956,617 | $7,643,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 528,528 | $7,642,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 304,201 | $7,629,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 497,857 | $7,627,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 99,745 | $7,601,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 298,947 | $7,592,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 207,174 | $7,583,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 202,622 | $7,580,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 117,244 | $7,570,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 544,510 | $7,552,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207956 | OPTION | 207,800 | $7,549,000 | thousands by filing date | put |
| BP | 055622955 | OPTION | 197,500 | $7,529,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 63,567 | $7,525,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 1,098,528 | $7,524,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 545,894 | $7,523,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,226,345 | $7,517,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 536,059 | $7,510,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 144,850 | $7,501,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709952 | OPTION | 535,000 | $7,495,000 | thousands by filing date | put |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 309,425 | $7,494,000 | thousands by filing date | |
| PROCTER & GAMBLE | 742718901 | OPTION | 82,200 | $7,488,000 | thousands by filing date | call |
| WARREN RESOURCES INC | 93564A100 | COM | 4,647,216 | $7,482,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 335,262 | $7,460,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 408,483 | $7,454,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 599,852 | $7,413,000 | thousands by filing date | |
| CABOT OIL & GAS CORP | 127097954 | OPTION | 250,000 | $7,403,000 | thousands by filing date | put |
| STATE BANK FINL CORP COM | 856190103 | COM | 370,217 | $7,398,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 7,190,000 | $7,397,000 | thousands by filing date | principal |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 270,825 | $7,394,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,047,358 | $7,363,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 170,464 | $7,360,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 359,056 | $7,356,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 440,498 | $7,299,000 | thousands by filing date | |
| CISCO SYSTEMS | 17275R904 | OPTION | 261,900 | $7,284,000 | thousands by filing date | call |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 6,495,000 | $7,282,000 | thousands by filing date | principal |
| ABBOTT LABS | 002824902 | OPTION | 161,400 | $7,266,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 668,418 | $7,265,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 793,139 | $7,265,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 706,677 | $7,237,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 210,744 | $7,231,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,456,750 | $7,223,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 708,018 | $7,215,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 98,666 | $7,213,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 300,136 | $7,213,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 774,357 | $7,209,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 124,691 | $7,194,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 4,125,000 | $7,193,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 7,465,000 | $7,157,000 | thousands by filing date | principal |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,260,194 | $7,146,000 | thousands by filing date | |
| HOME DEPOT INC | 437076953 | OPTION | 67,900 | $7,127,000 | thousands by filing date | put |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 201,922 | $7,108,000 | thousands by filing date | |
| ALIBABA GROUP HOLDING-SP ADR | 01609W953 | OPTION | 68,379 | $7,107,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 468,025 | $7,104,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021901 | OPTION | 127,300 | $7,102,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 160,393 | $7,093,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 7,416,000 | $7,091,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 7,090,000 | $7,077,000 | thousands by filing date | principal |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 114,081 | $7,065,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 229,450 | $7,063,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 168,207 | $7,041,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 201,237 | $7,041,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 927,031 | $7,027,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 487,766 | $7,008,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 111,922 | $6,998,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 179,825 | $6,997,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 155,262 | $6,981,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 83,985 | $6,980,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 66,046 | $6,947,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 125,090 | $6,925,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,976,945 | $6,920,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 234,332 | $6,917,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 4,489,357 | $6,913,000 | thousands by filing date | |
| BAXTER INTL INC | 071813950 | OPTION | 94,200 | $6,904,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 123,078 | $6,901,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 297,220 | $6,899,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 295,464 | $6,890,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 2,744,000 | $6,884,000 | thousands by filing date | principal |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 56,177 | $6,875,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 135,900 | $6,866,000 | thousands by filing date | |
| ISHARES TR | 464287986 | OPTION | 75,400 | $6,857,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 6,445,000 | $6,852,000 | thousands by filing date | principal |
| OCCIDENTAL PETRLM | 674599907 | OPTION | 85,000 | $6,852,000 | thousands by filing date | call |
| LEXMARK INTERNATIONAL INC-A | 529771909 | OPTION | 166,000 | $6,851,000 | thousands by filing date | call |
| BRISTOL-MYRS SQUIB | 110122900 | OPTION | 115,933 | $6,843,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224909 | OPTION | 122,000 | $6,841,000 | thousands by filing date | call |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 3,748,000 | $6,833,000 | thousands by filing date | principal |
| GENTEX CORP COM | 371901109 | Stock | 189,076 | $6,831,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 383,976 | $6,824,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 160,230 | $6,786,000 | thousands by filing date | |
| DEERE & CO | 244199956 | OPTION | 76,700 | $6,785,000 | thousands by filing date | put |
| VWR CORP | 91843L103 | COM | 261,645 | $6,768,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 156,125 | $6,753,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,919,000 | $6,723,000 | thousands by filing date | principal |
| LOGITECH INTERNATIONAL-REG | H50430950 | OPTION | 500,000 | $6,715,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 342,120 | $6,705,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363950 | OPTION | 65,500 | $6,682,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 251,764 | $6,664,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 104,681 | $6,663,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 491,056 | $6,649,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,297,000 | $6,616,000 | thousands by filing date | principal |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 350,340 | $6,614,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549955 | OPTION | 850,800 | $6,585,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 329,859 | $6,580,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 61,981 | $6,569,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 118,302 | $6,562,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLL | 23130A953 | OPTION | 80,800 | $6,562,000 | thousands by filing date | put |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 103,393 | $6,559,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 186,971 | $6,557,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 124,869 | $6,556,000 | thousands by filing date | |
| CLEAN HARBORS INC | 184496909 | OPTION | 136,300 | $6,549,000 | thousands by filing date | call |
| PULTE GROUP INC | 745867903 | OPTION | 304,200 | $6,528,000 | thousands by filing date | call |
| YUM BRANDS INC | 988498952 | OPTION | 89,500 | $6,520,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 178,071 | $6,517,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 187,527 | $6,511,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 176,652 | $6,491,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 243,073 | $6,491,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 6,755,000 | $6,489,000 | thousands by filing date | principal |
| THOR INDS INC | 885160101 | COM | 116,020 | $6,482,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,428,832 | $6,481,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 332,172 | $6,481,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 262,190 | $6,476,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 184,102 | $6,474,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 326,905 | $6,444,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 312,216 | $6,420,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 60,444 | $6,412,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 769,552 | $6,395,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 346,364 | $6,391,000 | thousands by filing date | |
| VALERO ENERGY(NEW) | 91913Y951 | OPTION | 128,900 | $6,381,000 | thousands by filing date | put |
| SHIRE PLC-ADR | 82481R957 | OPTION | 30,000 | $6,376,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 68,557 | $6,365,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 130,400 | $6,334,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 170,392 | $6,330,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 230,576 | $6,323,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 206,436 | $6,310,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 260,701 | $6,299,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 333,410 | $6,298,000 | thousands by filing date | |
| ILLUMINA INC | 452327901 | OPTION | 34,100 | $6,294,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 4,606,000 | $6,293,000 | thousands by filing date | principal |
| SPDR S&P HOMEBUILDERS ETF | 78464A961 | OPTION | 108,800 | $6,274,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP | 517834909 | OPTION | 107,800 | $6,270,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 262,074 | $6,265,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E905 | OPTION | 800,000 | $6,264,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 241,972 | $6,262,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 142,134 | $6,258,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 758,940 | $6,246,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 264,339 | $6,232,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 251,599 | $6,230,000 | thousands by filing date | |
| CBS CORP NEW | 124857954 | OPTION | 110,800 | $6,229,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 504,342 | $6,189,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 102,639 | $6,187,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 268,277 | $6,184,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 481,825 | $6,178,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 80,241 | $6,169,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 222,474 | $6,150,000 | thousands by filing date | |
| SOUTHERN CO/THE | 842587909 | OPTION | 124,900 | $6,134,000 | thousands by filing date | call |
| PENNEY(JC)CO INC | 708160957 | OPTION | 946,500 | $6,133,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 165,104 | $6,115,000 | thousands by filing date | |
| MICROSOFT CORP | 594918906 | OPTION | 131,400 | $6,104,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 228,133 | $6,103,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 1,205,709 | $6,101,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 358,829 | $6,100,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 492,342 | $6,086,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 177,367 | $6,086,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 63,994 | $6,085,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 334,010 | $6,083,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 216,975 | $6,052,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 172,512 | $6,044,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 365,047 | $6,042,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 178,872 | $6,039,000 | thousands by filing date | |
| DIRECTV | 25490A903 | OPTION | 69,600 | $6,034,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 366,660 | $6,031,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 159,457 | $6,005,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 349,780 | $6,003,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 359,517 | $6,000,000 | thousands by filing date | |
| ULTA SALON COSMETICS & FRAGR | 90384S956 | OPTION | 46,900 | $5,996,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 317,122 | $5,991,000 | thousands by filing date | |
| SOUTHERN CO. | 842587958 | OPTION | 121,900 | $5,987,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 178,222 | $5,967,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 395,056 | $5,966,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 333,616 | $5,945,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,807,217 | $5,928,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 2,800,000 | $5,924,000 | thousands by filing date | principal |
| G III APPAREL GROUP LTD | 36237H101 | COM | 58,419 | $5,902,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 395,008 | $5,884,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC-CL B | 084670959 | OPTION | 39,100 | $5,871,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134958 | OPTION | 39,300 | $5,846,000 | thousands by filing date | put |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 162,046 | $5,843,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 701,258 | $5,828,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F905 | OPTION | 530,000 | $5,819,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 5,832,000 | $5,817,000 | thousands by filing date | principal |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 92,252 | $5,812,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,094,320 | $5,810,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,259,000 | $5,791,000 | thousands by filing date | principal |
| D R HORTON INC | 23331A950 | OPTION | 228,800 | $5,786,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 388,139 | $5,784,000 | thousands by filing date | |
| TIME WARNER INC | 887317907 | OPTION | 67,700 | $5,783,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 210,478 | $5,769,000 | thousands by filing date | |
| RSTK MIMEDX GROUP INC | 602496903 | COM | 500,000 | $5,765,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V902 | OPTION | 285,000 | $5,763,000 | thousands by filing date | call |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 5,220,000 | $5,762,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,905,000 | $5,740,000 | thousands by filing date | principal |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 4,752,000 | $5,723,000 | thousands by filing date | principal |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 798,770 | $5,711,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 257,515 | $5,710,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 94,563 | $5,701,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 112,700 | $5,696,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 155,964 | $5,668,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 2,291,000 | $5,666,000 | thousands by filing date | principal |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 80,237 | $5,664,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 619,694 | $5,664,000 | thousands by filing date | |
| LENNAR CORP | 526057955 | OPTION | 125,800 | $5,637,000 | thousands by filing date | put |
| ISHARES TR | 464288687 | COM | 142,852 | $5,634,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 223,979 | $5,633,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 84,109 | $5,630,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 88,672 | $5,623,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 121,134 | $5,592,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 166,492 | $5,586,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 5,404,000 | $5,584,000 | thousands by filing date | principal |
| FIREEYE INC | 31816Q952 | OPTION | 176,800 | $5,583,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 205,162 | $5,575,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 98,423 | $5,574,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 448,922 | $5,571,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 250,771 | $5,569,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 315,969 | $5,561,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 140,691 | $5,545,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042908 | FTSE EMR MKT ETF | 103,300 | $5,529,000 | thousands by filing date | call |
| SONY CORP-SPONSORED ADR | 835699901 | OPTION | 270,000 | $5,527,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 158,987 | $5,526,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 433,330 | $5,525,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 442,897 | $5,509,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 613,722 | $5,505,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 395,179 | $5,489,000 | thousands by filing date | |
| RF MICRO DEVICES INC+ | 749941902 | OPTION | 330,000 | $5,475,000 | thousands by filing date | call |
| YELP INC | 985817956 | OPTION | 100,000 | $5,473,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 33,751 | $5,471,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 86,775 | $5,470,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J906 | OPTION | 160,000 | $5,450,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 5,173,000 | $5,448,000 | thousands by filing date | principal |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 175,764 | $5,437,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 243,357 | $5,431,000 | thousands by filing date | |
| NXP SEMICONDUCTORS NV | N6596X950 | OPTION | 70,900 | $5,417,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 46,730 | $5,413,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T951 | OPTION | 100,000 | $5,348,000 | thousands by filing date | put |
| PLEXUS CORP COM | 729132100 | Stock | 129,524 | $5,338,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 156,557 | $5,337,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 59,032 | $5,332,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 341,200 | $5,330,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 178,192 | $5,329,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 236,710 | $5,324,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 172,358 | $5,281,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 5,668,127 | $5,272,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,728,000 | $5,271,000 | thousands by filing date | principal |
| ION GEOPHYSICAL CORP | 462044108 | COM | 1,915,448 | $5,267,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 331,017 | $5,264,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 107,766 | $5,253,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 199,213 | $5,232,000 | thousands by filing date | |
| SANDISK CORP | 80004C952 | OPTION | 53,400 | $5,232,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 62,068 | $5,198,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 4,370,000 | $5,195,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 150,684 | $5,192,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 132,765 | $5,182,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 854,431 | $5,178,000 | thousands by filing date | |
| WHOLE FOODS MARKET | 966837957 | OPTION | 102,700 | $5,178,000 | thousands by filing date | put |
| POWERSHARES | 73935X286 | COMMON STOCK | 107,658 | $5,173,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 339,530 | $5,154,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 173,145 | $5,149,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 4,166,000 | $5,145,000 | thousands by filing date | principal |
| PEABODY ENERGY CORP | 704549906 | OPTION | 664,700 | $5,145,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 732,890 | $5,138,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 83,584 | $5,126,000 | thousands by filing date | |
| CBS CORP NEW | 124857905 | OPTION | 91,050 | $5,119,000 | thousands by filing date | call |
| INTL PAPER CO | 460146905 | OPTION | 95,500 | $5,117,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X909 | CALL | 164,600 | $5,117,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 186,005 | $5,115,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 5,610,000 | $5,112,000 | thousands by filing date | principal |
| COACH INC | 189754955 | OPTION | 135,900 | $5,104,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826T108 | COM | 516,667 | $5,099,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 92,161 | $5,097,000 | thousands by filing date | |
| MARATHON PETROLEUM CORP | 56585A904 | OPTION | 56,400 | $5,091,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 47,549 | $5,082,000 | thousands by filing date | |
| ILLUMINA INC | 452327950 | OPTION | 27,500 | $5,076,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 192,711 | $5,074,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 373,051 | $5,074,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 40,247 | $5,068,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 231,883 | $5,062,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M950 | OPTION | 69,432 | $5,061,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 447,000 | $5,037,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 85,587 | $5,033,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 2,618,000 | $5,026,000 | thousands by filing date | principal |
| BRADY CORP | 104674106 | CL A | 183,515 | $5,017,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 173,100 | $5,015,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 277,883 | $5,005,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 303,625 | $5,000,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 791,642 | $4,987,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 136,797 | $4,970,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 5,248,000 | $4,969,000 | thousands by filing date | principal |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 19,585 | $4,951,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 159,452 | $4,938,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y950 | OPTION | 253,092 | $4,938,000 | thousands by filing date | put |
| OSI SYSTEMS INC | 671044105 | COM | 69,508 | $4,919,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 55,210 | $4,910,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 134,583 | $4,901,000 | thousands by filing date | |
| LINKEDIN CORP - A | 53578A900 | OPTION | 21,306 | $4,894,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 359,293 | $4,893,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 5,224,000 | $4,881,000 | thousands by filing date | principal |
| AGRIUM INC | 008916108 | COM | 51,523 | $4,879,000 | thousands by filing date | |
| DISNEY WALT CO | 254687908 | OPTION | 51,800 | $4,879,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 47,781 | $4,874,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 148,100 | $4,864,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 181,645 | $4,842,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 154,875 | $4,829,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021950 | OPTION | 86,500 | $4,826,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 289,580 | $4,810,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 81,675 | $4,804,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 80,692 | $4,791,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 98,230 | $4,790,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 3,998,000 | $4,778,000 | thousands by filing date | principal |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 251,212 | $4,771,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 402,493 | $4,770,000 | thousands by filing date | |
| CIMAREX ENERGY CO | 171798903 | OPTION | 45,000 | $4,770,000 | thousands by filing date | call |
| FIRST BUSEY CORP | 319383105 | COM | 731,088 | $4,760,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 64,710 | $4,746,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7,491,359 | $4,738,000 | thousands by filing date | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 127,201 | $4,724,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 136,679 | $4,715,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 161,630 | $4,710,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 660,447 | $4,709,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 427,000 | $4,693,000 | thousands by filing date | |
| ISHARES NASDAQ BIOTECHNOLOGY | 4642879A1 | OPTION | 51,518 | $4,685,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 749,022 | $4,674,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 102,420 | $4,673,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 88,276 | $4,670,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 73,857 | $4,670,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 241,850 | $4,668,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 41,981 | $4,658,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 184,464 | $4,657,000 | thousands by filing date | |
| STAPLES INC | 855030953 | OPTION | 256,900 | $4,655,000 | thousands by filing date | put |
| CAMBREX CORP | 132011107 | COM | 215,190 | $4,653,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 97,222 | $4,649,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 709,650 | $4,648,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 210,784 | $4,644,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 106,068 | $4,640,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 196,940 | $4,639,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 125,771 | $4,612,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 245,915 | $4,608,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 4,483,000 | $4,592,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 61,471 | $4,580,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 329,166 | $4,560,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011909 | OPTION | 200,000 | $4,556,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V951 | OPTION | 225,000 | $4,550,000 | thousands by filing date | put |
| BIO-TECHNE CORP | 09073M104 | COM | 49,099 | $4,537,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 192,237 | $4,531,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 557,762 | $4,529,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J908 | OPTION | 125,000 | $4,529,000 | thousands by filing date | call |
| CSX CORP | 126408905 | OPTION | 124,500 | $4,511,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 315,731 | $4,509,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 149,608 | $4,497,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 287,051 | $4,479,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U959 | OPTION | 132,300 | $4,476,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 644,594 | $4,454,000 | thousands by filing date | |
| PETROL BRASILEIROS | 71654V903 | OPTION | 585,500 | $4,438,000 | thousands by filing date | call |
| AMERICA MOVIL SAB DE CV ADR SE | 02364W956 | OPTION | 200,000 | $4,436,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 7,336,000 | $4,429,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 68,141 | $4,427,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000249 | this filing | 2015-02-13 | acceptance time not in the bulk data set |