13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,240 holding rows worth $437,386,467,000.
- Accession
- 0000019617-15-000249
- Filer
- CIK 19617
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 23,837 entries on the cover page, a total value of $437,386,467,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,386,437,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CNA FINL CORP | 126117100 | COM | 6,208 | $240,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 12,246 | $240,000 | thousands by filing date | |
| C.H. ROBINSON WORLDWIDE INC | 12541W902 | OPTION | 3,200 | $240,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 8,458 | $239,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,569 | $239,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,016 | $238,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 7,615 | $237,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 240,000 | $236,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 64,675 | $235,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 4,302 | $234,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 19,291 | $234,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D957 | OPTION | 27,500 | $234,000 | thousands by filing date | put |
| ARCELORMITTAL SA LUXEMBOURG | 03938L906 | OPTION | 21,200 | $234,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,956 | $233,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 62,059 | $232,000 | thousands by filing date | |
| ADVANCED MICRO DEV | 007903909 | OPTION | 87,000 | $232,000 | thousands by filing date | call |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 10,314 | $231,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 5,939 | $231,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 23,982 | $230,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 51,232 | $230,000 | thousands by filing date | |
| SCHWAB(CHARLES)CP | 808513956 | OPTION | 7,600 | $229,000 | thousands by filing date | put |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 12,552 | $227,000 | thousands by filing date | |
| ARCH COAL INC | 039380902 | OPTION | 127,800 | $227,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 18,374 | $226,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 11,494 | $226,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 4,824 | $226,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 88,900 | $225,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 6,850 | $225,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 8,086 | $225,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P901 | OPTION | 6,600 | $223,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,283 | $221,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC | 74838C908 | OPTION | 100,000 | $221,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604907 | OPTION | 6,400 | $218,000 | thousands by filing date | call |
| Jason Industries Inc | 471172106 | COMMON STOCK | 22,000 | $217,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 4,012 | $217,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 8,345 | $217,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 4,802 | $216,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 200,000 | $216,000 | thousands by filing date | principal |
| HARBINGER GROUP INC | 41146A106 | COM | 15,232 | $215,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 13,560 | $215,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328908 | OPTION | 84,400 | $215,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044907 | OPTION | 4,500 | $213,000 | thousands by filing date | call |
| CME GROUP INC | 12572Q907 | OPTION | 2,400 | $213,000 | thousands by filing date | call |
| ALLSTATE CORP | 020002903 | OPTION | 3,000 | $211,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 19,127 | $210,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 54,045 | $210,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 227,000 | $210,000 | thousands by filing date | principal |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,779 | $209,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 200,000 | $208,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220957 | OPTION | 24,300 | $208,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP | 316773902 | OPTION | 10,200 | $208,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 11,475 | $207,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 8,305 | $207,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 200,000 | $206,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AM9 | NOTE | 123,000 | $206,000 | thousands by filing date | principal |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,691 | $205,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 7,964 | $205,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,000 | $204,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 91,700 | $202,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J903 | OPTION | 14,700 | $202,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 21,021 | $201,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 15,000 | $201,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 208,000 | $199,000 | thousands by filing date | principal |
| E TRADE FINANCIAL CORP | 269246906 | OPTION | 8,100 | $196,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y951 | COM | 48,700 | $196,000 | thousands by filing date | put |
| SAPIENT CORPORATION | 803607902 | OPTION | 13,500 | $195,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774950 | OPTION | 8,400 | $195,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604956 | OPTION | 5,700 | $194,000 | thousands by filing date | put |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 34,900 | $188,000 | thousands by filing date | |
| SINA CORP | G81477906 | OPTION | 5,000 | $187,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 51,318 | $186,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 23,283 | $186,000 | thousands by filing date | |
| ALLEGHENY TECHNOLO | 01741R904 | OPTION | 5,300 | $184,000 | thousands by filing date | call |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 24,243 | $184,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U969 | OPTION | 10,000 | $184,000 | thousands by filing date | put |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 108,937 | $183,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 12,877 | $183,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 18,735 | $179,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 12,582 | $177,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 10,097 | $177,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 17,469 | $176,000 | thousands by filing date | |
| ENCANA CORP | 292505955 | OPTION | 12,600 | $175,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328957 | OPTION | 68,500 | $175,000 | thousands by filing date | put |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 104,025 | $174,000 | thousands by filing date | |
| WHIRLPOOL CORP | 963320908 | OPTION | 900 | $174,000 | thousands by filing date | call |
| CANADIAN NATURAL RESOURCES | 136385952 | EQUITY | 5,500 | $170,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 12,327 | $168,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 13,660 | $168,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A953 | ST STR SP DIV | 2,900 | $167,000 | thousands by filing date | put |
| ADOBE SYSTEMS INC | 00724F903 | OPTION | 2,300 | $167,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 23,177 | $165,000 | thousands by filing date | |
| AFLAC INC | 001055953 | OPTION | 2,700 | $165,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 13,262 | $164,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 41,420 | $164,000 | thousands by filing date | |
| BOSTON SCIENTIFIC | 101137958 | OPTION | 12,400 | $164,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 20,817 | $162,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 23,580 | $159,000 | thousands by filing date | |
| ENCANA CORP | 292505906 | OPTION | 11,400 | $158,000 | thousands by filing date | call |
| PPL CORP | 69351T908 | OPTION | 4,300 | $156,000 | thousands by filing date | call |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 124,000 | $151,000 | thousands by filing date | principal |
| CHICAGO BRIDGE & IRON CO NV | 167250950 | OPTION | 3,600 | $151,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807959 | OPTION | 1,900 | $151,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING | 25271C904 | OPTION | 4,100 | $151,000 | thousands by filing date | call |
| NOVARTIS AG-SPONSORED ADR | 66987V950 | OPTION | 1,600 | $148,000 | thousands by filing date | put |
| SCHWAB (CHARLES) CORP | 808513907 | OPTION | 4,800 | $145,000 | thousands by filing date | call |
| ACTIVISION BLIZZARD INC | 00507V901 | OPTION | 7,100 | $143,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902958 | EQUITY | 50,000 | $141,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 12,137 | $140,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,870 | $140,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 12,093 | $139,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 69,373 | $139,000 | thousands by filing date | |
| CHICO'S FAS INC | 168615953 | OPTION | 8,400 | $136,000 | thousands by filing date | put |
| NVIDIA CORP | 67066G906 | OPTION | 6,700 | $134,000 | thousands by filing date | call |
| ENERGY TRANSFER PARTNERS LP | 29273R950 | OPTION | 2,000 | $130,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 13,229 | $129,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 20,630 | $128,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,851 | $127,000 | thousands by filing date | |
| FIFTH THIRD BANCORP | 316773951 | OPTION | 6,200 | $126,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 39,790 | $124,000 | thousands by filing date | |
| KEYCORP | 493267959 | OPTION | 8,700 | $121,000 | thousands by filing date | put |
| GLAXOSMITHKLINE | 37733W956 | OPTION | 2,834 | $121,000 | thousands by filing date | put |
| EASTMAN CHEMICAL CO | 277432902 | OPTION | 1,600 | $121,000 | thousands by filing date | call |
| DIGIRAD CORP | 253827109 | COM | 27,519 | $120,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431952 | OPTION | 7,200 | $119,000 | thousands by filing date | put |
| JOHNSON CONTROLS, INC. | 478366958 | OPTION | 2,400 | $116,000 | thousands by filing date | put |
| CNOVA ORD | N20947102 | COM | 14,611 | $116,000 | thousands by filing date | |
| ARENA PHARMACEUTIC | 040047904 | OPTION | 33,100 | $115,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS LTD | 795435957 | OPTION | 1,000 | $115,000 | thousands by filing date | put |
| ARCH COAL INC | 039380951 | OPTION | 64,100 | $114,000 | thousands by filing date | put |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 106,000 | $111,000 | thousands by filing date | principal |
| COLGATE-PALMOLIVE CO | 194162954 | OPTION | 1,600 | $111,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 20,933 | $109,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 025537903 | OPTION | 1,800 | $109,000 | thousands by filing date | call |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 12,929 | $107,000 | thousands by filing date | |
| DENBURY RESOURCES INC | 247916950 | OPTION | 13,200 | $107,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q952 | OPTION | 100,000 | $106,000 | thousands by filing date | put |
| DISCOVER FINANCIAL SERVICES | 254709900 | OPTION | 1,600 | $105,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503900 | OPTION | 4,000 | $103,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 19,720 | $101,000 | thousands by filing date | |
| USG CORP | 903293900 | OPTION | 3,600 | $101,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 18,729 | $100,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F905 | OPTION | 7,600 | $99,000 | thousands by filing date | call |
| HARTFORD FINL SERV | 416515955 | OPTION | 2,300 | $96,000 | thousands by filing date | put |
| SPRINT CORP | 85207U907 | OPTION | 23,100 | $96,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F952 | OPTION | 900 | $96,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 17,014 | $93,000 | thousands by filing date | |
| EMULEX CORP | 292475AF7 | CNV | 100,000 | $92,000 | thousands by filing date | principal |
| SANDRIDGE ENERGY INC | 80007P950 | OPTION | 50,000 | $91,000 | thousands by filing date | put |
| GERDAU SA -SPON ADR | 373737956 | OPTION | 25,300 | $90,000 | thousands by filing date | put |
| CREE INC | 225447952 | OPTION | 2,600 | $84,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 29,827 | $83,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE INC | 12541W951 | OPTION | 1,100 | $82,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 13,383 | $79,000 | thousands by filing date | |
| SINA CORP | G81477955 | OPTION | 2,100 | $79,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 25,283 | $78,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 23,645 | $77,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q956 | OPTION | 54,800 | $76,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431903 | OPTION | 4,500 | $75,000 | thousands by filing date | call |
| COGNIZANT TECH SOLUTIONS-A | 192446953 | OPTION | 1,400 | $74,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X953 | OPTION | 43,500 | $73,000 | thousands by filing date | put |
| MERGE HEALTHCARE INC | 589499102 | COM | 19,724 | $70,000 | thousands by filing date | |
| TJX COS INC | 872540901 | OPTION | 1,000 | $69,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 11,000 | $68,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 25,360 | $67,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 16,238 | $67,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R901 | OPTION | 1,000 | $65,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,394 | $64,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 13,600 | $64,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 19,752 | $64,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,546 | $63,000 | thousands by filing date | |
| METLIFE INC | 59156R900 | OPTION | 1,100 | $59,000 | thousands by filing date | call |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 10,548 | $58,000 | thousands by filing date | |
| HUMANA INC | 444859904 | OPTION | 400 | $57,000 | thousands by filing date | call |
| MARVELL TECH GROUP | G5876H956 | OPTION | 3,800 | $55,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678957 | OPTION | 1,200 | $55,000 | thousands by filing date | put |
| SFX ENTMT INC | 784178303 | COM | 11,979 | $54,000 | thousands by filing date | |
| CEMEX SAB-SPONS ADR PART CER | 151290954 | OPTION | 5,328 | $54,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 10,497 | $53,000 | thousands by filing date | |
| PENN WEST PETROLEUM LTD | 707887956 | OPTION | 25,700 | $53,000 | thousands by filing date | put |
| XEROX CORP | 984121905 | OPTION | 3,700 | $51,000 | thousands by filing date | call |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 50,000 | $50,000 | thousands by filing date | principal |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 19,106 | $49,000 | thousands by filing date | |
| MOODY'S CORP | 615369956 | OPTION | 500 | $48,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537958 | OPTION | 500 | $46,000 | thousands by filing date | put |
| MOLSON COORS BREWING CO -B | 608753950 | OPTION | 52,000 | $46,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 122,887 | $45,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 16,295 | $45,000 | thousands by filing date | |
| CREE INC | 225447903 | OPTION | 1,400 | $45,000 | thousands by filing date | call |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 43,000 | $43,000 | thousands by filing date | principal |
| CHICAGO BRIDGE & IRON CO NV | 167250901 | OPTION | 1,000 | $42,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 20,785 | $38,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938L955 | OPTION | 3,300 | $36,000 | thousands by filing date | put |
| PPL CORP | 69351T957 | OPTION | 1,000 | $36,000 | thousands by filing date | put |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 32,000 | $34,000 | thousands by filing date | principal |
| INFOSYS LTD | 456788900 | OPTION | 1,077 | $34,000 | thousands by filing date | call |
| Amedica Corporation | 023435100 | COM | 43,115 | $34,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 10,424 | $30,000 | thousands by filing date | |
| TD AMERITRADE HOLDING CORP | 87236Y959 | OPTION | 800 | $29,000 | thousands by filing date | put |
| NOKIA OYJ | 654902907 | OPTION | 3,600 | $28,000 | thousands by filing date | call |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 22,000 | $28,000 | thousands by filing date | |
| CLEAN HARBORS INC | 184499903 | OPTION | 5,700 | $28,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 12,690 | $27,000 | thousands by filing date | |
| DENBURY RESOURCES INC | 247916901 | OPTION | 3,200 | $26,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 10,446 | $25,000 | thousands by filing date | |
| HARTFORD FINL SERV | 416515906 | OPTION | 600 | $25,000 | thousands by filing date | call |
| NUCOR CORP | 670346956 | OPTION | 500 | $25,000 | thousands by filing date | put |
| UTILITIES SELECT SECTOR SPDR | 81369Y9C6 | OPTION | 500 | $24,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,807 | $23,000 | thousands by filing date | |
| CLEAN HARBORS INC | 184499952 | OPTION | 4,600 | $23,000 | thousands by filing date | put |
| DOMINION RESOURCES INC | 25746U950 | OPTION | 300 | $23,000 | thousands by filing date | put |
| RIVERBED TECHNOLOGY INC | 768573958 | OPTION | 1,100 | $22,000 | thousands by filing date | put |
| ANGLOGOLD ASHANTI-SPON ADR | 035128958 | OPTION | 2,500 | $22,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T958 | OPTION | 900 | $21,000 | thousands by filing date | put |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 27,000 | $20,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 16,000 | $17,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 17,000 | $17,000 | thousands by filing date | principal |
| UBS AG-REG | H89231908 | COM | 1,000 | $17,000 | thousands by filing date | call |
| ALLEGHENY TECHNOLO | 01741R953 | OPTION | 500 | $17,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 14,000 | $16,000 | thousands by filing date | principal |
| MBIA INC | 55262C902 | OPTION | 1,700 | $16,000 | thousands by filing date | call |
| PENN WEST PETROLEUM LTD | 707887907 | OPTION | 7,200 | $15,000 | thousands by filing date | call |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 534,978 | $14,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 25,000 | $13,000 | thousands by filing date | principal |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 13,000 | $13,000 | thousands by filing date | principal |
| NOKIA OYJ | 654902956 | OPTION | 1,500 | $12,000 | thousands by filing date | put |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 57,100 | $11,000 | thousands by filing date | |
| KEYCORP | 493267900 | OPTION | 800 | $11,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054950 | OPTION | 100 | $10,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 10,724 | $8,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,082 | $8,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M958 | OPTION | 100 | $7,000 | thousands by filing date | put |
| ARENA PHARMACEUTIC | 040047953 | OPTION | 1,900 | $7,000 | thousands by filing date | put |
| RED HAT | 756577953 | OPTION | 100 | $7,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y905 | OPTION | 500 | $7,000 | thousands by filing date | call |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 95,548 | $6,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573909 | OPTION | 200 | $4,000 | thousands by filing date | call |
| DEALERTRACK TECHNOLOGIES INC | 242370955 | OPTION | 200 | $4,000 | thousands by filing date | put |
| BANRO CORP | 066800103 | COM | 18,738 | $3,000 | thousands by filing date | |
| MARVELL TECH GROUP | G5876H907 | OPTION | 200 | $3,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 119,817 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000249 | this filing | 2015-02-13 | acceptance time not in the bulk data set |