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Disclosery

USMC PRINCIPAL EXCHANGE TRADED FD

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USMC (fund)

79 managers (81 13F filers) reported a position in USMC shares at 2025-09-30, 54,800,208 shares in all. 17 filers opened a position and 10 filers sold out during the quarter.

Managers
79
13F filers
81
New
17
Added
33
Reduced
20
Sold out
10
Shares held by filers
54,800,208

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding41,828,520$2.85B+529,899Timeline
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding4,180,755$285M+361,674Timeline
LPL Financial LLC1,317,005$89.8M0.03%+60,71413F-HRTimeline
O'Brien Wealth Partners LLC906,137$61.8M8.37%-14,38313F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV904,936$61.7M0.1%new13F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC761,861$51.9M0.02%-28,00413F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY652,172$44.5M<0.01%+15,30413F-HR/ATimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN596,502$40.7M0.01%-5,59113F-HRTimelineGroup
NewEdge Advisors, LLC459,273$31.3M0.14%+143,80713F-HRTimeline
Legacy CG, LLC308,690$21M5.93%-5813F-HRTimeline
Orion Porfolio Solutions, LLC292,490$19.9M0.15%+23,89813F-HRTimeline
Segment Wealth Management, LLC257,115$17.5M1.05%-11713F-HRTimeline
Symphony Financial Services, Inc.214,520$14.6M7.87%+2,75913F-HRTimeline
Wealth Advisors of Iowa, LLC207,662$14.2M4.82%+144,58513F-HRTimeline
Golden State Wealth Management, LLC198,376$13.5M1.49%+2,81213F-HRTimeline
Integrated Wealth Concepts LLC155,596$10.6M0.09%+99,38513F-HRTimeline
Elevation Capital Advisory, LLC128,122$8.73M3.49%new13F-HRTimeline
TWO SIGMA INVESTMENTS, LPin group TWO SIGMA INVESTMENTS, LP116,400$7.94M0.01%013F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC110,699$7.55M0.01%+35,99013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.66,644$4.44M0.01%+11,52513F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA62,509$4.26M<0.01%+2,00613F-HRTimelineGroup
UBS Group AGin group UBS Group AG59,536$4.06M<0.01%+4,42713F-HRTimelineGroup
MML INVESTORS SERVICES, LLC57,687$3.93M0.01%-1,09613F-HRTimeline
Cetera Investment Advisers57,410$3.91M<0.01%+53,84813F-HRTimeline
AE Wealth Management LLC57,159$3.9M0.02%new13F-HRTimeline
&PARTNERS55,624$3.79M0.02%new13F-HRTimeline
Smartleaf Asset Management LLC52,795$3.58M0.22%+18,64413F-HRTimeline
Capital Investment Advisory Services, L…50,425$3.44M0.27%+24,45213F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO48,225$3.29M<0.01%+14,99613F-HR/ATimelineGroup
US BANCORP \DE\in group US BANCORP \DE\44,318$3.02M<0.01%+1,55713F-HRTimelineGroup
Jackson Wealth Management, LLC43,445$2.96M0.3%+1,18813F-HRTimeline
Cambridge Investment Research Advisors,…39,858$2.72M0.01%+5,79513F-HRTimeline
CreativeOne Wealth, LLCin group CreativeOne Wealth, LLC39,528$2.69M0.07%-1,06913F-HRTimelineGroup
PMG Wealth Management, Inc.33,007$2.23M1.7%+43713F-HRTimeline
SILVER OAK SECURITIES, INCORPORATED31,661$2.16M0.16%new13F-HRTimeline
Richmond Investment Services, LLC30,203$2.06M0.38%+2113F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…28,800$1.96M<0.01%+14,17913F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…26,573$1.81M<0.01%+2,76813F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC25,677$1.75M<0.01%+1,67513F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP23,234$1.58M<0.01%+71813F-HRTimelineGroup
GREENWOOD CAPITAL ASSOCIATES LLC20,360$1.39M0.16%+10,61113F-HRTimeline
Janney Montgomery Scott LLC19,195$1.31M<0.01%+71413F-HRTimeline
Gotham Asset Management, LLC18,705$1.28M0.01%new13F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…18,594$1.27M<0.01%+2,41813F-HRTimelineGroup
CITIZENS FINANCIAL GROUP INC/RIin group CITIZENS FINANCIAL GROUP INC/…16,078$1.1M0.02%-3,11813F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC14,681$1M<0.01%-1,06013F-HRTimelineGroup
CARY STREET PARTNERS FINANCIAL LLCin group CARY STREET PARTNERS ASSET MA…13,100$893K0.02%013F-HRTimelineGroup
Prospera Financial Services Inc12,789$872K0.01%-71113F-HRTimeline
Steward Partners Investment Advisory, L…11,288$770K<0.01%-19813F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/10,841$739K<0.01%+6913F-HR/ATimelineGroup
Cannon Wealth Management Services, LLC9,659$658K0.5%-2313F-HRTimeline
Kraft, Davis & Associates, LLC9,241$631K0.15%013F-HRTimeline
Stillwater Wealth Management Group8,747$596K0.42%13F-HRTimeline
U.S. Capital Wealth Advisors, LLC8,002$546K0.01%-1,53613F-HRTimeline
One Capital Management, LLC7,732$527K0.02%-3,55013F-HRTimeline
GTS SECURITIES LLC7,488$510K0.02%-48,98713F-HRTimeline
Cornerstone Wealth Management, LLC7,084$483K0.03%-1,52013F-HRTimeline
Advisory Services Network, LLC6,905$471K0.01%new13F-HRTimeline
BLAIR WILLIAM & CO/IL5,351$365K<0.01%013F-HRTimeline
Private Advisor Group, LLC4,992$340K<0.01%-42613F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.4,855$331K<0.01%-17513F-HRTimelineGroup
HighTower Advisors, LLC4,819$329K<0.01%new13F-HRTimeline
Perennial Investment Advisors, LLC4,249$290K0.02%new13F-HRTimeline
Equitable Holdings, Inc.in group Equitable Holdings, Inc.4,242$289K<0.01%new13F-HRTimelineGroup
Virtu Financial LLCin group Virtu Financial LLC3,745$255K0.01%new13F-HRTimelineGroup
FLP Wealth Management, LLC3,355$229K0.64%new13F-HR/ATimeline
Sanctuary Advisors, LLC3,223$220K<0.01%new13F-HR/ATimeline
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.3,126$213K<0.01%new13F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC2,665$182K<0.01%013F-HRTimelineGroup
COMERICA BANK1,244$84.8K<0.01%013F-HRTimeline
Grey Fox Wealth Advisors, LLC1,100$75K0.02%new13F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…847$57.7K<0.01%-13713F-HRTimelineGroup
CoreCap Advisors, LLC360$24.5K<0.01%013F-HRTimeline
Pinnacle Bancorp, Inc.206$14K<0.01%+713F-HRTimeline
SIGNATUREFD, LLC98$6.68K<0.01%new13F-HRTimeline
Strategic Wealth Partners, Ltd.54$3.68K<0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.27$1.84K<0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…3$214<0.01%new13F-HRTimelineGroup
FMR LLCin group FMR LLC9$60<0.01%013F-HRTimelineGroup