Skip to content
Disclosery

USMC PRINCIPAL EXCHANGE TRADED FD

Follow

USMC (fund)

86 managers (87 13F filers) reported a position in USMC shares at 2026-03-31, 53,051,204 shares in all. 13 filers opened a position and 13 filers sold out during the quarter.

Managers
86
13F filers
87
New
13
Added
27
Reduced
35
Sold out
13
Shares held by filers
53,051,204

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding34,890,518$2.24B-881,933Timeline
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding4,484,547$288M+207,959Timeline
LPL Financial LLC1,076,001$69.2M0.02%-328,12613F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN986,527$63.4M0.01%+346,39013F-HR/ATimelineGroup
MORGAN STANLEYin group MORGAN STANLEY680,091$43.7M<0.01%-15,24213F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC635,132$40.8M0.01%-109,65113F-HRTimelineGroup
NewEdge Advisors, LLC300,827$19.3M0.07%-12,71313F-HR/ATimeline
Oasis Advisors, LLC7,114,896$19.1M3.75%+6,816,57913F-HRTimeline
Integrated Wealth Concepts LLC258,390$16.6M0.13%+16,73813F-HRTimeline
Segment Wealth Management, LLC254,893$16.4M0.96%-1,41313F-HRTimeline
Symphony Financial Services, Inc.242,619$15.6M8.01%+13,92513F-HRTimeline
Golden State Wealth Management, LLC209,703$13.5M1.47%+1,74013F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV191,884$12.3M0.02%-701,72613F-HRTimeline
EP Wealth Advisors, LLC129,107$8.3M0.04%-4,36913F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC124,879$8.03M0.01%+9,59713F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.120,191$7.73M0.01%-23,24213F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA117,374$7.55M<0.01%+30,69013F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO79,794$4.99M<0.01%+17,09913F-HR/ATimelineGroup
Legacy CG, LLC62,166$4M1.11%-234,02913F-HRTimeline
Wealth Advisors of Iowa, LLC61,659$3.97M1.23%-143,40313F-HRTimeline
&PARTNERS59,289$3.81M0.02%+2,01213F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\53,715$3.45M<0.01%+7,22613F-HRTimelineGroup
Capital Investment Advisory Services, L…52,815$3.4M0.25%-21913F-HRTimeline
AE Wealth Management LLC48,218$3.1M0.02%new13F-HRTimeline
Smartleaf Asset Management LLC46,610$2.91M0.11%-5,42113F-HRTimeline
Orion Porfolio Solutions, LLC43,272$2.78M0.02%-263,09613F-HRTimeline
Jackson Wealth Management, LLC42,599$2.74M0.28%-1,81913F-HRTimeline
Cambridge Investment Research Advisors,…39,837$2.56M0.01%-1,70113F-HRTimeline
Cetera Investment Advisers37,930$2.44M<0.01%-48,22113F-HRTimeline
CreativeOne Wealth, LLCin group CreativeOne Wealth, LLC36,463$2.35M0.05%-3,13713F-HRTimelineGroup
MML INVESTORS SERVICES, LLC35,533$2.29M0.01%-22,81913F-HRTimeline
GREENWOOD CAPITAL ASSOCIATES LLC35,210$2.26M0.25%+4,55213F-HRTimeline
PMG Wealth Management, Inc.32,931$2.11M1.52%-50713F-HRTimeline
Richmond Investment Services, LLC31,877$2.05M0.33%-27013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…28,764$1.85M<0.01%-2,63313F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC28,054$1.8M<0.01%+6,85413F-HRTimelineGroup
MCDONALD PARTNERS LLC27,909$1.79M0.42%+21,40313F-HRTimeline
GTS SECURITIES LLC26,511$1.7M0.06%+8,98813F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…23,843$1.54M<0.01%-6,51313F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP22,025$1.42M<0.01%-1,39313F-HRTimelineGroup
UBS Group AGin group UBS Group AG21,804$1.4M<0.01%-34913F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC19,992$1.29M<0.01%-16913F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…17,050$1.1M<0.01%new13F-HRTimelineGroup
Prospera Financial Services Inc16,928$1.09M0.02%+25013F-HRTimeline
CITIZENS FINANCIAL GROUP INC/RIin group CITIZENS FINANCIAL GROUP INC/…16,198$1.04M0.01%+46413F-HRTimelineGroup
CARY STREET PARTNERS FINANCIAL LLCin group CARY STREET PARTNERS ASSET MA…12,516$805K0.02%013F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/12,245$788K<0.01%+3,66813F-HRTimelineGroup
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC12,239$787K<0.01%new13F-HRTimelineGroup
Steward Partners Investment Advisory, L…10,991$707K<0.01%+22913F-HRTimeline
Kraft, Davis & Associates, LLC9,241$651K0.14%013F-HRTimeline
Cannon Wealth Management Services, LLC9,372$603K0.41%-13913F-HRTimeline
Gotham Asset Management, LLC9,191$591K<0.01%+1,09813F-HRTimeline
U.S. Capital Wealth Advisors, LLC8,002$515K0.01%013F-HRTimeline
HRT FINANCIAL LP7,327$471K<0.01%new13F-HRTimeline
Centennial Advisors, LLC7,218$464K0.59%new13F-HRTimeline
BLAIR WILLIAM & CO/IL6,805$438K<0.01%013F-HRTimeline
Stillwater Wealth Management Group6,788$437K0.27%-56413F-HRTimeline
Advisory Services Network, LLC6,508$419K0.01%-60913F-HRTimeline
Cornerstone Wealth Management, LLC6,478$417K0.02%-20713F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP5,905$380K<0.01%new13F-HRTimelineGroup
Equitable Holdings, Inc.in group Equitable Holdings, Inc.4,662$319K<0.01%+18613F-HRTimelineGroup
Private Advisor Group, LLC4,955$319K<0.01%+6513F-HRTimeline
Janney Montgomery Scott LLC4,926$317K<0.01%-14,27813F-HRTimeline
HighTower Advisors, LLC4,919$316K<0.01%-35513F-HRTimeline
Cornerstone Planning Group LLC4,251$302K0.04%-3,76413F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.4,639$298K<0.01%-20713F-HRTimelineGroup
Simplicity Wealth,LLC4,631$298K0.02%+3013F-HRTimeline
Perennial Investment Advisors, LLC4,249$273K0.02%013F-HRTimeline
Independent Advisor Alliance3,319$213K<0.01%new13F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC3,206$206K<0.01%+4213F-HRTimelineGroup
Lloyd Advisory Services, LLC.2,034$131K0.04%new13F-HRTimeline
Kingdom Financial Group LLC.2,034$131K0.04%new13F-HRTimeline
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…1,244$80K<0.01%new13F-HRTimelineGroup
MARSHALL INVESTMENT MANAGEMENT, LLC1,227$78.9K0.04%new13F-HRTimeline
Versant Capital Management, Inc1,200$77.2K0.01%013F-HRTimeline
CoreCap Advisors, LLC500$32.2K<0.01%013F-HRTimeline
ABOUND FINANCIAL, LLC418$26.9K0.01%013F-HRTimeline
Parallel Advisors, LLC412$26.5K<0.01%new13F-HR/ATimeline
FMR LLCin group FMR LLC249$16K<0.01%+24013F-HRTimelineGroup
Pinnacle Bancorp, Inc.221$14.2K<0.01%+1513F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…163$10.5K<0.01%-54313F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…147$9.45K<0.01%new13F-HRTimelineGroup
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…98$6.31K<0.01%013F-HRTimelineGroup
Strategic Wealth Partners, Ltd.54$3.47K<0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.27$1.74K<0.01%013F-HRTimeline
MCGUIRE CAPITAL ADVISORS INC18$1.16K<0.01%013F-HRTimeline