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Disclosery

SPYI NEOS ETF TRUST

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NEOS S&P 500 HI (fund)

292 managers (297 13F filers) reported a position in SPYI shares at 2025-09-30, 16,908,807 shares in all. 78 filers opened a position and 14 filers sold out during the quarter.

Managers
292
13F filers
297
New
78
Added
150
Reduced
44
Sold out
14
Shares held by filers
16,908,807

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
LPL Financial LLC2,300,653$120M0.04%+478,67213F-HRTimeline
Gradient Investments LLCin group Gradient Investments LLC1,752,971$91.7M1.53%+83,98813F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP611,938$32M0.03%+44,69113F-HRTimelineGroup
UBS Group AGin group UBS Group AG592,650$31M0.01%+144,51113F-HRTimelineGroup
MML INVESTORS SERVICES, LLC574,751$30.1M0.08%+344,42813F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA513,440$26.9M<0.01%+349,84513F-HRTimelineGroup
Private Advisor Group, LLC470,511$24.6M0.12%+44,08713F-HRTimeline
Howard Capital Management, LLC411,886$21.5M0.28%new13F-HRTimeline
Merit Financial Group, LLC409,522$21.4M0.2%new13F-HR/ATimeline
Second Half Financial Partners, LLC404,802$21.2M9.33%-5,00413F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding357,543$18.7M+271,653Timeline
MADDEN SECURITIES Corp352,855$18.5M5.64%+236,83513F-HRTimeline
Cascade Wealth Advisors, Inc320,430$16.9M8.34%-46,99013F-HRTimeline
TWO SIGMA INVESTMENTS, LPin group TWO SIGMA INVESTMENTS, LP311,500$16.3M0.03%+105,40013F-HRTimelineGroup
Cetera Investment Advisers275,218$14.4M0.02%+131,82813F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding198,756$10.4M+40,854Timeline
Stratos Wealth Partners, LTD.group of 3 filers holding198,257$10.4M+62,644Timeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…173,040$8.72M0.7%+8,66013F-HRTimeline
Ausdal Financial Partners, Inc.166,492$8.71M0.42%+18,83013F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC164,702$8.61M0.21%+22,63813F-HRTimeline
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC129,994$6.8M1.32%new13F-HRTimeline
Steele Capital Management, Inc.126,005$6.59M0.29%+33,14513F-HRTimeline
Delta Investment Management, LLC122,925$6.43M1.15%+45,41913F-HRTimeline
Brown Financial Advisors120,880$6.32M2.34%+2513F-HRTimeline
Aventura Private Wealth, LLC118,629$6.2M2.29%new13F-HRTimeline
Mattson Financial Services, LLC118,511$6.2M1.48%+5,29613F-HRTimeline
RiverTree Advisors, LLC114,543$5.99M3.84%+11,34013F-HRTimeline
Summit Financial, LLC107,067$5.6M0.09%new13F-HRTimeline
RENAISSANCE TECHNOLOGIES LLC106,271$5.56M0.01%+2,57113F-HRTimeline
Palacios Wealth Management, LLC105,636$5.52M3.64%+41,67613F-HRTimeline
Teamwork Financial Advisors, LLC103,098$5.39M0.59%+14,88613F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…102,091$5.35M0.01%+13,77413F-HRTimeline
Capital Investment Advisory Services, L…100,506$5.26M0.42%+28,68113F-HRTimeline
Cambridge Investment Research Advisors,…100,315$5.25M0.01%+24,10413F-HRTimeline
Chung Wu Investment Group, LLC98,230$5.14M4.28%+97,93013F-HRTimeline
Orion Porfolio Solutions, LLC92,882$4.86M0.04%+2,84013F-HRTimeline
READYSTATE ASSET MANAGEMENT LP89,408$4.68M0.23%-9,08813F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC88,982$4.65M<0.01%+73,38613F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.86,004$4.48M0.01%+40,24513F-HRTimelineGroup
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC83,492$4.37M0.01%new13F-HRTimelineGroup
StoneCrest Wealth Management, Inc.81,527$4.26M1.87%+2,20613F-HRTimeline
Fortis Group Advisors, LLC72,113$3.81M0.66%new13F-HRTimeline
Legacy Capital Wealth Partners, LLC71,934$3.76M0.82%+42,74413F-HRTimeline
Waverly Advisors, LLC71,110$3.72M0.04%+1,54813F-HRTimeline
IFG Advisory, LLC66,734$3.49M0.16%+1,71113F-HRTimeline
RFG Advisory, LLC64,834$3.39M0.07%+26,15913F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC63,057$3.3M<0.01%-21,54313F-HRTimeline
NFSG Corp62,996$3.29M0.49%+2,35713F-HRTimeline
OPPENHEIMER ASSET MANAGEMENT INC.group of 2 filers holding62,657$3.28M+22,517Timeline
Guardian Financial Partners, LLC62,112$3.25M1.37%+9,71113F-HRTimeline
Garden State Investment Advisory Servic…61,862$3.24M0.82%+11,34313F-HRTimeline
PFG Investments, LLC61,510$3.22M0.17%-3,28913F-HRTimeline
J.W. COLE ADVISORS, INC.61,480$3.22M0.06%+33,76113F-HRTimeline
Belpointe Asset Management LLC59,573$3.12M0.12%+46,83713F-HRTimeline
CAPITAL ADVISORY GROUP ADVISORY SERVICE…58,562$3.06M0.95%+38,57213F-HRTimeline
High Net Worth Advisory Group LLC57,905$3.03M0.73%+4,06713F-HRTimeline
Kingsview Wealth Management, LLC57,439$3M0.05%+35,38113F-HRTimeline
HBW ADVISORY SERVICES LLC56,070$2.93M0.33%+18,24813F-HRTimeline
Perennial Investment Advisors, LLC54,714$2.86M0.24%+7,46213F-HRTimeline
Mutual Advisors, LLC54,116$2.83M0.06%+14,89913F-HRTimeline
Triumph Capital Management52,601$2.75M0.74%+36,05413F-HR/ATimeline
Arete Wealth Advisors, LLC51,710$2.7M0.17%+15,99613F-HRTimeline
SMITH, MOORE & CO.50,061$2.62M0.2%+1,88513F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC48,666$2.55M0.05%+3,66413F-HRTimelineGroup
UNIQUE WEALTH, LLC48,295$2.53M0.37%+10,39713F-HRTimeline
HighTower Advisors, LLC47,780$2.5M<0.01%+6,67513F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…46,483$2.43M<0.01%+3,83513F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC46,465$2.43M<0.01%+9,92013F-HRTimelineGroup
3EDGE Asset Management, LP46,076$2.41M0.14%new13F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC44,969$2.35M<0.01%-32,16913F-HRTimelineGroup
Owen LaRue, LLC41,952$2.19M0.86%+80113F-HRTimeline
FSA Advisors, Inc.41,811$2.19M1.73%+6,36913F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP40,914$2.14M<0.01%+15,36513F-HRTimelineGroup
Gainplan LLC39,956$2.09M0.89%+47913F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…39,623$2.07M<0.01%-1,34013F-HRTimelineGroup
Aptus Capital Advisors, LLC39,433$2.06M0.02%-1,53713F-HRTimeline
IEQ CAPITAL, LLC39,166$2.05M0.01%+1,16613F-HRTimeline
U.S. Capital Wealth Advisors, LLC38,242$2M0.05%+1,03013F-HRTimeline
CASCADE INVESTMENT GROUP, INC.37,075$1.94M1.28%+3013F-HRTimeline
MILESTONE ASSET MANAGEMENT, LLC35,148$1.84M0.35%+10,99113F-HRTimeline
Kaizen Financial Strategies35,049$1.83M0.83%new13F-HRTimeline
Paladin Wealth, LLC34,686$1.81M1.32%+2,44813F-HRTimeline
Moloney Securities Asset Management, LLC34,367$1.8M0.21%+37913F-HRTimeline
HRT FINANCIAL LP32,188$1.68M0.01%new13F-HRTimeline
Astoria Portfolio Advisors LLC.31,798$1.67M0.44%+4,53513F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.31,862$1.67M<0.01%+17,86213F-HRTimelineGroup
Independent Advisor Alliance31,803$1.66M0.04%-15,90113F-HRTimeline
Grantvest Financial Group LLC31,729$1.66M1.15%+2,36213F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO31,173$1.63M<0.01%+30,69713F-HR/ATimelineGroup
Integrated Wealth Concepts LLC30,205$1.58M0.01%+1,12013F-HRTimeline
A4 Wealth Advisors LLC29,480$1.54M1.3%13F-HRTimeline
Snowden Capital Advisors LLC29,289$1.53M0.04%+1,16513F-HRTimeline
Foundations Investment Advisors, LLC28,634$1.5M0.02%+24,04013F-HRTimeline
Alpha Financial Partners LLC28,447$1.49M0.97%+18,34613F-HRTimeline
BROWN, LISLE/CUMMINGS, INC.28,200$1.47M0.38%-97513F-HRTimeline
BlueStem Wealth Partners, LLC28,133$1.47M0.17%+6,77513F-HRTimeline
LEVEL FOUR ADVISORY SERVICES, LLCin group LEVEL FOUR ADVISORY SERVICES,…26,998$1.41M0.05%+6,40213F-HRTimelineGroup
CAP Partners, LLC26,984$1.41M0.8%+1,59013F-HRTimeline
PDS Planning, Inc26,928$1.41M0.1%+2,12313F-HRTimeline
Centennial Bank/AR/in group Centennial Bank/AR/26,321$1.38M0.54%+7,03213F-HRTimelineGroup
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP25,689$1.34M<0.01%+1,31213F-HRTimelineGroup
Intrua Financial, LLC23,882$1.25M0.15%+4,80413F-HRTimeline
Aspen Investment Management Inc23,880$1.25M0.48%new13F-HRTimeline
Brookstone Capital Managementin group Brookstone Capital Management23,717$1.24M0.01%+9,58813F-HRTimelineGroup
DIVERSIFY WEALTH MANAGEMENT, LLCin group Diversify Advisory Services, …22,809$1.21M0.07%+3,83813F-HRTimelineGroup
SHEETS SMITH WEALTH MANAGEMENT22,984$1.2M0.14%+97913F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/22,187$1.16M<0.01%+11013F-HR/ATimelineGroup
IHT Wealth Management, LLC22,184$1.16M0.03%+1,02413F-HRTimeline
WEALTH ALLIANCE, LLC22,026$1.15M0.12%new13F-HRTimeline
Brookwood Investment Group LLC20,377$1.07M0.14%+9,40313F-HRTimeline
Reyes Financial Architecture, Inc.20,335$1.06M0.72%+3,05413F-HRTimeline
Compound Planning, Inc.20,111$1.05M0.03%+33113F-HRTimeline
Jump Financial, LLCin group Jump Financial, LLC19,684$1.03M0.01%-2,80813F-HR/ATimelineGroup
Capital Planning LLC19,144$1M0.29%+4,35113F-HRTimeline
Heck Capital Advisors, LLC19,075$998K0.08%+2,79913F-HRTimeline
Key Client Fiduciary Advisors, LLC18,780$982K0.33%+61613F-HRTimeline
Jupiter Wealth Management LLC17,999$941K0.44%013F-HRTimeline
WCG Wealth Advisors LLC17,888$936K0.06%+3,98313F-HRTimeline
Discipline Wealth Solutions, LLC17,646$923K0.24%new13F-HRTimeline
Davies Financial Advisors, Inc.17,537$917K0.74%new13F-HRTimeline
CoreCap Advisors, LLC17,526$917K0.03%+1,65913F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…17,487$915K0.02%+8,18113F-HRTimelineGroup
Tactive Advisors, LLC17,416$911K0.26%+2,15913F-HRTimeline
Claro Advisors Inc.17,118$895K0.13%+20013F-HRTimeline
HARBOUR INVESTMENTS, INC.16,691$873K0.02%+78013F-HRTimeline
Arkadios Wealth Advisors15,031$786K0.02%+6,06513F-HRTimeline
FLAGSHIP HARBOR ADVISORS, LLC14,907$780K0.03%+5,36613F-HRTimeline
Cresset Asset Management, LLC14,875$778K<0.01%new13F-HR/ATimeline
SIMPLEX TRADING, LLC14,539$760K0.02%new13F-HRTimeline
Latitude Advisors, LLC14,502$758K0.35%+1,06513F-HRTimeline
Avidian Wealth Enterprises, LLC14,338$750K0.03%new13F-HRTimeline
IFP Advisors, Inc14,254$745K0.02%+1,25113F-HR/ATimeline
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…14,000$732K<0.01%013F-HRTimelineGroup
MBL Wealth, LLC14,000$732K0.06%013F-HRTimeline
SEAVIEW INVESTMENT MANAGERS LLC13,907$727K0.27%-2,31713F-HRTimeline
Camarda Financial Advisors, LLC13,901$727K0.27%-9813F-HRTimeline
Equitable Holdings, Inc.in group Equitable Holdings, Inc.13,791$721K0.01%+4,36313F-HRTimelineGroup
Resurgent Financial Advisors LLC13,607$712K0.35%new13F-HRTimeline
Fiduciary Alliance LLC13,357$699K0.05%new13F-HRTimeline
NewEdge Wealth, LLC12,753$671K0.01%013F-HRTimeline
Capital Investment Advisors, LLC12,786$669K0.01%new13F-HRTimeline
Sanctuary Advisors, LLC12,704$664K<0.01%+35813F-HR/ATimeline
StoneX Group Inc.in group StoneX Group Inc.12,704$664K0.03%new13F-HRTimelineGroup
KINGSWOOD WEALTH ADVISORS, LLC12,672$663K0.04%+56513F-HRTimeline
WORLD EQUITY GROUP, INC.12,046$630K0.14%-2,89513F-HRTimeline
Janney Montgomery Scott LLC11,796$617K<0.01%+4,29313F-HRTimeline
Sheets Smith Investment Management11,729$613K0.4%new13F-HRTimeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…11,432$598K0.01%-1,42613F-HRTimelineGroup
CARY STREET PARTNERS FINANCIAL LLCin group CARY STREET PARTNERS ASSET MA…11,371$595K0.02%+1,11313F-HRTimelineGroup
ELCO Management Co., LLC11,025$577K0.3%+90013F-HRTimeline
Triad Wealth Partners, LLC10,983$574K0.07%+3,19613F-HRTimeline
PVG ASSET MANAGEMENT CORP10,953$573K2.11%-2,21013F-HRTimeline
Cornerstone Wealth Management, LLC10,931$572K0.03%+30513F-HRTimeline
Crossmark Global Holdings, Inc.10,149$531K0.01%-2,06313F-HRTimeline
MONEY CONCEPTS CAPITAL CORP10,138$530K0.03%-11013F-HRTimeline
BROWN ADVISORY INCin group BROWN ADVISORY INC10,106$529K<0.01%+35613F-HRTimelineGroup
Plan Group Financial, LLC10,058$526K0.14%new13F-HRTimeline
PRIVATE TRUST CO NA9,839$515K0.05%+2,67913F-HRTimeline
Traynor Capital Management, Inc.9,448$494K0.03%+5,05113F-HRTimeline
SeaCrest Wealth Management, LLC9,256$488K0.05%-8013F-HRTimeline
Sigma Planning Corp9,320$487K0.01%new13F-HRTimeline
CWA Asset Management Group, LLC9,260$484K0.02%+2,46213F-HRTimeline
Integrated Advisors Network LLC9,244$483K0.02%new13F-HRTimeline
WESTBOURNE INVESTMENTS, INC.8,675$469K0.22%-54513F-HRTimeline
Beacon Pointe Advisors, LLC8,927$467K<0.01%new13F-HRTimeline
VERUS CAPITAL PARTNERS, LLC8,889$465K0.04%new13F-HR/ATimeline
CAPTRUST FINANCIAL ADVISORS8,856$463K<0.01%+1,15413F-HRTimeline
Spinnaker Investment Group, LLC8,736$457K0.09%+8513F-HRTimeline
Novak & Powell Financial Services, Inc.8,561$448K0.24%+1,40413F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC8,480$444K<0.01%new13F-HRTimelineGroup
Bank of New York Mellon Corpin group Bank of New York Mellon Corp8,373$438K<0.01%-36713F-HRTimelineGroup
Lifestyle Asset Management, Inc.8,227$430K0.15%new13F-HRTimeline
COMERICA BANK8,101$424K<0.01%+5,56213F-HRTimeline
Fortress Wealth Management, Inc.7,830$410K0.18%-18,64413F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth7,826$409K<0.01%new13F-HRTimelineGroup
BCS Wealth Management7,793$408K0.09%+20313F-HRTimeline
HighMark Wealth Management LLC7,780$407K0.18%+3,67913F-HRTimeline
Atria Investments, Inc7,717$404K<0.01%-96413F-HRTimeline
Belvedere Trading LLC7,701$403K0.03%new13F-HRTimeline
Pasadena Private Wealth, LLC7,570$396K0.06%+2,60013F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…7,512$393K0.03%-70513F-HRTimelineGroup
TME FINANCIAL, INC.7,403$387K0.29%+21913F-HRTimeline
THOROUGHBRED FINANCIAL SERVICES, LLC7,267$380K0.02%new13F-HRTimeline
Strategic Financial Concepts, LLC7,260$380K0.06%+2,14013F-HRTimeline
BANK OF MONTREAL /CAN/in group BANK OF MONTREAL /CAN/7,143$374K<0.01%new13F-HRTimelineGroup
Lido Advisors, LLCin group Lido Advisors, LLC6,986$365K<0.01%+2,46813F-HRTimelineGroup
PARTNERS WEALTH MANAGEMENT, LLC6,959$364K0.36%new13F-HRTimeline
Gateway Wealth Partners, LLC6,947$363K0.05%+2,11713F-HRTimeline
Ergawealth Advisors, Inc.6,900$361K0.17%new13F-HRTimeline
Walkner Condon Financial Advisors LLC6,865$359K0.06%013F-HRTimeline
Allworth Financial LP6,807$356K<0.01%-4,06513F-HRTimeline
Camelot Portfolios, LLC6,803$356K0.21%new13F-HRTimeline
VestGen Advisors, LLC6,769$354K0.01%013F-HRTimeline
SILVER OAK SECURITIES, INCORPORATED6,749$353K0.03%-9713F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY6,727$352K<0.01%+1,08013F-HR/ATimelineGroup
Sonoma Allocations LLC6,641$345K0.13%13F-HRTimeline
FSM Wealth Advisors, LLC6,466$338K0.05%013F-HRTimeline
Signal Advisors Wealth, LLC6,371$333K0.03%-5,63213F-HRTimeline
PFG Advisors6,294$329K0.01%-44513F-HRTimeline
DAVENPORT & Co LLC6,150$322K<0.01%+45013F-HRTimeline