13F-HR filed by READYSTATE ASSET MANAGEMENT LP
READYSTATE ASSET MANAGEMENT LP filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-07, with 355 holding rows worth $2,346,215,512.
- Accession
- 0001214659-25-016078
- Filer
- CIK 1900923
- Filed
- 2025-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 355 entries on the cover page, a total value of $2,346,215,512 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,346,215,512 with VALUE read as dollars as filed, 13F file number 028-23054. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,000,000 | $268,110,000 | dollars as filed | call |
| RIVIAN AUTOMOTIVE INC | 76954AAD5 | NOTE 3.625%10/1 | 153,313,000 | $141,409,339 | dollars as filed | principal |
| GRANITE CONSTR INC | 387328AD9 | NOTE 3.750% 5/1 | 40,000,000 | $96,440,000 | dollars as filed | principal |
| MIRUM PHARMACEUTICALS INC | 604749AB7 | NOTE 4.000% 5/0 | 30,171,000 | $72,606,512 | dollars as filed | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 548,421 | $61,132,489 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 112,775 | $54,487,241 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 869,915 | $47,593,050 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 38,000,000 | $35,872,000 | dollars as filed | principal |
| ITRON INC | 465741AQ9 | NOTE 1.375% 7/1 | 30,000,000 | $34,455,000 | dollars as filed | principal |
| WORKIVA INC COM CL A | 98139A105 | Stock | 371,224 | $31,954,962 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 32,000,000 | $31,352,000 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 29,500,000 | $31,100,375 | dollars as filed | principal |
| FRESHPET INC | 358039AB1 | NOTE 3.000% 4/0 | 27,500,000 | $30,978,750 | dollars as filed | principal |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 30,000,000 | $29,670,000 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAH7 | NOTE 3.250% 8/1 | 22,249,000 | $29,190,688 | dollars as filed | principal |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 20,000,000 | $28,467,000 | dollars as filed | principal |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 23,532,000 | $28,409,007 | dollars as filed | principal |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 262,265 | $27,986,298 | dollars as filed | |
| BLACKBERRY LTD | 09228FAM5 | NOTE 3.000% 2/1 | 18,020,000 | $26,783,126 | dollars as filed | principal |
| TXNM ENERGY INC COM | 69349H107 | Stock | 456,446 | $25,812,021 | dollars as filed | |
| IRHYTHM HOLDINGS INC | 450056AB2 | NOTE 1.500% 9/0 | 18,000,000 | $24,786,000 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 26,500,000 | $24,539,000 | dollars as filed | principal |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 960,379 | $23,471,663 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 238,830 | $22,734,228 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 588,519 | $22,716,833 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 238,696 | $22,473,228 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 23,000,000 | $22,240,008 | dollars as filed | principal |
| LIVANOVA PLC | 53802LAB8 | NOTE 2.500% 3/1 | 20,000,000 | $21,548,540 | dollars as filed | principal |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 20,000,000 | $21,495,000 | dollars as filed | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 338,012 | $21,477,282 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 12,500,000 | $20,195,127 | dollars as filed | principal |
| World Kinect Corporation Note 3.250 percent 7/0 | 98149GAB6 | Convertible | 18,250,000 | $20,137,478 | dollars as filed | principal |
| CENTURY ALUM CO | 156431AQ1 | NOTE 2.750% 5/0 | 12,070,000 | $19,722,380 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 20,000,000 | $19,180,000 | dollars as filed | principal |
| VERTEX INC | 92538JAB2 | NOTE 0.750% 5/0 | 18,000,000 | $18,360,000 | dollars as filed | principal |
| MR COOPER GROUP INC | 62482R107 | COM | 87,000 | $18,338,730 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 15,000,000 | $17,640,000 | dollars as filed | principal |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 607,441 | $16,416,093 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 160,205 | $16,034,918 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 965,268 | $15,946,227 | dollars as filed | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 762,138 | $15,821,985 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAF4 | NOTE 0.250% 4/0 | 12,500,000 | $15,740,625 | dollars as filed | principal |
| IMMUNOME INC | 45257U108 | COM | 1,318,290 | $15,437,176 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 15,700,000 | $15,425,270 | dollars as filed | principal |
| Boeing Company | 097023105 | COM | 70,000 | $15,108,100 | dollars as filed | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,871,597 | $13,999,546 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AD7 | NOTE 2.250% 6/0 | 14,500,000 | $13,941,750 | dollars as filed | principal |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 205,807 | $13,912,553 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 238,921 | $13,730,790 | dollars as filed | |
| Solaredge Technologies Inc Note 2.250 percent 7/0 | 83417MAE4 | Convertible | 10,000,000 | $13,235,000 | dollars as filed | principal |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 8,900,000 | $12,887,200 | dollars as filed | principal |
| NATERA INC COM | 632307104 | Stock | 79,155 | $12,741,580 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 70,349 | $12,418,709 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 143,625 | $12,377,603 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 383,016 | $11,448,348 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 237,908 | $11,295,872 | dollars as filed | |
| IMMUNOCORE HLDGS PLC | 45258DAB1 | NOTE 2.500% 2/0 | 12,450,000 | $11,283,441 | dollars as filed | principal |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,621,012 | $10,982,040 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 210,526 | $10,218,932 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 90,000 | $10,009,800 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 187,500 | $9,982,500 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 10,000,000 | $9,777,500 | dollars as filed | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 180,000 | $9,696,600 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 901,709 | $9,630,252 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 10,000,000 | $9,332,500 | dollars as filed | principal |
| CELCUITY INC | 15102KAA8 | NOTE 2.750% 8/0 | 7,000,000 | $9,329,303 | dollars as filed | principal |
| SIRIUSXM HOLDINGS INC | 829933100 | COMMON STOCK | 399,560 | $9,299,759 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AD2 | NOTE 2.500% 6/0 | 10,000,000 | $9,276,571 | dollars as filed | principal |
| SNAP INC | 83304A106 | CL A | 1,150,906 | $8,873,485 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 10,000,000 | $8,822,070 | dollars as filed | principal |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 9,950,000 | $8,813,213 | dollars as filed | principal |
| VENTURE GLOBAL INC | 92333F101 | COM CL A | 555,050 | $7,876,160 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 142,482 | $7,830,811 | dollars as filed | |
| BOX INC | 10316TAD6 | NOTE 1.500% 9/1 | 7,500,000 | $7,556,250 | dollars as filed | principal |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 76,000 | $7,330,960 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 130,516 | $6,913,433 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 2,369,685 | $6,824,693 | dollars as filed | |
| MKS INC. COM | 55306N104 | Stock | 55,079 | $6,817,128 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 716,512 | $6,771,038 | dollars as filed | |
| STRUCTURE THERAPEUTICS INC COMP | 86366E106 | EQUITY | 237,188 | $6,641,264 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 37,095 | $6,629,989 | dollars as filed | |
| AEROVIRONMENT INC | 008073AA6 | NOTE 7/1 | 5,000,000 | $6,207,500 | dollars as filed | principal |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 2,277,834 | $6,172,930 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 117,379 | $6,096,665 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 72,945 | $6,019,421 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 56,160 | $5,980,478 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W207 | COM NEW | 109,177 | $5,786,381 | dollars as filed | |
| INHIBRX BIOSCIENCES INC | 45720N103 | COM | 170,158 | $5,730,921 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 898,123 | $5,694,100 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 377,119 | $5,660,556 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 3,569,163 | $5,639,278 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 454,213 | $5,541,399 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 241,977 | $5,475,940 | dollars as filed | |
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 5,000,000 | $5,418,750 | dollars as filed | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 33,000 | $5,089,590 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 5,415,000 | $5,080,034 | dollars as filed | principal |
| WHIRLPOOL CORP COM | 963320106 | Stock | 62,750 | $4,932,150 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 265,668 | $4,763,427 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 34,330 | $4,730,674 | dollars as filed | |
| Dynavax Technologies Corp | 268158AE2 | Convertible bond | 5,000,000 | $4,697,881 | dollars as filed | principal |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 89,408 | $4,676,038 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 157,295 | $4,586,722 | dollars as filed | |
| CERENCE INC | 156727AD1 | NOTE 1.500% 7/0 | 5,000,000 | $4,170,608 | dollars as filed | principal |
| HOLOGIC INC | 436440101 | COM | 61,652 | $4,160,893 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 163,100 | $4,051,404 | dollars as filed | call |
| GRANITE CONSTR INC | 387328AF4 | NOTE 3.250% 6/1 | 2,435,000 | $3,736,508 | dollars as filed | principal |
| GLOBAL PMTS INC | 37940X102 | COM | 44,597 | $3,705,119 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 927,332 | $3,700,055 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 247,074 | $3,562,807 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 187,978 | $3,560,303 | dollars as filed | |
| EQV VENTURES AC CORP. II | G3106Q110 | UNIT 06/30/2032 | 348,140 | $3,484,881 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 227,532 | $3,431,183 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 395,881 | $3,341,236 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 50,000 | $3,250,000 | dollars as filed | put |
| CANTOR EQUITY PARTNERS IV IN | G1828E100 | SHS CL A | 310,001 | $3,158,910 | dollars as filed | |
| SMITHFIELD FOODS INC | 832248207 | COMMON STOCK | 132,300 | $3,106,404 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 15,570 | $3,095,472 | dollars as filed | |
| Blue Wtr Acquisition Corp. I Unit 05/23/2030 | G1368E122 | Unit | 301,200 | $3,039,108 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 118,414 | $3,031,398 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 226,274 | $3,029,809 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 118,761 | $2,947,648 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 309,263 | $2,937,999 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 3,180,000 | $2,936,768 | dollars as filed | principal |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 88,844 | $2,887,430 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 304,529 | $2,886,935 | dollars as filed | |
| ELEVRA LITHIUM LTD SPONSORED ADS | 805700101 | ADR | 118,308 | $2,840,575 | dollars as filed | |
| GORES HLDGS X INC | G4002F109 | SHS CL A | 275,000 | $2,810,500 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 30,113 | $2,742,692 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 215,858 | $2,650,736 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268306 | COMMON STOCK | 45,042 | $2,562,890 | dollars as filed | |
| MAGNERA CORP | 55939A107 | COMMON STOCK | 210,350 | $2,465,302 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 274,433 | $2,456,175 | dollars as filed | |
| STUBHUB HOLDINGS INC CLASS A | 86384P109 | COMMON STOCK | 142,673 | $2,402,613 | dollars as filed | |
| NIQ GLOBAL INTELLIGENCE PLC | G63755105 | ORDINARY SHARES | 151,519 | $2,378,848 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 206,070 | $2,357,441 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 16,930 | $2,340,403 | dollars as filed | |
| CAL REDWOOD ACQUISITION CORP | G17564124 | UNIT 05/15/2030 | 225,000 | $2,301,750 | dollars as filed | |
| BLUE ACQUISITION CORP. | G1331A124 | UNIT 06/02/2030 | 225,000 | $2,281,500 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 93,930 | $2,279,681 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 640,324 | $2,276,352 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 338,664 | $2,269,049 | dollars as filed | |
| OXLEY BRIDGE ACQ LTD | G6858G123 | UNIT 06/17/2030 | 225,000 | $2,261,250 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 325,359 | $2,231,963 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 17,860 | $2,169,097 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 11,999 | $2,074,387 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 25,450 | $2,063,486 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 245,109 | $2,058,916 | dollars as filed | |
| M3-Brigade Acquisition Vi Co Unit 08/18/2030 | G63221124 | Unit | 200,000 | $2,024,000 | dollars as filed | |
| ALIGOS THERAPEUTICS INC | 01626L204 | COM NEW | 203,113 | $1,990,507 | dollars as filed | |
| CIDARA THERAPEUTICS INC | 171757206 | COM NEW | 20,532 | $1,966,144 | dollars as filed | |
| CARDLYTICS INC | 14161WAD7 | NOTE 4.250% 4/0 | 3,600,000 | $1,913,582 | dollars as filed | principal |
| CANTOR EQUITY PARTNERS III I | G1828A108 | SHS CL A | 175,000 | $1,806,000 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 50,783 | $1,795,179 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 350,000 | $1,774,500 | dollars as filed | put |
| LEGGETT & PLATT INC | 524660107 | COM | 199,814 | $1,774,348 | dollars as filed | |
| AXIOM INTELLIGENCE AC CORP 1 | G0750N120 | UNIT 06/10/2030 | 175,000 | $1,764,000 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 54,001 | $1,707,512 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 76,379 | $1,700,960 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 15,000 | $1,674,450 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 140,990 | $1,659,452 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 46,730 | $1,619,662 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 12,251 | $1,614,682 | dollars as filed | |
| BULLISH | G16910120 | ORD SHS | 25,000 | $1,590,250 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 81,826 | $1,578,424 | dollars as filed | |
| SPRING VY ACQUISITION CORP I | G8377R127 | UNIT 09/04/2030 | 149,254 | $1,552,242 | dollars as filed | |
| PROCAP ACQUISITION CORP | G7257A105 | SHS CL A | 148,871 | $1,528,905 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 62,088 | $1,524,260 | dollars as filed | |
| ARCHIMEDES TECH SPAC PARTNER | G04537109 | ORD SHS | 147,534 | $1,507,797 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 77,749 | $1,497,446 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 179,162 | $1,469,128 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 25,564 | $1,459,704 | dollars as filed | |
| M3Brigade Acquisition V Corp Cl A | G63212107 | Common Stock | 137,766 | $1,453,431 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 23,660 | $1,442,550 | dollars as filed | |
| TALON CAP CORP | G86652115 | UNIT 08/27/2030 | 143,224 | $1,436,537 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 18,966 | $1,429,847 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 430,670 | $1,382,451 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 226,093 | $1,358,819 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 53,053 | $1,353,382 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 73,701 | $1,338,410 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 74,266 | $1,282,574 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 46,520 | $1,203,472 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 143,473 | $1,173,609 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 33,162 | $1,171,282 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 12,752 | $1,165,788 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 27,127 | $1,108,680 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 26,639 | $1,107,650 | dollars as filed | |
| ARMADA ACQUISITION CORP II | G0R38G120 | UNIT 05/21/2030 | 100,000 | $1,086,000 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,578 | $1,051,232 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 229,786 | $1,050,122 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 21,636 | $1,048,264 | dollars as filed | |
| BOLD EAGLE ACQUISITION CORP | G2003N105 | CL A | 100,000 | $1,040,000 | dollars as filed | |
| Cohen Circle Acquisit Corp I Unit 07/01/2030 | G2254C105 | Unit | 100,473 | $1,033,867 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 32,775 | $1,029,791 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 99,370 | $1,008,606 | dollars as filed | |
| Figx Cap Acquisition Corp. Unit 06/17/2030 | G3473K126 | Unit | 100,000 | $1,007,000 | dollars as filed | |
| GALATA ACQUISITION CORP II | G3R25N124 | UNIT 09/12/2030 | 100,000 | $998,000 | dollars as filed | |
| DRUGS MADE IN AMER ACQ II CO | G2851K120 | UNIT 09/16/2030 | 100,000 | $994,500 | dollars as filed | |
| Cslm Digita Asset Acq Corp I Unit 08/12/2030 | G2584S135 | Unit | 97,817 | $987,952 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 56,611 | $978,804 | dollars as filed | |
| NEWAMSTERDAM PHARMA CO NV | N62509109 | COMMON STOCK | 34,353 | $976,999 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 104,242 | $937,136 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 74,191 | $925,904 | dollars as filed | |
| INFLECTION POINT ACQUISITION | G1169T104 | SHS CL A | 88,200 | $916,398 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 47,143 | $912,688 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,840 | $853,325 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 8,365 | $844,781 | dollars as filed | |
| Pyrophyte Acquisition Corp. Unit 99/99/9999 | G7309T128 | Unit | 81,744 | $828,067 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 49,659 | $824,339 | dollars as filed | |
| FORWARD AIR CORP COM | 34986A104 | Stock | 31,538 | $808,634 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 59,132 | $803,604 | dollars as filed | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 19,181 | $801,958 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 161,140 | $787,975 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 44,812 | $722,818 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 15,000 | $717,900 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 32,106 | $715,964 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 17,578 | $714,721 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 49,692 | $713,577 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 89,331 | $694,102 | dollars as filed | |
| LENZ THERAPEUTICS INC | 52635N103 | COM | 14,701 | $684,773 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 15,505 | $675,553 | dollars as filed | |
| MBX BIOSCIENCES INC COM | 55287L101 | Stock | 38,500 | $673,750 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 47,216 | $672,828 | dollars as filed | |
| AMBIQ MICRO INC | 023193105 | COMMON STOCK | 21,500 | $643,280 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 52,644 | $609,091 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 92,491 | $589,168 | dollars as filed | |
| WEN ACQUISITION CORP | G9R39C103 | COM CL A | 55,100 | $558,163 | dollars as filed | |
| DYNAMIX CORP | G2949D104 | SHS CL A | 52,899 | $550,679 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 21,817 | $547,825 | dollars as filed | |
| FIGURE TECHNOLOGY SOLUTIO | 349381103 | COM CL A | 15,000 | $545,550 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 20,000 | $542,200 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 19,814 | $537,554 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 161,972 | $529,648 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 37,414 | $526,415 | dollars as filed | |
| ALDEL FINL II INC | G01558108 | CL A | 50,000 | $522,500 | dollars as filed | |
| EQV VENTURES ACQUISITION COR | G3106N109 | CMN | 50,100 | $520,038 | dollars as filed | |
| JACKSON ACQUISITION CO II | G4992A110 | COM SHS CL A | 50,000 | $519,000 | dollars as filed | |
| RITHM ACQUISITION CORP | G75751100 | CL A | 50,000 | $512,500 | dollars as filed | |
| SHOULDER INNOVATIONS INC | 82537J108 | COMMON STOCK | 40,745 | $511,350 | dollars as filed | |
| JENA ACQUISITION CORP II | G5093B105 | USD CL A ORD SHS | 50,000 | $507,500 | dollars as filed | |
| OYSTER ENTERPRISES II ACQUIS | G6861F120 | UNIT 05/22/2030 | 49,470 | $507,068 | dollars as filed | |
| MIAMI INTL HLDGS INC COM | 59356Q108 | Stock | 12,500 | $503,250 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 23,793 | $500,605 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 37,131 | $495,328 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 141,980 | $491,251 | dollars as filed | |
| VIA TRANSPORTATION INC CL A | 92556W104 | COMMON STOCK | 10,000 | $480,800 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 14,856 | $458,605 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 64,444 | $451,752 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 49,947 | $425,548 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,959 | $411,804 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 13,700 | $409,493 | dollars as filed | put |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,120 | $394,006 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 15,924 | $382,654 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 5,649 | $381,364 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 30,575 | $381,270 | dollars as filed | |
| WATERBRIDGE INFRASTRUCTURE L | 940923105 | CL A SHS REPSTG | 15,000 | $378,300 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 35,863 | $372,617 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 10,795 | $363,036 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 58,241 | $361,094 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 93,517 | $359,105 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 29,861 | $349,672 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 12,685 | $346,174 | dollars as filed | |
| NETSKOPE INC CL A | 64119N608 | COMMON STOCK | 15,000 | $340,950 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 13,085 | $334,453 | dollars as filed | |
| COLUMBUS CIRCLE CAP CORP. I | G2296A109 | SHS CL A | 33,017 | $334,132 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 16,480 | $329,106 | dollars as filed | |
| CANTOR EQUITY PARTNERS I INC | G1827K107 | SHS CL A | 30,370 | $317,670 | dollars as filed | |
| Pioneer Acquisition I Corp Unit 06/16/2030 | G7117W123 | Unit | 31,492 | $316,495 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 34,399 | $314,751 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 23,059 | $299,998 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 24,583 | $299,175 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 12,119 | $298,491 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 15,650 | $293,438 | dollars as filed | |
| Perimeter Acquisition Corp I Unit 05/13/2030 | G7010A103 | Unit | 26,045 | $273,473 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 35,725 | $269,367 | dollars as filed | |
| OAKTREE ACQUISITION CORP III | G6717R104 | SHS CL A | 25,000 | $261,750 | dollars as filed | |
| Jena Acquisition Corp Ii Unit 99/99/9999 | G5093B121 | Unit | 25,000 | $260,250 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 20,107 | $259,581 | dollars as filed | |
| ROMAN DBDR ACQUISITION CORP | G7633M104 | ORD SHS CL A | 25,000 | $257,750 | dollars as filed | |
| FACT II ACQUISITION CORP | G32901103 | ORD SHS CL A | 25,000 | $257,500 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 6,896 | $256,738 | dollars as filed | |
| DIGITAL ASSET ACQUISITION CO | G2868C103 | SHS CL A | 25,000 | $255,500 | dollars as filed | |
| REPUBLIC DIGITAL ACQUISITION | G7515A103 | USD CL A ORD SHS | 25,000 | $255,250 | dollars as filed | |
| TITAN ACQUISITION CORP | G8901A103 | CL A | 25,095 | $253,961 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 19,414 | $250,052 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 1,163 | $249,568 | dollars as filed | |
| JASPER THERAPEUTICS INC | 471871202 | COM NEW | 98,439 | $234,285 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 15,166 | $219,755 | dollars as filed | |
| BAIN CAP GSS INVT CORP | G0R78B122 | UNIT 99/99/9999 | 21,642 | $218,368 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 300,000 | $216,420 | dollars as filed | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 7,576 | $208,795 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 8,508 | $208,021 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,058 | $205,636 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 35,753 | $205,580 | dollars as filed | |
| Btc Dev Corp Unit 09/11/2030 | G0701G125 | Unit | 20,000 | $202,000 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 19,037 | $201,031 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 11,544 | $194,516 | dollars as filed | |
| Kochav Defense Acqui Co Unit 05/21/2030 | G5304D122 | Unit | 18,894 | $193,475 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 38,540 | $184,221 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 33,695 | $177,573 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 26,737 | $172,454 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 14,657 | $164,452 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 14,642 | $160,330 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 15,684 | $155,899 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 26,397 | $155,742 | dollars as filed | |
| TRAILBLAZER ACQUISITION CORP | G9009S129 | UNIT 08/21/2030 | 15,000 | $153,750 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 11,678 | $152,398 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,715 | $150,010 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 40,000 | $148,200 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 11,842 | $146,959 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 13,301 | $145,646 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 76,651 | $140,271 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 27,610 | $137,774 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 20,824 | $133,690 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 12,443 | $124,803 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 17,713 | $121,511 | dollars as filed | |
| CERVOMED INC | 15713L109 | COM | 14,534 | $117,580 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 13,680 | $115,186 | dollars as filed | |
| Futurecrest Acquisition Corp Unit 99/99/9999 | G3730U123 | Unit | 10,000 | $106,000 | dollars as filed | |
| 1Rt Acquisition Corp. Unit 06/26/2030 | G6757R121 | Unit | 10,000 | $104,900 | dollars as filed | |
| Hcm Iii Acquisition Corp Unit 07/23/2030 | G4365E129 | Unit | 10,000 | $103,100 | dollars as filed | |
| MAYWOOD ACQUISITION CORP | G6001J107 | ORD SHS CL A | 10,000 | $102,400 | dollars as filed | |
| Gsr Iv Acquisition Corp Unit 08/22/2030 | G4R12K123 | Unit | 10,000 | $101,350 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 15,619 | $94,339 | dollars as filed | |
| RITHM ACQUISITION CORP | G75751118 | W EXP 99/99/999 | 96,666 | $59,334 | dollars as filed | |
| COLUMBUS CIRCLE CAP CORP. I | G2296A117 | WARR | 50,000 | $55,500 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 10,008 | $49,239 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 21,024 | $43,309 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 16,483 | $39,724 | dollars as filed | |
| HAYMAKER ACQUISITION CORP IV | G4375F116 | *W EXP 05/31/202 | 90,000 | $35,550 | dollars as filed | |
| INFLECTION PT ACQUISITION CO | G47875110 | RIGHT 04/25/2030 | 80,000 | $35,200 | dollars as filed | |
| LEGATO MERGER CORP III | G5451A111 | *W EXP 05/08/203 | 81,600 | $30,290 | dollars as filed | |
| HENNESSY CAP INVT CORP VII | G4405D115 | RIGHT 01/17/2030 | 100,000 | $27,000 | dollars as filed | |
| Lionheart Holdings W Exp 06/07/203 | G5501C117 | SPACS Warrant | 95,040 | $26,231 | dollars as filed | |
| Agriculture & Nat Sol Acq Co W Exp 10/01/202 | G0131Y118 | SPACS Warrant | 100,000 | $25,010 | dollars as filed | |
| YORKVILLE ACQUISITION CORP. | G98659124 | *W EXP 06/06/203 | 19,886 | $23,664 | dollars as filed | |
| TITAN ACQUISITION CORP | G8901A111 | *W EXP 05/16/203 | 75,000 | $22,590 | dollars as filed | |
| JENA ACQUISITION CORP II | G5093B113 | RIGHT 03/31/2030 | 100,000 | $20,000 | dollars as filed | |
| GESHER ACQUISITION CORP. II | G3852D115 | *W EXP 10/31/203 | 50,000 | $16,500 | dollars as filed | |
| SIDDHI ACQUISITION CORP | G8118C116 | RIGHT 09/15/2029 | 75,000 | $15,075 | dollars as filed | |
| M3BRIGADE ACQUISITION V CORP | G63212115 | *W EXP 99/99/999 | 10,050 | $12,261 | dollars as filed | |
| Drugs Made In Amer Acqutn Co Right 12/09/2029 | G2847J112 | SPACS | 50,000 | $10,875 | dollars as filed | |
| Copley Acquisition Corp W Exp 99/99/999 | G24243126 | SPACS Warrant | 50,000 | $10,045 | dollars as filed | |
| ARCHIMEDES TECH SPAC PARTNER | G04537125 | *W EXP 10/15/202 | 25,000 | $9,370 | dollars as filed | |
| Cid Holdco Inc W Exp 12/31/202 | 171756117 | SPAC Combination | 50,000 | $7,625 | dollars as filed | |
| K&F GROWTH ACQUISITION CORP | G52258129 | RIGHT 08/29/2031 | 50,000 | $7,500 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K114 | *W EXP 09/01/202 | 25,000 | $6,803 | dollars as filed | |
| CAL REDWOOD ACQUISITION CORP | G17564116 | RIGHT 05/15/2030 | 25,000 | $5,500 | dollars as filed | |
| Lakeshore Acquisition Iii Co Right 08/01/2026 | G5353S137 | SPACS | 25,000 | $5,100 | dollars as filed | |
| Andretti Acquisition Corp Ii W Exp 06/01/203 | G26745128 | SPACS Warrant | 25,000 | $5,000 | dollars as filed | |
| NEW PROVIDENCE ACQUISITION C | G6476A110 | *W EXP 04/24/203 | 10,000 | $4,100 | dollars as filed | |
| AA MISSION ACQUISITION CORP | G1000R127 | *W EXP 08/01/203 | 25,000 | $4,000 | dollars as filed | |
| CHAMPIONSGATE ACQUISITION CO | G2124S116 | RIGHT 05/14/2030 | 25,000 | $3,500 | dollars as filed | |
| Namib Minerals W Exp 06/05/203 | G63638111 | SPAC Combination | 25,000 | $3,500 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y174 | RIGHT 10/06/2025 | 289,376 | $2,344 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A117 | RIGHT 10/16/2025 | 18,436 | $1,438 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-25-016078 | this filing | 2025-11-07 | acceptance time not in the bulk data set |