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Disclosery

PFLT PENNANTPARK FLOATING RATE CA

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COM (common), issuer CIK 1504619

133 managers (134 13F filers) reported a position in PFLT shares at 2026-03-31, 20,666,767 shares in all. 25 filers opened a position and 23 filers sold out during the quarter.

Managers
133
13F filers
134
New
25
Added
48
Reduced
32
Sold out
23
Shares held by filers
20,666,767

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Sound Income Strategies, LLC4,940,809$39.6M1.91%+296,85113F-HRTimeline
UBS Group AGin group UBS Group AG2,020,025$16.2M<0.01%+652,58313F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.1,807,110$14.5M<0.01%+584,41313F-HRTimelineGroup
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP1,805,312$14.5M0.01%-525,84713F-HRTimelineGroup
Diameter Capital Partners LP1,655,246$13.3M2.55%+470,77013F-HRTimeline
Altshuler Shaham Ltd1,029,172$8.27M0.15%-290,98413F-HRTimeline
Legal & General Group Plcin group Legal & General Group Plc765,087$6.16M<0.01%+77,51713F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY601,660$4.84M<0.01%+24,53613F-HRTimelineGroup
LPL Financial LLC399,594$3.21M<0.01%-17,47113F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.385,021$3.1M<0.01%-296,86013F-HRTimelineGroup
Advisors Asset Management, Inc.359,336$2.89M0.05%+15,22713F-HRTimeline
TWO SIGMA INVESTMENTS, LPin group TWO SIGMA INVESTMENTS, LP293,681$2.36M<0.01%-103,38213F-HRTimelineGroup
GraniteShares Advisors LLC262,767$2.11M1.52%-30,07713F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.216,435$1.74M<0.01%+7,79613F-HRTimelineGroup
Qube Research & Technologies Ltd188,207$1.51M<0.01%-330,54213F-HRTimeline
Trexquant Investment LP177,765$1.43M0.01%-46,11313F-HRTimeline
NewEdge Wealth, LLC177,682$1.43M0.02%+5,93813F-HRTimeline
Muzinich & Co., Inc.171,904$1.38M0.48%+1,06813F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC160,994$1.29M<0.01%-529,05713F-HRTimelineGroup
XTX Topco Ltdin group XTX Topco Ltd147,801$1.19M0.02%-32,83913F-HRTimelineGroup
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …147,213$1.18M<0.01%013F-HRTimelineGroup
PFG Investments, LLC140,523$1.13M0.05%+17,01613F-HRTimeline
Independent Advisor Alliance137,500$1.11M0.01%new13F-HRTimeline
Krilogy Financial LLC123,880$1.07M0.03%013F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co108,194$874K<0.01%-16,92813F-HRTimelineGroup
Tidal Investments LLCin group Tidal Investments LLC105,656$849K<0.01%new13F-HRTimelineGroup
PFG Advisors99,022$796K0.04%+96513F-HRTimeline
Cerity Partners LLCin group Cerity Partners LLC86,563$696K<0.01%+4,55313F-HRTimelineGroup
VARCOV Co.85,730$689K0.26%-14,34813F-HRTimeline
Cambridge Investment Research Advisors,…85,245$685K<0.01%+3,93113F-HRTimeline
Naviter Wealth, LLC78,217$636K0.08%+57,45113F-HRTimeline
CastleKnight Management LP79,100$636K0.03%013F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…75,014$603K0.17%-4,68713F-HRTimelineGroup
Yelin Lapidot Holdings Management Ltd.in group Yelin Lapidot Holdings Manage…74,427$598K0.12%013F-HRTimelineGroup
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC72,446$582K<0.01%+37,28813F-HRTimelineGroup
HighTower Advisors, LLC71,580$576K<0.01%+37513F-HRTimeline
Cetera Investment Advisers69,941$562K<0.01%+1,66313F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC67,534$543K<0.01%+8,38713F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/55,056$443K<0.01%-12,94113F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC52,991$426K<0.01%+8,46913F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC49,530$398K<0.01%+3,95213F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP47,307$380K<0.01%-3,65013F-HRTimelineGroup
DENALI ADVISORS LLC47,034$378K0.04%-1,51313F-HRTimeline
Andina Capital Management, LLC46,947$377K0.33%new13F-HRTimeline
Foundations Investment Advisors, LLC44,997$362K<0.01%+23,79613F-HRTimeline
Sovran Advisors, LLC37,801$339K0.03%+1,33713F-HRTimeline
Janney Montgomery Scott LLC41,802$336K<0.01%+1,66113F-HRTimeline
OXFORD ASSET MANAGEMENT LLP37,243$299K0.12%-8,13913F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…37,125$298K<0.01%+26,30313F-HRTimelineGroup
DRW Securities, LLC33,205$267K0.01%new13F-HRTimeline
WEDBUSH SECURITIES INC32,962$265K0.01%-6,30013F-HRTimeline
Freestone Capital Holdings, LLCin group Freestone Capital Holdings, L…29,045$234K0.01%+2,00013F-HRTimelineGroup
GREENWOOD GEARHART LLC29,000$233K0.01%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA27,629$222K<0.01%+5,57613F-HRTimelineGroup
CERTUITY, LLC26,658$214K0.01%013F-HRTimeline
Strategic Financial Concepts, LLC26,239$211K0.05%new13F-HRTimeline
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…25,455$205K<0.01%-4,26813F-HRTimelineGroup
Ethos Financial Group, LLC21,308$198K0.01%013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN24,385$196K<0.01%-127,17313F-HR/ATimelineGroup
Cornerstone Wealth Management, LLC22,612$182K0.01%-11,80913F-HRTimeline
AE Wealth Management LLC22,546$181K<0.01%+42813F-HRTimeline
M&T Bank Corpin group M&T Bank Corp21,899$176K<0.01%013F-HR/ATimelineGroup
PW Nova Financial Services LLC21,547$173K0.04%+10,23813F-HRTimeline
BEACON INVESTMENT ADVISORS LLC21,346$172K0.06%+43013F-HRTimeline
Avior Wealth Management, LLC20,751$167K<0.01%new13F-HRTimeline
CALTON & ASSOCIATES, INC.20,574$165K0.02%+7,07313F-HRTimeline
Mariner, LLCin group Mariner, LLC20,186$162K<0.01%+8,98513F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC19,268$155K<0.01%+68213F-HRTimelineGroup
Squarepoint Ops LLCin group Squarepoint Ops LLC18,492$149K<0.01%new13F-HRTimelineGroup
Westend Capital Management, LLC17,118$138K0.04%new13F-HRTimeline
TWO SIGMA SECURITIES, LLC16,896$136K0.02%new13F-HRTimeline
Savvy Advisors, Inc.16,178$130K<0.01%new13F-HRTimeline
VestGen Advisors, LLC14,500$127K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.15,729$126K0.01%013F-HRTimeline
NOMURA ASSET MANAGEMENT CO LTDgroup of 2 filers holding14,613$117K-5,274Timeline
MIRABELLA FINANCIAL SERVICES LLP14,598$117K0.01%new13F-HRTimeline
Strategies Wealth Advisors, LLC14,240$114K0.01%+47713F-HRTimeline
Private Advisor Group, LLC14,204$114K<0.01%+1,11013F-HRTimeline
Bridgewealth Advisory Group, LLC13,042$105K0.02%+1,00713F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP12,834$103K<0.01%-7113F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP12,764$103K<0.01%-32,52213F-HRTimelineGroup
Lido Advisors, LLCin group Lido Advisors, LLC12,566$102K<0.01%+45213F-HRTimelineGroup
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…12,265$98.6K<0.01%new13F-HRTimelineGroup
Garner Asset Management Corp12,057$96.9K0.04%-2,22413F-HRTimeline
BCO Wealth Management LLC12,019$96.6K0.06%+31313F-HRTimeline
Sowell Financial Services LLC11,801$94.9K<0.01%-1,60913F-HRTimeline
FULTON BREAKEFIELD BROENNIMAN LLC11,798$94.9K0.01%013F-HRTimeline
WINTON GROUP Ltdin group WINTON GROUP Ltd11,070$89K<0.01%new13F-HRTimelineGroup
Miller Financial Services LLC10,792$86.8K0.1%new13F-HRTimeline
Glenview Trust Co10,650$85.6K<0.01%013F-HRTimeline
WESTBOURNE INVESTMENTS, INC.10,500$84.4K0.04%013F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…10,001$80.4K<0.01%013F-HR/ATimelineGroup
INVESTMENT PARTNERS, LTD.10,000$80.4K0.03%013F-HRTimeline
Golden State Wealth Management, LLC9,852$79.2K0.01%+9613F-HRTimeline
MAI Capital Management9,660$77.7K<0.01%+9,59013F-HRTimeline
Farther Finance Advisors, LLC8,087$64.8K<0.01%+2,20113F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS7,649$61.5K<0.01%-51,63213F-HRTimelineGroup
Key Capital Management, INC5,439$43.7K0.03%-4,34413F-HRTimeline
CWM, LLCin group CWM, LLC5,350$43K<0.01%-2,03213F-HRTimelineGroup
MPWM ADVISORY SOLUTIONS, LLC5,000$40.2K0.02%013F-HRTimeline
NewEdge Advisors, LLC4,714$37.9K<0.01%013F-HR/ATimeline
McIlrath & Eck, LLC4,689$37.7K<0.01%+3,00213F-HRTimeline
State of Alaska, Department of Revenue4,625$37K<0.01%013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…4,000$32.2K<0.01%013F-HRTimelineGroup
INTERNATIONAL ASSETS INVESTMENT MANAGEM…3,580$28.7K<0.01%013F-HRTimeline
Wilmington Savings Fund Society, FSB3,363$27K<0.01%013F-HRTimeline
PRIVATE TRUST CO NA2,530$20.3K<0.01%013F-HRTimeline
Burk Holdings LLC2,106$16.9K0.01%new13F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…1,771$14.2K<0.01%new13F-HRTimelineGroup
Triumph Capital Management1,600$13K<0.01%013F-HRTimeline
Advisory Services Network, LLC1,615$13K<0.01%new13F-HRTimeline
Financial Network Wealth Advisors LLC1,426$11.5K0.01%013F-HRTimeline
Truvestments Capital LLC1,202$9.66K<0.01%new13F-HRTimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp1,200$9.65K<0.01%013F-HRTimelineGroup
FNY Investment Advisers, LLC1,200$9K<0.01%013F-HRTimeline
PIN OAK INVESTMENT ADVISORS INC1,146$9K0.01%013F-HRTimeline
Murphy & Mullick Capital Management Corp1,038$8.34K0.01%+3713F-HRTimeline
Aventura Private Wealth, LLC829$6.67K<0.01%+2813F-HRTimeline
DELTA ASSET MANAGEMENT LLC/TN825$6.63K<0.01%-11813F-HRTimeline
Larson Financial Group LLC563$4.53K<0.01%+1913F-HRTimeline
LANARK FINANCIAL, INC.546$4.39K<0.01%+22613F-HRTimeline
Vermillion Wealth Management, Inc.500$4.02K<0.01%013F-HRTimeline
Root Financial Partners, LLC500$4.02K<0.01%new13F-HRTimeline
N.E.W. Advisory Services LLC320$2.57K<0.01%new13F-HRTimeline
CITIGROUP INCin group CITIGROUP INC257$2.07K<0.01%-4,40613F-HRTimelineGroup
Hilton Head Capital Partners, LLC230$1.85K<0.01%new13F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP200$1.55K<0.01%013F-HRTimelineGroup
Hilltop National Bank191$1.54K<0.01%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO188$1.47K<0.01%-4,07913F-HR/ATimelineGroup
Allworth Financial LP74$596<0.01%+513F-HRTimeline
Caitong International Asset Management …66$531<0.01%+6513F-HRTimeline
Strategic Wealth Partners, Ltd.56$450<0.01%013F-HRTimeline
PMV Capital Advisers, LLC12$98<0.01%new13F-HRTimeline