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Disclosery

PFLT PENNANTPARK FLOATING RATE CA

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COM (common), issuer CIK 1504619

136 managers (136 13F filers) reported a position in PFLT shares at 2025-12-31, 22,281,982 shares in all. 20 filers opened a position and 22 filers sold out during the quarter.

Managers
136
13F filers
136
New
20
Added
36
Reduced
44
Sold out
22
Shares held by filers
22,281,982

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Sound Income Strategies, LLC4,643,958$44.3M2.09%+512,52813F-HRTimeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP2,331,159$21.6M0.02%-202,04613F-HRTimelineGroup
UBS Group AGin group UBS Group AG1,367,442$12.7M<0.01%+71,37213F-HRTimelineGroup
Altshuler Shaham Ltd1,320,156$12.2M0.19%+404,11713F-HRTimeline
Invesco Ltd.in group Invesco Ltd.1,222,697$11.3M<0.01%-40,18313F-HRTimelineGroup
Diameter Capital Partners LP1,184,476$11M1.15%new13F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP771,048$7.15M0.01%-1,286,35113F-HRTimelineGroup
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC690,051$6.4M<0.01%+9,35113F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc687,570$6.38M<0.01%+84,23113F-HRTimelineGroup
BlackRock, Inc.in group BlackRock, Inc.681,881$6.32M<0.01%-5,27413F-HRTimelineGroup
Truffle Hound Capital, LLC600,000$5.56M3.26%new13F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY577,124$5.35M<0.01%-65,58013F-HR/ATimelineGroup
Qube Research & Technologies Ltd518,749$4.81M0.01%-575,22413F-HRTimeline
LPL Financial LLC417,065$3.87M<0.01%-25,06613F-HRTimeline
TWO SIGMA INVESTMENTS, LPin group TWO SIGMA INVESTMENTS, LP397,063$3.68M0.01%-21,30213F-HRTimelineGroup
Advisors Asset Management, Inc.344,109$3.19M0.05%-7,87013F-HR/ATimeline
GraniteShares Advisors LLC292,844$2.71M1.65%+12,94413F-HR/ATimeline
Trexquant Investment LP223,878$2.08M0.02%-24,81113F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC217,228$2.01M<0.01%+47,91313F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.208,639$1.93M<0.01%+42,96613F-HRTimelineGroup
XTX Topco Ltdin group XTX Topco Ltd180,640$1.67M0.04%new13F-HRTimelineGroup
NewEdge Wealth, LLC171,744$1.59M0.02%-99,40213F-HRTimeline
Muzinich & Co., Inc.170,836$1.58M0.5%013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN151,558$1.4M<0.01%+93,41913F-HRTimelineGroup
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …147,213$1.36M<0.01%013F-HRTimelineGroup
Krilogy Financial LLC123,880$1.17M0.04%+108,26313F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co125,122$1.16M<0.01%+4,70313F-HRTimelineGroup
PFG Investments, LLC123,507$1.14M0.05%+1,37213F-HRTimeline
STATE STREET CORPin group STATE STREET CORP107,263$1.01M<0.01%+20,70413F-HRTimelineGroup
VARCOV Co.100,078$928K0.37%13F-HRTimeline
PFG Advisors98,057$909K0.04%-12,06913F-HRTimeline
Cerity Partners LLCin group Cerity Partners LLC82,010$760K<0.01%new13F-HRTimelineGroup
Cambridge Investment Research Advisors,…81,314$754K<0.01%+5,14113F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…79,701$739K0.2%-13,14213F-HRTimelineGroup
CastleKnight Management LP79,100$733K0.04%new13F-HRTimeline
Yelin Lapidot Holdings Management Ltd.in group Yelin Lapidot Holdings Manage…74,427$690K0.14%013F-HRTimelineGroup
HighTower Advisors, LLC71,205$660K<0.01%-2,74313F-HRTimeline
Cetera Investment Advisers68,278$633K<0.01%-7,28613F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/67,997$630K<0.01%+41,10313F-HRTimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS59,281$550K<0.01%+36,87013F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC59,147$548K<0.01%+4,36213F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP50,957$472K<0.01%-3,84113F-HRTimelineGroup
DENALI ADVISORS LLC48,547$450K0.05%-9,95213F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC45,578$423K<0.01%+4,86513F-HRTimelineGroup
OXFORD ASSET MANAGEMENT LLP45,382$421K0.15%-2,81713F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
NORTHERN TRUST CORPin group NORTHERN TRUST CORP45,286$420K<0.01%-4,41013F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC44,522$413K<0.01%-53,94213F-HRTimeline
Quantbot Technologies LP40,986$380K0.01%+17,05513F-HRTimeline
Janney Montgomery Scott LLC40,141$372K<0.01%-2,86213F-HRTimeline
WEDBUSH SECURITIES INC39,262$364K0.01%-104,45913F-HRTimeline
Vantage Financial Partners, LLC38,499$357K0.07%013F-HRTimeline
Sovran Advisors, LLC36,464$354K0.03%+1,19013F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC35,158$326K<0.01%+2,92913F-HR/ATimelineGroup
Jump Financial, LLCin group Jump Financial, LLC34,519$320K<0.01%new13F-HRTimelineGroup
Cornerstone Wealth Management, LLC34,421$319K0.02%-22,42113F-HRTimeline
Closed-End Fund Advisors, Inc.30,683$284K0.17%13F-HRTimeline
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…29,723$276K0.01%-103,04813F-HRTimelineGroup
Freestone Capital Holdings, LLCin group Freestone Capital Holdings, L…27,045$251K0.01%new13F-HRTimelineGroup
CERTUITY, LLC26,658$247K0.02%013F-HRTimeline
AE Wealth Management LLC22,118$205K<0.01%+32413F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA22,053$204K<0.01%-3,27613F-HRTimelineGroup
M&T Bank Corpin group M&T Bank Corp21,899$203K<0.01%013F-HR/ATimelineGroup
Ethos Financial Group, LLC21,308$198K0.01%+1,55513F-HRTimeline
Foundations Investment Advisors, LLC21,201$197K<0.01%+1,54713F-HRTimeline
Naviter Wealth, LLC20,766$195K0.03%+2,11613F-HRTimeline
BEACON INVESTMENT ADVISORS LLC20,916$194K0.08%+2,60113F-HRTimeline
Facet Wealth, Inc.19,805$186K<0.01%new13F-HRTimeline
Aquatic Capital Management LLC19,921$185K0.01%new13F-HRTimeline
NOMURA HOLDINGS INCin group NOMURA ASSET MANAGEMENT CO LTD19,887$184K<0.01%new13F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC18,586$172K<0.01%-7,38213F-HRTimelineGroup
PharVision Advisers, LLC17,494$162K0.08%-8,07013F-HRTimeline
Schonfeld Strategic Advisors LLC16,088$149K<0.01%new13F-HRTimeline
Sunbelt Securities, Inc.15,729$146K0.01%+7513F-HRTimeline
VestGen Advisors, LLC14,500$134K0.01%-3,00013F-HRTimeline
EP Wealth Advisors, LLC14,461$134K<0.01%13F-HRTimeline
Garner Asset Management Corp14,281$132K0.05%+813F-HRTimeline
Strategies Wealth Advisors, LLC13,763$128K0.01%+45513F-HRTimeline
CALTON & ASSOCIATES, INC.13,501$125K0.02%+2,18413F-HRTimeline
Sowell Financial Services LLC13,410$124K<0.01%new13F-HRTimeline
Private Advisor Group, LLC13,094$121K<0.01%-1,67813F-HRTimeline
KW WEALTH MANAGEMENT LLC13,002$121K0.18%+16013F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP12,905$120K<0.01%-48,94313F-HR/ATimelineGroup
Bridgewealth Advisory Group, LLC12,035$112K0.02%new13F-HRTimeline
FULTON BREAKEFIELD BROENNIMAN LLC11,798$109K0.01%013F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC12,114$109K<0.01%013F-HRTimelineGroup
BCO Wealth Management LLC11,706$109K0.07%new13F-HRTimeline
PW Nova Financial Services LLC11,309$106K0.04%13F-HRTimeline
Mariner, LLCin group Mariner, LLC11,201$104K<0.01%-19,64613F-HRTimelineGroup
WESTBOURNE INVESTMENTS, INC.10,500$101K0.05%-12,20813F-HRTimeline
Teamwork Financial Advisors, LLC10,844$101K0.01%-3,32913F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…10,822$100K<0.01%-53,68813F-HRTimelineGroup
Glenview Trust Co10,650$98.7K<0.01%013F-HRTimeline
Sigma Planning Corp10,495$97.3K<0.01%013F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…10,001$92.7K<0.01%+8,32313F-HRTimelineGroup
INVESTMENT PARTNERS, LTD.10,000$92.7K0.03%013F-HRTimeline
Sage Mountain Advisors LLC10,000$92.7K<0.01%013F-HRTimeline
Key Capital Management, INC9,783$90.7K0.09%13F-HRTimeline
Golden State Wealth Management, LLC9,756$90.4K0.01%013F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC9,623$89.2K<0.01%-60513F-HRTimelineGroup
CWM, LLCin group CWM, LLC7,382$68K<0.01%+2,01113F-HRTimelineGroup
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.7,122$66K<0.01%013F-HRTimelineGroup
Farther Finance Advisors, LLC5,886$54.6K<0.01%-3,08213F-HRTimeline
MPWM ADVISORY SOLUTIONS, LLC5,000$46.4K0.03%013F-HRTimeline
NewEdge Advisors, LLC4,714$43.7K<0.01%013F-HRTimeline
CITIGROUP INCin group CITIGROUP INC4,663$43.2K<0.01%-43,99913F-HRTimelineGroup
State of Alaska, Department of Revenue4,625$42K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO4,267$39.6K<0.01%-4,91913F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\4,000$37.1K<0.01%013F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…4,000$37.1K<0.01%013F-HR/ATimelineGroup
INTERNATIONAL ASSETS INVESTMENT MANAGEM…3,580$33.2K<0.01%new13F-HRTimeline
Wilmington Savings Fund Society, FSB3,363$31.2K<0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…3,000$27.8K<0.01%013F-HR/ATimelineGroup
Global Retirement Partners, LLC2,576$23.9K<0.01%-2,61213F-HRTimeline
Garton & Associates Financial Advisors …2,552$23.7K0.01%13F-HRTimeline
PRIVATE TRUST CO NA2,530$23.5K<0.01%013F-HRTimeline
McIlrath & Eck, LLC1,687$15.6K<0.01%new13F-HRTimeline
Triumph Capital Management1,600$14.8K<0.01%new13F-HRTimeline
ORG Partners LLC1,500$13.9K<0.01%013F-HRTimeline
Financial Network Wealth Advisors LLC1,426$13.2K0.01%013F-HRTimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp1,200$11.1K<0.01%-1,50013F-HRTimelineGroup
FNY Investment Advisers, LLC1,200$11K<0.01%013F-HRTimeline
PIN OAK INVESTMENT ADVISORS INC1,146$11K0.01%013F-HRTimeline
Quarry LP1,181$10.9K<0.01%-2,85213F-HRTimeline
Murphy & Mullick Capital Management Corp1,001$9.28K0.01%+3313F-HRTimeline
DELTA ASSET MANAGEMENT LLC/TN943$8.74K<0.01%013F-HRTimeline
Aventura Private Wealth, LLC801$7.43K<0.01%+2613F-HRTimeline
Larson Financial Group LLC544$5.04K<0.01%+1813F-HRTimeline
Harbor Asset Planning, Inc.526$4.88K<0.01%013F-HRTimeline
Vermillion Wealth Management, Inc.500$4.63K<0.01%013F-HRTimeline
LANARK FINANCIAL, INC.320$2.97K<0.01%new13F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP200$1.85K<0.01%-2013F-HRTimelineGroup
Blue Trust, Inc.100$927<0.01%013F-HRTimeline
MAI Capital Management70$650<0.01%-3,23013F-HRTimeline
Allworth Financial LP69$640<0.01%-2,70013F-HRTimeline
Strategic Wealth Partners, Ltd.56$519<0.01%new13F-HRTimeline
Caitong International Asset Management …1$9<0.01%new13F-HR/ATimeline