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Disclosery

PFLT PENNANTPARK FLOATING RATE CA

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COM (common), issuer CIK 1504619

135 managers (135 13F filers) reported a position in PFLT shares at 2025-09-30, 21,847,199 shares in all. 26 filers opened a position and 15 filers sold out during the quarter.

Managers
135
13F filers
135
New
26
Added
60
Reduced
21
Sold out
15
Shares held by filers
21,847,199

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Sound Income Strategies, LLC4,131,430$35.7M1.95%+226,80513F-HRTimeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP2,533,205$22.5M0.02%+174,63013F-HRTimelineGroup
MARSHALL WACE, LLPin group MARSHALL WACE, LLP2,057,399$18.3M0.02%+617,65713F-HRTimelineGroup
UBS Group AGin group UBS Group AG1,296,070$11.5M<0.01%+178,42313F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.1,262,880$11.2M<0.01%+186,57013F-HRTimelineGroup
Qube Research & Technologies Ltd1,093,973$9.73M0.01%+295,15713F-HRTimeline
Altshuler Shaham Ltd916,039$8.14M0.13%-814,04713F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.687,155$6.11M<0.01%+186,39713F-HRTimelineGroup
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC680,700$6.05M<0.01%-39,37413F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY642,704$5.71M<0.01%+254,63413F-HR/ATimelineGroup
Legal & General Group Plcin group Legal & General Group Plc603,339$5.36M<0.01%+25,32013F-HRTimelineGroup
LPL Financial LLC442,131$3.93M<0.01%+197,97413F-HRTimeline
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding418,365$3.72M-1,177,511Timeline
Advisors Asset Management, Inc.351,979$3.13M0.05%+22,15013F-HR/ATimeline
GraniteShares Advisors LLC279,900$2.49M1.44%+24,65013F-HRTimeline
NewEdge Wealth, LLC271,146$2.48M0.04%-24,49313F-HRTimeline
Trexquant Investment LP248,689$2.21M0.02%-20,74113F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.165,673$1.63M<0.01%+3,28413F-HRTimelineGroup
Muzinich & Co., Inc.170,836$1.52M0.59%+65,97713F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC169,315$1.51M<0.01%new13F-HRTimelineGroup
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …147,213$1.31M<0.01%+65,97713F-HRTimelineGroup
WEDBUSH SECURITIES INC143,721$1.28M0.04%+4,51913F-HRTimeline
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…132,771$1.18M0.02%-9,21413F-HRTimelineGroup
PFG Investments, LLC122,135$1.09M0.06%+3,22713F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co120,419$1.08M<0.01%+33,83113F-HRTimelineGroup
Tidal Investments LLCin group Tidal Investments LLC113,783$1.01M<0.01%+8,12713F-HRTimelineGroup
PFG Advisors110,126$979K0.04%+1813F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC98,464$875K<0.01%+6,98913F-HRTimeline
MQS Management LLC93,964$835K0.49%new13F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…92,843$825K0.24%+4,29413F-HRTimelineGroup
STATE STREET CORPin group STATE STREET CORP86,559$778K<0.01%+2,38913F-HRTimelineGroup
Cambridge Investment Research Advisors,…76,173$677K<0.01%-2,00313F-HRTimeline
Cetera Investment Advisers75,564$672K<0.01%+11,86013F-HRTimeline
Yelin Lapidot Holdings Management Ltd.in group Yelin Lapidot Holdings Manage…74,427$662K0.14%+54,92713F-HRTimelineGroup
HighTower Advisors, LLC73,948$657K<0.01%-21,24013F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC67,972$604K<0.01%-1,98713F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…64,510$573K<0.01%-46,46113F-HRTimelineGroup
Corient Private Wealth LPin group Corient Private Wealth LP61,848$550K<0.01%+8,10113F-HRTimelineGroup
DENALI ADVISORS LLC58,499$520K0.06%-10,60413F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN58,139$517K<0.01%-36,23713F-HRTimelineGroup
Cornerstone Wealth Management, LLC56,842$505K0.03%-7,96713F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP54,798$487K<0.01%-3,80513F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC54,785$487K<0.01%+2,79913F-HRTimelineGroup
Strategic Financial Concepts, LLC52,300$465K0.07%-10,90013F-HRTimeline
NORTHERN TRUST CORPin group NORTHERN TRUST CORP49,696$442K<0.01%+8,10013F-HRTimelineGroup
CITIGROUP INCin group CITIGROUP INC48,662$433K<0.01%+14,26413F-HRTimelineGroup
OXFORD ASSET MANAGEMENT LLP48,199$428K0.14%new13F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
NATIXISin group Natixis Investment Managers44,576$395K<0.01%013F-HRTimelineGroup
Quadrature Capital Ltdin group Quadrature Capital Ltd43,217$384K<0.01%new13F-HRTimelineGroup
Janney Montgomery Scott LLC43,003$382K<0.01%+1,12913F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC40,713$362K<0.01%+3,78013F-HRTimelineGroup
Vantage Financial Partners, LLC38,499$342K0.07%new13F-HRTimeline
Virtu Financial LLCin group Virtu Financial LLC37,407$333K0.02%new13F-HRTimelineGroup
Sovran Advisors, LLC35,274$320K0.03%+1,09013F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC32,229$287K<0.01%new13F-HRTimelineGroup
Squarepoint Ops LLCin group Squarepoint Ops LLC30,924$275K<0.01%new13F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC30,847$274K<0.01%+17,55113F-HRTimelineGroup
Synergy Investment Management, LLC27,102$241K0.09%+2,09113F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/26,894$239K<0.01%+12,46513F-HR/ATimelineGroup
Dynamic Technology Lab Private Ltd26,707$237K0.04%+12,43613F-HRTimeline
CERTUITY, LLC26,658$237K0.02%013F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC25,968$231K<0.01%+79113F-HRTimelineGroup
PharVision Advisers, LLC25,564$227K0.13%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA25,329$225K<0.01%+5,72513F-HRTimelineGroup
Quantbot Technologies LP23,931$213K0.01%+2,69713F-HRTimeline
WESTBOURNE INVESTMENTS, INC.22,708$207K0.1%+3,53313F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS22,411$199K<0.01%+17,12713F-HRTimelineGroup
M&T Bank Corpin group M&T Bank Corp21,899$195K<0.01%013F-HRTimelineGroup
AE Wealth Management LLC21,794$194K<0.01%+15313F-HRTimeline
Ethos Financial Group, LLC19,753$176K0.01%new13F-HRTimeline
Foundations Investment Advisors, LLC19,654$175K<0.01%+3,00213F-HRTimeline
Naviter Wealth, LLC18,650$168K0.02%new13F-HRTimeline
BEACON INVESTMENT ADVISORS LLC18,315$163K0.07%-1,57113F-HRTimeline
OPTIMUM INVESTMENT ADVISORS17,500$156K0.06%013F-HRTimeline
VestGen Advisors, LLC17,500$156K0.01%new13F-HRTimeline
Krilogy Financial LLC15,617$143K0.01%new13F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP16,059$143K<0.01%+26413F-HRTimelineGroup
Sunbelt Securities, Inc.15,654$139K0.01%+7,43013F-HRTimeline
Empowered Funds, LLC15,286$136K<0.01%+5,09313F-HRTimeline
Private Advisor Group, LLC14,772$131K<0.01%-1,66613F-HRTimeline
Garner Asset Management Corp14,273$127K0.05%+613F-HRTimeline
Teamwork Financial Advisors, LLC14,173$126K0.01%new13F-HRTimeline
Strategies Wealth Advisors, LLC13,308$118K0.01%+38713F-HRTimeline
KW WEALTH MANAGEMENT LLC12,842$114K0.19%13F-HRTimeline
OneDigital Investment Advisors LLC12,543$112K<0.01%013F-HRTimeline
FIRST FOUNDATION ADVISORSin group FIRST FOUNDATION ADVISORS12,393$110K<0.01%013F-HRTimelineGroup
Lido Advisors, LLCin group Lido Advisors, LLC12,114$109K<0.01%-4,26713F-HRTimelineGroup
FULTON BREAKEFIELD BROENNIMAN LLC11,798$105K0.01%013F-HRTimeline
Composition Wealth, LLC11,728$104K<0.01%+34013F-HRTimeline
CALTON & ASSOCIATES, INC.11,317$101K0.02%+37913F-HRTimeline
Glenview Trust Co10,650$94.7K<0.01%013F-HRTimeline
Sigma Planning Corp10,495$93.3K<0.01%+5613F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…10,424$92.7K<0.01%+10,06613F-HRTimelineGroup
Hudson Bay Capital Management LPin group Hudson Bay Capital Management…10,350$92K<0.01%new13F-HR/ATimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC10,228$90.9K<0.01%new13F-HRTimelineGroup
INVESTMENT PARTNERS, LTD.10,000$88.9K0.03%013F-HRTimeline
Sage Mountain Advisors LLC10,000$88.9K0.01%013F-HRTimeline
SP Asset Management LLC10,000$88.9K0.01%new13F-HRTimeline
Golden State Wealth Management, LLC9,756$86.7K0.01%013F-HRTimeline
AllSquare Wealth Management LLC9,200$81.8K0.04%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO9,186$81.7K<0.01%-42,52013F-HR/ATimelineGroup
Farther Finance Advisors, LLC8,968$79.7K<0.01%+7,37413F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.7,122$63.3K<0.01%013F-HRTimelineGroup
CWM, LLCin group CWM, LLC5,371$48K<0.01%+60013F-HRTimelineGroup
Global Retirement Partners, LLC5,188$46.1K<0.01%+1,26013F-HRTimeline
MPWM ADVISORY SOLUTIONS, LLC5,000$44.5K0.03%013F-HRTimeline
NewEdge Advisors, LLC4,714$41.9K<0.01%013F-HRTimeline
State of Alaska, Department of Revenue4,625$41K<0.01%new13F-HRTimeline
Quarry LP4,033$35.9K0.01%new13F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\4,000$35.6K<0.01%013F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…4,000$35.6K<0.01%013F-HRTimelineGroup
Wilmington Savings Fund Society, FSB3,363$29.9K<0.01%013F-HR/ATimeline
MAI Capital Management3,300$29.3K<0.01%+413F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…3,000$26.7K<0.01%new13F-HRTimelineGroup
Allworth Financial LP2,769$24.6K<0.01%-813F-HRTimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp2,700$24K<0.01%new13F-HRTimelineGroup
Advisory Services Network, LLC2,541$22.6K<0.01%new13F-HRTimeline
PRIVATE TRUST CO NA2,530$22.5K<0.01%013F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…1,678$14.9K<0.01%+22613F-HRTimelineGroup
ORG Partners LLC1,500$13.3K<0.01%013F-HRTimeline
Financial Network Wealth Advisors LLC1,426$12.7K0.01%013F-HRTimeline
PIN OAK INVESTMENT ADVISORS INC1,146$10.3K0.01%+1,14613F-HRTimeline
FNY Investment Advisers, LLC1,200$10K<0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.1,000$8.89K<0.01%013F-HRTimeline
Murphy & Mullick Capital Management Corp968$8.77K0.01%-7013F-HRTimeline
PENSION & WEALTH MANAGEMENT ADVISORS, I…977$8.69K<0.01%new13F-HRTimeline
DELTA ASSET MANAGEMENT LLC/TN943$8.38K<0.01%013F-HRTimeline
Aventura Private Wealth, LLC775$6.89K<0.01%+2313F-HRTimeline
Harbor Asset Planning, Inc.526$4.68K<0.01%013F-HRTimeline
Larson Financial Group LLC526$4.67K<0.01%+1513F-HRTimeline
Vermillion Wealth Management, Inc.500$4.45K<0.01%013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP220$2.02K<0.01%new13F-HRTimelineGroup
Blue Trust, Inc.100$889<0.01%new13F-HRTimeline
Creekmur Asset Management LLC9$79<0.01%013F-HRTimeline
VALLEY WEALTH MANAGERS, INC.in group VALLEY WEALTH MANAGERS, INC.1$9<0.01%new13F-HRTimelineGroup