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Disclosery

OUSM ALPS ETF TR

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ETF (fund)

121 managers (121 13F filers) reported a position in OUSM shares at 2025-09-30, 14,410,004 shares in all. 13 filers opened a position and 10 filers sold out during the quarter.

Managers
121
13F filers
121
New
13
Added
48
Reduced
42
Sold out
10
Shares held by filers
14,410,004

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC1,992,713$89.3M0.02%+351,02413F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,685,353$75.5M<0.01%+82,54113F-HR/ATimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,367,752$61.3M0.02%+784,35113F-HRTimelineGroup
Cetera Investment Advisers1,081,707$48.5M0.06%+932,29413F-HRTimeline
Sanctuary Advisors, LLC839,109$37.6M0.22%+50,41213F-HR/ATimeline
Capital Analysts, LLCin group Capital Analysts, LLC622,899$27.9M0.81%+14,72013F-HRTimelineGroup
LPL Financial LLC595,672$26.7M0.01%-81113F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA560,831$25.1M<0.01%+5,87713F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN534,193$23.9M<0.01%-228,62713F-HRTimelineGroup
UBS Group AGin group UBS Group AG485,472$21.7M<0.01%-18,92213F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/389,085$17.4M<0.01%+21,54013F-HR/ATimelineGroup
Stonehearth Capital Management, LLC355,282$15.9M6.16%+4,91613F-HRTimeline
Thrivent Financial for Lutheransin group Thrivent Financial for Luther…275,369$12.3M0.02%+75,45313F-HRTimelineGroup
Prasad Wealth Partners, LLC226,868$10.2M2.83%-5,47913F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP188,966$8.47M0.01%+9,13813F-HRTimelineGroup
FSA WEALTH PARTNERS, INC.166,648$7.47M2.88%new13F-HRTimeline
LEVEL FOUR ADVISORY SERVICES, LLCin group LEVEL FOUR ADVISORY SERVICES,…160,384$7.19M0.25%+19,73013F-HRTimelineGroup
Mason & Associates Inc132,530$5.94M1.2%+7,69813F-HRTimeline
MML INVESTORS SERVICES, LLC125,634$5.63M0.02%-98913F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC121,876$5.46M<0.01%-1,77413F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…118,580$5.31M<0.01%+8,41413F-HRTimelineGroup
KICKSTAND VENTURES, LLC.110,113$4.93M1.09%+2,17913F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP100,911$4.53M<0.01%+24,71913F-HRTimelineGroup
CASTLE WEALTH MANAGEMENT LLC98,506$4.41M1.49%+1,14413F-HRTimeline
SHEETS SMITH WEALTH MANAGEMENT92,577$4.15M0.47%-8,18713F-HRTimeline
Premier Path Wealth Partners, LLC85,245$3.82M0.49%+5,69413F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp82,952$3.72M<0.01%+30,38613F-HRTimelineGroup
Equitable Holdings, Inc.in group Equitable Holdings, Inc.78,706$3.53M0.03%-5,23013F-HRTimelineGroup
Secure Asset Management, LLC76,933$3.43M0.57%+17,51013F-HRTimeline
TWO SIGMA INVESTMENTS, LPin group TWO SIGMA INVESTMENTS, LP76,000$3.4M0.01%+31,60013F-HRTimelineGroup
BARNES PETTEY FINANCIAL ADVISORS, LLC68,928$3.09M1.69%+29913F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding67,504$3.02M-36,731Timeline
Wealthspire Advisors, LLC64,638$2.9M0.02%013F-HRTimeline
BEAM WEALTH ADVISORS, INC.63,543$2.85M0.78%+13,09713F-HRTimeline
Park Edge Advisors, LLC57,554$2.58M0.6%+12,38313F-HRTimeline
Axiom Financial Strategies, LLC52,402$2.35M1.01%-61,06113F-HRTimeline
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC49,541$2.22M0.02%-11513F-HRTimelineGroup
&PARTNERS47,285$2.12M0.01%-2,02813F-HRTimeline
Private Advisor Group, LLC46,979$2.1M0.01%-1,78113F-HRTimeline
Advisory Services Network, LLC46,658$2.09M0.03%+1,23813F-HRTimeline
THOROUGHBRED FINANCIAL SERVICES, LLC45,099$2.02M0.12%-29013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC44,716$2M<0.01%-17,00813F-HRTimeline
BROWN ADVISORY INCin group BROWN ADVISORY INC44,300$1.98M<0.01%+2,40013F-HRTimelineGroup
Haverford Trust Co44,255$1.98M0.02%013F-HRTimeline
Cambridge Investment Research Advisors,…43,117$1.93M0.01%+4,88213F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP36,308$1.63M<0.01%+15,16913F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.35,922$1.62M<0.01%+12,18213F-HRTimelineGroup
WealthPlan Investment Management, LLC35,429$1.59M0.11%-74913F-HRTimeline
EVERPAR ADVISORS LLC34,683$1.55M0.61%+6,75013F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC29,427$1.32M<0.01%new13F-HRTimelineGroup
Schorn Wealth LLC29,053$1.3M0.4%-3,97713F-HRTimeline
Janney Montgomery Scott LLC26,656$1.19M<0.01%+24913F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO24,009$1.08M<0.01%-55613F-HR/ATimelineGroup
Berkeley, Inc23,313$1.04M0.34%-12,67013F-HRTimeline
Beacon Financial Advisory LLC22,998$1.03M0.24%-9,24613F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.22,952$1.03M0.01%+20113F-HRTimelineGroup
Sigma Planning Corp22,424$1M0.03%-1,45913F-HRTimeline
Clay Northam Wealth Management, LLC22,379$1M0.57%+4,25513F-HRTimeline
Gladstone Institutional Advisory LLC22,141$992K0.04%+41213F-HRTimeline
Steward Partners Investment Advisory, L…21,725$973K0.01%+55513F-HRTimeline
Acorn Wealth Advisors, LLC19,652$880K0.28%+51813F-HRTimeline
THURSTON, SPRINGER, MILLER, HERD & TITA…19,475$872K1.73%-220,01813F-HRTimeline
Mutual Advisors, LLC18,881$841K0.02%-17913F-HRTimeline
VestGen Advisors, LLC16,789$752K0.03%+87113F-HRTimeline
FLAGSTAR SECURITIES, INCin group FLAGSTAR SECURITIES, INC16,465$738K0.23%new13F-HRTimelineGroup
TFO Wealth Partners, LLC15,528$696K0.11%new13F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC15,352$688K<0.01%+7,99713F-HRTimelineGroup
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC15,155$679K0.01%-13413F-HRTimelineGroup
National Wealth Management Group, LLC14,044$629K0.24%new13F-HRTimeline
Strategic Financial Concepts, LLC13,403$600K0.09%+69013F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…13,333$597K<0.01%+1,91413F-HRTimelineGroup
HORAN Wealth, LLC12,873$577K0.09%new13F-HRTimeline
OneAscent Wealth Management LLCin group OneAscent Financial Services …12,447$558K0.19%-61413F-HRTimelineGroup
CARY STREET PARTNERS FINANCIAL LLCin group CARY STREET PARTNERS ASSET MA…11,633$521K0.01%013F-HRTimelineGroup
Dynamic Advisor Solutions LLC11,580$519K0.02%-85913F-HRTimeline
Nova Wealth Management, Inc.10,502$470K0.33%-80913F-HRTimeline
Cambridge Advisors Inc.9,737$436K0.09%013F-HRTimeline
Ellsworth Advisors, LLC8,798$389K0.08%+1,13913F-HRTimeline
Intrepid Financial Planning Group LLC8,305$372K0.14%+89713F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…8,180$361K<0.01%-45713F-HRTimeline
Cresset Asset Management, LLC7,711$345K<0.01%013F-HR/ATimeline
HighTower Advisors, LLC7,608$341K<0.01%013F-HRTimeline
USA FINANCIAL FORMULAS7,578$339K0.06%+1,49913F-HRTimeline
Regal Investment Advisors LLC7,441$333K0.02%new13F-HRTimeline
Ausdal Financial Partners, Inc.7,261$325K0.02%new13F-HRTimeline
Capital Advisors, Ltd. LLC7,234$324K0.04%+513F-HRTimeline
Blue Chip Partners, LLC6,690$300K0.02%-25413F-HRTimeline
Kingsview Wealth Management, LLC6,564$294K<0.01%-1,36213F-HRTimeline
MGO ONE SEVEN LLC5,664$254K0.01%-46013F-HRTimeline
Diligent Investors, LLC5,480$246K0.06%-20013F-HRTimeline
O'SHAUGHNESSY ASSET MANAGEMENT, LLC5,228$234K<0.01%+2,28813F-HRTimeline
ACCREDITED INVESTOR SERVICES, LLC4,821$216K0.15%013F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…4,095$183K0.01%+1,76513F-HRTimelineGroup
Richardson Capital Management LLC3,750$168K0.08%013F-HRTimeline
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC3,291$147K0.07%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…3,113$139K<0.01%new13F-HRTimelineGroup
FARMERS & MERCHANTS INVESTMENTS INCin group FARMERS & MERCHANTS INVESTMEN…3,071$138K<0.01%013F-HRTimelineGroup
FMR LLCin group FMR LLC2,560$115K<0.01%-5513F-HRTimelineGroup
GoalVest Advisory LLC2,217$99.3K0.02%013F-HRTimeline
ORG Partners LLC1,651$74.2K0.01%-10713F-HRTimeline
COMERICA BANK1,596$71.5K<0.01%-22313F-HRTimeline
HARBOUR INVESTMENTS, INC.1,450$65K<0.01%-2,61313F-HRTimeline
IFP Advisors, Inc1,013$45.4K<0.01%013F-HR/ATimeline
Canton Hathaway, LLC1,000$45K0.01%013F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…817$36.6K<0.01%-25513F-HRTimelineGroup
Golden State Wealth Management, LLC700$31.4K<0.01%013F-HRTimeline
SALEM INVESTMENT COUNSELORS INC684$30.6K<0.01%new13F-HRTimeline
HANTZ FINANCIAL SERVICES, INC.616$28K<0.01%-38413F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
ARMSTRONG ADVISORY GROUP, INC561$25.1K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC428$19.2K<0.01%-88513F-HRTimeline
AdvisorNet Financial, Inc200$8.96K<0.01%013F-HRTimeline
Johnson Financial Group, Inc.in group Johnson Financial Group, Inc.190$8.51K<0.01%new13F-HRTimelineGroup
NewEdge Advisors, LLC167$7.48K<0.01%-1,82013F-HRTimeline
CWM, LLCin group CWM, LLC126$6K<0.01%new13F-HRTimelineGroup
Global Retirement Partners, LLC125$5.59K<0.01%-7413F-HRTimeline
AE Wealth Management LLC96$4.29K<0.01%+113F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…82$3.67K<0.01%new13F-HRTimelineGroup
CoreCap Advisors, LLC64$2.87K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC54$2.42K<0.01%-1,22213F-HRTimelineGroup
MAI Capital Management40$1.79K<0.01%013F-HRTimeline
Qube Research & Technologies Ltd31$1.39K<0.01%+313F-HRTimeline