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Disclosery

GOF GUGGENHEIM STRATEGIC OPPORTU

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COM SBI (fund), issuer CIK 1380936

185 managers (186 13F filers) reported a position in GOF shares at 2025-09-30, 32,197,202 shares in all. 25 filers opened a position and 10 filers sold out during the quarter.

Managers
185
13F filers
186
New
25
Added
84
Reduced
40
Sold out
10
Shares held by filers
32,197,202

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY8,156,160$122M0.01%+858,87013F-HR/ATimelineGroup
LPL Financial LLC2,400,505$36M0.01%+348,87813F-HRTimeline
VERUS CAPITAL PARTNERS, LLC2,270,760$34M2.64%+393,53013F-HR/ATimeline
UBS Group AGin group UBS Group AG1,581,195$23.7M<0.01%+58,33413F-HRTimelineGroup
Cetera Investment Advisers1,203,938$18M0.02%+524,87213F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.951,693$14.2M0.02%+180,80313F-HRTimelineGroup
MML INVESTORS SERVICES, LLC831,424$12.5M0.03%+30,12213F-HRTimeline
CreativeOne Wealth, LLCin group CreativeOne Wealth, LLC820,049$12.3M0.3%+79,39613F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC796,772$11.9M<0.01%+66,01613F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA761,246$11.4M<0.01%+102,11713F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC706,973$10.6M<0.01%-251,39813F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/504,365$7.56M<0.01%-46,64413F-HR/ATimelineGroup
Secure Asset Management, LLC472,500$7.12M1.17%+38,84513F-HRTimeline
PETRA FINANCIAL ADVISORS INC455,829$6.83M3.98%+10,77313F-HRTimeline
Prime Capital Investment Advisors, LLC441,497$6.61M0.08%+16,65813F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP424,480$6.36M0.01%+108,15813F-HRTimelineGroup
Janney Montgomery Scott LLC369,461$5.54M0.01%+85,73913F-HRTimeline
COHEN & STEERS, INC.in group COHEN & STEERS, INC.336,789$5.04M0.01%-10,00013F-HRTimelineGroup
INTEGRITY ALLIANCE, LLC.309,569$4.64M0.22%new13F-HRTimeline
Cambridge Investment Research Advisors,…291,622$4.37M0.01%+55,45213F-HRTimeline
Retirement Planning Group, LLC273,901$4.1M0.14%+158,48113F-HRTimeline
Integrated Wealth Concepts LLC236,227$3.54M0.03%+28,55213F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC231,467$3.47M<0.01%-69,14313F-HRTimeline
Richmond Brothers, Inc.229,328$3.44M2.17%-9,07213F-HRTimeline
Vestmark Advisory Solutions, Inc.229,296$3.43M0.07%new13F-HRTimeline
ELEVATION POINT WEALTH PARTNERS, LLC229,296$3.43M0.24%new13F-HRTimeline
Illumine Investment Management, LLC225,876$3.38M2.41%+9,04213F-HRTimeline
MOSAIC FAMILY WEALTH PARTNERS, LLC215,896$3.23M0.38%-11,34813F-HRTimeline
Bay Colony Advisory Group, Inc d/b/a Ba…202,327$3.03M0.36%-20,40413F-HRTimeline
Marks Group Wealth Management, Inc196,262$2.94M0.27%013F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.189,100$2.83M<0.01%-10,77713F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…186,388$2.79M<0.01%+44,93913F-HRTimelineGroup
WEDBUSH SECURITIES INC178,961$2.68M0.09%+2,03613F-HRTimeline
FLYNN ZITO CAPITAL MANAGEMENT, LLC162,270$2.43M0.9%+69,62313F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC153,560$2.3M0.04%+8,10013F-HRTimelineGroup
Kestra Advisory Services, LLCgroup of 2 filers holding145,491$2.18M-805Timeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…142,036$2.13M0.04%-7,29113F-HRTimelineGroup
Tennessee Valley Asset Management Partn…141,856$2.13M0.29%new13F-HRTimeline
Steward Partners Investment Advisory, L…133,596$2M0.01%+3,65513F-HRTimeline
Private Advisor Group, LLC132,178$1.98M0.01%+29,67613F-HRTimeline
NewEdge Advisors, LLC118,171$1.77M0.01%+10,41913F-HRTimeline
Almanack Investment Partners, LLC.118,059$1.77M0.27%-112,03113F-HRTimeline
Founders Financial Alliance, LLC116,503$1.75M0.33%+4,33213F-HRTimeline
Capital Investment Advisory Services, L…106,612$1.6M0.13%+22,86213F-HRTimeline
Smith Asset Management Co., LLC101,871$1.53M1.3%+31,15513F-HRTimeline
CARY STREET PARTNERS FINANCIAL LLCin group CARY STREET PARTNERS ASSET MA…101,400$1.52M0.04%new13F-HRTimelineGroup
Ausdal Financial Partners, Inc.100,587$1.51M0.07%+22,06913F-HRTimeline
IFG Advisory, LLC98,047$1.47M0.07%+8,35113F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC86,859$1.3M<0.01%new13F-HRTimelineGroup
Mutual Advisors, LLC94,063$1.3M0.03%+1,52613F-HRTimeline
PFG Investments, LLC82,050$1.23M0.06%+8,34313F-HRTimeline
Dynamic Advisor Solutions LLC80,895$1.21M0.04%+3,37413F-HRTimeline
Thrivent Financial for Lutheransin group Thrivent Financial for Luther…80,491$1.21M<0.01%new13F-HRTimelineGroup
Sigma Planning Corp78,858$1.18M0.03%+2,06913F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC75,941$1.14M<0.01%+7,71213F-HRTimelineGroup
MERCER GLOBAL ADVISORS INC /ADV71,433$1.07M<0.01%+913F-HRTimeline
UMB Bank, n.a.70,038$1.05M0.02%013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
CHOREO, LLC69,301$1.04M0.01%013F-HRTimeline
Sovran Advisors, LLC73,642$976K0.09%-7,24413F-HRTimeline
Focus Financial Network, Inc.61,220$917K0.03%+6,01513F-HRTimeline
Geneos Wealth Management Inc.59,241$887K0.02%+20313F-HRTimeline
PMG Family Office LLC56,296$843K0.94%13F-HRTimeline
Strategic Financial Concepts, LLC55,676$834K0.12%+3,31913F-HRTimeline
Fiduciary Alliance LLC54,880$822K0.06%+11,56813F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …54,322$814K0.01%+3,61113F-HRTimelineGroup
Garden State Investment Advisory Servic…51,906$778K0.2%-4,62513F-HRTimeline
Equitable Holdings, Inc.in group Equitable Holdings, Inc.51,419$770K0.01%+3,17613F-HRTimelineGroup
Parisi Gray Wealth Management50,233$752K0.2%-74213F-HRTimeline
CAPTRUST FINANCIAL ADVISORS49,157$736K<0.01%-78813F-HRTimeline
Brookstone Capital Managementin group Brookstone Capital Management48,884$732K0.01%-7,38513F-HRTimelineGroup
PENSION & WEALTH MANAGEMENT ADVISORS, I…48,749$730K0.23%-6,81913F-HRTimeline
Presper Financial Architects, LLC48,278$723K0.42%-2,27213F-HRTimeline
Mallini Complete Financial Planning LLC45,577$683K0.56%+7,01513F-HRTimeline
CoreCap Advisors, LLC45,391$680K0.02%-2,25013F-HRTimeline
J.W. COLE ADVISORS, INC.44,757$670K0.01%+25,01013F-HRTimeline
New England Private Wealth Advisors LLC43,327$649K0.09%013F-HRTimeline
Sanctuary Advisors, LLC41,830$627K<0.01%+13013F-HR/ATimeline
Focus Partners Wealthin group Focus Partners Wealth40,000$599K<0.01%new13F-HRTimelineGroup
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.39,299$589K0.01%-3,03213F-HRTimelineGroup
Buska Wealth Management, LLC39,242$588K0.18%+6,65313F-HRTimeline
Orion Porfolio Solutions, LLC38,510$577K<0.01%+10,53513F-HRTimeline
INSIGNEO ADVISORY SERVICES, LLC37,166$557K0.04%+4,00013F-HRTimeline
Western Wealth Management, LLC36,936$553K0.03%+12813F-HRTimeline
Discipline Wealth Solutions, LLC35,935$538K0.14%new13F-HRTimeline
DAVENPORT & Co LLC35,602$533K<0.01%+1,59413F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC34,090$511K0.01%+10,87613F-HRTimelineGroup
Jacobi Capital Management LLC32,971$494K0.03%+2,43313F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp31,507$472K<0.01%-170,27413F-HRTimelineGroup
GPS Wealth Strategies Group, LLC31,504$472K0.05%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…31,183$467K<0.01%+1,17513F-HRTimelineGroup
AE Wealth Management LLC31,113$466K<0.01%+7,03413F-HRTimeline
COMERICA BANK31,056$465K<0.01%+46013F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP30,263$453K<0.01%-17,07613F-HRTimelineGroup
Creative Planningin group Creative Planning29,594$443K<0.01%+19,53013F-HRTimelineGroup
WFA Asset Management Corp27,038$426K0.23%+5,37813F-HRTimeline
B. Riley Wealth Advisors, Inc.27,736$415K0.02%-2,64313F-HRTimeline
Compound Planning, Inc.27,591$413K0.01%013F-HRTimeline
Encompass More Asset Management26,957$404K0.08%+2,52713F-HRTimeline
HighTower Advisors, LLC26,936$404K<0.01%-1,99413F-HRTimeline
Disciplined Investments, LLC26,900$403K0.16%+2,25913F-HRTimeline
U.S. Capital Wealth Advisors, LLC26,723$400K0.01%+7,40013F-HRTimeline
Merit Financial Group, LLC26,612$399K<0.01%+48713F-HR/ATimeline
Summit Financial, LLC25,943$389K0.01%new13F-HRTimeline
Capital Analysts, LLCin group Capital Analysts, LLC25,709$385K0.01%+4,99913F-HRTimelineGroup
JB Capital LLC24,937$374K0.02%+11813F-HRTimeline
Patriot Financial Group Insurance Agenc…23,690$355K0.05%+3,63113F-HRTimeline
David J Yvars Group22,666$339K0.18%+20313F-HRTimeline
Foundations Investment Advisors, LLC22,565$338K<0.01%+9,66113F-HRTimeline
Perennial Investment Advisors, LLC22,423$336K0.03%+2,93413F-HRTimeline
Prosperity Wealth Management, Inc.in group Prosperity Financial Group, I…21,784$326K0.11%+8413F-HRTimelineGroup
LANARK FINANCIAL, INC.21,643$324K0.02%-88013F-HRTimeline
Realta Investment Advisors21,383$320K0.11%+1,00013F-HRTimeline
Capital CS Group, LLC21,262$319K0.52%-17913F-HRTimeline
Waverly Advisors, LLC19,855$297K<0.01%013F-HRTimeline
Wagner Wealth Management, LLC19,477$292K0.07%+7413F-HRTimeline
Empirical Financial Services, LLC d.b.a…18,739$281K0.01%+4,20013F-HRTimeline
Global Retirement Partners, LLC16,302$244K0.01%+1,79213F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…15,940$237K0.02%-113F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.15,402$231K<0.01%-27,91213F-HRTimelineGroup
&PARTNERS14,970$224K<0.01%+3,99113F-HRTimeline
Quad-Cities Investment Group, LLC14,859$223K0.09%-2,12313F-HRTimeline
VISTA INVESTMENT PARTNERS II, LLC14,592$219K0.1%013F-HRTimeline
Semus Wealth Partners LLC14,486$217K0.12%-6,54213F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN13,909$208K<0.01%+4,71313F-HRTimelineGroup
Elm3 Financial Group, LLC13,575$203K0.17%-9213F-HRTimeline
Moors & Cabot, Inc.13,055$196K0.01%+1,00013F-HRTimeline
Vantage Financial Partners, LLC12,951$194K0.04%-49413F-HRTimeline
LVZ, Inc.12,682$190K0.02%013F-HRTimeline
HARBOUR INVESTMENTS, INC.12,642$189K<0.01%-12213F-HRTimeline
United Advisor Group, LLC12,552$188K0.03%new13F-HRTimeline
DAYMARK WEALTH PARTNERS, LLC12,301$184K0.01%013F-HRTimeline
Kingsview Wealth Management, LLC11,996$180K<0.01%+96613F-HRTimeline
TSFG, LLC11,516$173K0.03%-38413F-HRTimeline
Sunbelt Securities, Inc.11,522$173K0.01%+3,67113F-HRTimeline
Aptus Capital Advisors, LLC11,374$170K<0.01%013F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…11,336$170K0.01%+79013F-HRTimelineGroup
Kapstone Financial Advisors LLC11,070$166K0.08%013F-HRTimeline
FIRETHORN WEALTH PARTNERS, LLC10,980$164K0.06%+39213F-HRTimeline
Core Wealth Partners LLC10,979$164K0.08%013F-HRTimeline
Claro Advisors Inc.10,876$163K0.02%new13F-HRTimeline
IHT Wealth Management, LLC10,600$159K<0.01%-41513F-HRTimeline
Beacon Financial Advisory LLC10,296$154K0.04%013F-HRTimeline
Altus Wealth Group LLC10,092$151K0.06%013F-HRTimeline
Gridiron Partners, LLC94,765$150K0.09%+84,76513F-HRTimeline
Uniting Wealth Partners, LLC10,000$150K0.04%013F-HRTimeline
EASTERN BANK8,073$121K<0.01%+4,00013F-HRTimeline
MPWM ADVISORY SOLUTIONS, LLC7,000$105K0.06%013F-HRTimeline
Larson Financial Group LLC6,315$94.6K<0.01%+4,02213F-HRTimeline
Parallel Advisors, LLC5,850$87.6K<0.01%new13F-HRTimeline
Advisory Services Network, LLC5,625$84.3K<0.01%new13F-HRTimeline
COUNTRY TRUST BANK4,000$59.9K<0.01%013F-HRTimeline
Future Financial Wealth Managment LLC4,000$59.9K0.04%013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.3,826$57.3K<0.01%013F-HRTimelineGroup
Anfield Capital Management, LLCin group Anfield Capital Management, L…3,654$54.7K0.02%013F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…3,144$47.1K<0.01%013F-HRTimelineGroup
Nova Wealth Management, Inc.2,940$44K0.03%013F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…2,461$36.9K<0.01%013F-HRTimelineGroup
Arax Advisory Partners2,277$34.1K<0.01%new13F-HRTimeline
Aspect Partners, LLC1,809$27.1K0.01%new13F-HRTimeline
FSA Wealth Management LLC1,761$26.4K0.01%-2,91513F-HRTimeline
Kentucky Trust Co1,500$22.5K0.01%013F-HRTimeline
AMERIFLEX GROUP, INC.1,442$21.6K0.01%+74713F-HRTimeline
Medallion Wealth Advisors, LLC1,390$20.8K0.01%new13F-HRTimeline
HAZLETT, BURT & WATSON, INC.1,355$20K0.01%013F-HRTimeline
Strategic Advocates LLC1,084$16.2K<0.01%new13F-HRTimeline
Kozak & Associates, Inc.1,204$15K<0.01%new13F-HRTimeline
J.Safra Asset Management Corp843$12.6K<0.01%new13F-HRTimeline
Darwin Wealth Management, LLC750$11.2K<0.01%013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management722$10.8K<0.01%-8,98613F-HRTimelineGroup
PRIVATE TRUST CO NA713$10.7K<0.01%013F-HRTimeline
Gen-Wealth Partners Inc659$9.87K<0.01%013F-HRTimeline
Wealthspire Advisors, LLC656$9.83K<0.01%new13F-HRTimeline
PIN OAK INVESTMENT ADVISORS INC639$9.58K0.01%-2,48313F-HRTimeline
MATHER GROUP, LLC.365$5.46K<0.01%new13F-HRTimeline
NFSG Corp325$4.87K<0.01%013F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC250$3.75K<0.01%new13F-HRTimeline
MAI Capital Management174$2.6K<0.01%-3,24313F-HRTimeline
Financial Perspectives, Inc35$524<0.01%013F-HRTimeline
Bank & Trust Co32$479<0.01%013F-HRTimeline
Farther Finance Advisors, LLC26$389<0.01%013F-HRTimeline
Marshall & Sterling Wealth Advisors Inc.26$389<0.01%013F-HRTimeline
Smartleaf Asset Management LLC6$101<0.01%013F-HRTimeline
Winch Advisory Services, LLC6$96<0.01%new13F-HRTimeline
CITIGROUP INCin group CITIGROUP INC1$15<0.01%013F-HRTimelineGroup
FMR LLCin group FMR LLC1$14<0.01%new13F-HRTimelineGroup