Skip to content
Disclosery

DFP FLAHERTY & CRUMRINE DYNAMIC

Follow

SHS (fund), issuer CIK 1559991

81 managers (81 13F filers) reported a position in DFP shares at 2025-09-30, 5,432,501 shares in all. 12 filers opened a position and 6 filers sold out during the quarter.

Managers
81
13F filers
81
New
12
Added
30
Reduced
22
Sold out
6
Shares held by filers
5,432,501

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,281,510$27.7M0.01%+198,49713F-HRTimelineGroup
COHEN & STEERS, INC.in group COHEN & STEERS, INC.461,489$9.99M0.02%013F-HRTimelineGroup
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC358,344$7.75M0.16%+303,95113F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC356,889$7.72M0.06%+11,32113F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.324,801$7.03M<0.01%+14,42113F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN305,509$6.61M<0.01%+117,39813F-HRTimelineGroup
LPL Financial LLC221,770$4.8M<0.01%-45,68313F-HRTimeline
NorthCoast Asset Management LLC154,058$3.33M0.01%-7,04113F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY130,735$2.83M<0.01%-29,17213F-HR/ATimelineGroup
Hennion & Walsh Asset Management, Inc.122,011$2.64M0.1%+23,28813F-HRTimeline
Smith Asset Management Co., LLC101,043$2.19M1.86%+95413F-HRTimeline
Whipplewood Advisors, LLC96,089$2.08M1.37%+2,10413F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC93,619$2.03M<0.01%-61,23713F-HRTimelineGroup
Cambridge Investment Research Advisors,…89,792$1.94M0.01%+27513F-HRTimeline
1607 Capital Partners, LLC79,500$1.72M0.13%new13F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC72,231$1.56M<0.01%+3,45113F-HRTimelineGroup
Shaker Financial Services, LLC69,440$1.5M0.52%-61,42013F-HRTimeline
Revisor Wealth Management LLC63,618$1.39M0.48%-2,51113F-HRTimeline
Fiera Capital Corpin group Fiera Capital Corp53,931$1.17M<0.01%new13F-HRTimelineGroup
1776 Wealth LLC52,741$1.14M0.44%-7,45813F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.50,150$1.05M<0.01%+16413F-HRTimelineGroup
SEAMOUNT FINANCIAL GROUP INC47,073$1.02M0.48%-63013F-HRTimeline
Samalin Investment Counsel, LLC45,675$988K0.34%+60413F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC44,671$967K<0.01%-13,36113F-HRTimeline
AlphaCore Capital LLC39,504$855K0.03%+2113F-HRTimeline
Private Advisor Group, LLC38,375$830K<0.01%+1,66313F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC37,777$817K0.01%+1,42713F-HRTimelineGroup
NewEdge Advisors, LLC34,713$751K<0.01%-1,10713F-HRTimeline
&PARTNERS34,029$736K<0.01%+3,75013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA33,892$733K<0.01%+5,08313F-HRTimelineGroup
Janney Montgomery Scott LLC33,396$723K<0.01%+10,16313F-HRTimeline
Capital Analysts, LLCin group Capital Analysts, LLC31,121$673K0.02%-1,09213F-HRTimelineGroup
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…30,247$655K0.01%+3,18513F-HRTimelineGroup
Strategic Advocates LLC25,478$551K0.14%-18,48213F-HRTimeline
Wela Strategies, Inc.23,917$518K0.2%new13F-HRTimeline
Cetera Investment Advisers23,083$500K<0.01%+93213F-HRTimeline
Merit Financial Group, LLC22,628$490K<0.01%-74913F-HR/ATimeline
HighTower Advisors, LLC21,454$464K<0.01%-97413F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP21,231$459K<0.01%new13F-HRTimelineGroup
Palogic Value Management, L.P.20,500$444K0.19%013F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.19,622$425K<0.01%+13313F-HRTimelineGroup
CENTAURUS FINANCIAL, INC.15,583$337K0.02%-90013F-HRTimeline
Mathes Company, Inc.15,500$335K0.12%013F-HRTimeline
Cerity Partners LLCin group Cerity Partners LLC14,300$309K<0.01%013F-HRTimelineGroup
Catalina Capital Group, LLC13,946$302K0.19%013F-HRTimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC13,595$294K<0.01%-206,40113F-HRTimelineGroup
CARY STREET PARTNERS FINANCIAL LLCin group CARY STREET PARTNERS ASSET MA…13,570$294K0.01%-11,38113F-HRTimelineGroup
WEDBUSH SECURITIES INC12,800$277K0.01%+2,20013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/12,529$271K<0.01%-5,21913F-HR/ATimelineGroup
Walleye Capital LLCin group Walleye Capital LLC12,437$269K<0.01%-5,06613F-HRTimelineGroup
HRT FINANCIAL LP11,926$258K<0.01%new13F-HRTimeline
LEVEL FOUR ADVISORY SERVICES, LLCin group LEVEL FOUR ADVISORY SERVICES,…11,500$249K0.01%+1,75013F-HRTimelineGroup
UBS Group AGin group UBS Group AG11,480$248K<0.01%+2,63713F-HRTimelineGroup
WALLED LAKE PLANNING & WEALTH MANAGEMEN…10,950$237K0.08%013F-HRTimeline
Abel Hall, LLC10,500$227K0.09%013F-HRTimeline
Fiduciary Alliance LLC10,350$224K0.02%013F-HRTimeline
J.W. COLE ADVISORS, INC.10,260$222K<0.01%-67613F-HRTimeline
MGB Wealth Management, LLC10,000$216K0.06%new13F-HRTimeline
STANCE CAPITAL LLC8,406$182K0.07%new13F-HRTimeline
Farther Finance Advisors, LLC6,573$142K<0.01%+4,02813F-HRTimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp4,500$97.4K<0.01%new13F-HRTimelineGroup
AdvisorNet Financial, Inc4,250$92K0.01%013F-HRTimeline
Golden State Wealth Management, LLC4,131$89.4K0.01%+6713F-HRTimeline
SOUTH PLAINS FINANCIAL, INC.4,022$87K0.05%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…3,345$72.4K<0.01%-2,10013F-HRTimelineGroup
Steward Partners Investment Advisory, L…2,809$60.8K<0.01%+913F-HRTimeline
COMERICA BANK2,200$47.6K<0.01%013F-HRTimeline
North Star Investment Management Corp.2,200$47.6K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC2,053$44K<0.01%-9913F-HRTimelineGroup
Westside Investment Management, Inc.1,667$36.1K0.01%013F-HRTimeline
Allworth Financial LP1,480$32K<0.01%013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…1,349$29.2K<0.01%+8313F-HRTimelineGroup
MCF Advisors LLC1,208$26.1K<0.01%+2013F-HRTimeline
HARBOUR INVESTMENTS, INC.896$19.4K<0.01%+1513F-HRTimeline
Geneos Wealth Management Inc.855$18.5K<0.01%013F-HRTimeline
NFSG Corp500$10.8K<0.01%013F-HRTimeline
Advisory Services Network, LLC365$7.9K<0.01%new13F-HRTimeline
CoreCap Advisors, LLC350$7.57K<0.01%new13F-HRTimeline
Sound Income Strategies, LLC236$5.15K<0.01%013F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…150$3.25K<0.01%new13F-HRTimelineGroup
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…74$1.61K<0.01%new13F-HRTimelineGroup