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Disclosery

BRW SABA CAPITAL INCOME & OPRNT

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SHS NEW (fund), issuer CIK 826020

93 managers (93 13F filers) reported a position in BRW shares at 2025-09-30, 55,435,828 shares in all. 22 filers opened a position and 10 filers sold out during the quarter.

Managers
93
13F filers
93
New
22
Added
29
Reduced
20
Sold out
10
Shares held by filers
55,435,828

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
NorthCoast Asset Management LLC2,323,938$18.1M0.07%-423,02013F-HRTimeline
Thomas J. Herzfeld Advisors, Inc.1,175,007$9.13M3.13%+728,55213F-HRTimeline
Penserra Capital Management LLCin group Penserra Capital Management L…1,169,800$9.09M0.11%new13F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY731,143$5.68M<0.01%-2,81113F-HR/ATimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC710,277$5.52M<0.01%+658,03913F-HRTimelineGroup
SEVEN MILE ADVISORY609,622$4.74M0.76%new13F-HRTimeline
Invesco Ltd.in group Invesco Ltd.540,304$4.2M<0.01%-19,43613F-HRTimelineGroup
LPL Financial LLC414,885$3.22M<0.01%+8,04013F-HRTimeline
RIVERNORTH CAPITAL MANAGEMENT, LLC381,474$2.96M0.17%-1,493,72913F-HRTimeline
NewEdge Advisors, LLC309,845$2.41M0.01%+27,66013F-HRTimeline
Advisors Asset Management, Inc.298,546$2.32M0.04%-18,58313F-HR/ATimeline
Ethos Financial Group, LLC283,153$2.2M0.17%+13,43513F-HRTimeline
J.W. COLE ADVISORS, INC.216,968$1.69M0.03%+17,45313F-HRTimeline
Alpine Global Management, LLC197,000$1.53M0.31%new13F-HR/ATimeline
Marks Group Wealth Management, Inc185,636$1.44M0.13%013F-HRTimeline
Adalta Capital Management LLC177,500$1.38M0.63%+82,30013F-HRTimeline
Modern Wealth Management, LLC161,452$1.25M0.02%+2,19713F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.149,109$1.16M<0.01%+1,08313F-HRTimelineGroup
Chicago Partners Investment Group LLC145,833$1.07M0.03%+1,98813F-HRTimeline
Yakira Capital Management, Inc.136,800$1.06M0.4%new13F-HRTimeline
SCOTIA CAPITAL INC.118,303$919K<0.01%-21,55613F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP117,184$911K<0.01%+38,17513F-HRTimelineGroup
CSS LLC/IL115,030$894K0.05%-19,08313F-HRTimeline
North Ground Capital110,000$855K0.52%-69,82813F-HRTimeline
Quarry LP109,284$849K0.21%-156,11213F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC103,557$805K<0.01%+4,97813F-HRTimelineGroup
BOOTHBAY FUND MANAGEMENT, LLC97,000$754K0.02%new13F-HRTimeline
CHOREO, LLC95,258$740K0.01%+57,82013F-HRTimeline
Noble Wealth Management PBC93,501$727K0.39%13F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/92,649$720K<0.01%-17,21113F-HR/ATimelineGroup
Beacon Pointe Advisors, LLC91,709$713K0.01%new13F-HRTimeline
READYSTATE ASSET MANAGEMENT LP89,331$694K0.03%new13F-HRTimeline
Next Capital Management LLC88,927$691K0.23%-10,79813F-HRTimeline
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…86,170$670K0.04%new13F-HRTimelineGroup
OAK HILL ADVISORS LP79,343$616K0.13%013F-HRTimeline
PEAK FINANCIAL ADVISORS LLC63,700$495K0.24%+26913F-HRTimeline
Shaker Financial Services, LLC60,563$471K0.16%-21,65713F-HRTimeline
WEDBUSH SECURITIES INC57,549$447K0.01%+1,25013F-HRTimeline
UBS Group AGin group UBS Group AG54,911$427K<0.01%+3,89113F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.48,129$387K<0.01%+11,57613F-HRTimelineGroup
Cerity Partners LLCin group Cerity Partners LLC49,055$381K<0.01%+1,49313F-HRTimelineGroup
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC46,945$365K0.06%new13F-HRTimeline
SeaCrest Wealth Management, LLC45,759$348K0.04%+2,15213F-HRTimeline
Cetera Investment Advisers43,956$342K<0.01%-20,01813F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC35,830$278K<0.01%+11,03613F-HRTimelineGroup
FLAGSHIP HARBOR ADVISORS, LLC35,549$276K0.01%+16,35113F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…34,327$267K<0.01%-8,56313F-HRTimelineGroup
IHT Wealth Management, LLC34,125$265K0.01%new13F-HRTimeline
ABSOLUTE INVESTMENT ADVISERS, LLC33,469$260K0.03%-651,94813F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC33,356$259K<0.01%-34,13813F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC29,523$229K<0.01%+2,31213F-HRTimeline
Parallel Advisors, LLC24,117$187K<0.01%+4,82013F-HRTimeline
Westchester Capital Management, LLCin group Westchester Capital Managemen…22,344$174K0.01%-22,34513F-HRTimelineGroup
M&T Bank Corpin group M&T Bank Corp18,000$140K<0.01%013F-HRTimelineGroup
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC17,508$136K<0.01%new13F-HRTimelineGroup
CAPTRUST FINANCIAL ADVISORS17,158$133K<0.01%+44613F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP15,078$117K<0.01%+38513F-HRTimelineGroup
COHEN & STEERS, INC.in group COHEN & STEERS, INC.15,000$117K<0.01%new13F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA14,705$114K<0.01%+3,81513F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…13,860$108K<0.01%013F-HRTimelineGroup
Sage Capital Management, LLC13,500$105K0.05%013F-HRTimeline
Grove Street Fiduciary, LLC11,532$89.6K0.04%013F-HRTimeline
Maridea Wealth Management LLC11,773$85.6K0.01%new13F-HRTimeline
Capital Investment Advisors, LLC10,985$85.4K<0.01%+2013F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding10,357$80.5K-19,551Timeline
Perennial Advisors, LLC10,028$77.9K0.01%new13F-HRTimeline
M Wealth Management, LLC10,000$77.7K0.07%013F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV9,941$77.2K0.01%-48613F-HRTimeline
MAI Capital Management9,067$70.5K<0.01%-50013F-HRTimeline
COMERICA BANK7,971$61.9K<0.01%013F-HRTimeline
NFSG Corp5,767$44.8K0.01%013F-HRTimeline
WINMILL & CO. INCin group WINMILL & CO. INC3,600$28K0.01%013F-HRTimelineGroup
Clearstead Advisors, LLC3,000$23.3K<0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…2,581$20.1K<0.01%new13F-HRTimelineGroup
Wealth Preservation Advisors, LLC2,000$15.5K0.01%013F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…1,920$14.9K<0.01%013F-HRTimelineGroup
Capital Advisors, Ltd. LLC1,622$13K<0.01%013F-HRTimeline
CONSULTIVA WEALTH MANAGEMENT, CORP.1,350$10.5K0.03%013F-HRTimeline
North Capital, Inc.1,270$9.87K0.01%+113F-HRTimeline
FINANCIAL CONSULATE, INC1,000$7.77K<0.01%new13F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management1,000$7.77K<0.01%013F-HRTimelineGroup
CWM, LLCin group CWM, LLC853$7K<0.01%new13F-HRTimelineGroup
Wealthspire Advisors, LLC622$4.83K<0.01%new13F-HRTimeline
Farther Finance Advisors, LLC600$4.66K<0.01%new13F-HRTimeline
ESL Trust Services, LLC501$3.89K<0.01%new13F-HRTimeline
Kentucky Trust Co500$3.88K<0.01%013F-HRTimeline
BELLEVUE ASSET MANAGEMENT, LLC420$3.26K<0.01%013F-HRTimeline
Steward Partners Investment Advisory, L…400$3.11K<0.01%013F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC350$2.72K<0.01%new13F-HRTimeline
Global Retirement Partners, LLC187$1.45K<0.01%013F-HRTimeline
Advisory Services Network, LLC150$1.17K<0.01%new13F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1$5<0.01%013F-HRTimelineGroup
Gridiron Partners, LLC42,630,926$175K+42,608,34613F-HRTimelineValue about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.