Skip to content
Disclosery

AUPH AURINIA PHARMACEUTICALS INC

Follow

Stock (common), issuer CIK 1600620

196 managers (201 13F filers) reported a position in AUPH shares at 2024-12-31, 58,500,592 shares in all. 30 filers opened a position and 19 filers sold out during the quarter.

Managers
196
13F filers
201
New
30
Added
64
Reduced
50
Sold out
19
Shares held by filers
58,500,592

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
BlackRock, Inc.in group BlackRock, Inc.8,951,685$80.4M<0.01%-114,24613F-HRTimelineGroup
TANG CAPITAL MANAGEMENT LLCin group TANG CAPITAL MANAGEMENT LLC8,429,500$75.7M5.01%+1,200,00013F-HRTimelineGroup
ARMISTICE CAPITAL, LLC6,400,000$57.5M1.34%-1,800,00013F-HRTimeline
NEA Management Company, LLC3,969,834$35.6M2.01%013F-HRTimeline
STATE STREET CORPin group STATE STREET CORP2,918,039$26.2M<0.01%-27,02113F-HRTimelineGroup
GEODE CAPITAL MANAGEMENT, LLCin group GEODE CAPITAL MANAGEMENT, LLC1,764,395$15.8M<0.01%-1,97513F-HRTimelineGroup
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC1,752,174$15.7M<0.01%-655,84713F-HRTimelineGroup
VANGUARD GROUP INCin group VANGUARD GROUP INC1,729,948$15.5M<0.01%+112,11313F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,645,129$14.8M<0.01%+174,63213F-HR/ATimelineGroup
Nuveen Asset Management, LLCin group TIAA1,492,301$13.4M<0.01%+138,05413F-HRTimelineGroup
ARROWSTREET CAPITAL, LIMITED PARTNERSHIPin group ARROWSTREET CAPITAL, LIMITED …1,075,911$9.66M0.01%new13F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP1,054,365$9.47M<0.01%+58,67613F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO927,298$8.33M<0.01%+424,48213F-HRTimelineGroup
Point72 Asset Management, L.P.in group Point72 Asset Management, L.P.849,621$7.63M0.02%new13F-HRTimelineGroup
Woodline Partners LP849,477$7.63M0.05%+348,98313F-HRTimeline
RENAISSANCE TECHNOLOGIES LLC700,900$6.29M0.01%+214,20013F-HRTimeline
CHARLES SCHWAB INVESTMENT MANAGEMENT INCin group Charles Schwab Trust Co665,087$5.97M<0.01%-78,96313F-HRTimelineGroup
CITIGROUP INCin group CITIGROUP INC662,632$5.95M0.01%+8,44613F-HRTimelineGroup
LAZARD ASSET MANAGEMENT LLCin group LAZARD ASSET MANAGEMENT LLC596,389$5.36M0.01%+461,43013F-HRTimelineGroup
UBS Group AGgroup of 2 filers holding576,947$5.18M+127,794Timeline
Connor, Clark & Lunn Investment Managem…556,454$5M0.02%+102,19513F-HRTimeline
SEGALL BRYANT & HAMILL, LLC516,877$4.64M0.06%-45,89813F-HRTimeline
AQR CAPITAL MANAGEMENT LLCin group AQR CAPITAL MANAGEMENT LLC463,163$4.16M0.01%-105,15513F-HRTimelineGroup
Trexquant Investment LP442,018$3.97M0.05%-141,00413F-HRTimeline
Norris Financial Group, LLC408,752$3.67M1.72%-8,76213F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp355,178$3.19M<0.01%-5,42513F-HRTimelineGroup
NORDEA INVESTMENT MANAGEMENT ABin group NORDEA INVESTMENT MANAGEMENT …338,600$3.05M<0.01%+1,00013F-HRTimelineGroup
PDT Partners, LLC301,553$2.71M0.24%013F-HRTimeline
Marex Group Ltdin group Marex Group Ltd290,000$2.6M0.04%-200,00013F-HRTimelineGroup
STATE OF WISCONSIN INVESTMENT BOARD282,012$2.53M0.01%-87,98413F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPgroup of 2 filers holding273,531$2.46M+209,310Timeline
IFP Advisors, Inc271,132$2.43M0.08%+64,10713F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC243,948$2.19M<0.01%+24,61713F-HR/ATimelineGroup
Swiss National Bank239,000$2.15M<0.01%-26,20013F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC222,645$2M<0.01%-241,35613F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA222,482$2M<0.01%+166,37513F-HRTimelineGroup
Qube Research & Technologies Ltd195,759$1.76M<0.01%new13F-HRTimeline
RHUMBLINE ADVISERS193,611$1.74M<0.01%-18013F-HR/ATimeline
FMR LLCin group FMR LLC179,197$1.61M<0.01%+166,52413F-HRTimelineGroup
AMERICAN CENTURY COMPANIES INCin group AMERICAN CENTURY COMPANIES INC171,590$1.54M<0.01%+95,06613F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC168,502$1.51M<0.01%-378,37013F-HRTimelineGroup
Cubist Systematic Strategies, LLC168,252$1.51M0.02%+147,84313F-HRTimeline
Invesco Ltd.in group Invesco Ltd.144,112$1.29M<0.01%+1,42113F-HRTimelineGroup
DEUTSCHE BANK AG\in group DEUTSCHE BANK AG\142,869$1.28M<0.01%+50,57513F-HR/ATimelineGroup
ALLIANCEBERNSTEIN L.P.135,500$1.22M<0.01%013F-HRTimeline
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.133,333$1.2M<0.01%+39,38413F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc131,306$1.18M<0.01%+3,42613F-HRTimelineGroup
Virtus Investment Advisers, LLCgroup of 3 filers holding125,944$1.13M-25,233Timeline
Squarepoint Ops LLCin group Squarepoint Ops LLC116,597$1.05M<0.01%new13F-HRTimelineGroup
ALPS ADVISORS INCin group ALPS ADVISORS INC115,772$1.04M0.01%+7,03913F-HRTimelineGroup
CALIFORNIA STATE TEACHERS RETIREMENT SY…114,591$1.03M<0.01%-13,82413F-HR/ATimeline
Sunbelt Securities, Inc.110,890$1.02M0.09%-29,13513F-HRTimeline
IRONWOOD INVESTMENT MANAGEMENT LLC94,310$847K0.42%+1,12913F-HRTimeline
FRANKLIN RESOURCES INCin group Franklin Resources92,921$834K<0.01%+72,66813F-HRTimelineGroup
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC87,421$785K<0.01%+29,09613F-HRTimelineGroup
MetLife Investment Management, LLCin group MetLife Investment Management…85,680$769K<0.01%+2,91813F-HRTimelineGroup
Hudson Bay Capital Management LPin group Hudson Bay Capital Management…85,000$763K<0.01%-195,00013F-HRTimelineGroup
Verition Fund Management LLC83,812$753K<0.01%+25,29413F-HRTimeline
Mirae Asset Global Investments Co., Ltd.group of 2 filers holding81,085$729K+2,486Timeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…79,200$711K<0.01%+3513F-HRTimelineGroup
Advisory Services Network, LLC79,066$710K0.01%-105,29513F-HRTimeline
PATTEN & PATTEN INC/TN75,354$677K0.04%-17,19013F-HRTimeline
STRS OHIO74,300$667K<0.01%+10,30013F-HRTimeline
GROUP ONE TRADING LLC72,894$655K0.02%-277,51913F-HR/ATimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN72,084$647K<0.01%+8,99613F-HRTimelineGroup
CANTOR FITZGERALD, L. P.in group CANTOR FITZGERALD, L. P.72,000$647K0.02%new13F-HRTimelineGroup
Diamond Hill Capital Management, LLC (I…70,099$629K<0.01%013F-HRTimeline
Corebridge Financial, Inc.in group Corebridge Financial, Inc.66,744$599K<0.01%-5,03813F-HRTimelineGroup
Cetera Investment Advisers64,638$580K<0.01%+2,00013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/63,975$574K<0.01%-110,71513F-HRTimelineGroup
Ensign Peak Advisors, Inc63,735$572K<0.01%013F-HRTimeline
SG Americas Securities, LLC62,564$562K<0.01%-485,16313F-HRTimeline
WELLINGTON MANAGEMENT GROUP LLPin group WELLINGTON MANAGEMENT GROUP L…60,751$546K<0.01%new13F-HRTimelineGroup
Handelsbanken Fonder AB60,700$545K<0.01%013F-HRTimeline
VOYA INVESTMENT MANAGEMENT LLCin group VOYA INVESTMENT MANAGEMENT LLC60,688$545K<0.01%-4,29213F-HR/ATimelineGroup
INTECH INVESTMENT MANAGEMENT LLC55,623$499K<0.01%+19,90513F-HRTimeline
Schonfeld Strategic Advisors LLC55,000$494K<0.01%-3,50013F-HRTimeline
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co53,514$480K<0.01%013F-HRTimelineGroup
ExodusPoint Capital Management, LP53,500$480K<0.01%new13F-HRTimeline
PRICE T ROWE ASSOCIATES INC /MD/52,098$468K<0.01%+8,35013F-HRTimeline
SIMPLEX TRADING, LLC50,995$457K0.01%-180,27213F-HRTimeline
FEDERATED HERMES, INC.in group FEDERATED HERMES, INC.49,359$443K<0.01%+49,35513F-HRTimelineGroup
JANUS HENDERSON GROUP PLCin group Janus Henderson49,331$443K<0.01%013F-HRTimelineGroup
Balyasny Asset Management L.P.in group Balyasny Asset Management47,512$427K<0.01%new13F-HRTimelineGroup
LPL Financial LLC46,600$418K<0.01%+8,32713F-HRTimeline
MANUFACTURERS LIFE INSURANCE COMPANY, T…in group MANUFACTURERS LIFE INSURANCE …46,450$417K<0.01%-1,10013F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.45,031$404K<0.01%+19,91613F-HR/ATimelineGroup
Gotham Asset Management, LLC44,996$404K<0.01%+3,65513F-HRTimeline
ProShare Advisors LLC44,588$400K<0.01%+10,77113F-HRTimeline
CWA Asset Management Group, LLC44,389$399K0.02%new13F-HRTimeline
XTX Topco Ltdin group XTX Topco Ltd42,754$384K0.03%new13F-HRTimelineGroup
Legacy Advisors, LLC42,500$382K0.04%013F-HRTimeline
Capital Investment Advisors, LLC39,865$358K0.01%013F-HRTimeline
Parallax Volatility Advisers, L.P.39,632$356K0.01%-33,54013F-HRTimeline
STATE BOARD OF ADMINISTRATION OF FLORID…38,750$348K<0.01%013F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC37,796$339K<0.01%+26,98113F-HRTimelineGroup
TEACHER RETIREMENT SYSTEM OF TEXAS36,098$324K<0.01%+2,02013F-HRTimeline
Capula Management Ltdin group Capula Management Ltd35,670$320K<0.01%new13F-HRTimelineGroupThe filing omitted confidential holdings, a later amendment may add them.
ARIZONA STATE RETIREMENT SYSTEM35,255$317K<0.01%-3,86813F-HRTimeline
Zurcher Kantonalbank (Zurich Cantonalba…34,251$308K<0.01%+5,61713F-HRTimeline
NEW YORK STATE COMMON RETIREMENT FUND31,242$281K<0.01%013F-HR/ATimeline
China Universal Asset Management Co., L…30,359$273K0.03%+2,85713F-HRTimeline
Police & Firemen's Retirement System of…29,620$266K<0.01%13F-HRTimeline
KINGSWOOD WEALTH ADVISORS, LLC27,610$248K0.02%new13F-HRTimeline
PFG Investments, LLC26,850$241K0.02%013F-HRTimeline
Caption Management, LLC26,670$239K0.01%new13F-HRTimeline
J. Safra Sarasin Holding AGin group J. Safra Sarasin Holding AG25,500$229K<0.01%013F-HRTimelineGroup
Utah Retirement Systems25,272$227K<0.01%013F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC23,925$215K<0.01%13F-HR/ATimelineGroup
CAPITAL FUND MANAGEMENT S.A.22,458$202K<0.01%-5,11113F-HRTimeline
KLP KAPITALFORVALTNING AS22,400$201K<0.01%13F-HRTimeline
HighMark Wealth Management LLC21,696$195K0.11%013F-HRTimeline
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION…21,360$192K<0.01%013F-HRTimeline
Dynamic Technology Lab Private Ltd20,509$185K0.03%new13F-HRTimeline
FOX RUN MANAGEMENT, L.L.C.20,185$181K0.03%new13F-HRTimeline
EDMOND DE ROTHSCHILD HOLDING S.A.in group EDMOND DE ROTHSCHILD HOLDING …20,000$180K<0.01%013F-HRTimelineGroup
Western Wealth Management, LLC20,000$180K0.01%013F-HR/ATimeline
Corient Private Wealth LPin group Corient Private Wealth LP19,855$178K<0.01%-2,00013F-HRTimelineGroup
Man Group plcin group Man Group plc19,742$177K<0.01%-79,62913F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\19,366$174K<0.01%+7,40613F-HRTimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS18,075$162K<0.01%-14,00313F-HRTimelineGroup
Bridgefront Capital, LLC16,606$149K0.05%+1,89113F-HRTimeline
Creative Planningin group Creative Planning16,132$145K<0.01%+1,45113F-HRTimelineGroup
HSBC HOLDINGS PLCin group HSBC HOLDINGS PLC15,616$141K<0.01%+5,08013F-HRTimelineGroup
TORONTO DOMINION BANKin group TORONTO DOMINION BANK15,295$137K<0.01%013F-HR/ATimelineGroup
Atria Wealth Solutions, Inc.15,000$135K<0.01%new13F-HRTimeline
O'SHAUGHNESSY ASSET MANAGEMENT, LLC14,572$131K<0.01%+29813F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …14,410$129K<0.01%-30013F-HRTimelineGroup
BAILARD, INC.14,300$128K<0.01%new13F-HRTimeline
Ameritas Investment Partners, Inc.in group Ameritas Investment Partners,…13,454$121K<0.01%013F-HRTimelineGroup
CWM, LLCin group CWM, LLC13,211$119K<0.01%+1,72813F-HRTimelineGroup
JACOBS LEVY EQUITY MANAGEMENT, INC13,236$119K<0.01%new13F-HRTimeline
CIBC WORLD MARKETS CORP12,563$113K<0.01%new13F-HRTimeline
Pictet Asset Management Holding SAin group Pictet Asset Management Holdi…12,415$111K<0.01%013F-HRTimelineGroup
BCS Wealth Management12,170$109K0.03%013F-HRTimeline
Union Bancaire Privee, UBP SA13,000$108K<0.01%13F-HR/ATimeline
Quarry LP12,000$108K0.02%new13F-HRTimeline
GSA CAPITAL PARTNERS LLP11,758$106K0.01%-113,88713F-HRTimeline
Graham Capital Management, L.P.11,409$102K<0.01%new13F-HRTimeline
B. Riley Wealth Advisors, Inc.10,860$97.5K<0.01%-55213F-HRTimeline
OXFORD ASSET MANAGEMENT LLP10,764$96.7K0.04%new13F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Virtu Financial LLCin group Virtu Financial LLC10,653$96K0.01%new13F-HRTimelineGroup
PRINCIPAL FINANCIAL GROUP INCin group PRINCIPAL FINANCIAL GROUP INC10,316$92.6K<0.01%-1,32513F-HRTimelineGroup
DARK FOREST CAPITAL MANAGEMENT LP10,275$92.3K0.01%new13F-HRTimeline
Jefferies Financial Group Inc.in group Jefferies Financial Group Inc.8,587$77.1K<0.01%-18,00313F-HR/ATimelineGroup
Compagnie Lombard Odier SCmA8,000$71.8K<0.01%-57,00013F-HRTimeline
Blue Trust, Inc.6,377$57.3K<0.01%+6,17413F-HR/ATimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…5,603$50.3K<0.01%-6213F-HRTimelineGroup
NATIXISin group Natixis Investment Managers5,500$49.4K<0.01%new13F-HRTimelineGroup
AMALGAMATED BANK4,656$42K<0.01%013F-HRTimeline
Tidemark, LLC4,340$39K0.01%013F-HRTimeline
SALEM INVESTMENT COUNSELORS INC3,520$31.6K<0.01%+313F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Vermillion & White Wealth Management Gr…3,500$31.4K0.02%new13F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…3,350$30.1K<0.01%+2,63513F-HRTimelineGroup
GAMMA Investing LLC3,108$27.9K<0.01%+30813F-HRTimeline
GF FUND MANAGEMENT CO. LTD.3,006$27K<0.01%13F-HRTimeline
Activest Wealth Management3,000$26.9K0.01%013F-HRTimeline
SBI Securities Co., Ltd.2,834$25.4K<0.01%13F-HRTimeline
NISA INVESTMENT ADVISORS, LLC2,335$21K<0.01%+7013F-HRTimeline
Global Retirement Partners, LLC2,280$20.5K<0.01%-15013F-HRTimeline
Leonteq Securities AG2,247$20.2K<0.01%013F-HRTimeline
Headlands Technologies LLC2,113$19K<0.01%new13F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP1,615$14.5K<0.01%new13F-HRTimelineGroup
Spire Wealth Managementin group Spire Wealth Management1,441$12.9K<0.01%013F-HRTimelineGroup
Sterling Capital Management LLC1,249$11.2K<0.01%+1,03013F-HRTimeline
Lindbrook Capital, LLC1,190$10.7K<0.01%013F-HRTimeline
PITTENGER & ANDERSON INC1,000$8.98K<0.01%013F-HRTimeline
TRUST CO OF VERMONT1,000$8.98K<0.01%013F-HRTimeline
Smartleaf Asset Management LLC879$8.06K<0.01%+41113F-HRTimeline
Physician Wealth Advisors, Inc.871$7.82K<0.01%new13F-HRTimeline
CoreCap Advisors, LLC800$7.18K<0.01%013F-HRTimeline
Cornerstone Planning Group LLC780$6.44K<0.01%013F-HRTimeline
Daiwa Securities Group Inc.in group Daiwa Securities Group Inc.528$5K<0.01%013F-HRTimelineGroup
Allworth Financial LP603$4.66K<0.01%013F-HRTimeline
Frazier Financial Advisors, LLC500$4.58K<0.01%-2,98413F-HRTimeline
SRH ADVISORS, LLC500$4.49K<0.01%013F-HRTimeline
Truvestments Capital LLC437$3.92K<0.01%013F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…364$3.27K<0.01%+8213F-HRTimelineGroup
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/290$2.6K<0.01%013F-HRTimelineGroup
Golden State Wealth Management, LLC263$2.36K<0.01%13F-HRTimeline
SIGNATUREFD, LLC247$2.22K<0.01%+6813F-HRTimeline
BESSEMER GROUP INCin group BESSEMER GROUP INC215$2K<0.01%013F-HRTimelineGroup
NewEdge Advisors, LLC207$1.86K<0.01%-80113F-HRTimeline
Your Advocates Ltd., LLP200$1.8K<0.01%013F-HRTimeline
Moser Wealth Advisors, LLC200$1.8K<0.01%013F-HRTimeline
CVA Family Office, LLC194$1.74K<0.01%013F-HRTimeline
ROTHSCHILD INVESTMENT LLC190$1.71K<0.01%+1513F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…162$1.46K<0.01%013F-HRTimelineGroup
True Wealth Design, LLC82$737<0.01%-38613F-HRTimeline
Parallel Advisors, LLC43$386<0.01%new13F-HRTimeline
Federation des caisses Desjardins du Qu…40$359<0.01%013F-HRTimeline
TD Waterhouse Canada Inc.20$180<0.01%013F-HRTimeline
Farther Finance Advisors, LLC18$162<0.01%-1013F-HRTimeline
First Horizon Advisors, Inc.17$153<0.01%013F-HRTimeline
HUNTINGTON NATIONAL BANKin group HUNTINGTON NATIONAL BANK2$18<0.01%013F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.