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Disclosery

AUPH AURINIA PHARMACEUTICALS INC

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Stock (common), issuer CIK 1600620

238 managers (242 13F filers) reported a position in AUPH shares at 2025-09-30, 66,043,581 shares in all. 45 filers opened a position and 20 filers sold out during the quarter.

Managers
238
13F filers
242
New
45
Added
63
Reduced
90
Sold out
20
Shares held by filers
66,043,581

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
TANG CAPITAL MANAGEMENT LLCin group TANG CAPITAL MANAGEMENT LLC11,329,500$125M4.82%+1,300,00013F-HRTimelineGroup
BlackRock, Inc.in group BlackRock, Inc.7,448,858$82.3M<0.01%-244,29813F-HRTimelineGroup
NEA Management Company, LLC3,969,834$43.9M2.41%013F-HRTimeline
ARROWSTREET CAPITAL, LIMITED PARTNERSHIPin group ARROWSTREET CAPITAL, LIMITED …3,374,021$37.3M0.02%+2,297,90313F-HRTimelineGroup
STATE STREET CORPin group STATE STREET CORP2,693,755$29.8M<0.01%-101,33513F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,946,785$21.5M<0.01%-449,45413F-HR/ATimelineGroup
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding1,820,967$20.1M+1,481,119Timeline
VANGUARD GROUP INCgroup of 2 filers holding1,571,401$17.4M-160,396Timeline
GEODE CAPITAL MANAGEMENT, LLCin group GEODE CAPITAL MANAGEMENT, LLC1,485,700$16.4M<0.01%-91,36013F-HRTimelineGroup
MARSHALL WACE, LLPin group MARSHALL WACE, LLP1,483,132$16.4M0.02%+1,375,07213F-HRTimelineGroup
RENAISSANCE TECHNOLOGIES LLC1,449,600$16M0.02%+291,80013F-HRTimeline
JACOBS LEVY EQUITY MANAGEMENT, INC1,219,451$13.5M0.05%+471,33813F-HRTimeline
Qube Research & Technologies Ltd1,152,845$12.7M0.02%-89,66713F-HRTimeline
JANUS HENDERSON GROUP PLCin group Janus Henderson1,041,121$11.5M0.01%+819,58513F-HRTimelineGroup
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.909,922$10.1M0.01%+568,38213F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP896,447$9.91M<0.01%-24,82413F-HRTimelineGroup
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC842,027$9.3M<0.01%+403,00713F-HRTimelineGroup
JUPITER ASSET MANAGEMENT LTDin group JUPITER ASSET MANAGEMENT LTD823,579$9.1M0.08%-110,28313F-HRTimelineGroup
Trexquant Investment LP801,083$8.85M0.09%+401,65013F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC702,655$7.76M0.01%+585,01813F-HRTimelineGroup
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC677,253$7.48M0.01%+210,62613F-HRTimelineGroup
DZ BANK AG Deutsche Zentral Genossensch…in group DZ BANK AG Deutsche Zentral G…565,956$6.25M0.01%013F-HRTimelineGroup
Squarepoint Ops LLCin group Squarepoint Ops LLC555,697$6.14M0.01%+71,76013F-HRTimelineGroup
RICE HALL JAMES & ASSOCIATES, LLC542,555$6M0.33%-7,94613F-HRTimeline
Connor, Clark & Lunn Investment Managem…541,188$5.98M0.02%-109,00313F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO533,290$5.89M<0.01%+94,94113F-HR/ATimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/521,363$5.76M<0.01%+50,57213F-HR/ATimelineGroup
VOLORIDGE INVESTMENT MANAGEMENT, LLC512,569$5.66M0.02%new13F-HRTimeline
Jump Financial, LLCin group Jump Financial, LLC496,313$5.48M0.07%+106,21213F-HR/ATimelineGroup
Woodline Partners LP456,259$5.04M0.02%-44,15713F-HRTimeline
CHARLES SCHWAB INVESTMENT MANAGEMENT INCin group Charles Schwab Trust Co437,947$4.84M<0.01%-73,78413F-HRTimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS421,358$4.66M<0.01%+408,32413F-HRTimelineGroup
UBS Group AGgroup of 2 filers holding417,286$4.61M-351,921Timeline
NORDEA INVESTMENT MANAGEMENT ABin group NORDEA INVESTMENT MANAGEMENT …359,100$4.03M<0.01%+4,10013F-HRTimelineGroup
AQR CAPITAL MANAGEMENT LLCin group AQR CAPITAL MANAGEMENT LLC358,292$3.96M<0.01%+143,64213F-HRTimelineGroup
LAZARD ASSET MANAGEMENT LLCin group LAZARD ASSET MANAGEMENT LLC355,669$3.93M0.01%-443,08913F-HRTimelineGroup
Norris Financial Group, LLC344,870$3.81M1.39%-4,76513F-HRTimeline
LPL Financial LLC323,306$3.57M<0.01%+262,29513F-HRTimeline
NOMURA HOLDINGS INCin group NOMURA ASSET MANAGEMENT CO LTD316,194$3.49M0.02%+295,44413F-HRTimelineGroup
Bank of New York Mellon Corpin group Bank of New York Mellon Corp313,502$3.46M<0.01%-12,30613F-HRTimelineGroup
AMERICAN CENTURY COMPANIES INCin group AMERICAN CENTURY COMPANIES INC307,440$3.4M<0.01%+37,87613F-HRTimelineGroup
Nuveen, LLCin group TIAA305,233$3.37M<0.01%+39,27213F-HRTimelineGroup
STATE OF WISCONSIN INVESTMENT BOARD283,101$3.13M0.01%+20,76613F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA276,320$3.05M<0.01%-4,19813F-HRTimelineGroup
Hood River Capital Management LLC269,312$2.98M0.04%new13F-HRTimeline
PDT Partners, LLC265,491$2.93M0.18%-63,21013F-HRTimeline
IFP Advisors, Inc262,852$2.9M0.08%+2,81813F-HR/ATimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC236,123$2.61M<0.01%-96513F-HRTimelineGroup
Swiss National Bank222,900$2.46M<0.01%013F-HRTimeline
SCHRODER INVESTMENT MANAGEMENT GROUP218,743$2.42M<0.01%-329,05913F-HRTimeline
FMR LLCin group FMR LLC218,266$2.41M<0.01%+59,57313F-HRTimelineGroup
Balyasny Asset Management L.P.in group Balyasny Asset Management217,781$2.41M<0.01%new13F-HRTimelineGroup
STATE BOARD OF ADMINISTRATION OF FLORID…200,116$2.21M<0.01%+56,23113F-HRTimeline
Man Group plcin group Man Group plc181,859$2.01M<0.01%+154,56713F-HRTimelineGroup
BARCLAYS PLCin group BARCLAYS PLC171,600$1.9M<0.01%-78,72013F-HR/ATimelineGroup
RHUMBLINE ADVISERS171,139$1.89M<0.01%-5,62713F-HRTimeline
SEGALL BRYANT & HAMILL, LLC145,772$1.61M0.02%-1,08213F-HRTimeline
Legal & General Group Plcin group Legal & General Group Plc140,991$1.59M<0.01%-50113F-HRTimelineGroup
Verition Fund Management LLC143,544$1.59M0.01%+112,60013F-HRTimeline
VIRGINIA RETIREMENT SYSTEMS ET Al139,868$1.55M0.01%+30,70013F-HRTimeline
O'SHAUGHNESSY ASSET MANAGEMENT, LLC132,537$1.46M0.01%+111,51613F-HRTimeline
FRANKLIN RESOURCES INCin group Franklin Resources127,506$1.41M<0.01%+18,04713F-HRTimelineGroup
HUSSMAN STRATEGIC ADVISORS, INC.126,000$1.39M0.3%-231,00013F-HRTimeline
CWA Asset Management Group, LLC123,552$1.37M0.05%+16,15413F-HRTimeline
DEUTSCHE BANK AG\in group DEUTSCHE BANK AG\116,614$1.29M<0.01%-118,33013F-HRTimelineGroup
Diamond Hill Capital Management, LLC (I…116,203$1.28M0.01%013F-HRTimeline
IRONWOOD INVESTMENT MANAGEMENT LLC114,858$1.27M0.55%-1,00713F-HRTimeline
ALLIANCEBERNSTEIN L.P.114,380$1.26M<0.01%-21,12013F-HRTimeline
CALIFORNIA STATE TEACHERS RETIREMENT SY…112,136$1.24M<0.01%+613F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…109,165$1.21M<0.01%+25,00013F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.105,070$1.16M<0.01%-13,67413F-HRTimelineGroup
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…104,029$1.15M<0.01%+21,52013F-HRTimelineGroup
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC100,573$1.11M<0.01%-63,93513F-HRTimelineGroup
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC97,685$1.08M<0.01%-66,54513F-HRTimelineGroup
Uniplan Investment Counsel, Inc.91,557$1.01M0.1%new13F-HRTimeline
Marex Group Ltdin group Marex Group Ltd90,000$994K0.01%-45,00013F-HRTimelineGroup
Advisory Services Network, LLC89,035$984K0.01%+18,05313F-HRTimeline
Schonfeld Strategic Advisors LLC86,828$959K0.01%new13F-HRTimeline
RITHOLTZ WEALTH MANAGEMENT84,515$934K0.02%new13F-HRTimeline
Hudson Bay Capital Management LPin group Hudson Bay Capital Management…84,218$931K0.01%-19,78213F-HR/ATimelineGroup
NAVELLIER & ASSOCIATES INC83,780$926K0.09%new13F-HRTimeline
Quantinno Capital Management LP81,877$905K<0.01%-4,59213F-HRTimeline
Gotham Asset Management, LLC80,753$892K<0.01%-7,73813F-HRTimeline
PRINCIPAL FINANCIAL GROUP INCin group PRINCIPAL FINANCIAL GROUP INC80,740$892K<0.01%+5,07413F-HRTimelineGroup
SG Americas Securities, LLC80,321$888K<0.01%-3,77113F-HRTimeline
DANSKE BANK A/S76,420$844K<0.01%-21,82313F-HR/ATimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN73,993$818K<0.01%+12,04013F-HRTimelineGroup
ExodusPoint Capital Management, LP72,462$801K0.01%-57,72313F-HRTimeline
MetLife Investment Management, LLCin group MetLife Investment Management…70,820$783K<0.01%-3,48113F-HRTimelineGroup
PATTEN & PATTEN INC/TN69,625$769K0.05%-2,96113F-HRTimeline
CANTOR FITZGERALD, L. P.in group CANTOR FITZGERALD, L. P.68,196$754K0.01%013F-HR/ATimelineGroup
FEDERATED HERMES, INC.in group FEDERATED HERMES, INC.66,886$739K<0.01%-12913F-HRTimelineGroup
TUDOR INVESTMENT CORP ET AL65,964$729K<0.01%new13F-HR/ATimeline
Vestcor Inc63,398$701K0.02%-26,41813F-HRTimeline
PRICE T ROWE ASSOCIATES INC /MD/62,286$689K<0.01%+3,63013F-HRTimeline
Precision Wealth Strategies, LLC62,042$686K0.22%new13F-HRTimeline
ALPS ADVISORS INCin group ALPS ADVISORS INC61,065$675K<0.01%-11,79813F-HRTimelineGroup
STRS OHIO61,000$674K<0.01%-18,10013F-HRTimeline
Mirae Asset Global Investments Co., Ltd.group of 2 filers holding58,890$651K+53,671Timeline
Cetera Investment Advisers57,809$639K<0.01%-3,65713F-HRTimeline
INTECH INVESTMENT MANAGEMENT LLC56,412$623K0.01%-12,06113F-HRTimeline
Engineers Gate Manager LP55,805$617K0.01%+36,62113F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…53,997$597K0.17%013F-HRTimelineGroup
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co53,514$590K<0.01%013F-HRTimelineGroup
TWINBEECH CAPITAL LP51,932$574K0.02%new13F-HRTimeline
WELLINGTON MANAGEMENT GROUP LLPin group WELLINGTON MANAGEMENT GROUP L…51,300$567K<0.01%-3,91713F-HRTimelineGroup
Cubist Systematic Strategies, LLC50,685$560K0.01%new13F-HRTimeline
Handelsbanken Fonder AB47,200$522K<0.01%013F-HRTimeline
SEI INVESTMENTS COin group SEI INVESTMENTS CO43,427$480K<0.01%new13F-HRTimelineGroup
Quadrature Capital Ltdin group Quadrature Capital Ltd42,316$468K0.01%new13F-HRTimelineGroup
Zurcher Kantonalbank (Zurich Cantonalba…42,094$465K<0.01%-40213F-HRTimeline
Aquatic Capital Management LLC41,516$459K0.01%+6,55613F-HRTimeline
HRT FINANCIAL LP40,840$451K<0.01%new13F-HRTimeline
Capital Investment Advisors, LLC38,865$429K0.01%013F-HRTimeline
AVIVA PLCin group AVIVA PLC38,676$427K<0.01%new13F-HRTimelineGroup
MANUFACTURERS LIFE INSURANCE COMPANY, T…in group MANUFACTURERS LIFE INSURANCE …37,956$419K<0.01%-2,41613F-HRTimelineGroup
State of Wyoming37,702$417K0.05%+9,39613F-HRTimeline
HighMark Wealth Management LLC37,696$417K0.18%+16,00013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.34,649$410K<0.01%-2813F-HRTimelineGroup
VOYA INVESTMENT MANAGEMENT LLCin group VOYA INVESTMENT MANAGEMENT LLC35,584$393K<0.01%-31,21613F-HRTimelineGroup
ARIZONA STATE RETIREMENT SYSTEM33,969$375K<0.01%-10013F-HRTimeline
Police & Firemen's Retirement System of…33,723$373K<0.01%+4,10313F-HRTimeline
Headlands Technologies LLC33,692$372K0.03%new13F-HRTimeline
Ensign Peak Advisors, Inc32,835$363K<0.01%-30,90013F-HR/ATimeline
City Center Advisors, LLC32,452$359K0.35%+6,29713F-HRTimeline
NEW YORK STATE COMMON RETIREMENT FUND31,242$345K<0.01%013F-HRTimeline
Baader Bank Aktiengesellschaft31,150$344K0.03%new13F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Campbell & CO Investment Adviser LLC30,179$333K0.03%-9,58613F-HRTimeline
EntryPoint Capital, LLC28,890$319K0.12%-72,31213F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP28,560$316K<0.01%-1,00013F-HRTimelineGroup
TEACHER RETIREMENT SYSTEM OF TEXAS28,102$311K<0.01%-3,40013F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…28,070$310K0.01%013F-HRTimelineGroup
FOX RUN MANAGEMENT, L.L.C.26,702$295K0.05%-9,15913F-HRTimeline
Thrivent Financial for Lutheransin group Thrivent Financial for Luther…26,287$291K<0.01%new13F-HRTimelineGroup
Creative Planningin group Creative Planning25,670$284K<0.01%+4,97113F-HRTimelineGroup
J. Safra Sarasin Holding AGin group J. Safra Sarasin Holding AG25,500$282K<0.01%013F-HRTimelineGroup
Utah Retirement Systems25,272$279K<0.01%013F-HRTimeline
PFG Investments, LLC24,700$273K0.01%-3,40013F-HRTimeline
ProShare Advisors LLC24,602$272K<0.01%-4,59713F-HRTimeline
China Universal Asset Management Co., L…23,073$255K0.02%-4,06213F-HRTimeline
KLP KAPITALFORVALTNING AS22,400$248K<0.01%013F-HRTimeline
Acropolis Investment Management, LLC28,525$242K0.01%013F-HRTimeline
XTX Topco Ltdin group XTX Topco Ltd21,686$240K0.01%new13F-HRTimelineGroup
AXQ CAPITAL, LP21,012$232K0.09%new13F-HRTimeline
Advantage Alpha Capital Partners LP20,849$230K0.07%-3,23013F-HRTimeline
OMERS ADMINISTRATION Corp20,800$230K<0.01%new13F-HRTimeline
Virtu Financial LLCin group Virtu Financial LLC20,434$226K0.01%new13F-HRTimelineGroup
Western Wealth Management, LLC20,317$225K0.01%+31713F-HRTimeline
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION…19,547$216K<0.01%-1,81313F-HRTimeline
Entropy Technologies, LP18,359$203K0.02%new13F-HRTimeline
CITIGROUP INCin group CITIGROUP INC17,570$194K<0.01%-33,79113F-HRTimelineGroup
Vident Advisory, LLCin group Vident Advisory, LLC16,488$182K<0.01%-14413F-HRTimelineGroup
Magnetar Financial LLCin group Magnetar Financial LLC15,947$176K<0.01%new13F-HRTimelineGroup
MAYPORT, LLC15,700$173K0.04%new13F-HRTimeline
TORONTO DOMINION BANKin group TORONTO DOMINION BANK15,295$169K<0.01%013F-HRTimelineGroup
Cerity Partners LLCin group Cerity Partners LLC15,089$167K<0.01%new13F-HRTimelineGroup
CWM, LLCin group CWM, LLC14,318$158K<0.01%-1,45813F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC14,173$157K<0.01%new13F-HRTimelineGroup
MML INVESTORS SERVICES, LLC13,878$153K<0.01%-1,42813F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC13,634$151K<0.01%new13F-HRTimeline
J. Goldman & Co LP13,500$149K0.01%new13F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …13,420$148K<0.01%013F-HRTimelineGroup
Pictet Asset Management Holding SAin group Pictet Asset Management Holdi…12,415$137K<0.01%013F-HRTimelineGroup
CIBC Bancorp USA Inc.in group CIBC Bancorp USA Inc.12,414$137K<0.01%13F-HR/ATimelineGroup
Union Bancaire Privee, UBP SA13,000$136K<0.01%new13F-HRTimeline
BCS Wealth Management12,170$134K0.03%013F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…11,418$134K<0.01%-1,57113F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\11,960$132K<0.01%-4113F-HRTimelineGroup
BAILARD, INC.11,700$129K<0.01%013F-HRTimeline
TWO SIGMA SECURITIES, LLC11,539$128K0.02%-2,92013F-HRTimeline
GSA CAPITAL PARTNERS LLP11,464$127K0.01%-267,95413F-HRTimeline
MACKENZIE FINANCIAL CORP10,719$118K<0.01%013F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC10,608$117K<0.01%-123,69513F-HRTimelineGroup
Fulcrum Equity Management10,377$115K0.12%new13F-HRTimeline
Ameritas Investment Partners, Inc.in group Ameritas Investment Partners,…9,729$108K<0.01%-2,29713F-HRTimelineGroup
USA FINANCIAL FORMULAS9,662$107K0.02%new13F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…9,453$104K<0.01%-11,09313F-HRTimelineGroup
State of Alaska, Department of Revenue8,278$91K<0.01%new13F-HRTimeline
Compagnie Lombard Odier SCmA8,000$88.4K<0.01%013F-HRTimeline
Blue Trust, Inc.6,576$72.7K<0.01%013F-HRTimeline
Walleye Capital LLCin group Walleye Capital LLC6,393$70.6K<0.01%+1,15013F-HRTimelineGroup
MAI Capital Management4,879$53.9K<0.01%013F-HRTimeline
Tidemark, LLC4,340$48K0.01%013F-HRTimeline
Caption Management, LLC4,330$47.8K<0.01%-159,21413F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…4,314$47.7K<0.01%new13F-HRTimelineGroup
AMALGAMATED BANK3,773$42K<0.01%-89913F-HRTimeline
Leonteq Securities AG3,747$41.4K<0.01%+1,50013F-HRTimeline
SALEM INVESTMENT COUNSELORS INC3,598$39.8K<0.01%+513F-HRTimeline
GAMMA Investing LLC3,592$39.7K<0.01%+54813F-HRTimeline
Activest Wealth Management3,000$33.1K0.01%013F-HRTimeline
GF FUND MANAGEMENT CO. LTD.2,832$31.3K<0.01%-83413F-HRTimeline
Sunbelt Securities, Inc.2,453$27.1K<0.01%-108,43713F-HRTimeline
Global Retirement Partners, LLC2,280$25.2K<0.01%013F-HRTimeline
NISA INVESTMENT ADVISORS, LLC2,224$24.6K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC2,065$22.8K<0.01%+2,04713F-HRTimeline
Vermillion & White Wealth Management Gr…2,000$22.1K0.01%+10013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP1,615$21.2K<0.01%-20013F-HRTimelineGroup
WEBSTER BANK, N. A.1,250$13.8K<0.01%new13F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management1,013$11.2K<0.01%-42813F-HRTimelineGroup
PITTENGER & ANDERSON INC1,000$11.1K<0.01%-1,00013F-HRTimeline