Tradewinds Global Investors, LLC: NVS position timeline

Tradewinds Global Investors, LLC held 0 NVS shares at 2016-09-30 per its 13F-HR filed 2016-11-14.

the latest 13F is the newest step

1. period ended2016-09-30

   13F 0 shares

   Change vs previous 13F -34,189 shares

   13F-HR 0000909012-16-000609 filed by Tradewinds Global Investors, LLC
   Filed 2016-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:11:14 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

2. period ended2016-06-30

   13F 34,189 shares

   Change vs previous 13F -1,367 shares

   0.18% of the 13F portfolio, value $2,820,000.

   13F-HR 0000909012-16-000561 filed by Tradewinds Global Investors, LLC
   Filed 2016-08-10 (acceptance time not in the bulk data set), ingested 2026-10-07 19:12:22 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2016-03-31

   13F 35,556 shares

   Change vs previous 13F +12,194 shares

   0.16% of the 13F portfolio, value $2,575,000.

   13F-HR 0000909012-16-000503 filed by Tradewinds Global Investors, LLC
   Filed 2016-05-11 (acceptance time not in the bulk data set), ingested 2026-10-07 19:13:19 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2015-12-31

   13F 23,362 shares

   Change vs previous 13F -1,151 shares

   0.12% of the 13F portfolio, value $2,010,000.

   13F-HR 0000909012-16-000431 filed by Tradewinds Global Investors, LLC
   Filed 2016-02-12 (acceptance time not in the bulk data set), ingested 2026-10-07 19:14:07 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2015-09-30

   13F 24,513 shares

   Change vs previous 13F +1,697 shares

   0.11% of the 13F portfolio, value $2,253,000.

   13F-HR 0000909012-15-000344 filed by Tradewinds Global Investors, LLC
   Filed 2015-11-16 (acceptance time not in the bulk data set), ingested 2026-10-07 19:14:40 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2015-06-30

   13F 22,816 shares

   Change vs previous 13F +1,786 shares

   0.1% of the 13F portfolio, value $2,243,000.

   13F-HR 0000909012-15-000270 filed by Tradewinds Global Investors, LLC
   Filed 2015-08-12 (acceptance time not in the bulk data set), ingested 2026-10-07 19:15:25 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2015-03-31

   13F 21,030 shares

   Change vs previous 13F -33,936 shares

   0.08% of the 13F portfolio, value $2,079,000.

   13F-HR 0000909012-15-000212 filed by Tradewinds Global Investors, LLC
   Filed 2015-05-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:16:30 UTC

   Acceptance time not in the bulk data set (spec §4.2).

8. period ended2014-12-31

   13F 54,966 shares

   Change vs previous 13F not available

   0.21% of the 13F portfolio, value $5,093,000.

   13F-HR 0000909012-15-000112 filed by Tradewinds Global Investors, LLC
   Filed 2015-02-13 (acceptance time not in the bulk data set), ingested 2026-10-07 19:17:13 UTC

   Acceptance time not in the bulk data set (spec §4.2).