13F-HR filed by Tradewinds Global Investors, LLC
Tradewinds Global Investors, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-10, with 174 holding rows worth $1,539,502,000.
- Accession
- 0000909012-16-000561
- Filer
- CIK 1383221
- Filed
- 2016-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 174 entries on the cover page, a total value of $1,539,502,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,539,416,000 with VALUE read as thousands by filing date, 13F file number 028-12572. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
- included managerSEI Investments Management Corporation 028-16475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,243,032 | $68,366,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,010,960 | $56,613,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 584,630 | $52,862,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,115,631 | $52,523,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 3,949,192 | $51,181,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,016,970 | $51,082,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 465,276 | $46,522,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,179,242 | $45,589,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,321,724 | $38,343,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 587,323 | $34,740,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 809,931 | $33,895,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,342,379 | $33,349,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 912,678 | $32,409,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 952,183 | $29,355,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,352,359 | $27,757,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,427,877 | $26,633,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 622,525 | $26,388,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 724,710 | $25,517,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 608,645 | $24,911,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,954,513 | $24,392,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 930,258 | $23,870,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 444,890 | $23,530,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,351,200 | $23,064,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 784,015 | $22,610,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,579,249 | $21,522,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 329,120 | $21,175,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,034,677 | $21,018,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 617,434 | $17,714,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 661,124 | $17,242,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 549,002 | $17,189,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 726,527 | $16,782,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 365,541 | $16,266,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,173,749 | $16,150,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 558,733 | $15,812,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 362,947 | $15,730,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 208,339 | $15,629,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,533,973 | $15,508,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 153,844 | $14,707,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 449,860 | $14,355,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 168,457 | $14,052,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 979,069 | $13,638,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 426,887 | $13,438,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 338,520 | $12,308,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 282,903 | $12,232,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 557,304 | $11,803,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 717,110 | $11,803,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 442,973 | $11,721,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 371,051 | $11,658,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 727,852 | $11,172,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 88,373 | $10,792,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 698,368 | $10,468,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 950,818 | $10,430,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 110,250 | $10,334,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 459,240 | $9,974,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 232,520 | $9,972,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,051,783 | $9,423,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 320,552 | $9,238,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 136,429 | $9,162,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 636,356 | $9,074,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 161,343 | $8,981,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 434,080 | $8,672,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 243,951 | $8,660,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 120,970 | $8,079,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 11,482 | $7,946,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 206,180 | $7,245,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 415,971 | $7,208,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 90,329 | $7,143,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 359,345 | $6,741,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 99,965 | $6,623,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 115,356 | $6,441,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 466,146 | $5,920,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 121,143 | $5,873,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 161,900 | $5,753,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 403,860 | $5,246,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 88,705 | $5,136,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 217,576 | $4,997,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 537,332 | $4,916,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 148,648 | $3,870,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 654,981 | $3,759,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 47,434 | $3,684,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 184,352 | $3,539,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 34,189 | $2,820,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 135,145 | $2,510,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 55,000 | $2,439,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 219,778 | $2,351,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 72,869 | $2,229,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 88,428 | $2,205,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 38,387 | $2,089,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 66,652 | $1,903,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 137,567 | $1,432,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 123,283 | $1,406,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 28,121 | $1,389,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 77,177 | $1,312,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 69,660 | $1,282,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 36,675 | $1,046,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 9,403 | $1,027,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 95,872 | $957,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 241,196 | $870,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 17,006 | $459,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 16,136 | $441,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,424 | $439,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 7,039 | $364,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 16,197 | $353,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,271 | $349,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 15,786 | $338,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 18,804 | $337,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 21,710 | $337,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 20,695 | $334,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 7,563 | $332,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 10,759 | $329,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,196 | $328,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 10,909 | $327,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 14,948 | $327,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 18,140 | $324,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 18,215 | $322,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 26,312 | $322,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 23,552 | $319,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 15,453 | $318,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,094 | $307,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 6,376 | $297,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 4,078 | $289,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 32,167 | $286,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 9,605 | $277,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,535 | $273,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 9,563 | $266,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,735 | $262,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 9,135 | $261,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 12,296 | $258,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 6,411 | $256,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 23,362 | $256,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 5,194 | $255,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,857 | $255,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 8,008 | $252,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 6,472 | $251,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,037 | $250,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,848 | $248,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 16,926 | $248,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 2,997 | $247,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,415 | $244,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 7,710 | $241,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 16,057 | $239,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 12,588 | $239,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,940 | $237,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 8,360 | $235,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,403 | $233,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 5,431 | $231,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,553 | $215,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,858 | $212,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 8,833 | $211,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 7,278 | $210,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,365 | $207,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,361 | $206,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,593 | $205,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 291 | $204,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 5,204 | $202,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,537 | $200,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 26,259 | $188,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 30,812 | $187,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 11,989 | $182,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 10,377 | $171,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 13,845 | $170,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 13,085 | $169,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 12,847 | $169,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 30,047 | $167,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 20,924 | $166,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 13,602 | $164,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,382 | $160,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 13,132 | $112,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 11,534 | $109,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,512 | $102,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 64,000 | $92,000 | thousands by filing date | call |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 13,353 | $63,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 25,000 | $56,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 15,599 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-16-000561 | this filing | 2016-08-10 | acceptance time not in the bulk data set |