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13F-HR filed by Tradewinds Global Investors, LLC

Tradewinds Global Investors, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 51 holding rows worth $81,316,000.

Accession
0000909012-16-000609
Filed
2016-11-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2016

A holdings report, 51 entries on the cover page, a total value of $81,316,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $81,321,000 with VALUE read as thousands by filing date, 13F file number 028-12572. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • included managerNuveen Investments, Inc. 028-11405

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
AXIS CAP HLDGS LTD SHSG0692U109Stock76,349$4,148,000thousands by filing date
SK TELECOM LTD78440P108SPONSORED ADR153,662$3,473,000thousands by filing date
Nippon Telegraph Telephone Corp654624105Equity75,404$3,454,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259107SPON ADR B61,173$3,232,000thousands by filing date
ING GROEP N.V. SPONSORED ADR456837103ADR261,401$3,226,000thousands by filing date
TOYOTA MOTOR CORP ADS892331307ADR27,345$3,174,000thousands by filing date
SKYWEST INC COM830879102Stock118,541$3,131,000thousands by filing date
TENARIS S A SPONSORED ADS88031M109ADR106,201$3,016,000thousands by filing date
SANOFI SA SPONSORED ADR80105N105ADR74,827$2,858,000thousands by filing date
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS881624209ADR60,243$2,772,000thousands by filing date
AGRIUM INC008916108COM29,842$2,706,000thousands by filing date
CREDIT SUISSE GROUP-ADR225401108SPONSORED ADR180,272$2,369,000thousands by filing date
FLEX LTD ORDY2573F102Stock168,338$2,293,000thousands by filing date
CANADIAN NAT RES LTD MED TERM COM136385101Stock68,904$2,208,000thousands by filing date
POSCO HOLDINGS INC SPONSORED ADR693483109ADR42,525$2,172,000thousands by filing date
SAP SE SPON ADR803054204ADR22,290$2,038,000thousands by filing date
COLONY CAP INC19624R106CL A106,882$1,948,000thousands by filing date
GLAXOSMITHKLINE PLC-ADR37733W105SPONSORED ADR45,143$1,947,000thousands by filing date
TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10294821608ADR252,630$1,821,000thousands by filing date
CIT GROUP INC COM NEW125581801Stock48,600$1,764,000thousands by filing date
GOODYEAR TIRE & RUBBER CO382550101COM53,976$1,743,000thousands by filing date
MANPOWERGROUP INC WIS COM56418H100Stock23,438$1,694,000thousands by filing date
AES CORP COM00130H105Stock131,640$1,692,000thousands by filing date
CAMECO CORP COM13321L108Stock190,600$1,632,000thousands by filing date
Micron Technology,Inc.595112103COM85,012$1,512,000thousands by filing date
CNA FINL CORP126117100COM39,664$1,365,000thousands by filing date
LXP INDUSTRIAL TRUST529043101COM124,750$1,285,000thousands by filing date
ENDURANCE SPECIALTY HLDGS LTG30397106SHS19,160$1,254,000thousands by filing date
LEUCADIA NATL CORP527288104COM64,904$1,236,000thousands by filing date
VERADIGM INC01988P108COMMON STOCK91,273$1,202,000thousands by filing date
CENTURYLINK INC156700106COM43,239$1,186,000thousands by filing date
IMPAX LABORATORIES INC45256B101COM49,661$1,177,000thousands by filing date
AON PLCG0408V102SHS CL A10,281$1,157,000thousands by filing date
BUNGE LTDG16962105COM17,178$1,017,000thousands by filing date
BEST BUY INC COM086516101Stock23,042$880,000thousands by filing date
KT CORP SPONSORED ADR48268K101ADR52,461$842,000thousands by filing date
TRIUMPH GROUP INC NEW896818101COM29,841$832,000thousands by filing date
FIRST SOLAR INC COM336433107Stock19,107$755,000thousands by filing date
DSW INC-CLASS A23334L102CL A36,702$752,000thousands by filing date
BRISTOW GROUP INC110394103COM40,683$570,000thousands by filing date
INTERPUBLIC GROUP COS460690100COM23,647$529,000thousands by filing date
CBIZ INC124805102COM42,960$481,000thousands by filing date
SUPERIOR ENERGY SVCS INC868157108COM22,081$395,000thousands by filing date
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW500472303ADR12,086$358,000thousands by filing date
ARCTIC CAT INC039670104COMMON STOCK22,357$346,000thousands by filing date
NRG ENERGY INC COM NEW629377508Stock29,776$334,000thousands by filing date
FOSSIL GROUP INC34988V106COMMON STOCK11,537$320,000thousands by filing date
SUNCOR ENERGY INC NEW COM867224107Stock10,765$299,000thousands by filing date
LESAKA TECHNOLOGIES INC64107N206CMN31,140$267,000thousands by filing date
ROYAL BANK OF SCOT-SPON ADR780097689SPON52,072$243,000thousands by filing date
EMBRAER S.A.29082A107SPONSORED ADS12,501$216,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000909012-16-000609this filing2016-11-14acceptance time not in the bulk data set