13F-HR filed by Tradewinds Global Investors, LLC
Tradewinds Global Investors, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 131 holding rows worth $2,028,075,000.
- Accession
- 0000909012-15-000344
- Filer
- CIK 1383221
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 131 entries on the cover page, a total value of $2,028,075,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,028,076,000 with VALUE read as thousands by filing date, 13F file number 028-12572. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
- included managerSEI Investments Management Corporation 028-16475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UBS GROUP AG SHS | H42097107 | Stock | 5,457,486 | $101,073,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,608,996 | $86,435,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 2,347,089 | $63,935,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,725,224 | $60,918,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,003,630 | $56,665,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,039,956 | $51,592,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,109,733 | $47,829,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,934,422 | $47,200,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 828,921 | $47,099,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 967,934 | $45,958,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 958,916 | $45,520,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 469,792 | $42,046,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,309,533 | $41,132,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 348,874 | $40,916,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 3,697,272 | $38,969,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,852,702 | $37,679,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,251,463 | $37,569,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 3,884,836 | $37,061,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 999,404 | $36,098,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 1,094,073 | $34,474,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 379,717 | $33,153,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 297,666 | $32,568,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,683,116 | $32,063,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,247,249 | $31,331,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,064,486 | $31,221,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 365,896 | $29,963,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,104,654 | $29,739,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 403,246 | $29,558,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,993,391 | $29,305,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,066,046 | $27,984,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,209,886 | $26,894,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 773,158 | $26,334,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 552,312 | $20,502,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,343,941 | $19,958,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,521,736 | $19,889,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 518,793 | $19,652,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 282,921 | $19,380,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 2,357,246 | $18,764,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 941,865 | $18,018,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 702,951 | $17,728,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,663,800 | $17,054,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,965,522 | $17,052,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,032,170 | $16,461,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 242,958 | $15,741,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 407,454 | $15,667,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 367,222 | $15,221,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 609,895 | $14,705,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 496,328 | $14,587,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 363,878 | $14,566,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 876,923 | $14,487,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,680,709 | $14,281,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 529,321 | $14,239,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 231,838 | $14,149,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 359,617 | $14,083,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 329,093 | $14,069,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 714,370 | $13,894,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 377,103 | $13,206,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 825,808 | $12,577,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 504,004 | $12,026,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 599,000 | $11,663,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 150,133 | $11,162,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 113,415 | $11,136,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 537,162 | $10,947,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 310,519 | $10,846,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 647,812 | $10,806,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 17,163 | $10,442,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 156,240 | $10,131,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 594,123 | $8,900,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,012,431 | $8,788,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 705,568 | $8,749,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 97,284 | $8,620,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 241,000 | $8,274,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 402,789 | $7,879,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 178,129 | $7,750,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 160,768 | $6,765,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 164,218 | $5,782,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 142,087 | $5,614,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 504,411 | $4,888,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 288,880 | $4,616,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 20,175 | $4,560,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 176,125 | $3,906,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 160,679 | $3,861,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 246,540 | $3,856,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 128,000 | $3,802,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 173,270 | $3,363,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 557,326 | $2,848,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 98,791 | $2,584,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 79,541 | $2,515,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 239,249 | $2,340,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 41,505 | $2,319,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 114,362 | $2,317,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 24,513 | $2,253,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 66,253 | $2,074,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 123,929 | $2,051,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 204,089 | $2,004,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 150,676 | $1,814,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 282,489 | $1,754,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 64,176 | $1,624,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 187,560 | $1,223,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 72,308 | $913,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 31,366 | $651,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,327 | $588,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 28,286 | $477,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 16,223 | $446,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,426 | $426,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 14,802 | $396,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 18,485 | $323,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 12,358 | $290,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,870 | $278,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,083 | $277,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 12,009 | $270,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,258 | $261,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,414 | $257,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,998 | $244,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 6,915 | $241,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,808 | $237,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,070 | $236,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,480 | $234,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,262 | $233,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,108 | $229,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,365 | $221,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,251 | $219,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,109 | $211,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,368 | $209,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,160 | $205,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 18,245 | $153,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 15,768 | $99,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 64,706 | $89,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 15,170 | $81,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 80,500 | $10,000 | thousands by filing date | call |
| BAXALTA INC | 07177M103 | COM | 68,500 | $9,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-15-000344 | this filing | 2015-11-16 | acceptance time not in the bulk data set |