Tradewinds Global Investors, LLC: HSBC position timeline

Tradewinds Global Investors, LLC held 0 HSBC shares at 2016-09-30 per its 13F-HR filed 2016-11-14.

the latest 13F is the newest step

1. period ended2016-09-30

   13F 0 shares

   Change vs previous 13F -549,002 shares

   13F-HR 0000909012-16-000609 filed by Tradewinds Global Investors, LLC
   Filed 2016-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:11:14 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

2. period ended2016-06-30

   13F 549,002 shares

   Change vs previous 13F -32,251 shares

   1.12% of the 13F portfolio, value $17,189,000.

   13F-HR 0000909012-16-000561 filed by Tradewinds Global Investors, LLC
   Filed 2016-08-10 (acceptance time not in the bulk data set), ingested 2026-10-07 19:12:22 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2016-03-31

   13F 581,253 shares

   Change vs previous 13F +38,576 shares

   1.09% of the 13F portfolio, value $18,088,000.

   13F-HR 0000909012-16-000503 filed by Tradewinds Global Investors, LLC
   Filed 2016-05-11 (acceptance time not in the bulk data set), ingested 2026-10-07 19:13:19 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2015-12-31

   13F 542,677 shares

   Change vs previous 13F +23,884 shares

   1.26% of the 13F portfolio, value $21,419,000.

   13F-HR 0000909012-16-000431 filed by Tradewinds Global Investors, LLC
   Filed 2016-02-12 (acceptance time not in the bulk data set), ingested 2026-10-07 19:14:07 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2015-09-30

   13F 518,793 shares

   Change vs previous 13F -9,818 shares

   0.97% of the 13F portfolio, value $19,652,000.

   13F-HR 0000909012-15-000344 filed by Tradewinds Global Investors, LLC
   Filed 2015-11-16 (acceptance time not in the bulk data set), ingested 2026-10-07 19:14:40 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2015-06-30

   13F 528,611 shares

   Change vs previous 13F -16,359 shares

   1.03% of the 13F portfolio, value $23,687,000.

   13F-HR 0000909012-15-000270 filed by Tradewinds Global Investors, LLC
   Filed 2015-08-12 (acceptance time not in the bulk data set), ingested 2026-10-07 19:15:25 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2015-03-31

   13F 544,970 shares

   Change vs previous 13F +181,691 shares

   0.19% of the 13F portfolio, value $4,637,000.

   13F-HR 0000909012-15-000212 filed by Tradewinds Global Investors, LLC
   Filed 2015-05-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:16:30 UTC

   Acceptance time not in the bulk data set (spec §4.2).

8. period ended2014-12-31

   13F 363,279 shares

   Change vs previous 13F not available

   0.7% of the 13F portfolio, value $17,157,000.

   13F-HR 0000909012-15-000112 filed by Tradewinds Global Investors, LLC
   Filed 2015-02-13 (acceptance time not in the bulk data set), ingested 2026-10-07 19:17:13 UTC

   Acceptance time not in the bulk data set (spec §4.2).