Tradewinds Global Investors, LLC: AES position timeline

Tradewinds Global Investors, LLC held 131,640 AES shares at 2016-09-30 per its 13F-HR filed 2016-11-14.

the latest 13F is the newest step

1. period ended2016-09-30

   13F 131,640 shares

   Change vs previous 13F -1,822,873 shares

   2.08% of the 13F portfolio, value $1,692,000.

   13F-HR 0000909012-16-000609 filed by Tradewinds Global Investors, LLC
   Filed 2016-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:11:14 UTC

   Acceptance time not in the bulk data set (spec §4.2).

2. period ended2016-06-30

   13F 1,954,513 shares

   Change vs previous 13F +112,985 shares

   1.58% of the 13F portfolio, value $24,392,000.

   13F-HR 0000909012-16-000561 filed by Tradewinds Global Investors, LLC
   Filed 2016-08-10 (acceptance time not in the bulk data set), ingested 2026-10-07 19:12:22 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2016-03-31

   13F 1,841,528 shares

   Change vs previous 13F +24,412 shares

   1.31% of the 13F portfolio, value $21,730,000.

   13F-HR 0000909012-16-000503 filed by Tradewinds Global Investors, LLC
   Filed 2016-05-11 (acceptance time not in the bulk data set), ingested 2026-10-07 19:13:19 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2015-12-31

   13F 1,817,116 shares

   Change vs previous 13F -1,176,275 shares

   1.02% of the 13F portfolio, value $17,389,000.

   13F-HR 0000909012-16-000431 filed by Tradewinds Global Investors, LLC
   Filed 2016-02-12 (acceptance time not in the bulk data set), ingested 2026-10-07 19:14:07 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2015-09-30

   13F 2,993,391 shares

   Change vs previous 13F -386,060 shares

   1.44% of the 13F portfolio, value $29,305,000.

   13F-HR 0000909012-15-000344 filed by Tradewinds Global Investors, LLC
   Filed 2015-11-16 (acceptance time not in the bulk data set), ingested 2026-10-07 19:14:40 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2015-06-30

   13F 3,379,451 shares

   Change vs previous 13F -246,219 shares

   1.94% of the 13F portfolio, value $44,811,000.

   13F-HR 0000909012-15-000270 filed by Tradewinds Global Investors, LLC
   Filed 2015-08-12 (acceptance time not in the bulk data set), ingested 2026-10-07 19:15:25 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2015-03-31

   13F 3,625,670 shares

   Change vs previous 13F +196,156 shares

   1.88% of the 13F portfolio, value $46,589,000.

   13F-HR 0000909012-15-000212 filed by Tradewinds Global Investors, LLC
   Filed 2015-05-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:16:30 UTC

   Acceptance time not in the bulk data set (spec §4.2).

8. period ended2014-12-31

   13F 3,429,514 shares

   Change vs previous 13F not available

   1.92% of the 13F portfolio, value $47,224,000.

   13F-HR 0000909012-15-000112 filed by Tradewinds Global Investors, LLC
   Filed 2015-02-13 (acceptance time not in the bulk data set), ingested 2026-10-07 19:17:13 UTC

   Acceptance time not in the bulk data set (spec §4.2).