Steward Partners Investment Advisory, LLC

13F filer, CIK 1723397, STAMFORD, CT

Steward Partners Investment Advisory, LLC reported $10,821,588,163 across 3,749 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 21.35% of the portfolio.

Filed 2024-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0001723397-24-000008

Period: 2024-09-30
Reported value: $10.8B
Holdings: 3,749
Top 10 weight: 21.35%
New: 310
Sold out: 170

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AVGOadded	+524,683	$90.5M
MELIadded	+18,819	$38.6M
AAPLadded	+125,229	$29.2M
VOOadded	+55,162	$29.1M
MSFTadded	+66,914	$28.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
KLACreduced	-26,318	-$20.4M
FEZreduced	-344,871	-$18.4M
GBILreduced	-149,134	-$15M
RODMreduced	-457,100	-$13.9M
INVESCO BULLETSHARES 2025 CBreduced	-632,523	-$13.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0001723397-24-000008, largest first. % of portfolio is the value over $10,821,588,163, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
GOOSCANADA GOOSE HLDGS INC	100	$1.25K	<0.01%	0		Timeline
VALQAMERICAN CENTY ETF TR	20	$1.24K	<0.01%	0		Timeline
KOMPSPDR SERIES TRUST	25	$1.23K	<0.01%	0		Timeline
LPLLG DISPLAY CO LTD	304	$1.23K	<0.01%	0		Timeline
MQMARQETA INC	250	$1.23K	<0.01%	0		Timeline
EVLVEVOLV TECHNOLOGIES HLDNGS IN	300	$1.22K	<0.01%	0		Timeline
CUKCARNIVAL PLC	72	$1.2K	<0.01%	0		Timeline
DHCDIVERSIFIED HEALTHCARE TR	285	$1.19K	<0.01%	+265		Timeline
SPARTANNASH COSPARTANNASH CO	53	$1.19K	<0.01%	0
PRSUPURSUIT ATTRACTIONS AND HOSP	33	$1.18K	<0.01%	0		Timeline
AARONS CO INCAARONS CO INC	119	$1.18K	<0.01%	-44
SSPSCRIPPS E W CO OHIO	517	$1.16K	<0.01%	0		Timeline
TFPMTRIPLE FLAG PRECIOUS METAL	71	$1.15K	<0.01%	0		Timeline
BYNDBEYOND MEAT INC	169	$1.15K	<0.01%	+29		Timeline
ZIMVIE INCZIMVIE INC	71	$1.12K	<0.01%	-16
EEMAISHARES INC	14	$1.1K	<0.01%	0		Timeline
XBGYXBLACKROCK ENHANCED INTL DIV	189	$1.1K	<0.01%	0		Timeline
AKOYA BIOSCIENCES INC COMAKOYA BIOSCIENCES INC COM	400	$1.09K	<0.01%	0
BNTBROOKFIELD WEALTH SOL LTD	20	$1.07K	<0.01%	new		Timeline
VIRTVIRTU FINL INC	35	$1.07K	<0.01%	0		Timeline
TIMBTIM S A	61	$1.05K	<0.01%	0		Timeline
SITCSITE CTRS CORP	17	$1.03K	<0.01%	new		Timeline
IVRINVESCO MORTGAGE CAPITAL INC	109	$1.02K	<0.01%	0		Timeline
WMGWARNER MUSIC GROUP CORP	32	$1K	<0.01%	0		Timeline
IMCVISHARES TR	13	$996	<0.01%	0		Timeline
SGSWEETGREEN INC	28	$993	<0.01%	new		Timeline
LLYVALIBERTY MEDIA CORP	20	$990	<0.01%	new		Timeline
ALLAKOS INCALLAKOS INC	1,500	$980	<0.01%	0
ESQESQUIRE FINL HLDGS INC	15	$978	<0.01%	0		Timeline
RVPRETRACTABLE TECHNOLOGIES INC	1,250	$963	<0.01%	0		Timeline
TPICQTPI COMPOSITES INC COM	200	$910	<0.01%	-164		Timeline
DINDINE BRANDS GLOBAL INC	29	$906	<0.01%	+8		Timeline
LXEOLEXEO THERAPEUTICS INC	100	$904	<0.01%	new		Timeline
TALOTALOS ENERGY INC	86	$890	<0.01%	new		Timeline
CNHCNH INDL N V	79	$877	<0.01%	-378		Timeline
ASANASANA INC	75	$869	<0.01%	new		Timeline
SHBISHORE BANCSHARES INC	62	$867	<0.01%	0		Timeline
SGMOQSANGAMO THERAPEUTICS INC	1,000	$866	<0.01%	0		Timeline
CVCOCAVCO INDS INC DEL	2	$856	<0.01%	0		Timeline
MINABERDEEN INTER INCOME FD	314	$854	<0.01%	0		Timeline
EBSEMERGENT BIOSOLUTIONS INC	100	$835	<0.01%	0		Timeline
GRFSGRIFOLS S A	93	$826	<0.01%	new		Timeline
NUEMNUSHARES ETF TR	27	$824	<0.01%	-2,644		Timeline
BHCBAUSCH HEALTH COS INC	100	$816	<0.01%	0		Timeline
KRNTKORNIT DIGITAL LTD	31	$801	<0.01%	0		Timeline
RWXSPDR INDEX SHS FDS	29	$800	<0.01%	0		Timeline
DFINDONNELLEY FINL SOLUTIONS INC	12	$790	<0.01%	0		Timeline
CIFRCIPHER DIGITAL INC	202	$782	<0.01%	new		Timeline
FYBRFRONTIER COMMUNICATIONS PARE	22	$782	<0.01%	0		Timeline
OPENOPENDOOR TECHNOLOGIES INC	380	$760	<0.01%	0		Timeline
DMDESKTOP METAL INC CLASS A COM	162	$757	<0.01%	+10		Timeline
VIMEO INCVIMEO INC	148	$747	<0.01%	+108
BLUEBIRD BIO INCBLUEBIRD BIO INC	1,402	$728	<0.01%	0
AMCOR PLCAMCOR PLC	64	$725	<0.01%	new
LOGILOGITECH INTL S A	8	$718	<0.01%	0		Timeline
CNXCNX RES CORP	22	$717	<0.01%	0		Timeline
OTEXOPEN TEXT CORP	21	$699	<0.01%	0		Timeline
KALAKALA BIO INC	120	$684	<0.01%	0		Timeline
CBRLCRACKER BARREL OLD CTRY STOR	15	$680	<0.01%	-39		Timeline
VREXVAREX IMAGING CORP	56	$668	<0.01%	new		Timeline
CYRXCRYOPORT INC	82	$665	<0.01%	0		Timeline
MVSTMICROVAST HOLDINGS INC	2,664	$665	<0.01%	0		Timeline
ZYMEZYMEWORKS INC	53	$665	<0.01%	0		Timeline
PSQHPSQ HOLDINGS INC	266	$654	<0.01%	0		Timeline
FTEKFUEL TECH INC	600	$630	<0.01%	0		Timeline
NVCTNUVECTIS PHARMA INC	100	$629	<0.01%	0		Timeline
LXRXLEXICON PHARMACEUTICALS INC	400	$628	<0.01%	new		Timeline
BRAINSTORM CELL THERAPEUTICSBRAINSTORM CELL THERAPEUTICS	2,700	$622	<0.01%	0
THRYTHRYV HLDGS INC	36	$620	<0.01%	0		Timeline
MEDXLISTED FDS TR	20	$611	<0.01%	0		Timeline
JHGJANUS HENDERSON GROUP PLC	16	$609	<0.01%	0		Timeline
AVNSAVANOS MED INC	25	$601	<0.01%	+6		Timeline
PLTKPLAYTIKA HLDG CORP	75	$594	<0.01%	0		Timeline
Movano, Inc.Movano, Inc.	1,650	$593	<0.01%	0
GAMRAMPLIFY ETF TR	9	$592	<0.01%	0		Timeline
SCILEX HOLDING COSCILEX HOLDING CO	634	$586	<0.01%	0
APLEAPPLE HOSPITALITY REIT INC	39	$579	<0.01%	-111		Timeline
SKYCHAMPION HOMES INC	6	$569	<0.01%	new		Timeline
DLTHDULUTH HLDGS INC	150	$564	<0.01%	+25		Timeline
PIOINVESCO EXCH TRADED FD TR II	13	$560	<0.01%	0		Timeline
STRASTRATEGIC ED INC	6	$559	<0.01%	new		Timeline
ATECALPHATEC HLDGS INC	100	$556	<0.01%	0		Timeline
DAYDAYFORCE INC	9	$551	<0.01%	-43		Timeline
BHVNBIOHAVEN LTD	11	$550	<0.01%	0		Timeline
AAXJISHARES TR	7	$549	<0.01%	0		Timeline
ONLORION PROPERTIES INC	133	$533	<0.01%	+9		Timeline
ACGPASSOCIATED CAP GROUP INC CLASS	15	$531	<0.01%	-133		Timeline
TCRTALAUNOS THERAPEUTICS INC	162	$522	<0.01%	new		Timeline
FIVNFIVE9 INC	18	$517	<0.01%	new		Timeline
SPHERE 3D CORP NEWSPHERE 3D CORP NEW	571	$517	<0.01%	0
WIMI HOLOGRAM CLOUD INCWIMI HOLOGRAM CLOUD INC	500	$515	<0.01%	0
QT IMAGING HLDGS INCQT IMAGING HLDGS INC	686	$487	<0.01%	0
ADVENT CONV & INCOME FDADVENT CONV & INCOME FD	24,048	$479	<0.01%	new
CURICURIOSITYSTREAM INC	250	$478	<0.01%	0		Timeline
VCVISTEON CORP	5	$476	<0.01%	0		Timeline
REEAFREE AUTOMOTIVE LTD	67	$473	<0.01%	0		Timeline
JNUGDIREXION SHARES ETF TRUST	10	$472	<0.01%	0		Timeline
BNEDBARNES & NOBLE ED INC	50	$463	<0.01%	0		Timeline
AOUTAMERICAN OUTDOOR BRANDS INC	50	$462	<0.01%	+25		Timeline
AMTXAEMETIS INC	200	$460	<0.01%	+50		Timeline
IPHAINNATE PHARMA S A	200	$458	<0.01%	0		Timeline
AGLAGILON HEALTH INC COM (DE)	114	$448	<0.01%	0		Timeline
FSBWFS BANCORP INC	10	$445	<0.01%	0		Timeline
ALGMALLEGRO MICROSYSTEMS INC	19	$443	<0.01%	0		Timeline
PRNTARK ETF TR	21	$438	<0.01%	0		Timeline
AIVAPARTMENT INVT & MGMT CO	48	$434	<0.01%	0		Timeline
IPORENAISSANCE CAP GREENWICH FD	10	$429	<0.01%	0		Timeline
LOPEGRAND CANYON ED INC	3	$426	<0.01%	new		Timeline
PLWSPLANET LABS PBC	2,000	$416	<0.01%	0		Timeline
DNOWDNOW INC	32	$414	<0.01%	0		Timeline
LICYQLI-CYCLE HLDGS CORP COM NEW	187	$410	<0.01%	0		Timeline
OLD POINT FINL CORPOLD POINT FINL CORP	21	$409	<0.01%	0
CFLTCONFLUENT INC-CLASS A	20	$408	<0.01%	new		Timeline
EXCHANGE TRADED CONCEPTS TRUEXCHANGE TRADED CONCEPTS TRU	10	$404	<0.01%	new
OCGNOCUGEN INC	405	$402	<0.01%	0		Timeline
AGIOAGIOS PHARMACEUTICALS INC	9	$400	<0.01%	0		Timeline
EFTEATON VANCE FLOATING RATE IN	31	$399	<0.01%	0		Timeline
CMRCCOMMERCE.COM INC	68	$398	<0.01%	0		Timeline
ACBAURORA CANNABIS INC	66	$389	<0.01%	+23		Timeline
SENSEONICS HLDGS INCSENSEONICS HLDGS INC	1,100	$385	<0.01%	+100
IBRXIMMUNITYBIO INC	100	$372	<0.01%	0		Timeline
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC	50	$361	<0.01%	0
PLPLANET LABS PBC	152	$339	<0.01%	0		Timeline
SEGSEAPORT ENTMT GROUP INC	12	$329	<0.01%	new		Timeline
NEUEHEALTH INCNEUEHEALTH INC	62	$324	<0.01%	0
REZIRESIDEO TECHNOLOGIES INC	16	$322	<0.01%	-217		Timeline
SLGNSILGAN HLDGS INC	6	$315	<0.01%	-5		Timeline
REALTHE REALREAL INC	100	$314	<0.01%	-1,820		Timeline
CCSICONSENSUS CLOUD SOLUTIONS IN	13	$306	<0.01%	0		Timeline
FLUXFLUX PWR HLDGS INC	100	$304	<0.01%	0		Timeline
CNSCOHEN & STEERS INC	3	$288	<0.01%	new		Timeline
PARAGON 28 INCPARAGON 28 INC	42	$281	<0.01%	0
ENVIVA INCENVIVA INC	671	$272	<0.01%	+401
TALIS BIOMEDICAL CORPTALIS BIOMEDICAL CORP	147	$272	<0.01%	0
CANGO INC/KY - ADRCANGO INC/KY - ADR	150	$267	<0.01%	0
AMCXAMC GLOBAL MEDIA INC	30	$261	<0.01%	+27		Timeline
CRSRCORSAIR GAMING INC	36	$251	<0.01%	new		Timeline
CORZZCORE SCIENTIFIC INC NEW	21	$247	<0.01%	new		Timeline
AMPXAMPRIUS TECHNOLOGIES INC	222	$246	<0.01%	0		Timeline
FLLAFRANKLIN TEMPLETON ETF TR	11	$230	<0.01%	new		Timeline
MTNBMATINAS BIOPHARMA HLDGS INC	61	$216	<0.01%	new		Timeline
AUROWAURORA INNOVATION INC	250	$207	<0.01%	new		Timeline
BKKTBAKKT INC	20	$191	<0.01%	0		Timeline
BEST INCBEST INC	69	$189	<0.01%	0
SMSISMITH MICRO SOFTWARE INC	183	$187	<0.01%	0		Timeline
BBLUEA SERIES TRUST	14	$178	<0.01%	0		Timeline
BIRDSMARTBIRD INC	15	$177	<0.01%	new		Timeline
CORZWCORE SCIENTIFIC INC NEW	25	$168	<0.01%	new		Timeline
UXINUXIN LTD	25	$168	<0.01%	0		Timeline
MRVIMARAVAI LIFESCIENCES HLDGS I	20	$166	<0.01%	0		Timeline
COOKTRAEGER INC COM	44	$162	<0.01%	0		Timeline
ICAD INCICAD INC	100	$157	<0.01%	0
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR	144	$156	<0.01%	0
BEYOND AIR INCBEYOND AIR INC	400	$155	<0.01%	0
LBRDALIBERTY BROADBAND CORP	2	$154	<0.01%	-8		Timeline
IZEAIZEA WORLDWIDE INC	50	$138	<0.01%	new		Timeline
YSGYATSEN HLDG LTD	40	$136	<0.01%	-140		Timeline
CUTERA INCCUTERA INC	169	$133	<0.01%	0
IPOSRENAISSANCE CAP GREENWICH FD	10	$132	<0.01%	0		Timeline
CORECARD CORPORATIONCORECARD CORPORATION	9	$131	<0.01%	new
RMRRMR GROUP INC	5	$127	<0.01%	0		Timeline
PDSPRECISION DRILLING CORP	2	$123	<0.01%	0		Timeline
INVZWINNOVIZ TECHNOLOGIES LTD	1,000	$123	<0.01%	0		Timeline
WALLBOX NVWALLBOX NV	100	$122	<0.01%	0
BIOVIE INCBIOVIE INC	100	$120	<0.01%	new
CORZCORE SCIENTIFIC INC NEW	10	$119	<0.01%	new		Timeline
CASSCASS INFORMATION SYS INC	2	$83	<0.01%	0		Timeline
PRCHPORCH GROUP INC	50	$77	<0.01%	new		Timeline
SSTPWSYSTEM1 INC WT EXP 01/27/27 (D	1,062	$77	<0.01%	0		Timeline
OTLKOUTLOOK THERAPEUTICS INC	14	$75	<0.01%	0		Timeline
FUFUWBITFUFU INC	200	$75	<0.01%	new		Timeline
MICROCLOUD HOLOGRAM INCMICROCLOUD HOLOGRAM INC	208	$75	<0.01%	0
MWAMUELLER WTR PRODS INC	3	$73	<0.01%	0		Timeline
GOROGOLD RESOURCE CORP	203	$71	<0.01%	0		Timeline
CYCLO THERAPEUTICS INCCYCLO THERAPEUTICS INC	90	$71	<0.01%	0
FIRYFIRY INC	12	$67	<0.01%	0		Timeline
BATLBATTALION OIL CORP	10	$67	<0.01%	0		Timeline
OUSTOUSTER INC	10	$63	<0.01%	new		Timeline
WKEYWISEKEY INTERNATIONAL HLDS L	26	$60	<0.01%	0		Timeline
AMPYAMPLIFY ENERGY CORP NEW	9	$59	<0.01%	-27		Timeline
VROOM INCVROOM INC	6	$56	<0.01%	0
AQBAQUABOUNTY TECHNOLOGIES INC	45	$55	<0.01%	0		Timeline
AYRO INCAYRO INC	63	$53	<0.01%	0
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICS	40	$52	<0.01%	0
STRONGHOLD DIGITAL MINING INSTRONGHOLD DIGITAL MINING IN	10	$51	<0.01%	new
CXAICXAPP INC	30	$50	<0.01%	+10		Timeline
WORKHORSE GROUP INCWORKHORSE GROUP INC	58	$50	<0.01%	+50
NULLNULL	94	$50	<0.01%	new
NBNIOCORP DEVS LTD	21	$46	<0.01%	-25		Timeline
CARA THERAPEUTICS INCCARA THERAPEUTICS INC	150	$46	<0.01%	0
ALTISOURCE ASSET MGMT CORPALTISOURCE ASSET MGMT CORP	40	$46	<0.01%	-310
OWLTOWLET INC	10	$45	<0.01%	new		Timeline
22nd Century Group Inc OLD22nd Century Group Inc OLD	207	$45	<0.01%	0
ENOVENOVIS CORPORATION	1	$43	<0.01%	0		Timeline
TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP	500	$40	<0.01%	0
GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTD	3	$40	<0.01%	0
SAI TECH GLOBAL CORPSAI TECH GLOBAL CORP	50	$38	<0.01%	new
BVSBIOVENTUS INC	3	$36	<0.01%	0		Timeline
SEAPORT ENTMT GROUP INCSEAPORT ENTMT GROUP INC	12	$35	<0.01%	new
DANIMER SCIENTIFIC INCDANIMER SCIENTIFIC INC	75	$34	<0.01%	new
MBAICHECK CAP LTD	25	$32	<0.01%	new		Timeline
EKSO BIONICS HLDGS INCEKSO BIONICS HLDGS INC	26	$30	<0.01%	0
ORBSEIGHTCO HOLDINGS INC	12	$29	<0.01%	new		Timeline
SEDGSOLAREDGE TECHNOLOGIES INC	1	$23	<0.01%	-1		Timeline
IVDAIVEDA SOLUTIONS INC	13	$22	<0.01%	new		Timeline
CONTEXTLOGIC INCCONTEXTLOGIC INC	4	$22	<0.01%	0
D-WAVE QUANTUM INCD-WAVE QUANTUM INC	250	$22	<0.01%	new
VVOSVIVOS THERAPEUTICS INC	8	$21	<0.01%	0		Timeline
ONCTONCTERNAL THERAPEUTICS INC	15	$20	<0.01%	0		Timeline
RYVYL INCRYVYL INC	15	$20	<0.01%	new
WW INTL INCWW INTL INC	21	$18	<0.01%	0
PSQ HOLDINGS INCPSQ HOLDINGS INC	100	$17	<0.01%	new
SYRSSYROS PHARMACEUTICALS INC COM	8	$17	<0.01%	0		Timeline
BIORA THERAPEUTICS INCBIORA THERAPEUTICS INC	32	$16	<0.01%	0
PHUNPHUNWARE INC	4	$14	<0.01%	new		Timeline
JETAI INCJETAI INC	127	$14	<0.01%	+75
GPROGOPRO INC	7	$10	<0.01%	new		Timeline
QSIAWQUANTUM SI INC	100	$9	<0.01%	new		Timeline
ATHEALTERITY THERAPEUTICS LTD	6	$8	<0.01%	0		Timeline
IBIOIBIO INC	3	$7	<0.01%	0		Timeline
LLFLQLUMBER LIQUIDATORS HOLDINGS	600	$7	<0.01%	0		Timeline
WESTERN ASSET GBL HIGH INC FWESTERN ASSET GBL HIGH INC F	606	$7	<0.01%	new
GETRGETAROUND INC COM	100	$6	<0.01%	new		Timeline
ENERGOUS CORPENERGOUS CORP	10	$6	<0.01%	0
FUELCELL ENERGY INCFUELCELL ENERGY INC	13	$5	<0.01%	-2,415
INTZINTRUSION INC	5	$4	<0.01%	new		Timeline
SIDUSIDUS SPACE INC	1	$3	<0.01%	new		Timeline
ASTIASCENT SOLAR TECHNOLOGIES IN	1	$3	<0.01%	new		Timeline
BTCYBIOTRICITY INC COM NEW (NV)	13	$3	<0.01%	new		Timeline
SPORTS ENTMT GAMING GLOBAL …SPORTS ENTMT GAMING GLOBAL COM	5	$3	<0.01%	new
MULLEN AUTOMOTIVE INC (US) …MULLEN AUTOMOTIVE INC (US) Old	1	$3	<0.01%	new
URGENTLY INC COM NEWURGENTLY INC COM NEW	4	$3	<0.01%	new
CONNQCONNS INC	50	$1	<0.01%	0		Timeline
DNABWGINKGO BIOWORKS HLDGS INC WT E	200	$1	<0.01%	-13,500		Timeline
PAVMED INCPAVMED INC	1	$1	<0.01%	0
VERB TECHNOLOGY CO INC (US)…VERB TECHNOLOGY CO INC (US) old	25	$1	<0.01%	new
GRYPHON DIGITAL MNG INCGRYPHON DIGITAL MNG INC	1	$1	<0.01%	new
SPWRQSUNPOWER CORP	35	$0	0%	-325	Value filed as zero, left out of ratios.	Timeline
MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LT	4	$0	0%	new	Value filed as zero, left out of ratios.
MMATQMETA MATLS INC COM NEW	1	$0	0%	-104	Value filed as zero, left out of ratios.	Timeline
XTI Aerospace Inc OLDXTI Aerospace Inc OLD	1	$0	0%	0	Value filed as zero, left out of ratios.
CATHETER PRECISION INCCATHETER PRECISION INC	1	$0	0%	new	Value filed as zero, left out of ratios.
GROM SOCIAL ENTRPRISES INCGROM SOCIAL ENTRPRISES INC	2	$0	0%	0	Value filed as zero, left out of ratios.
AGRIFORCE GROWING SYSTEMS LTAGRIFORCE GROWING SYSTEMS LT	3	$0	0%	new	Value filed as zero, left out of ratios.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value
I3 VERTICALS LLCI3 VERTICALS LLC NOTE 1.000% 2/1	principal	50,000	$48.4K
IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 0.125%12/1	principal	22,000	$21.6K
EZCORP INCEZCORP INC NOTE 2.375% 5/0	principal	10,000	$9.79K
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1	principal	2,000	$1.95K
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	1,000	$1.6K

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 170. All 170

Security	Shares before	Value before	Type
CLEARBRIDGE ENERGY MLP FUND…CLEARBRIDGE ENERGY MLP FUND, I	60,329	$2.86M	shares
LDSFFIRST TR EXCHNG TRADED FD VI	51,277	$958K	shares
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	4,045	$609K	shares
CLEARBRIDGE ENERGY MLP TOTA…CLEARBRIDGE ENERGY MLP TOTAL R	13,595	$553K	shares
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	24,426	$475K	shares
BVBRIGHTVIEW HLDGS INC	18,000	$239K	shares
WESTROCK COWESTROCK CO	4,481	$225K	shares
GGALGRUPO FINANCIERO GALICIA S.A	7,000	$214K	shares
ENSTAR GROUP LIMITEDENSTAR GROUP LIMITED	615	$188K	shares
ENCORE WIRE CORPENCORE WIRE CORP	504	$146K	shares
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	11,683	$144K	shares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	49,747	$141K	shares
ATRION CORPORATIONATRION CORPORATION	299	$135K	shares
HCCWARRIOR MET COAL INC	2,055	$129K	shares
KGCKINROSS GOLD CORP	13,500	$112K	shares
HRZNHORIZON TECHNOLOGY FIN CORP	8,631	$104K	shares
FLRTPACER FDS TR	2,104	$100K	shares
BRSLBRIGHTSTAR LOTTERY PLC	4,575	$93.6K	shares
AZUL S AAZUL S A	22,500	$90K	shares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	25,566	$82.3K	shares
AMSCAMERICAN SUPERCONDUCTOR CORP	3,000	$70.2K	shares
NPKNATIONAL PRESTO INDS INC	904	$67.9K	shares
HIBBETT INCHIBBETT INC	767	$66.9K	shares
JEMAJ P MORGAN EXCHANGE TRADED F	1,740	$66.4K	shares
HCIHCI GROUP INC	689	$63.5K	shares
NMFCNEW MTN FIN CORP	5,183	$63.4K	shares
PLABPHOTRONICS INC	2,529	$62.4K	shares
DFHDREAM FINDERS HOMES INC	2,382	$61.5K	shares
SEMRSEMRUSH HLDGS INC	4,387	$58.7K	shares
KOPKOPPERS HOLDINGS INC	1,566	$57.9K	shares
REXREX AMERICAN RES CORP	1,211	$55.2K	shares
SHARECARE INCSHARECARE INC	39,710	$53.6K	shares
GQINATIXIS ETF TR	952	$51.2K	shares
PSTLPOSTAL REALTY TRUST INC	3,750	$50K	shares
CEDAR FAIR L PCEDAR FAIR L P	912	$49.6K	shares
PBPINVESCO EXCHANGE TRADED FD T	2,096	$46.4K	shares
ERIIENERGY RECOVERY INC	3,350	$44.5K	shares
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU	3,048	$44.3K	shares
SMMUPIMCO ETF TR	800	$39.9K	shares
HLNEHAMILTON LANE INC	292	$36.1K	shares
FERGUSON PLCFERGUSON PLC	184	$35.6K	shares
MNANYLIM ETF TR	1,055	$33.3K	shares
IBLCISHARES TR	1,000	$31.7K	shares
FCCOFIRST CMNTY CORP S C	1,821	$31.4K	shares
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	2,367	$30.7K	shares
RCUSARCUS BIOSCIENCES INC	2,000	$30.5K	shares
TIDAL TR IITIDAL TR II	2,000	$30K	shares
ARLPALLIANCE RESOURCE PARTNERS L	1,000	$24.5K	shares
VXRTVAXART INC COM NEW (DE)	35,000	$23.4K	shares
EQALINVESCO EXCH TRADED FD TR II	523	$23.4K	shares
UCBUNITED CMNTY BKS BLAIRSVLE G	812	$20.7K	shares
WINAWINMARK CORP	58	$20.5K	shares
AMCAMC ENTMT HLDGS INC	4,029	$20.1K	shares
METVLISTED FDS TR	1,464	$19.1K	shares
NVECNVE CORP	245	$18.3K	shares
VIRTUS CONVERTIBLE & INC 202VIRTUS CONVERTIBLE & INC 202	2,027	$18.3K	shares
ICOPISHARES TR	575	$17.3K	shares
RDNTRADNET INC	250	$14.7K	shares
GTECGREENLAND TECHNOLOGIES HLDG	9,950	$13.9K	shares
FLTRVANECK ETF TRUST	529	$13.5K	shares
GHGUARDANT HEALTH INC	465	$13.4K	shares
CTRNCITI TRENDS INC	600	$12.8K	shares
BLCNSIREN ETF TR	487	$12.7K	shares
PROSHARES TR IIPROSHARES TR II	1,000	$10.8K	shares
VPGVISHAY PRECISION GROUP INC	300	$9.13K	shares
FDHYFIDELITY COVINGTON TRUST	180	$8.6K	shares
PROSHARES TRPROSHARES TR	505	$8.4K	shares
IFRXINFLARX NV	4,800	$8.35K	shares
MRC GLOBAL INCMRC GLOBAL INC	641	$8.28K	shares
ONEWONEWATER MARINE INC	296	$8.16K	shares
SPLBSPDR SERIES TRUST	351	$7.93K	shares
CRICARTERS INC	106	$6.57K	shares
MICROALGO INCMICROALGO INC	400	$6.52K	shares
VBI VACCINES INCVBI VACCINES INC	8,090	$5.34K	shares
AMERICAN WELL CORPAMERICAN WELL CORP	14,353	$4.66K	shares
MCSMARCUS CORP DEL	400	$4.55K	shares
WEAVWEAVE COMMUNICATIONS INC	500	$4.51K	shares
INTENSITY THERAPEUTICS INCINTENSITY THERAPEUTICS INC	900	$4.41K	shares
MR COOPER GROUP INCMR COOPER GROUP INC	53	$4.3K	shares
USOUNITED STS OIL FD LP	54	$4.3K	shares
OPTUOPTIMUM COMMUNICATIONS INC	2,000	$4.08K	shares
FMAOFARMERS & MERCHANTS BANCORP	170	$3.95K	shares
IVOGVANGUARD ADMIRAL FDS INC	36	$3.94K	shares
BWINTHE BALDWIN INSURANCE GRP IN	108	$3.83K	shares
ALIMERA SCIENCES INCALIMERA SCIENCES INC	666	$3.7K	shares
VIOVVANGUARD ADMIRAL FDS INC	44	$3.68K	shares
HLLYHOLLEY INC	1,000	$3.58K	shares
URBAN ONE INCURBAN ONE INC	2,250	$3.38K	shares
SOUTHSTATE BANK CORPSOUTHSTATE BANK CORP	44	$3.36K	shares
CNRGSPDR SERIES TRUST	55	$3.32K	shares
RTHVANECK ETF TRUST	16	$3.29K	shares
EVOGENE LTDEVOGENE LTD	5,000	$3.25K	shares
CAMTCAMTEK LTD	25	$3.13K	shares
SUPNSUPERNUS PHARMACEUTICALS	117	$3.13K	shares
SKYTSKYWATER TECHNOLOGY INC	400	$3.06K	shares
EGOELDORADO GOLD CORP NEW	200	$2.96K	shares
AMPLIFY ETF TRAMPLIFY ETF TR	160	$2.91K	shares
KORE GROUP HLDGS INCKORE GROUP HLDGS INC	6,857	$2.91K	shares
SPRXLISTED FDS TR	120	$2.83K	shares
U S SILICA HLDGS INCU S SILICA HLDGS INC	178	$2.75K	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001723397-24-000008	base		2024-11-14	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC