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SOPHROSYNE CAPITAL LLC

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13F filer, CIK 1507758, NEW YORK, NY

SOPHROSYNE CAPITAL LLC reported $84,745,000 across 58 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-14. Its ten largest share positions make up 56.12% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001420506-14-000528

Period
2014-09-30
Reported value
$84.7M
Holdings
58
Top 10 weight
56.12%
New
15
Sold out
21

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IRMDnew+378,771$2.65M
LIVEPERSON, INC.new+115,500$1.45M
Cynosure, Inc.new+67,000$1.41M
PCYOadded+170,148$1.1M
SILCadded+33,100$966K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BIODELIVERY SCIENCES INTL INreduced-203,100-$3.47M
Alcobra Ltdreduced-143,750-$2.22M
PRICELINE GRP INCexited-1,400-$1.68M
CPRXexited-600,000-$1.52M
PAIN THERAPEUTICS INCreduced-369,600-$1.44M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001420506-14-000528, largest first. % of portfolio is the value over $84,745,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
ZELTIQ AESTHETICS INCZELTIQ AESTHETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 508,904 shares; 2014Q1: 388,004 shares; 2014Q2: 428,704 shares; 2014Q3: 384,418 shares 384,418$8.7M10.26%-44,286
BIOTELEMETRY INCBIOTELEMETRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 1,098,174 shares; 2014Q2: 1,155,974 shares; 2014Q3: 1,126,974 shares 1,126,974$7.56M8.92%-29,000
MSTRSTRATEGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 59,663 shares; 2014Q1: 56,663 shares; 2014Q2: 51,000 shares; 2014Q3: 44,750 shares 44,750$5.86M6.91%-6,250Timeline
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 449,845 shares; 2014Q2: 558,870 shares; 2014Q3: 519,870 shares 519,870$5.61M6.62%-39,000
PCYOPURE CYCLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 573,000 shares; 2014Q1: 616,000 shares; 2014Q2: 646,000 shares; 2014Q3: 816,148 shares 816,148$5.28M6.23%+170,148Timeline
MEETME INCMEETME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,210,887 shares; 2014Q1: 1,930,135 shares; 2014Q2: 1,662,827 shares; 2014Q3: 1,762,827 shares 1,762,827$3.47M4.1%+100,000
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 694,962 shares; 2014Q1: 517,662 shares; 2014Q2: 395,276 shares; 2014Q3: 192,176 shares 192,176$3.28M3.88%-203,100
CDZICADIZ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 90,959 shares; 2014Q1: 52,759 shares; 2014Q2: 205,479 shares; 2014Q3: 258,279 shares 258,279$2.68M3.17%+52,800Timeline
IRMDIRADIMED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 378,771 shares 378,771$2.65M3.13%newTimeline
Alcobra LtdAlcobra LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 320,376 shares; 2014Q1: 273,257 shares; 2014Q2: 303,576 shares; 2014Q3: 159,826 shares 159,826$2.47M2.91%-143,750
RENTECH INC COMRENTECH INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 145,957 shares; 2014Q1: 269,557 shares; 2014Q2: 1,015,984 shares; 2014Q3: 1,395,203 shares 1,395,203$2.38M2.81%+379,219
PROCERA NETWORKS INCPROCERA NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 252,090 shares; 2014Q1: 283,690 shares; 2014Q2: 282,090 shares; 2014Q3: 240,906 shares 240,906$2.31M2.73%-41,184
PAIN THERAPEUTICS INCPAIN THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,265,020 shares; 2014Q1: 939,718 shares; 2014Q2: 951,362 shares; 2014Q3: 581,762 shares 581,762$2.27M2.68%-369,600
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 56,941 shares; 2014Q1: 46,641 shares; 2014Q2: 92,941 shares; 2014Q3: 91,841 shares 91,841$2.17M2.56%-1,100
DURECT CORPDURECT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,813,971 shares; 2014Q1: not reported; 2014Q2: 1,269,019 shares; 2014Q3: 1,202,112 shares 1,202,112$1.77M2.08%-66,907
MFC INDUSTRIAL LTDMFC INDUSTRIAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 140,100 shares; 2014Q1: 140,100 shares; 2014Q2: 140,100 shares; 2014Q3: 213,500 shares 213,500$1.52M1.79%+73,400
SHORETEL INCSHORETEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 243,828 shares; 2014Q2: 223,560 shares; 2014Q3: 224,560 shares 224,560$1.49M1.76%+1,000
LIVEPERSON, INC.LIVEPERSON, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 115,500 shares 115,500$1.45M1.71%new
Cynosure, Inc.Cynosure, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 67,000 shares 67,000$1.41M1.66%new
SILCSILICOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 15,000 shares; 2014Q3: 48,100 shares 48,100$1.4M1.66%+33,100Timeline
GLOBAL EAGLE ENTERTAINMENT IGLOBAL EAGLE ENTERTAINMENT IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 96,800 shares; 2014Q1: 91,800 shares; 2014Q2: 91,800 shares; 2014Q3: 120,802 shares 120,802$1.35M1.6%+29,002
AXGNAXOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 631,607 shares; 2014Q1: 550,607 shares; 2014Q2: 550,607 shares; 2014Q3: 550,607 shares 550,607$1.34M1.59%0Timeline
KOFAX LTDKOFAX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 53,600 shares; 2014Q2: 134,900 shares; 2014Q3: 160,400 shares 160,400$1.24M1.46%+25,500
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 42,463 shares; 2014Q1: 63,363 shares; 2014Q2: 51,863 shares; 2014Q3: 31,713 shares 31,713$1.19M1.4%-20,150
AVAVAEROVIRONMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 12,700 shares; 2014Q2: 31,400 shares; 2014Q3: 38,100 shares 38,100$1.15M1.35%+6,700Timeline
S&W SEED COMPANY COMS&W SEED COMPANY COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 71,077 shares; 2014Q1: 315,858 shares; 2014Q2: 387,841 shares; 2014Q3: 263,941 shares 263,941$1.12M1.32%-123,900
PANDORA MEDIA INCPANDORA MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 75,200 shares; 2014Q1: 54,400 shares; 2014Q2: 49,900 shares; 2014Q3: 42,300 shares 42,300$1.02M1.2%-7,600
CLICKSOFTWARE TECHNOLOGIES LCLICKSOFTWARE TECHNOLOGIES LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 126,700 shares; 2014Q3: 126,700 shares 126,700$1.02M1.2%0
CUTERA INCCUTERA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 154,089 shares; 2014Q1: 139,689 shares; 2014Q2: not reported; 2014Q3: 94,700 shares 94,700$958K1.13%new
OVASCIENCE INCOVASCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 55,500 shares; 2014Q2: 55,500 shares; 2014Q3: 55,500 shares 55,500$922K1.09%0
PHARMATHENE INCPHARMATHENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 193,986 shares; 2014Q1: 182,286 shares; 2014Q2: not reported; 2014Q3: 500,000 shares 500,000$892K1.05%new
ENVIVIO INCENVIVIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 466,022 shares; 2014Q1: 542,622 shares; 2014Q2: 435,322 shares; 2014Q3: 435,322 shares 435,322$803K0.95%0
SYNERON MEDICAL LTDSYNERON MEDICAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 71,300 shares 71,300$713K0.84%new
CYAN INCCYAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 354,699 shares; 2014Q1: 225,699 shares; 2014Q2: 182,699 shares; 2014Q3: 220,699 shares 220,699$691K0.82%+38,000
BCPCBALCHEM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 9,800 shares 9,800$554K0.65%newTimeline
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 33,700 shares; 2014Q1: 10,000 shares; 2014Q2: 7,100 shares; 2014Q3: 18,000 shares 18,000$550K0.65%+10,900
INPHI CORPINPHI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 31,300 shares 31,300$448K0.53%new
SEQUANS COMMUNICATIONS SASEQUANS COMMUNICATIONS SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 655,219 shares; 2014Q1: 320,619 shares; 2014Q2: 225,019 shares; 2014Q3: 225,019 shares 225,019$444K0.52%0
CELLECTAR BIOSCIENCES INCCELLECTAR BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 175,000 shares 175,000$389K0.46%new
EARTHLINK HLDGS CORPEARTHLINK HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 99,700 shares 99,700$340K0.4%new
SMITH MICRO SOFTWARE INCSMITH MICRO SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 195,433 shares; 2014Q1: 125,233 shares; 2014Q2: 80,000 shares; 2014Q3: 202,915 shares 202,915$180K0.21%+122,915
RUCKUS WIRELESS INCRUCKUS WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 11,500 shares; 2014Q3: 11,500 shares 11,500$154K0.18%0
MEADWESTVACO CORPMEADWESTVACO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 3,700 shares; 2014Q3: 3,700 shares 3,700$151K0.18%0
MACROCURE LTDMACROCURE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 20,000 shares 20,000$141K0.17%new
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,300 shares; 2014Q1: 2,100 shares; 2014Q2: 700 shares; 2014Q3: 1,200 shares 1,200$122K0.14%+500Timeline
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 800 shares; 2014Q1: 800 shares; 2014Q2: 575 shares; 2014Q3: 575 shares 575$119K0.14%0
SYNERGY RES CORPSYNERGY RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 11,800 shares; 2014Q2: 11,800 shares; 2014Q3: 9,800 shares 9,800$119K0.14%-2,000
LNGCHENIERE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 1,400 shares; 2014Q2: 1,400 shares; 2014Q3: 1,400 shares 1,400$112K0.13%0Timeline
LMNRLIMONEIRA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 11,892 shares; 2014Q1: 1,700 shares; 2014Q2: 5,500 shares; 2014Q3: 4,400 shares 4,400$104K0.12%-1,100Timeline
CELLECTAR BIOSCIENCES INCCELLECTAR BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 175,000 shares 175,000$104K0.12%new
LAYNE CHRISTENSEN COLAYNE CHRISTENSEN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,500 shares 10,500$102K0.12%new
KTOSKRATOS DEFENSE & SEC SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 19,000 shares; 2014Q2: 25,900 shares; 2014Q3: 15,000 shares 15,000$98K0.12%-10,900Timeline
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 16,600 shares; 2014Q2: 8,300 shares; 2014Q3: 8,300 shares 8,300$87K0.1%0
CVGWCALAVO GROWERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 3,800 shares; 2014Q1: 3,800 shares; 2014Q2: 3,700 shares; 2014Q3: 1,600 shares 1,600$72K0.08%-2,100Timeline
XYLXYLEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 4,800 shares; 2014Q1: 2,400 shares; 2014Q2: 1,600 shares; 2014Q3: 1,600 shares 1,600$57K0.07%0Timeline
GTLSCHART INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 875 shares 875$53K0.06%newTimeline
MITKMITEK SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 20,000 shares 20,000$48K0.06%newTimeline
GASLOG LTDGASLOG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 7,100 shares; 2014Q1: 7,100 shares; 2014Q2: 4,500 shares; 2014Q3: 2,000 shares 2,000$44K0.05%-2,500

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PRICELINE GRP INCPRICELINE GRP INC1,400$1.68Mshares
CPRXCATALYST PHARMACEUTICALS INC600,000$1.52Mshares
ARAYACCURAY INC DEL141,500$1.25Mshares
Nuverra Environmental Solut…Nuverra Environmental Solutions I…52,300$1.05Mshares
TRONOX LTDTRONOX LTD35,100$944Kshares
ENERGOUS CORPENERGOUS CORP61,800$935Kshares
SOCIETAL CDMO INCSOCIETAL CDMO INC101,000$810Kshares
AVG TECHNOLOGIESAVG TECHNOLOGIES30,400$612Kshares
EXASEXACT SCIENCES CORP31,700$540Kshares
ARROWHEAD RESEARCH CORPARROWHEAD RESEARCH CORP35,458$508Kshares
ENTEROMEDICS INCENTEROMEDICS INC300,000$468Kshares
UROPLASTY INCUROPLASTY INC172,600$463Kshares
INTERACTIVE INTELLIGENCE GR…INTERACTIVE INTELLIGENCE GROUP8,100$456Kshares
EVOKE PHARMA INCEVOKE PHARMA INC49,000$397Kshares
IGI LABORATORIES INCIGI LABORATORIES INC62,500$330Kshares
SOPHIRIS BIO INC FSOPHIRIS BIO INC F93,900$211Kshares
AWKAMERICAN WTR WKS CO INC NEW2,400$119Kshares
PNRPENTAIR PLC1,500$108Kshares
AGROADECOAGRO S A11,300$107Kshares
PDC ENERGY INCPDC ENERGY INC1,000$63Kshares
RIGNET INCRIGNET INC1,000$54Kshares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001420506-14-000528 base2014-11-14acceptance time not in the bulk data set