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SOPHROSYNE CAPITAL LLC

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13F filer, CIK 1507758, NEW YORK, NY

SOPHROSYNE CAPITAL LLC reported $114,195,000 across 78 holdings for the quarter ended 2014-03-31, in a 13F-HR filed 2014-05-14. Its ten largest share positions make up 52.99% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001420506-14-000190

Period
2014-03-31
Reported value
$114M
Holdings
78
Top 10 weight
52.99%
New
35
Sold out
22

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BIOTELEMETRY INCnew+1,098,174$11.1M
SYNGENTA AG ADRadded+78,700$5.95M
HEALTH INS INNOVATIONS INCnew+449,845$4.65M
ARAYnew+258,300$2.48M
SHORETEL INCnew+243,828$2.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BIOTELEMETRY INCexited-1,231,718-$9.78M
CALXexited-639,165-$6.16M
ACCURAY INCexited-529,500-$4.61M
LSAKreduced-324,976-$3.24M
DURECT CORPexited-1,813,971-$3.14M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2014

Share positions as resolved from 13F-HR 0001420506-14-000190, largest first. % of portfolio is the value over $114,195,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BIOTELEMETRY INCBIOTELEMETRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 1,098,174 shares 1,098,174$11.1M9.71%new
ZELTIQ AESTHETICS INCZELTIQ AESTHETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 508,904 shares; 2014Q1: 388,004 shares 388,004$7.61M6.66%-120,900
MSTRSTRATEGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 59,663 shares; 2014Q1: 56,663 shares 56,663$6.54M5.73%-3,000Timeline
MEETME INCMEETME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,210,887 shares; 2014Q1: 1,930,135 shares 1,930,135$6.29M5.51%-280,752
SYNGENTA AG ADRSYNGENTA AG ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,350 shares; 2014Q1: 80,050 shares 80,050$6.05M5.3%+78,700
PAIN THERAPEUTICS INCPAIN THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,265,020 shares; 2014Q1: 939,718 shares 939,718$5.17M4.53%-325,302
Alcobra LtdAlcobra LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 320,376 shares; 2014Q1: 273,257 shares 273,257$4.96M4.34%-47,119
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 449,845 shares 449,845$4.65M4.07%new
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 694,962 shares; 2014Q1: 517,662 shares 517,662$4.37M3.83%-177,300
LSAKLESAKA TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 706,466 shares; 2014Q1: 381,490 shares 381,490$3.8M3.33%-324,976Timeline
PCYOPURE CYCLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 573,000 shares; 2014Q1: 616,000 shares 616,000$3.73M3.26%+43,000Timeline
ACELRX PHARMACEUTICALS INCACELRX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 329,376 shares; 2014Q1: 248,976 shares 248,976$2.99M2.62%-80,400
PROCERA NETWORKS INCPROCERA NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 252,090 shares; 2014Q1: 283,690 shares 283,690$2.95M2.58%+31,600
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 42,463 shares; 2014Q1: 63,363 shares 63,363$2.88M2.52%+20,900
ARAYACCURAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 258,300 shares 258,300$2.48M2.17%newTimeline
S&W SEED COMPANY COMS&W SEED COMPANY COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 71,077 shares; 2014Q1: 315,858 shares 315,858$2.34M2.05%+244,781
SHORETEL INCSHORETEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 243,828 shares 243,828$2.1M1.83%new
AXGNAXOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 631,607 shares; 2014Q1: 550,607 shares 550,607$1.68M1.47%-81,000Timeline
ENVIVIO INCENVIVIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 466,022 shares; 2014Q1: 542,622 shares 542,622$1.67M1.47%+76,600
PANDORA MEDIA INCPANDORA MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 75,200 shares; 2014Q1: 54,400 shares 54,400$1.65M1.44%-20,800
Nuverra Environmental Solut…Nuverra Environmental Solutions I…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 77,400 shares 77,400$1.57M1.38%new
CUTERA INCCUTERA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 154,089 shares; 2014Q1: 139,689 shares 139,689$1.56M1.37%-14,400
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 56,941 shares; 2014Q1: 46,641 shares 46,641$1.48M1.3%-10,300
GLOBAL EAGLE ENTERTAINMENT IGLOBAL EAGLE ENTERTAINMENT IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 96,800 shares; 2014Q1: 91,800 shares 91,800$1.45M1.27%-5,000
DURATA THERAPEUTICS INCDURATA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 105,500 shares 105,500$1.42M1.25%new
MFC INDUSTRIAL LTDMFC INDUSTRIAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 140,100 shares; 2014Q1: 140,100 shares 140,100$1.11M0.97%0
ACORN ENERGY INCACORN ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 311,700 shares 311,700$1.05M0.92%new
STREAMLINE HEALTH SOLUTIONSSTREAMLINE HEALTH SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 229,800 shares; 2014Q1: 198,300 shares 198,300$998K0.87%-31,500
CYAN INCCYAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 354,699 shares; 2014Q1: 225,699 shares 225,699$964K0.84%-129,000
SEQUANS COMMUNICATIONS SASEQUANS COMMUNICATIONS SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 655,219 shares; 2014Q1: 320,619 shares 320,619$906K0.79%-334,600
HANGER INCHANGER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 23,800 shares; 2014Q1: 26,233 shares 26,233$882K0.77%+2,433
ARROWHEAD RESEARCH CORPARROWHEAD RESEARCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 48,958 shares 48,958$802K0.7%new
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 60,200 shares 60,200$728K0.64%new
SAPSAP SEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 8,200 shares 8,200$668K0.58%newTimeline
CPRXCATALYST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 282,500 shares 282,500$638K0.56%newTimeline
AVG TECHNOLOGIESAVG TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 10,000 shares; 2014Q1: 30,400 shares 30,400$637K0.56%+20,400
UROPLASTY INCUROPLASTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 183,700 shares; 2014Q1: 172,600 shares 172,600$627K0.55%-11,100
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 33,700 shares; 2014Q1: 10,000 shares 10,000$618K0.54%-23,700
SOCIETAL CDMO INCSOCIETAL CDMO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 73,500 shares 73,500$540K0.47%new
OCULUS INNOVATIVE SCIENCES IOCULUS INNOVATIVE SCIENCES IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 138,600 shares 138,600$522K0.46%new
EWEDWARDS LIFESCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 7,000 shares 7,000$519K0.45%newTimeline
RENTECH INC COMRENTECH INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 145,957 shares; 2014Q1: 269,557 shares 269,557$512K0.45%+123,600
AVAVAEROVIRONMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 12,700 shares 12,700$511K0.45%newTimeline
INSPIREMD INCINSPIREMD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 178,600 shares; 2014Q1: 168,100 shares 168,100$511K0.45%-10,500
OVASCIENCE INCOVASCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 55,500 shares 55,500$498K0.44%new
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 44,700 shares 44,700$477K0.42%new
KOFAX LTDKOFAX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 53,600 shares 53,600$466K0.41%new
FIVE PRIME THERAPEUTICS INC.FIVE PRIME THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 22,300 shares 22,300$438K0.38%new
EGHT8X8 INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 40,300 shares 40,300$436K0.38%newTimeline
EVOKE PHARMA INCEVOKE PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 49,000 shares 49,000$411K0.36%new
CDZICADIZ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 90,959 shares; 2014Q1: 52,759 shares 52,759$372K0.33%-38,200Timeline
PHARMATHENE INCPHARMATHENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 193,986 shares; 2014Q1: 182,286 shares 182,286$335K0.29%-11,700
PICO HLDGS INCPICO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 9,700 shares; 2014Q1: 12,600 shares 12,600$327K0.29%+2,900
SOPHIRIS BIO INC FSOPHIRIS BIO INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 93,900 shares 93,900$314K0.27%new
REGADO BIOSCIENCE INCREGADO BIOSCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 24,700 shares 24,700$310K0.27%new
GERNGERON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 50,500 shares; 2014Q1: 140,900 shares 140,900$295K0.26%+90,400Timeline
QLYSQUALYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 10,738 shares 10,738$275K0.24%newTimeline
SMITH MICRO SOFTWARE INCSMITH MICRO SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 195,433 shares; 2014Q1: 125,233 shares 125,233$249K0.22%-70,200
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 16,600 shares 16,600$240K0.21%new
NGSNATURAL GAS SVCS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 7,100 shares 7,100$214K0.19%newTimeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,300 shares; 2014Q1: 2,100 shares 2,100$205K0.18%+800Timeline
SBSAFE BULKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 19,561 shares; 2014Q1: 20,161 shares 20,161$192K0.17%+600Timeline
Pentair IncPentair IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 2,300 shares 2,300$182K0.16%new
GASLOG LTDGASLOG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 7,100 shares; 2014Q1: 7,100 shares 7,100$165K0.14%0
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 3,600 shares 3,600$163K0.14%newTimeline
AGROADECOAGRO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 12,000 shares; 2014Q1: 19,000 shares 19,000$155K0.14%+7,000Timeline
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,238,998 shares; 2014Q1: 488,100 shares 488,100$151K0.13%-750,898
LNNLINDSAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 1,700 shares 1,700$150K0.13%newTimeline
KTOSKRATOS DEFENSE & SEC SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 19,000 shares 19,000$143K0.13%newTimeline
CVGWCALAVO GROWERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 3,800 shares; 2014Q1: 3,800 shares 3,800$135K0.12%0Timeline
SYNERGY RES CORPSYNERGY RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 11,800 shares 11,800$127K0.11%new
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 800 shares; 2014Q1: 800 shares 800$120K0.11%0
Synta Pharmaceuticals Corp.Synta Pharmaceuticals Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 25,700 shares 25,700$111K0.1%new
XYLXYLEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 4,800 shares; 2014Q1: 2,400 shares 2,400$87K0.08%-2,400Timeline
LNGCHENIERE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 1,400 shares 1,400$77K0.07%newTimeline
TORCHLIGHT ENERGY RES INCTORCHLIGHT ENERGY RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 14,600 shares 14,600$74K0.06%new
OMEGA PROTEIN CORPOMEGA PROTEIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 3,700 shares 3,700$45K0.04%new
LMNRLIMONEIRA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 11,892 shares; 2014Q1: 1,700 shares 1,700$39K0.03%-10,192Timeline

Sold out in Q1 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
BIOTELEMETRY INCBIOTELEMETRY INC1,231,718$9.78Mshares
CALXCALIX INC639,165$6.16Mshares
ACCURAY INCACCURAY INC529,500$4.61Mshares
DURECT CORPDURECT CORP1,813,971$3.14Mshares
Arrowhead Research CorpArrowhead Research Corp140,858$1.53Mshares
Acorn Energy IncAcorn Energy Inc327,700$1.33Mshares
VERASTEM INCVERASTEM INC111,026$1.27Mshares
NEOSTEM INCNEOSTEM INC141,100$963Kshares
TWITTER INCTWITTER INC13,400$852Kshares
ICAD INCICAD INC50,510$590Kshares
OPEXA THERAPEUTICS INCOPEXA THERAPEUTICS INC200,000$366Kshares
SRPTSAREPTA THERAPEUTICS INC16,900$345Kshares
ONCOLYTICS BIOTECH INCONCOLYTICS BIOTECH INC222,900$345Kshares
SRNESORRENTO THERAPEUTICS, INC.38,900$316Kshares
ADAMIS PHARMACEUTICALS CORPADAMIS PHARMACEUTICALS CORP42,000$267Kshares
ITRIITRON INC5,800$240Kshares
LEHIGH GAS PARTNERS LPLEHIGH GAS PARTNERS LP5,500$157Kshares
Aerovironment IncAerovironment Inc5,200$152Kshares
TPHTRI POINTE HOMES INC6,700$134Kshares
SBSCOMPANHIA DE SANEAMENTO BASI7,600$86Kshares
AMERICAN WATER WORKS CO INCAMERICAN WATER WORKS CO INC1,900$80Kshares
EPDENTERPRISE PRODS PARTNERS L600$40Kshares

How Q1 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001420506-14-000190 base2014-05-14acceptance time not in the bulk data set