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SOPHROSYNE CAPITAL LLC

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13F filer, CIK 1507758, NEW YORK, NY

SOPHROSYNE CAPITAL LLC reported $98,204,000 across 64 holdings for the quarter ended 2014-06-30, in a 13F-HR filed 2014-08-14. Its ten largest share positions make up 57.17% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001420506-14-000315

Period
2014-06-30
Reported value
$98.2M
Holdings
64
Top 10 weight
57.17%
New
15
Sold out
29

Largest buys vs the previous quarter

SecurityShares changeApprox. value
DURECT CORPnew+1,269,019$2.31M
RENTECH INC COMadded+746,427$1.93M
PRICELINE GRP INCnew+1,400$1.68M
CARDIOVASCULAR SYSTEMS INCadded+46,300$1.44M
HEALTH INS INNOVATIONS INCadded+109,025$1.34M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SYNGENTA AG ADRexited-80,050-$6.05M
LSAKexited-381,490-$3.8M
ACELRX PHARMACEUTICALS INCexited-248,976-$2.99M
CUTERA INCexited-139,689-$1.56M
BIODELIVERY SCIENCES INTL INreduced-122,386-$1.48M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2014

Share positions as resolved from 13F-HR 0001420506-14-000315, largest first. % of portfolio is the value over $98,204,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BIOTELEMETRY INCBIOTELEMETRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 1,098,174 shares; 2014Q2: 1,155,974 shares 1,155,974$8.29M8.44%+57,800
MSTRSTRATEGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 59,663 shares; 2014Q1: 56,663 shares; 2014Q2: 51,000 shares 51,000$7.17M7.3%-5,663Timeline
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 449,845 shares; 2014Q2: 558,870 shares 558,870$6.88M7.01%+109,025
ZELTIQ AESTHETICS INCZELTIQ AESTHETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 508,904 shares; 2014Q1: 388,004 shares; 2014Q2: 428,704 shares 428,704$6.51M6.63%+40,700
PAIN THERAPEUTICS INCPAIN THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,265,020 shares; 2014Q1: 939,718 shares; 2014Q2: 951,362 shares 951,362$5.47M5.57%+11,644
Alcobra LtdAlcobra LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 320,376 shares; 2014Q1: 273,257 shares; 2014Q2: 303,576 shares 303,576$5.25M5.35%+30,319
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 694,962 shares; 2014Q1: 517,662 shares; 2014Q2: 395,276 shares 395,276$4.77M4.86%-122,386
MEETME INCMEETME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,210,887 shares; 2014Q1: 1,930,135 shares; 2014Q2: 1,662,827 shares 1,662,827$4.52M4.61%-267,308
PCYOPURE CYCLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 573,000 shares; 2014Q1: 616,000 shares; 2014Q2: 646,000 shares 646,000$4.37M4.45%+30,000Timeline
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 56,941 shares; 2014Q1: 46,641 shares; 2014Q2: 92,941 shares 92,941$2.9M2.95%+46,300
PROCERA NETWORKS INCPROCERA NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 252,090 shares; 2014Q1: 283,690 shares; 2014Q2: 282,090 shares 282,090$2.85M2.9%-1,600
RENTECH INC COMRENTECH INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 145,957 shares; 2014Q1: 269,557 shares; 2014Q2: 1,015,984 shares 1,015,984$2.63M2.68%+746,427
S&W SEED COMPANY COMS&W SEED COMPANY COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 71,077 shares; 2014Q1: 315,858 shares; 2014Q2: 387,841 shares 387,841$2.52M2.56%+71,983
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 42,463 shares; 2014Q1: 63,363 shares; 2014Q2: 51,863 shares 51,863$2.34M2.39%-11,500
DURECT CORPDURECT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,813,971 shares; 2014Q1: not reported; 2014Q2: 1,269,019 shares 1,269,019$2.31M2.35%new
CDZICADIZ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 90,959 shares; 2014Q1: 52,759 shares; 2014Q2: 205,479 shares 205,479$1.71M1.74%+152,720Timeline
PRICELINE GRP INCPRICELINE GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,400 shares 1,400$1.68M1.71%new
AXGNAXOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 631,607 shares; 2014Q1: 550,607 shares; 2014Q2: 550,607 shares 550,607$1.53M1.56%0Timeline
CPRXCATALYST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 282,500 shares; 2014Q2: 600,000 shares 600,000$1.52M1.55%+317,500Timeline
PANDORA MEDIA INCPANDORA MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 75,200 shares; 2014Q1: 54,400 shares; 2014Q2: 49,900 shares 49,900$1.47M1.5%-4,500
SHORETEL INCSHORETEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 243,828 shares; 2014Q2: 223,560 shares 223,560$1.46M1.48%-20,268
ARAYACCURAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 258,300 shares; 2014Q2: 141,500 shares 141,500$1.25M1.27%-116,800Timeline
KOFAX LTDKOFAX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 53,600 shares; 2014Q2: 134,900 shares 134,900$1.16M1.18%+81,300
GLOBAL EAGLE ENTERTAINMENT IGLOBAL EAGLE ENTERTAINMENT IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 96,800 shares; 2014Q1: 91,800 shares; 2014Q2: 91,800 shares 91,800$1.14M1.16%0
MFC INDUSTRIAL LTDMFC INDUSTRIAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 140,100 shares; 2014Q1: 140,100 shares; 2014Q2: 140,100 shares 140,100$1.07M1.09%0
Nuverra Environmental Solut…Nuverra Environmental Solutions I…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 77,400 shares; 2014Q2: 52,300 shares 52,300$1.05M1.07%-25,100
ENVIVIO INCENVIVIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 466,022 shares; 2014Q1: 542,622 shares; 2014Q2: 435,322 shares 435,322$1.04M1.06%-107,300
CLICKSOFTWARE TECHNOLOGIES LCLICKSOFTWARE TECHNOLOGIES LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 126,700 shares 126,700$1.02M1.04%new
AVAVAEROVIRONMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 12,700 shares; 2014Q2: 31,400 shares 31,400$999K1.02%+18,700Timeline
TRONOX LTDTRONOX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 35,100 shares 35,100$944K0.96%new
ENERGOUS CORPENERGOUS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 61,800 shares 61,800$935K0.95%new
SOCIETAL CDMO INCSOCIETAL CDMO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 73,500 shares; 2014Q2: 101,000 shares 101,000$810K0.82%+27,500
CYAN INCCYAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 354,699 shares; 2014Q1: 225,699 shares; 2014Q2: 182,699 shares 182,699$736K0.75%-43,000
SILCSILICOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 15,000 shares 15,000$627K0.64%newTimeline
AVG TECHNOLOGIESAVG TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 10,000 shares; 2014Q1: 30,400 shares; 2014Q2: 30,400 shares 30,400$612K0.62%0
EXASEXACT SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 31,700 shares 31,700$540K0.55%newTimeline
OVASCIENCE INCOVASCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 55,500 shares; 2014Q2: 55,500 shares 55,500$510K0.52%0
ARROWHEAD RESEARCH CORPARROWHEAD RESEARCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 48,958 shares; 2014Q2: 35,458 shares 35,458$508K0.52%-13,500
ENTEROMEDICS INCENTEROMEDICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 300,000 shares 300,000$468K0.48%new
UROPLASTY INCUROPLASTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 183,700 shares; 2014Q1: 172,600 shares; 2014Q2: 172,600 shares 172,600$463K0.47%0
INTERACTIVE INTELLIGENCE GR…INTERACTIVE INTELLIGENCE GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 8,100 shares 8,100$456K0.46%new
EVOKE PHARMA INCEVOKE PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 49,000 shares; 2014Q2: 49,000 shares 49,000$397K0.4%0
SEQUANS COMMUNICATIONS SASEQUANS COMMUNICATIONS SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 655,219 shares; 2014Q1: 320,619 shares; 2014Q2: 225,019 shares 225,019$387K0.39%-95,600
IGI LABORATORIES INCIGI LABORATORIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 62,500 shares 62,500$330K0.34%new
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 33,700 shares; 2014Q1: 10,000 shares; 2014Q2: 7,100 shares 7,100$289K0.29%-2,900
SOPHIRIS BIO INC FSOPHIRIS BIO INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 93,900 shares; 2014Q2: 93,900 shares 93,900$211K0.21%0
KTOSKRATOS DEFENSE & SEC SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 19,000 shares; 2014Q2: 25,900 shares 25,900$202K0.21%+6,900Timeline
MEADWESTVACO CORPMEADWESTVACO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 3,700 shares 3,700$164K0.17%new
SYNERGY RES CORPSYNERGY RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 11,800 shares; 2014Q2: 11,800 shares 11,800$156K0.16%0
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 16,600 shares; 2014Q2: 8,300 shares 8,300$150K0.15%-8,300
GASLOG LTDGASLOG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 7,100 shares; 2014Q1: 7,100 shares; 2014Q2: 4,500 shares 4,500$144K0.15%-2,600
RUCKUS WIRELESS INCRUCKUS WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 11,500 shares 11,500$137K0.14%new
CVGWCALAVO GROWERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 3,800 shares; 2014Q1: 3,800 shares; 2014Q2: 3,700 shares 3,700$125K0.13%-100Timeline
LMNRLIMONEIRA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 11,892 shares; 2014Q1: 1,700 shares; 2014Q2: 5,500 shares 5,500$121K0.12%+3,800Timeline
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 3,600 shares; 2014Q2: 2,400 shares 2,400$119K0.12%-1,200Timeline
PNRPENTAIR PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,500 shares 1,500$108K0.11%newTimeline
AGROADECOAGRO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 12,000 shares; 2014Q1: 19,000 shares; 2014Q2: 11,300 shares 11,300$107K0.11%-7,700Timeline
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 800 shares; 2014Q1: 800 shares; 2014Q2: 575 shares 575$104K0.11%-225
LNGCHENIERE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 1,400 shares; 2014Q2: 1,400 shares 1,400$100K0.1%0Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,300 shares; 2014Q1: 2,100 shares; 2014Q2: 700 shares 700$83K0.08%-1,400Timeline
SMITH MICRO SOFTWARE INCSMITH MICRO SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 195,433 shares; 2014Q1: 125,233 shares; 2014Q2: 80,000 shares 80,000$83K0.08%-45,233
XYLXYLEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 4,800 shares; 2014Q1: 2,400 shares; 2014Q2: 1,600 shares 1,600$63K0.06%-800Timeline
PDC ENERGY INCPDC ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,000 shares 1,000$63K0.06%new
RIGNET INCRIGNET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,000 shares 1,000$54K0.05%new

Sold out in Q2 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SYNGENTA AG ADRSYNGENTA AG ADR80,050$6.05Mshares
LSAKLESAKA TECHNOLOGIES INC381,490$3.8Mshares
ACELRX PHARMACEUTICALS INCACELRX PHARMACEUTICALS INC248,976$2.99Mshares
CUTERA INCCUTERA INC139,689$1.56Mshares
DURATA THERAPEUTICS INCDURATA THERAPEUTICS INC105,500$1.42Mshares
ACORN ENERGY INCACORN ENERGY INC311,700$1.05Mshares
STREAMLINE HEALTH SOLUTIONSSTREAMLINE HEALTH SOLUTIONS198,300$998Kshares
HANGER INCHANGER INC26,233$882Kshares
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICS60,200$728Kshares
SAPSAP SE8,200$668Kshares
OCULUS INNOVATIVE SCIENCES IOCULUS INNOVATIVE SCIENCES I138,600$522Kshares
EWEDWARDS LIFESCIENCES CORP7,000$519Kshares
INSPIREMD INCINSPIREMD INC168,100$511Kshares
SENOMYX INCSENOMYX INC44,700$477Kshares
FIVE PRIME THERAPEUTICS INC.FIVE PRIME THERAPEUTICS INC.22,300$438Kshares
EGHT8X8 INC NEW40,300$436Kshares
PHARMATHENE INCPHARMATHENE INC182,286$335Kshares
PICO HLDGS INCPICO HLDGS INC12,600$327Kshares
REGADO BIOSCIENCE INCREGADO BIOSCIENCE INC24,700$310Kshares
GERNGERON CORP140,900$295Kshares
QLYSQUALYS INC10,738$275Kshares
NGSNATURAL GAS SVCS GROUP INC7,100$214Kshares
SBSAFE BULKERS INC20,161$192Kshares
Pentair IncPentair Inc2,300$182Kshares
SANOFISANOFI488,100$151Kshares
LNNLINDSAY CORP1,700$150Kshares
Synta Pharmaceuticals Corp.Synta Pharmaceuticals Corp.25,700$111Kshares
TORCHLIGHT ENERGY RES INCTORCHLIGHT ENERGY RES INC14,600$74Kshares
OMEGA PROTEIN CORPOMEGA PROTEIN CORP3,700$45Kshares

How Q2 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001420506-14-000315 base2014-08-14acceptance time not in the bulk data set