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SOPHROSYNE CAPITAL LLC

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13F filer, CIK 1507758, NEW YORK, NY

SOPHROSYNE CAPITAL LLC reported $64,840,000 across 40 holdings for the quarter ended 2014-12-31, in a 13F-HR filed 2015-01-26. Its ten largest share positions make up 64.49% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001420506-15-000017

Period
2014-12-31
Reported value
$64.8M
Holdings
40
Top 10 weight
64.49%
New
5
Sold out
23

Largest buys vs the previous quarter

SecurityShares changeApprox. value
INPHI CORPadded+37,000$683K
Cynosure, Inc.added+22,700$623K
REFRnew+81,629$418K
CHEMBIO DIAGNOSTICSnew+103,400$407K
RENTECH INC COMadded+313,600$395K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ZELTIQ AESTHETICS INCreduced-191,821-$5.36M
MSTRreduced-17,638-$2.87M
Alcobra Ltdexited-159,826-$2.47M
PAIN THERAPEUTICS INCexited-581,762-$2.27M
DURECT CORPexited-1,202,112-$1.77M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2014

Share positions as resolved from 13F-HR 0001420506-15-000017, largest first. % of portfolio is the value over $64,840,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BIOTELEMETRY INCBIOTELEMETRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 1,098,174 shares; 2014Q2: 1,155,974 shares; 2014Q3: 1,126,974 shares; 2014Q4: 1,052,142 shares 1,052,142$10.6M16.27%-74,832
ZELTIQ AESTHETICS INCZELTIQ AESTHETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 508,904 shares; 2014Q1: 388,004 shares; 2014Q2: 428,704 shares; 2014Q3: 384,418 shares; 2014Q4: 192,597 shares 192,597$5.38M8.29%-191,821
IRMDIRADIMED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 378,771 shares; 2014Q4: 349,300 shares 349,300$4.5M6.95%-29,471Timeline
MSTRSTRATEGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 59,663 shares; 2014Q1: 56,663 shares; 2014Q2: 51,000 shares; 2014Q3: 44,750 shares; 2014Q4: 27,112 shares 27,112$4.4M6.79%-17,638Timeline
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 449,845 shares; 2014Q2: 558,870 shares; 2014Q3: 519,870 shares; 2014Q4: 479,120 shares 479,120$3.43M5.29%-40,750
PCYOPURE CYCLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 573,000 shares; 2014Q1: 616,000 shares; 2014Q2: 646,000 shares; 2014Q3: 816,148 shares; 2014Q4: 811,920 shares 811,920$3.25M5.01%-4,228Timeline
CDZICADIZ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 90,959 shares; 2014Q1: 52,759 shares; 2014Q2: 205,479 shares; 2014Q3: 258,279 shares; 2014Q4: 241,479 shares 241,479$2.71M4.17%-16,800Timeline
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 56,941 shares; 2014Q1: 46,641 shares; 2014Q2: 92,941 shares; 2014Q3: 91,841 shares; 2014Q4: 85,100 shares 85,100$2.56M3.95%-6,741
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 694,962 shares; 2014Q1: 517,662 shares; 2014Q2: 395,276 shares; 2014Q3: 192,176 shares; 2014Q4: 211,619 shares 211,619$2.54M3.92%+19,443
MEETME INCMEETME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,210,887 shares; 2014Q1: 1,930,135 shares; 2014Q2: 1,662,827 shares; 2014Q3: 1,762,827 shares; 2014Q4: 1,629,327 shares 1,629,327$2.49M3.84%-133,500
Cynosure, Inc.Cynosure, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 67,000 shares; 2014Q4: 89,700 shares 89,700$2.46M3.79%+22,700
RENTECH INC COMRENTECH INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 145,957 shares; 2014Q1: 269,557 shares; 2014Q2: 1,015,984 shares; 2014Q3: 1,395,203 shares; 2014Q4: 1,708,803 shares 1,708,803$2.15M3.32%+313,600
AXGNAXOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 631,607 shares; 2014Q1: 550,607 shares; 2014Q2: 550,607 shares; 2014Q3: 550,607 shares; 2014Q4: 489,729 shares 489,729$1.76M2.71%-60,878Timeline
PROCERA NETWORKS INCPROCERA NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 252,090 shares; 2014Q1: 283,690 shares; 2014Q2: 282,090 shares; 2014Q3: 240,906 shares; 2014Q4: 231,806 shares 231,806$1.67M2.57%-9,100
SILCSILICOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 15,000 shares; 2014Q3: 48,100 shares; 2014Q4: 45,300 shares 45,300$1.59M2.46%-2,800Timeline
SHORETEL INCSHORETEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 243,828 shares; 2014Q2: 223,560 shares; 2014Q3: 224,560 shares; 2014Q4: 209,828 shares 209,828$1.54M2.38%-14,732
GLOBAL EAGLE ENTERTAINMENT IGLOBAL EAGLE ENTERTAINMENT IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 96,800 shares; 2014Q1: 91,800 shares; 2014Q2: 91,800 shares; 2014Q3: 120,802 shares; 2014Q4: 102,602 shares 102,602$1.39M2.15%-18,200
AVAVAEROVIRONMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 12,700 shares; 2014Q2: 31,400 shares; 2014Q3: 38,100 shares; 2014Q4: 49,600 shares 49,600$1.35M2.09%+11,500Timeline
INPHI CORPINPHI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 31,300 shares; 2014Q4: 68,300 shares 68,300$1.26M1.94%+37,000
PHARMATHENE INCPHARMATHENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 193,986 shares; 2014Q1: 182,286 shares; 2014Q2: not reported; 2014Q3: 500,000 shares; 2014Q4: 500,000 shares 500,000$903K1.39%0
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 42,463 shares; 2014Q1: 63,363 shares; 2014Q2: 51,863 shares; 2014Q3: 31,713 shares; 2014Q4: 28,400 shares 28,400$839K1.29%-3,313
OVASCIENCE INCOVASCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 55,500 shares; 2014Q2: 55,500 shares; 2014Q3: 55,500 shares; 2014Q4: 17,300 shares 17,300$767K1.18%-38,200
PANDORA MEDIA INCPANDORA MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 75,200 shares; 2014Q1: 54,400 shares; 2014Q2: 49,900 shares; 2014Q3: 42,300 shares; 2014Q4: 41,100 shares 41,100$734K1.13%-1,200
ENVIVIO INCENVIVIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 466,022 shares; 2014Q1: 542,622 shares; 2014Q2: 435,322 shares; 2014Q3: 435,322 shares; 2014Q4: 525,574 shares 525,574$705K1.09%+90,252
CLICKSOFTWARE TECHNOLOGIES LCLICKSOFTWARE TECHNOLOGIES LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 126,700 shares; 2014Q3: 126,700 shares; 2014Q4: 95,400 shares 95,400$684K1.05%-31,300
BCPCBALCHEM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 9,800 shares; 2014Q4: 9,800 shares 9,800$654K1.01%0Timeline
CELLECTAR BIOSCIENCES INCCELLECTAR BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 175,000 shares; 2014Q4: 142,100 shares 142,100$441K0.68%-32,900
REFRRESEARCH FRONTIERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 81,629 shares 81,629$418K0.64%newTimeline
CHEMBIO DIAGNOSTICSCHEMBIO DIAGNOSTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 103,400 shares 103,400$407K0.63%new
CYAN INCCYAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 354,699 shares; 2014Q1: 225,699 shares; 2014Q2: 182,699 shares; 2014Q3: 220,699 shares; 2014Q4: 101,773 shares 101,773$254K0.39%-118,926
SMITH MICRO SOFTWARE INCSMITH MICRO SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 195,433 shares; 2014Q1: 125,233 shares; 2014Q2: 80,000 shares; 2014Q3: 202,915 shares; 2014Q4: 164,213 shares 164,213$159K0.25%-38,702
MACROCURE LTDMACROCURE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 20,000 shares; 2014Q4: 20,000 shares 20,000$146K0.23%0
Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 12,700 shares 12,700$133K0.21%new
CELLECTAR BIOSCIENCES INCCELLECTAR BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 175,000 shares; 2014Q4: 151,299 shares 151,299$119K0.18%-23,701
GENCGENCOR INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 12,150 shares 12,150$114K0.18%newTimeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 1,300 shares; 2014Q1: 2,100 shares; 2014Q2: 700 shares; 2014Q3: 1,200 shares; 2014Q4: 1,200 shares 1,200$102K0.16%0Timeline
REVOLUTION LIGHTING TECHNOLOREVOLUTION LIGHTING TECHNOLOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 75,279 shares 75,279$102K0.16%new
LNGCHENIERE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 1,400 shares; 2014Q2: 1,400 shares; 2014Q3: 1,400 shares; 2014Q4: 1,400 shares 1,400$99K0.15%0Timeline
GASLOG LTDGASLOG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 7,100 shares; 2014Q1: 7,100 shares; 2014Q2: 4,500 shares; 2014Q3: 2,000 shares; 2014Q4: 2,000 shares 2,000$41K0.06%0
GTLSCHART INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 875 shares; 2014Q4: 875 shares 875$30K0.05%0Timeline

Sold out in Q4 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
Alcobra LtdAlcobra Ltd159,826$2.47Mshares
PAIN THERAPEUTICS INCPAIN THERAPEUTICS INC581,762$2.27Mshares
DURECT CORPDURECT CORP1,202,112$1.77Mshares
MFC INDUSTRIAL LTDMFC INDUSTRIAL LTD213,500$1.52Mshares
LIVEPERSON, INC.LIVEPERSON, INC.115,500$1.45Mshares
KOFAX LTDKOFAX LTD160,400$1.24Mshares
S&W SEED COMPANY COMS&W SEED COMPANY COM263,941$1.12Mshares
CUTERA INCCUTERA INC94,700$958Kshares
SYNERON MEDICAL LTDSYNERON MEDICAL LTD71,300$713Kshares
FIREEYE INCFIREEYE INC18,000$550Kshares
SEQUANS COMMUNICATIONS SASEQUANS COMMUNICATIONS SA225,019$444Kshares
EARTHLINK HLDGS CORPEARTHLINK HLDGS CORP99,700$340Kshares
RUCKUS WIRELESS INCRUCKUS WIRELESS INC11,500$154Kshares
MEADWESTVACO CORPMEADWESTVACO CORP3,700$151Kshares
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS575$119Kshares
SYNERGY RES CORPSYNERGY RES CORP9,800$119Kshares
LMNRLIMONEIRA CO4,400$104Kshares
LAYNE CHRISTENSEN COLAYNE CHRISTENSEN CO10,500$102Kshares
KTOSKRATOS DEFENSE & SEC SOLUTIO15,000$98Kshares
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INC8,300$87Kshares
CVGWCALAVO GROWERS INC1,600$72Kshares
XYLXYLEM INC1,600$57Kshares
MITKMITEK SYS INC20,000$48Kshares

How Q4 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001420506-15-000017 base2015-01-26acceptance time not in the bulk data set