13F-HR filed by SOPHROSYNE CAPITAL LLC
SOPHROSYNE CAPITAL LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 58 holding rows worth $84,745,000.
- Accession
- 0001420506-14-000528
- Filer
- CIK 1507758
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 58 entries on the cover page, a total value of $84,745,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,745,000 with VALUE read as thousands by filing date, 13F file number 028-14700. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 384,418 | $8,697,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,126,974 | $7,559,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 44,750 | $5,856,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 519,870 | $5,609,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 816,148 | $5,280,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,762,827 | $3,471,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 192,176 | $3,284,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 258,279 | $2,683,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 378,771 | $2,655,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 159,826 | $2,468,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 1,395,203 | $2,385,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 240,906 | $2,310,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 581,762 | $2,273,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 91,841 | $2,170,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,202,112 | $1,766,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 213,500 | $1,518,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 224,560 | $1,493,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 115,500 | $1,453,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 67,000 | $1,410,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 48,100 | $1,404,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 120,802 | $1,355,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 550,607 | $1,344,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 160,400 | $1,241,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 31,713 | $1,188,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 38,100 | $1,146,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 263,941 | $1,118,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 42,300 | $1,021,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 126,700 | $1,017,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 94,700 | $958,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 55,500 | $922,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 500,000 | $892,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 435,322 | $803,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 71,300 | $713,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 220,699 | $691,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 9,800 | $554,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 18,000 | $550,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 31,300 | $448,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 225,019 | $444,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 175,000 | $389,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 99,700 | $340,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 202,915 | $180,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 11,500 | $154,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 3,700 | $151,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 20,000 | $141,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,200 | $122,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 575 | $119,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 9,800 | $119,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,400 | $112,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 4,400 | $104,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F112 | *W EXP 08/19/201 | 175,000 | $104,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 10,500 | $102,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 15,000 | $98,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,300 | $87,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,600 | $72,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,600 | $57,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 875 | $53,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 20,000 | $48,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,000 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-14-000528 | this filing | 2014-11-14 | acceptance time not in the bulk data set |