13F-HR filed by SOPHROSYNE CAPITAL LLC
SOPHROSYNE CAPITAL LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 78 holding rows worth $114,195,000.
- Accession
- 0001420506-14-000190
- Filer
- CIK 1507758
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 78 entries on the cover page, a total value of $114,195,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,195,000 with VALUE read as thousands by filing date, 13F file number 028-14700. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIOTELEMETRY INC | 090672106 | COM | 1,098,174 | $11,083,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 388,004 | $7,610,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 56,663 | $6,538,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,930,135 | $6,290,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 80,050 | $6,048,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 939,718 | $5,168,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 273,257 | $4,959,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 449,845 | $4,651,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 517,662 | $4,368,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 381,490 | $3,801,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 616,000 | $3,728,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 248,976 | $2,990,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 283,690 | $2,949,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 63,363 | $2,881,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 258,300 | $2,480,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 315,858 | $2,341,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 243,828 | $2,095,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 550,607 | $1,680,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 542,622 | $1,673,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 54,400 | $1,648,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 77,400 | $1,571,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 139,689 | $1,564,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 46,641 | $1,481,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 91,800 | $1,448,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 105,500 | $1,422,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 140,100 | $1,112,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 311,700 | $1,055,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 198,300 | $998,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 225,699 | $964,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 320,619 | $906,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 26,233 | $882,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 48,958 | $802,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 60,200 | $728,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 8,200 | $668,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 282,500 | $638,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 30,400 | $637,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 172,600 | $627,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,000 | $618,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 73,500 | $540,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 138,600 | $522,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 7,000 | $519,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 269,557 | $512,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 12,700 | $511,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 168,100 | $511,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 55,500 | $498,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 44,700 | $477,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 53,600 | $466,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 22,300 | $438,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 40,300 | $436,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 49,000 | $411,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 52,759 | $372,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 182,286 | $335,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 12,600 | $327,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 93,900 | $314,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 24,700 | $310,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 140,900 | $295,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 10,738 | $275,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 125,233 | $249,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,600 | $240,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 7,100 | $214,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,100 | $205,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 20,161 | $192,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 2,300 | $182,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 7,100 | $165,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,600 | $163,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 19,000 | $155,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 488,100 | $151,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,700 | $150,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 19,000 | $143,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,800 | $135,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 11,800 | $127,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 800 | $120,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 25,700 | $111,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,400 | $87,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,400 | $77,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 14,600 | $74,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 3,700 | $45,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,700 | $39,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-14-000190 | this filing | 2014-05-14 | acceptance time not in the bulk data set |