ROYAL BANK OF CANADA
Follow13F filer, CIK 1000275, TORONTO, Ontario, Canada
ROYAL BANK OF CANADA reported $610,244,854,000 across 7,306 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-14. Its ten largest share positions make up 22.4% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001140361-25-042265
- Period
- 2025-09-30
- Reported value
- $610B
- Holdings
- 7,306
- Top 10 weight
- 22.4%
- New
- 600
- Sold out
- 466
Part of the filer group ROYAL BANK OF CANADA
BREWIN DOLPHIN WEALTH MANAGEMENT LTDCITY NATIONAL BANK
- BREWIN DOLPHIN WEALTH MANAGEMENT LTD
- CITY NATIONAL BANK
- RBC Capital Markets, LLC
- RBC CMA LTD.
- RBC Dominion Securities Global Ltd
- RBC Dominion Securities Inc.
- RBC Europe Ltd
- RBC Global Asset Management Inc.
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd
- RBC Global Asset Management (U.S.) Inc.
- RBC Phillips, Hager & North Investment Counsel Inc.
- RBC Private Counsel (USA) Inc.
- RBC Rochdale, LLC
- RBC Trust Co (Delaware) Ltd
- RBC Trust Co (INTERNATIONAL) Ltd
- RBC TRUSTEES (Jersey) LTD
- Royal Bank of Canada (Channel Islands) Ltd
- ROYAL TRUST CORP OF CANADA/
Stakes and trades reported after 2025-09-30
13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.
- BLUE OWL CREDIT INCOME CORP: 13G/A 10,500,556 shares, 10.5% of the class, 13G/A filed 2026-10-07, 0001214659-26-012636
Accepted , ingested
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IVVadded | +7,317,911 | $4.9B |
| QQQadded | +1,535,036 | $922M |
| SPYadded | +1,085,965 | $723M |
| TSLAadded | +1,295,123 | $576M |
| AAPLadded | +2,200,009 | $560M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| CVXreduced | -10,272,080 | -$1.6B |
| CBreduced | -2,412,266 | -$681M |
| VLOreduced | -3,352,610 | -$571M |
| CRMreduced | -2,332,421 | -$553M |
| BNSreduced | -8,013,652 | -$518M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 6,712 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 452. All 452
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 11,345,000 | $7.56B | -2,384,700 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 8,804,600 | $5.87B | -4,837,700 |
| IWMISHARES TR SHS | put | 17,125,700 | $4.14B | +3,678,200 |
| QQQINVESCO QQQ TR COM | call | 3,837,800 | $2.3B | +1,670,800 |
| QQQINVESCO QQQ TR COM | put | 3,632,500 | $2.18B | -294,400 |
| IWMISHARES TR SHS | call | 6,447,800 | $1.56B | -1,068,700 |
| BNSBANK NOVA SCOTIA B C Stock | put | 21,515,200 | $1.39B | +4,698,200 |
| NVDANVIDIA CORPORATION COM | call | 6,411,300 | $1.2B | +3,048,500 |
| NVDANVIDIA CORPORATION COM | put | 4,463,100 | $833M | -796,300 |
| XLESELECT SECTOR SPDR TR SHS | put | 9,305,000 | $831M | +1,679,100 |
| BMOBANK OF MONTREAL Stock | put | 5,040,000 | $656M | 0 |
| TSLATESLA INC COM | put | 1,413,900 | $629M | +546,100 |
| AAPLAPPLE INC COM | call | 2,445,000 | $623M | +1,583,600 |
| TSLATESLA INC COM | call | 1,335,100 | $594M | -233,400 |
| BMOBANK OF MONTREAL Stock | call | 4,050,000 | $528M | +2,830,900 |
| XLFSELECT SECTOR SPDR TR SHS | put | 9,592,800 | $517M | +582,000 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | put | 6,199,100 | $495M | +86,100 |
| MSFTMICROSOFT CORP COM | call | 819,800 | $425M | -211,600 |
| EFAISHARES TR MSCI EAFE ETF | put | 4,491,300 | $419M | +2,402,100 |
| MSTRSTRATEGY INC Stock | put | 1,231,600 | $397M | new |
| SUSUNCOR ENERGY INC NEW Stock | put | 8,809,800 | $368M | +4,959,800 |
| BCEBCE INC Stock | put | 15,529,500 | $363M | +1,056,300 |
| ENBENBRIDGE INC Stock | put | 6,750,000 | $341M | +3,025,000 |
| TUTELUS CORPORATION Stock | put | 21,165,000 | $334M | +1,951,000 |
| GOOGLALPHABET INC COM | call | 1,315,600 | $320M | +865,700 |
| CNQCANADIAN NAT RES LTD MED TER Stock | put | 9,866,000 | $315M | +1,558,200 |
| RCIROGERS COMMUNICATIONS INC Stock | put | 9,141,200 | $315M | +2,396,200 |
| WFCWELLS FARGO & CO COM | put | 3,270,300 | $274M | +42,900 |
| AVGOBROADCOM INC COM | call | 820,000 | $271M | +649,900 |
| DASHDOORDASH INC Stock | put | 987,700 | $269M | +368,700 |
| BNSBANK NOVA SCOTIA B C Stock | call | 4,142,500 | $268M | +2,520,000 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | call | 3,271,100 | $261M | +2,046,000 |
| TDTORONTO DOMINION BK ONT Stock | put | 3,084,500 | $247M | 0 |
| TRPTC ENERGY CORP COM | put | 4,427,000 | $241M | +1,090,000 |
| BRK-BBERKSHIRE HATHAWAY INC DEL COM | call | 447,300 | $225M | +366,600 |
| PLTRPALANTIR TECHNOLOGIES INC COM | call | 1,201,900 | $219M | +40,300 |
| BCEBCE INC Stock | call | 9,239,700 | $216M | +527,600 |
| WMTWALMART INC COM | call | 1,900,000 | $196M | +570,000 |
| CVXCHEVRON CORPORATION COM | call | 1,246,800 | $194M | +1,162,100 |
| MFCMANULIFE FINL CORP COM | put | 6,144,500 | $191M | +3,271,400 |
| DASHDOORDASH INC Stock | call | 670,000 | $182M | +100,600 |
| AMZNAMAZON COM INC COM | call | 822,500 | $181M | +427,500 |
| EWCISHARES INC MSCI CDA ETF | put | 3,500,000 | $177M | +300,000 |
| GOOGALPHABET INC COM | call | 709,100 | $173M | +702,600 |
| GSGOLDMAN SACHS GROUP INC COM | put | 201,500 | $160M | +69,500 |
| ABBVABBVIE INC COM | call | 674,100 | $156M | +274,100 |
| SLFSUN LIFE FINANCIAL INC. Stock | put | 2,418,600 | $145M | +1,016,200 |
| XLESELECT SECTOR SPDR TR SHS | call | 1,624,200 | $145M | +660,000 |
| TDTORONTO DOMINION BK ONT Stock | call | 1,801,100 | $144M | +1,146,800 |
| NETCLOUDFLARE INC Stock | call | 648,400 | $139M | +98,400 |
| MSMORGAN STANLEY COM | call | 854,500 | $136M | +672,500 |
| CRCLCIRCLE INTERNET GROUP INC COM CL A | put | 1,020,500 | $135M | new |
| CNQCANADIAN NAT RES LTD MED TER Stock | call | 4,199,000 | $134M | +1,771,500 |
| ORCLORACLE CORP COM | call | 467,000 | $131M | -145,700 |
| SOFISOFI TECHNOLOGIES INC Stock | put | 4,921,600 | $130M | +4,893,000 |
| GOOGLALPHABET INC COM | put | 525,600 | $128M | +71,900 |
| GSGOLDMAN SACHS GROUP INC COM | call | 158,300 | $126M | +98,300 |
| JPMJPMORGAN CHASE & CO COM | call | 398,500 | $126M | +30,000 |
| NFLXNETFLIX INC. COM | call | 99,400 | $119M | +9,400 |
| FXIISHARES TR CHINA LG-CAP ETF | put | 2,875,200 | $118M | +1,175,000 |
| RYROYAL BK CDA Stock | call | 801,000 | $118M | +400,000 |
| JPMJPMORGAN CHASE & CO COM | put | 373,500 | $118M | +95,000 |
| SMHVANECK ETF TRUST COM | put | 334,500 | $109M | +222,400 |
| JNJJOHNSON & JOHNSON COM | call | 580,800 | $108M | +70,800 |
| HDHOME DEPOT INC COM | call | 265,000 | $107M | +165,000 |
| EEMISHARES TR MSCI EMG MKT ETF | put | 1,860,100 | $99.3M | +835,900 |
| GEGE AEROSPACE COM | call | 315,000 | $94.8M | +314,700 |
| PBAPEMBINA PIPELINE CORP Stock | put | 2,310,700 | $93.5M | +425,000 |
| APPAPPLOVIN CORP Stock | call | 130,000 | $93.4M | new |
| GLDSPDR GOLD TR GOLD SHS | call | 257,100 | $91.4M | +7,400 |
| INTUINTUIT COM | call | 132,500 | $90.5M | 0 |
| BACBANK OF AMER CORP COM | call | 1,716,600 | $88.6M | +1,586,600 |
| CVECENOVUS ENERGY INC COM | put | 4,961,800 | $84.3M | +1,956,800 |
| TXNTEXAS INSTRS INC COM | call | 450,000 | $82.7M | -75,000 |
| AAPLAPPLE INC COM | put | 319,900 | $81.5M | +225,700 |
| AMZNAMAZON COM INC COM | put | 370,800 | $81.4M | +95,000 |
| TECKTECK RESOURCES LTD Stock | call | 1,845,200 | $81M | +1,669,800 |
| NETCLOUDFLARE INC Stock | put | 358,900 | $77M | +76,400 |
| ENBENBRIDGE INC Stock | call | 1,526,000 | $77M | +261,100 |
| LLYELI LILLY & CO COM | call | 100,000 | $76.3M | 0 |
| FTSFORTIS INC COM | put | 1,500,000 | $76.1M | +1,000,000 |
| CCITIGROUP INC COM | put | 741,000 | $75.2M | -35,500 |
| EEMISHARES TR MSCI EMG MKT ETF | call | 1,390,500 | $74.3M | +1,085,900 |
| HOODROBINHOOD MKTS INC COM | call | 515,000 | $73.7M | new |
| PGPROCTER & GAMBLE CO COM | call | 458,000 | $70.4M | new |
| MSFTMICROSOFT CORP COM | put | 135,300 | $70.1M | -100 |
| BXBLACKSTONE INC COM | call | 403,300 | $68.9M | +203,300 |
| BURLBURLINGTON STORES INC Stock | put | 259,400 | $66M | new |
| CCITIGROUP INC COM | call | 648,900 | $65.9M | +164,300 |
| TUTELUS CORPORATION Stock | call | 4,173,000 | $65.8M | +62,300 |
| APHAMPHENOL CORP COM | call | 500,000 | $61.9M | new |
| FXIISHARES TR CHINA LG-CAP ETF | call | 1,500,200 | $61.7M | -200,000 |
| AEMAGNICO EAGLE MINES LTD Stock | call | 360,300 | $60.7M | +40,600 |
| AMDADVANCED MICRO DEVICES INC COM | call | 363,500 | $58.8M | -65,000 |
| METAMETA PLATFORMS INC COM | call | 77,800 | $57.1M | -290,000 |
| CCJCAMECO CORP Stock | call | 671,100 | $56.3M | -29,100 |
| MSMORGAN STANLEY COM | put | 348,900 | $55.5M | +67,000 |
| AMDADVANCED MICRO DEVICES INC COM | put | 339,800 | $55M | -226,600 |
| EFAISHARES TR MSCI EAFE ETF | call | 587,800 | $54.9M | -47,400 |
| GPNGLOBAL PMTS INC COM | call | 624,600 | $51.9M | +150,000 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 142. All 142
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PENNYMAC CORPPENNYMAC CORP NOTE 5.500% 3/1 | principal | 51,050,000 | $51M | +47,000 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 27,674,000 | $30.7M | new |
| WELLS FARGO & COWELLS FARGO & CO PERP PFD CNV A | principal | 18,417 | $22.7M | +2,545 |
| SOUTHERN COSOUTHERN CO NOTE 3.875%12/1 | principal | 19,303,000 | $21.7M | +2,225,000 |
| AEROVIRONMENT INCAEROVIRONMENT INC NOTE 7/1 | principal | 15,244,000 | $18.9M | new |
| SNOWFLAKE INCSNOWFLAKE INC NOTE 10/0 | principal | 12,425,000 | $18.9M | new |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 17,774,500 | $18.4M | +304,000 |
| KOSMOS ENERGY LTDKOSMOS ENERGY LTD NOTE 3.125% 3/1 | principal | 14,000,000 | $13.9M | 0 |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 12,327,000 | $12.3M | +1,302,000 |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1 | principal | 7,994,000 | $11M | +1,057,000 |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 6,262,000 | $8.9M | -7,963,000 |
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD NOTE 0.500% 6/0 | principal | 4,527,000 | $8.34M | -11,713,000 |
| EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1 | principal | 7,692,000 | $7.77M | -3,388,000 |
| ITRON INCITRON INC NOTE 3/1 | principal | 6,889,000 | $7.3M | +4,263,000 |
| FLUOR CORPFLUOR CORP NOTE 1.125% 8/1 | principal | 6,046,000 | $7.17M | +1,891,000 |
| Shopify IncShopify Inc Convertible bond | principal | 6,493,000 | $6.84M | +312,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 6,689,000 | $6.4M | -957,000 |
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 7,009,000 | $6.39M | +5,899,000 |
| PG&E CORPPG&E CORP NOTE 4.250%12/0 | principal | 5,969,000 | $6.04M | -2,973,000 |
| SEA LTDSEA LTD NOTE 2.375%12/0 | principal | 3,000,000 | $6.02M | 0 |
| TYLER TECHNOLOGIES INCTYLER TECHNOLOGIES INC NOTE 0.250% 3/1 | principal | 5,276,000 | $5.85M | +3,750,000 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 5,529,000 | $5.74M | +5,524,000 |
| BANK OF AMER CORPBANK OF AMER CORP 7.25%CNV PFD L | principal | 4,336 | $5.55M | -257 |
| REDWOOD TRUST INCREDWOOD TRUST INC Convertible | principal | 5,332,000 | $5.33M | -383,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 | principal | 3,186,000 | $5.17M | -852,000 |
| BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1 | principal | 5,104,000 | $5.03M | +1,011,000 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 3,992,000 | $4.97M | +446,000 |
| ENOVIS CORPORATIONENOVIS CORPORATION NOTE 3.875%10/1 | principal | 5,036,000 | $4.95M | +2,679,000 |
| PROGRESS SOFTWARE CORPPROGRESS SOFTWARE CORP NOTE 1.000% 4/1 | principal | 4,871,000 | $4.86M | new |
| MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1 | principal | 4,724,000 | $4.53M | +2,892,000 |
| GLOBAL PMTS INCGLOBAL PMTS INC NOTE 1.500% 3/0 | principal | 4,834,000 | $4.42M | +1,048,000 |
| SNAP INCSNAP INC NOTE 5/0 | principal | 4,700,000 | $4.28M | 0 |
| BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0 | principal | 4,538,000 | $4.27M | +500,000 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 3,952,000 | $4.23M | +3,042,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 4,452,000 | $4.16M | 0 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 4,240,000 | $4.03M | 0 |
| WORKIVA INCWORKIVA INC NOTE 1.250% 8/1 | principal | 3,896,000 | $3.84M | +2,829,000 |
| JBT MAREL CORPORATIONJBT MAREL CORPORATION NOTE 0.250% 5/1 | principal | 3,797,000 | $3.82M | +131,000 |
| VERINT SYSTEMS INCVERINT SYSTEMS INC BOND | principal | 3,746,000 | $3.68M | +2,774,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.750% 6/0 | principal | 3,653,000 | $3.54M | -2,930,000 |
| ZIFF DAVIS INCZIFF DAVIS INC NOTE 1.75% 11/01/2026 | principal | 3,597,000 | $3.48M | -1,193,000 |
| UPSTART HLDGS INCUPSTART HLDGS INC NOTE 0.250% 8/1 | principal | 3,670,000 | $3.48M | -650,000 |
| Dropbox IncDropbox Inc Convertible bond | principal | 3,476,000 | $3.43M | -2,658,000 |
| WESTERN DIGITAL CORPWESTERN DIGITAL CORP NOTE 3.000%11/1 | principal | 1,029,000 | $3.3M | -1,300,000 |
| RAPID7 INCRAPID7 INC NOTE 1.250% 3/1 | principal | 3,630,000 | $3.27M | +1,130,000 |
| SNOWFLAKE INCSNOWFLAKE INC NOTE 10/0 | principal | 2,000,000 | $3.13M | new |
| DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNV | principal | 3,290,000 | $3.1M | 0 |
| AIRBNB INCAIRBNB INC CLASS A | principal | 3,085,000 | $3.02M | +285,000 |
| PEABODY ENGR CORPPEABODY ENGR CORP NOTE 3.250% 3/0 | principal | 1,893,000 | $2.84M | new |
| MARRIOTT VACATION WORLDWMARRIOTT VACATION WORLDW NOTE 1/1 | principal | 2,473,000 | $2.43M | -6,106,000 |
| LYFT INCLYFT INC Convertible | principal | 1,616,000 | $2.09M | -2,411,000 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 1,610,000 | $1.97M | -18,491,000 |
| AMPHASTAR PHARMACEUTICALS INAMPHASTAR PHARMACEUTICALS IN NOTE 2.000% 3/1 | principal | 2,118,000 | $1.93M | new |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 1,748,000 | $1.86M | -369,000 |
| CHEFS WHSE INCCHEFS WHSE INC NOTE 2.375%12/1 | principal | 1,200,000 | $1.73M | 0 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1 | principal | 1,827,000 | $1.71M | -400,000 |
| ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond | principal | 1,226,000 | $1.63M | -677,000 |
| RWT HLDGS INCRWT HLDGS INC NOTE 5.750%10/0 | principal | 1,605,000 | $1.6M | new |
| LIVANOVA PLCLIVANOVA PLC NOTE 2.500% 3/1 | principal | 1,405,000 | $1.51M | +62,000 |
| SPECTRUM BRANDS INCSPECTRUM BRANDS INC Convertible Bond | principal | 1,571,000 | $1.46M | -3,209,000 |
| ALARM.COM HLDGS INCALARM.COM HLDGS INC NOTE 1/1 | principal | 1,363,000 | $1.34M | -1,116,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1 | principal | 855,000 | $1.19M | new |
| ZYNEX INCZYNEX INC NOTE 5.000% 5/1 | principal | 2,000,000 | $1.14M | 0 |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC NOTE 3.500% 3/0 | principal | 1,000,000 | $1.02M | new |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 1,007,000 | $1.02M | -3,000,000 |
| BLACKLINE INCBLACKLINE INC NOTE 1.000% 6/0 | principal | 985,000 | $1.02M | -3,965,000 |
| BLOCK INCBLOCK INC NOTE 5/0 | principal | 1,050,000 | $1.02M | 0 |
| ZIFF DAVIS INCZIFF DAVIS INC DEBT 3.625% 3/0 | principal | 1,000,000 | $964K | 0 |
| STRATEGY INCSTRATEGY INC NOTE 2.250% 6/1 | principal | 515,000 | $917K | 0 |
| JD.COM INCJD.COM INC NOTE 0.250% 6/0 | principal | 850,000 | $914K | -3,901,000 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 1,000,000 | $894K | -2,741,000 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 770,000 | $764K | -12,171,000 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 662,000 | $635K | -1,529,000 |
| WEC ENERGY GROUP INCWEC ENERGY GROUP INC NOTE 4.375% 6/0 | principal | 523,000 | $627K | new |
| MKS INC.MKS INC. NOTE 1.250% 6/0 | principal | 565,000 | $619K | -2,476,000 |
| VARONIS SYS INCVARONIS SYS INC NOTE 1.000% 9/1 | principal | 640,000 | $582K | new |
| BLOCK INCBLOCK INC NOTE 0.250%11/0 | principal | 635,000 | $578K | 0 |
| SHIFT4 PMTS INCSHIFT4 PMTS INC NOTE 0.500% 8/0 | principal | 580,000 | $575K | +555,000 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 | principal | 549,000 | $521K | -2,635,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 | principal | 320,000 | $451K | -1,436,000 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC NOTE 2.500% 3/1 | principal | 286,000 | $401K | -1,690,000 |
| IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN NOTE 4/0 | principal | 313,000 | $385K | -1,670,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 295,000 | $381K | -1,490,000 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 329,000 | $324K | -7,785,000 |
| FIVE9 INCFIVE9 INC CNV | principal | 360,000 | $319K | new |
| NUTANIX INCNUTANIX INC Convertible | principal | 230,000 | $316K | 0 |
| XOMETRY INCXOMETRY INC NOTE 1.000% 2/0 | principal | 273,000 | $313K | new |
| LI AUTO INCLI AUTO INC NOTE 0.250% 5/0 | principal | 260,000 | $298K | new |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0 | principal | 239,000 | $273K | -1,861,000 |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 254,000 | $261K | -1,321,000 |
| INTEGER HLDGS CORPINTEGER HLDGS CORP NOTE 2.125% 2/1 | principal | 200,000 | $255K | 0 |
| UGI CORP NEWUGI CORP NEW NOTE 5.000% 6/0 | principal | 193,000 | $247K | -1,132,000 |
| BAPRABOEING CO DEP CONV PFD A | principal | 3,443 | $239K | -761 |
| NEXTERA ENERGY CAP HLDGS INCNEXTERA ENERGY CAP HLDGS INC NOTE 3.000% 3/0 | principal | 200,000 | $237K | -1,135,000 |
| ITRON INCITRON INC NOTE 1.375% 7/1 | principal | 200,000 | $229K | new |
| GUARDANT HEALTH INCGUARDANT HEALTH INC DEBT 1.250% 2/1 | principal | 150,000 | $192K | -985,000 |
| LANTHEUS HLDGS INCLANTHEUS HLDGS INC Convertible | principal | 182,000 | $191K | -843,000 |
| EPR PPTYSEPR PPTYS PFD C CV 5.75% | principal | 7,272 | $185K | +1,925 |
| REPLIGEN CORPREPLIGEN CORP NOTE 1.000%12/1 | principal | 174,000 | $176K | -724,000 |
| HAEMONETICS CORP MASSHAEMONETICS CORP MASS NOTE 2.500% 6/0 | principal | 185,000 | $171K | -857,000 |
Sold out in Q3 2025
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ANSYS INCANSYS INC | 758,770 | $266M | shares |
| AZEK CO INCAZEK CO INC | 2,178,085 | $118M | shares |
| SKXSKECHERS U S A INC | 1,591,689 | $100M | shares |
| NOWSERVICENOW INC | 94,000 | $96.6M | call |
| HESS CORPHESS CORP | 688,314 | $95.4M | shares |
| PARAMOUNT GLOBALPARAMOUNT GLOBAL | 4,258,623 | $54.9M | shares |
| ADPAUTOMATIC DATA PROCESSING IN | 175,000 | $54M | call |
| MAG SILVER CORPMAG SILVER CORP | 2,015,863 | $42.6M | shares |
| SYKSTRYKER CORPORATION | 100,000 | $39.6M | call |
| WMWASTE MGMT INC DEL | 170,000 | $38.9M | call |
| JUNIPER NETWORKS INCJUNIPER NETWORKS INC | 961,166 | $38.4M | shares |
| CDNSCADENCE DESIGN SYSTEM INC | 120,000 | $37M | call |
| COPCONOCOPHILLIPS | 344,000 | $30.9M | call |
| TMOTHERMO FISHER SCIENTIFIC INC | 75,000 | $30.4M | call |
| CHAMPIONX CORPORATIONCHAMPIONX CORPORATION | 1,115,589 | $27.7M | shares |
| MRKMERCK & CO INC | 350,000 | $27.7M | call |
| SPRINGWORKS THERAPEUTICS INCSPRINGWORKS THERAPEUTICS INC | 585,122 | $27.5M | shares |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC | 19,173,000 | $25M | principal |
| VIPER ENERGY INC-CL AVIPER ENERGY INC-CL A | 591,584 | $22.6M | shares |
| AMEDISYS INCAMEDISYS INC | 187,627 | $18.5M | shares |
| WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC | 1,583,088 | $18.2M | shares |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC | 11,280,000 | $17.4M | principal |
| AIGAMERICAN INTL GROUP INC | 200,000 | $17.1M | call |
| HALHALLIBURTON CO | 800,000 | $16.3M | put |
| CEGCONSTELLATION ENERGY CORP | 46,700 | $15.1M | put |
| AUANGLOGOLD ASHANTI PLC | 320,000 | $14.6M | call |
| SOUTHSTATE BANK CORPSOUTHSTATE BANK CORP | 142,436 | $13.1M | shares |
| TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEW | 504,685 | $13M | shares |
| DUN & BRADSTREET HLDGS INCDUN & BRADSTREET HLDGS INC | 1,419,470 | $12.9M | shares |
| TLNTALEN ENERGY CORP | 40,000 | $11.6M | put |
| VICIVICI PPTYS INC | 343,500 | $11.2M | call |
| ETNEATON CORP PLC | 30,000 | $10.7M | put |
| PHPARKER-HANNIFIN CORP | 15,000 | $10.5M | call |
| GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTD | 1,346,229 | $9.85M | shares |
| SMART GLOBAL HLDGS INCSMART GLOBAL HLDGS INC | 488,828 | $9.68M | shares |
| CEGCONSTELLATION ENERGY CORP | 28,000 | $9.04M | call |
| UPSUNITED PARCEL SVCS INC | 80,000 | $8.07M | call |
| LUCID GROUP INCLUCID GROUP INC | 3,797,070 | $8.01M | shares |
| RIVNRIVIAN AUTOMOTIVE INC | 540,000 | $7.42M | call |
| CRMSALESFORCE INC | 25,000 | $6.82M | call |
| James Hardie Industries PLCJames Hardie Industries PLC | 246,671 | $6.63M | shares |
| EGOELDORADO GOLD CORP NEW | 288,300 | $5.86M | call |
| NV5 HOLDINGS, INCNV5 HOLDINGS, INC | 250,073 | $5.77M | shares |
| VSTVISTRA CORP | 28,000 | $5.43M | put |
| GEVGE VERNOVA INC | 10,000 | $5.29M | call |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 3,865,000 | $5.14M | principal |
| BNBROOKFIELD CORP | 75,000 | $4.64M | call |
| TRIPTRIPADVISOR INC | 350,000 | $4.57M | call |
| SRESEMPRA | 53,000 | $4.02M | put |
| Couchbase IncCouchbase Inc | 163,811 | $3.99M | shares |
| AAGILENT TECHNOLOGIES INC | 30,000 | $3.54M | put |
| RGLDROYAL GOLD INC | 19,600 | $3.49M | call |
| RDDTREDDIT INC | 22,400 | $3.37M | call |
| NICE LTDNICE LTD | 3,412,000 | $3.36M | principal |
| GRMNGARMIN LTD | 15,000 | $3.13M | put |
| AGIALAMOS GOLD INC | 115,600 | $3.07M | put |
| NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME | 128,390 | $2.67M | shares |
| SITIO ROYALTIES CORPSITIO ROYALTIES CORP | 144,533 | $2.66M | shares |
| FLYYSPIRIT AVIATION HLDGS INC COM( | 530,158 | $2.65M | shares |
| ORLAORLA MNG LTD NEW | 260,000 | $2.6M | call |
| REDFIN CORPREDFIN CORP | 220,236 | $2.46M | shares |
| AONAON PLC | 6,600 | $2.35M | call |
| ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC | 1,743,000 | $2.25M | principal |
| NXTNEXTPOWER INC | 38,700 | $2.1M | put |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C | 2,002,000 | $1.98M | principal |
| MIRUM PHARMACEUTICALS INCMIRUM PHARMACEUTICALS INC | 1,103,000 | $1.96M | principal |
| BYDBOYD GAMING CORP | 24,900 | $1.95M | call |
| WABWABTEC | 9,300 | $1.95M | call |
| ITEOS THERAPEUTICS INCITEOS THERAPEUTICS INC | 185,760 | $1.85M | shares |
| EVYMMORGAN STANLEY ETF TRUST | 38,200 | $1.85M | shares |
| GLOBAL MED REIT INCGLOBAL MED REIT INC | 245,299 | $1.7M | shares |
| LUCID GROUP INCLUCID GROUP INC | 800,000 | $1.69M | call |
| NRGNRG ENERGY INC | 10,000 | $1.61M | put |
| NRGNRG ENERGY INC | 10,000 | $1.61M | call |
| IMOIMPERIAL OIL LTD | 20,000 | $1.59M | put |
| ONON SEMICONDUCTOR CORP | 30,000 | $1.57M | put |
| GMS INCGMS INC | 14,300 | $1.56M | shares |
| PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME | 183,622 | $1.52M | shares |
| PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME | 162,521 | $1.49M | shares |
| MCHPMICROCHIP TECHNOLOGY INC. | 20,000 | $1.41M | put |
| WK KELLOGG COWK KELLOGG CO | 85,341 | $1.36M | shares |
| PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INC | 61,644 | $1.3M | shares |
| CONMED CORPCONMED CORP | 1,295,000 | $1.23M | principal |
| PIONEER MUN HIGH INCOME OPPOPIONEER MUN HIGH INCOME OPPO | 103,000 | $1.22M | shares |
| AMTAMERICAN TOWER CORP | 5,400 | $1.19M | call |
| WBDWARNER BROS DISCOVERY INC | 100,000 | $1.15M | call |
| BCLOBLACKROCK ETF TRUST II | 22,185 | $1.11M | shares |
| TRITHOMSON REUTERS CORP | 5,000 | $1.01M | call |
| SPARTANNASH COSPARTANNASH CO | 37,965 | $1M | shares |
| CYTOKINETICS INCCYTOKINETICS INC | 908,000 | $966K | principal |
| PIMCO MUN INCOME FDPIMCO MUN INCOME FD | 116,866 | $933K | shares |
| ENSTAR GROUP LIMITEDENSTAR GROUP LIMITED | 2,748 | $925K | shares |
| ADPAUTOMATIC DATA PROCESSING IN | 2,900 | $894K | put |
| TMFDIREXION SHARES ETF TRUST | 22,498 | $883K | shares |
| BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP | 6,712 | $861K | shares |
| MIDDLEBY CORPMIDDLEBY CORP | 755,000 | $847K | principal |
| DIVIFRANKLIN TEMPLETON ETF TR | 23,157 | $825K | shares |
| OSCVETF SER SOLUTIONS | 21,641 | $781K | shares |
| UNITI GROUP INCUNITI GROUP INC | 180,521 | $780K | shares |
| GRAFTECH INTL LTDGRAFTECH INTL LTD | 800,963 | $779K | shares |
| SUNRISE COMMUNICATIONS AGSUNRISE COMMUNICATIONS AG | 13,426 | $759K | shares |
| LEGG MASON ETF INVTLEGG MASON ETF INVT | 36,052 | $729K | shares |
| MERITAGE HOMES CORPMERITAGE HOMES CORP | 708,000 | $689K | principal |
| PROGRESS SOFTWARE CORPPROGRESS SOFTWARE CORP | 525,000 | $607K | principal |
| INTERDIGITAL INCINTERDIGITAL INC | 200,000 | $595K | principal |
| EVERI HLDGS INCEVERI HLDGS INC | 39,631 | $564K | shares |
| FYEEFIDELITY GREENWOOD STREET TR | 19,782 | $520K | shares |
| ROOKLINE BANCORP INC DELROOKLINE BANCORP INC DEL | 49,189 | $519K | shares |
| LQDISHARES TR | 4,600 | $504K | call |
| COHENCIRCLEACQUISITIONCORCOHENCIRCLEACQUISITIONCOR | 45,000 | $494K | shares |
| PSXPHILLIPS 66 | 4,000 | $477K | call |
| FOOT LOCKER INCFOOT LOCKER INC | 19,425 | $476K | shares |
| AUANGLOGOLD ASHANTI PLC | 10,000 | $456K | put |
| OLO INCOLO INC | 48,505 | $431K | shares |
| E2OPEN PARENT HOLDINGS INCE2OPEN PARENT HOLDINGS INC | 126,451 | $408K | shares |
| BLUWUBLUE WTR ACQUISITION CORP. I | 39,842 | $399K | shares |
| PIMCO MUN INCOME FD IIIPIMCO MUN INCOME FD III | 53,871 | $370K | shares |
| CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INC | 511,324 | $359K | shares |
| ENTERPRISE BANCORP INC MASS…ENTERPRISE BANCORP INC MASS COM | 8,453 | $335K | shares |
| FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC | 7,429 | $326K | shares |
| EROERO COPPER CORP | 19,000 | $320K | call |
| ENPHENPHASE ENERGY INC | 8,000 | $317K | call |
| CXDOCREXENDO INC | 51,587 | $313K | shares |
| BOILPROSHARES TR II | 6,735 | $310K | shares |
| AXRAMREP CORP | 14,390 | $301K | shares |
| SGASAGA COMMUNICATIONS INC | 21,400 | $278K | shares |
| EINCVANECK ETF TRUST | 2,787 | $275K | shares |
| PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC | 33,771 | $273K | shares |
| FONRFONAR CORP | 17,700 | $265K | shares |
| BDLFLANIGANS ENTERPRISES INC | 7,000 | $243K | shares |
| NCSMNCS MULTISTAGE HLDGS INC | 8,000 | $236K | shares |
| COLDAMERICOLD REALTY TRUST INC | 13,500 | $225K | put |
| JVACOFFEE HLDG CO INC | 52,000 | $225K | shares |
| LOANMANHATTAN BRDG CAP INC | 38,700 | $212K | shares |
| MAG SILVER CORPMAG SILVER CORP | 10,000 | $211K | call |
| FDIVEA SERIES TRUST | 7,954 | $207K | shares |
| CALLAWAY GOLF COCALLAWAY GOLF CO | 209,000 | $203K | principal |
| BACCUBLUE ACQUISITION CORP. | 20,000 | $201K | shares |
| GIFIGULF ISLAND FABRICATION INC | 30,000 | $200K | shares |
| LWACULIGHTWAVE ACQUISITION CORP | 19,800 | $199K | shares |
| PBSEPGIM ROCK ETF TR | 7,172 | $199K | shares |
| KAZRSKYLINE BLDRS GROUP HLDG LTD | 15,675 | $198K | shares |
| ESGGFLEXSHARES TR | 1,029 | $193K | shares |
| Vivid Seats IncVivid Seats Inc | 110,145 | $187K | shares |
| SRPTSAREPTA THERAPEUTICS INC | 10,800 | $185K | put |
| SLNGSTABILIS SOLUTIONS INC | 37,000 | $176K | shares |
| VERVE THERAPEUTICS INCVERVE THERAPEUTICS INC | 15,615 | $176K | shares |
| SCHNITZER STEEL INDUSTRIES …SCHNITZER STEEL INDUSTRIES INC | 5,876 | $175K | shares |
| SOUTHERN STS BANCSHARES INC…SOUTHERN STS BANCSHARES INC COM | 4,802 | $175K | shares |
| PBFBPGIM ROCK ETF TR | 6,062 | $173K | shares |
| FCCOFIRST CMNTY CORP S C | 6,796 | $166K | shares |
| FEMYFEMASYS INC | 163,034 | $157K | shares |
| PENNS WOODS BANCORP INCPENNS WOODS BANCORP INC | 5,168 | $157K | shares |
| PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC | 24,861 | $155K | shares |
| FLEXSHARES TRFLEXSHARES TR | 4,725 | $154K | shares |
| BKDVBNY MELLON ETF TRUST II | 5,737 | $153K | shares |
| NEXTERA ENERGY INCNEXTERA ENERGY INC | 3,808 | $151K | principal |
| RSBATIDAL TRUST II | 6,992 | $147K | shares |
| ESSA BANCORP INC COMESSA BANCORP INC COM | 7,449 | $145K | shares |
| PVIINVESCO EXCH TRADED FD TR II | 5,655 | $140K | shares |
| PIONEER DIVERSIFIED HIGH IN…PIONEER DIVERSIFIED HIGH INCOM | 11,147 | $139K | shares |
| BALTINNOVATOR ETFS TRUST | 4,340 | $139K | shares |
| PIEDMONT LITHIUM INCPIEDMONT LITHIUM INC | 23,923 | $139K | shares |
| SRTSSENSUS HEALTHCARE INC | 29,100 | $138K | shares |
| FATNFATPIPE INC UT | 14,000 | $138K | shares |
| PROVPROVIDENT FINL HLDGS INC | 8,706 | $135K | shares |
| CODACODA OCTOPUS GROUP INC | 16,151 | $132K | shares |
| MXCMEXCO ENERGY CORP | 14,670 | $130K | shares |
| AENTALLIANCE ENTERTAINMENT HOLDI | 34,000 | $128K | shares |
| LEADSIREN ETF TR | 1,734 | $125K | shares |
| DMXUDBX ETF TR | 3,667 | $124K | shares |
| NBSMNEUBERGER BERMAN ETF TRUST | 4,909 | $123K | shares |
| FiscalNote Holdings IncFiscalNote Holdings Inc | 228,472 | $122K | shares |
| PLDRPUTNAM ETF TRUST | 3,439 | $116K | shares |
| AFKVANECK ETF TRUST | 5,743 | $115K | shares |
| NSYSNORTECH SYS INC | 12,900 | $115K | shares |
| RDCMRADCOM LTD | 8,330 | $113K | shares |
| D-WAVE QUANTUM INCD-WAVE QUANTUM INC | 12,476 | $112K | shares |
| EIXEDISON INTL | 2,100 | $108K | put |
| TLFTANDY LEATHER FACTORY INC | 34,000 | $105K | shares |
| VNCEVINCE HLDG CORP | 72,000 | $104K | shares |
| VXRTVAXART INC COM NEW (DE) | 223,866 | $101K | shares |
| BANXARROWMARK FINANCIAL CORP | 4,804 | $101K | shares |
| FIGXUFIGX CAP ACQUISITION CORP. | 10,000 | $100K | shares |
| UNHUNITEDHEALTH GROUP INC | 300 | $94K | put |
| SKYCHAMPION HOMES INC | 1,500 | $94K | put |
| EEAEUROPEAN EQUITY FD INC | 8,498 | $87K | shares |
| THRDTHIRD HARMONIC BIO INC | 15,699 | $85K | shares |
| BWENBROADWIND INC | 45,400 | $82K | shares |
| ELANELANCO ANIMAL HEALTH INC | 5,700 | $81K | put |
| KPLTKATAPULT HOLDINGS INC | 10,144 | $81K | shares |
| DINOHF SINCLAIR CORP | 1,800 | $74K | put |
| CARRCARRIER GLOBAL CORPORATION | 1,000 | $73K | put |
| ProKidney CorpProKidney Corp | 119,653 | $71K | shares |
| SYYSYSCO CORP | 900 | $68K | put |
| SADOT GROUP INCSADOT GROUP INC | 49,800 | $66K | shares |
| OMCOMNICOM GROUP INC | 900 | $65K | put |
| PARAMOUNT GLOBALPARAMOUNT GLOBAL | 2,827 | $65K | shares |
| GLOBAL X FDSGLOBAL X FDS | 6,654 | $65K | shares |
| OXYOCCIDENTAL PETE CORP | 1,500 | $63K | put |
| PTNMPITANIUM LTD | 8,582 | $63K | shares |
| GISGENERAL MILLS INC | 1,200 | $62K | put |
| THE SHYFT GROUPTHE SHYFT GROUP | 4,779 | $61K | shares |
| GLOBAL X FDSGLOBAL X FDS | 5,605 | $61K | shares |
| PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC | 11,109 | $60K | shares |
| SFEBFIRST TR EXCHNG TRADED FD VI | 2,700 | $58K | shares |
| OCTPPGIM ROCK ETF TR | 2,046 | $58K | shares |
| HOGHARLEY DAVIDSON INC | 2,400 | $57K | put |
| NWLGNUSHARES ETF TR | 1,575 | $57K | shares |
| MMACYS INC | 4,800 | $56K | put |
| KHCKRAFT HEINZ CO | 2,100 | $54K | put |
| SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC | 5,879 | $53K | shares |
| GLOBAL X FDSGLOBAL X FDS | 6,231 | $53K | shares |
| NBOSNEUBERGER BERMAN ETF TRUST | 1,953 | $51K | shares |
| CECELANESE CORP DEL | 900 | $50K | put |
| MAGAETF SER SOLUTIONS | 1,000 | $50K | shares |
| PALCPACER FDS TR | 1,007 | $50K | shares |
| CAGCONAGRA BRANDS INC | 2,400 | $49K | put |
| Leslie's IncLeslie's Inc | 111,068 | $47K | shares |
| AVIVAMERICAN CENTY ETF TR | 741 | $46K | shares |
| PEVERPURE INC | 800 | $46K | call |
| WOLFSPEED INCWOLFSPEED INC | 113,164 | $45K | shares |
| IGM BIOSCIENCES INCIGM BIOSCIENCES INC | 40,728 | $45K | shares |
| KSSKOHLS CORP | 5,100 | $43K | put |
| EMCSDBX ETF TR | 1,392 | $43K | shares |
| NNVCNANOVIRICIDES INC | 30,535 | $43K | shares |
| QARPDBX ETF TR | 785 | $42K | shares |
| VNSENATIXIS ETF TRUST II | 1,137 | $41K | shares |
| EALTINNOVATOR ETFS TRUST | 1,253 | $41K | shares |
| DOWDOW HLDGS INC | 1,500 | $40K | put |
| TBUXT ROWE PRICE EXCHANGE-TRADED | 803 | $40K | shares |
| PENNYMAC CORPPENNYMAC CORP | 40,000 | $40K | principal |
| CONNECT BIOPHARMA HLDGS LTDCONNECT BIOPHARMA HLDGS LTD | 40,400 | $40K | shares |
| XDQQINNOVATOR ETFS TRUST | 1,116 | $39K | shares |
| ARES MANAGEMENT CORPORATIONARES MANAGEMENT CORPORATION | 714 | $38K | principal |
| AMUBUBS AG LONDON BRANCH | 2,005 | $38K | shares |
| PIIPOLARIS INC | 900 | $37K | put |
| FTQIFIRST TR EXCHANGE TRADED FD | 1,875 | $37K | shares |
| AIFUAIFU INC | 6,057 | $37K | shares |
| HOOKHOOKIPA PHARMA INC COM NEW | 28,852 | $36K | shares |
| LYBLYONDELLBASELL INDUSTRIES NV | 600 | $35K | put |
| CVARETF OPPORTUNITIES TRUST | 1,310 | $35K | shares |
| INOZYME PHARMA INCINOZYME PHARMA INC | 8,948 | $35K | shares |
| NEENEXTERA ENERGY INC | 726 | $34K | principal |
| MRNAMODERNA INC | 1,200 | $33K | put |
| VLTINVESCO HIGH INCOME TR II | 3,000 | $33K | shares |
| BBPETFIS SER TR I | 571 | $33K | shares |
| QDTEROUNDHILL ETF TRUST | 900 | $32K | shares |
| GJUNFIRST TR EXCHNG TRADED FD VI | 843 | $32K | shares |
| LIMNLIMINATUS PHARMA INC. | 2,886 | $32K | shares |
| SAEFSCHWAB STRATEGIC TR | 1,254 | $32K | shares |
| NFLTETFIS SER TR I | 1,349 | $31K | shares |
| ARBOR REALTY TRUST INCARBOR REALTY TRUST INC | 30,000 | $30K | principal |
| MVOMV OIL TR | 5,000 | $29K | shares |
| FNGRFINGERMOTION INC | 13,600 | $28K | shares |
| GUSHDIREXION SHARES ETF TRUST | 1,200 | $27K | shares |
| MWYNMARWYNN HLDGS INC | 15,523 | $27K | shares |
| CDIOCARDIO DIAGNOSTICS HOLDGS IN | 7,500 | $27K | shares |
| NPFINUSHARES ETF TR | 1,000 | $26K | shares |
| BNDCFLEXSHARES TR | 1,134 | $25K | shares |
| FLMXFRANKLIN TEMPLETON ETF TR | 806 | $24K | shares |
| NRG ENERGY INCNRG ENERGY INC | 6,000 | $24K | principal |
| AMERICAS GOLD AND SILVER CORAMERICAS GOLD AND SILVER COR | 29,367 | $23K | shares |
| IMMXIMMIX BIOPHARMA INC | 11,168 | $23K | shares |
| NEENEXTERA ENERGY INC | 514 | $23K | principal |
| SPBCSIMPLIFY EXCHANGE TRADED FUN | 500 | $21K | shares |
| GLOBAL X FDSGLOBAL X FDS | 1,975 | $21K | shares |
| IKENA ONCOLOGY INCIKENA ONCOLOGY INC | 16,000 | $21K | shares |
| INVESTMENT MANAGERS SER TR IINVESTMENT MANAGERS SER TR I | 987 | $21K | shares |
| BJULINNOVATOR ETFS TRUST | 420 | $20K | shares |
| XBJAINNOVATOR ETFS TRUST | 630 | $19K | shares |
| ACGPASSOCIATED CAP GROUP INC CLASS | 502 | $19K | shares |
| COLOMBIERACQUISITIONCORPICOLOMBIERACQUISITIONCORPI | 1,275 | $19K | shares |
| OXFORD LANE CAP CORPOXFORD LANE CAP CORP | 4,268 | $18K | shares |
| YALAYALLA GROUP LTD | 2,744 | $18K | shares |
| PG&E CORPPG&E CORP | 490 | $18K | principal |
| SPROSPERO THERAPEUTICS INC | 5,739 | $17K | shares |
| THERATECHNOLOGIES INCTHERATECHNOLOGIES INC | 6,992 | $17K | shares |
| MATHMETALPHA TECHN HOLDING LTD | 5,000 | $16K | shares |
| CHINA AUTOMOTIVE SYS INCCHINA AUTOMOTIVE SYS INC | 4,000 | $16K | shares |
| ARKBARK 21SHARES BITCOIN ETF | 420 | $15K | shares |
| CCORLISTED FDS TR | 562 | $15K | shares |
| RENTRENT THE RUNWAY INC | 3,000 | $15K | shares |
| PLAYAGS INCPLAYAGS INC | 1,165 | $15K | shares |
| TIDAL TRUST IITIDAL TRUST II | 1,615 | $15K | shares |
| EDIBLE GARDEN AG INCEDIBLE GARDEN AG INC | 5,703 | $15K | shares |
| SOLARBANK CORPORATIONSOLARBANK CORPORATION | 9,389 | $15K | shares |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC | 20,000 | $14K | principal |
| ELCVSTRATEGY SHS | 542 | $14K | shares |
| PSCDINVESCO EXCH TRADED FD TR II | 144 | $14K | shares |
| APLUALLSPRING EXCHANGE TRADED FU | 562 | $14K | shares |
| CSCIFCOSCIENS BIOPHARMA INC COM (CA | 4,239 | $14K | shares |
| PTLNORTHERN LTS FD TR IV | 55 | $13K | shares |
| CORZZCORE SCIENTIFIC INC NEW | 781 | $13K | shares |
| INUVINUVO INC | 2,757 | $13K | shares |
| CARGO THERAPEUTICS INC COMCARGO THERAPEUTICS INC COM | 3,221 | $13K | shares |
| AFYAAFYA LTD | 635 | $11K | shares |
| GSR III ACQUISITION CORPGSR III ACQUISITION CORP | 1,000 | $11K | shares |
| BTSGBRIGHTSPRING HEALTH SVCS INC | 129 | $11K | principal |
| ADIVGUINNESS ATKINSON FDS | 600 | $11K | shares |
| PSCMINVESCO EXCH TRADED FD TR II | 164 | $11K | shares |
| NEW YORK LIFE INVESTMENTS ETNEW YORK LIFE INVESTMENTS ET | 350 | $11K | shares |
| IMTXIMMATICS N.V | 1,792 | $10K | shares |
| CORZWCORE SCIENTIFIC INC NEW | 938 | $10K | shares |
| WIX COM LTDWIX COM LTD | 10,000 | $10K | principal |
| VIGIL NEUROSCIENCE INCVIGIL NEUROSCIENCE INC | 1,290 | $10K | shares |
| BIOVIE INCBIOVIE INC | 10,500 | $10K | shares |
| GICGLOBAL INDUSTRIAL COMPANY | 328 | $9K | shares |
| JEMAJ P MORGAN EXCHANGE TRADED F | 214 | $9K | shares |
| CAOSEA SERIES TRUST | 98 | $9K | shares |
| CPSHCPS TECHNOLOGIES CORP | 3,422 | $9K | shares |
| FDTSFIRST TR EXCH TRD ALPHDX FD | 175 | $9K | shares |
| SCDVETF SER SOLUTIONS | 394 | $9K | shares |
| MBMASTERBEEF GROUP | 1,098 | $9K | shares |
| OLD POINT FINL CORPOLD POINT FINL CORP | 210 | $9K | shares |
| CXHMFS INVT GRADE MUN TR | 1,100 | $8K | shares |
| JSCPJ P MORGAN EXCHANGE TRADED F | 163 | $8K | shares |
| FITESPDR SERIES TRUST | 106 | $8K | shares |
| NVDYTIDAL TRUST II | 500 | $8K | shares |
| PHIOPHIO PHARMACEUTICALS CORP | 3,464 | $8K | shares |
| ATHIRA PHARMA INCATHIRA PHARMA INC | 27,156 | $8K | shares |
| PIMCO NEW YORK MUN INCMPIMCO NEW YORK MUN INCM | 1,500 | $8K | shares |
| BHCBAUSCH HEALTH COS INC | 1,000 | $7K | call |
| VTGNVISTAGEN THERAPEUTICS INC | 3,297 | $7K | shares |
| AGNGGLOBAL X FDS | 220 | $7K | shares |
| RCGRENN FD INC | 2,723 | $7K | shares |
| Y-mAbs Therapeutics IncY-mAbs Therapeutics Inc | 1,612 | $7K | shares |
| INSULET CORPINSULET CORP | 5,000 | $7K | principal |
| SIXOAIM ETF PRODUCTS TRUST | 193 | $6K | shares |
| OBORKRANESHARES TRUST | 270 | $6K | shares |
| CHART INDS INCCHART INDS INC | 98 | $6K | principal |
| XAUGFIRST TR EXCHNG TRADED FD VI | 145 | $5K | shares |
| NUVEEN CALIFORNIA SELECT TA…NUVEEN CALIFORNIA SELECT TAX-F | 350 | $5K | shares |
| IHYVANECK ETF TRUST | 209 | $5K | shares |
| RANDRAND CAP CORP | 300 | $5K | shares |
| SKYASKYAI INC | 843 | $5K | shares |
| DFDVDEFI DEVELOPMENT CORP | 217 | $5K | shares |
| RSSTTIDAL TRUST II | 221 | $5K | shares |
| ZVOLVOLATILITY SHS TR | 405 | $5K | shares |
| COLUMBUS CIRCLE CAP CORP. ICOLUMBUS CIRCLE CAP CORP. I | 500 | $5K | shares |
| BRIDGE INVT GROUP HLDGS INCBRIDGE INVT GROUP HLDGS INC | 543 | $5K | shares |
| LGL GROUP INCLGL GROUP INC | 8,600 | $5K | shares |
| GFSGLOBALFOUNDRIES INC | 100 | $4K | put |
| AFLGFIRST TR EXCHNG TRADED FD VI | 111 | $4K | shares |
| KNOPKNOT OFFSHORE PARTNERS LP | 597 | $4K | shares |
| BLCNSIREN ETF TR | 165 | $4K | shares |
| KSCPKNIGHTSCOPE INC | 880 | $4K | shares |
| FLSPFRANKLIN TEMPLETON ETF TR | 173 | $4K | shares |
| ASRVAMERISERV FINL INC | 1,200 | $4K | shares |
| MLSSMILESTONE SCIENTIFIC INC | 6,400 | $4K | shares |
| XAGELONGEVITY HEALTH HLDGS INC COM | 1,497 | $4K | shares |
| EMX RTY CORPEMX RTY CORP | 1,567 | $4K | shares |
| PCRBPUTNAM ETF TRUST | 76 | $4K | shares |
| GLOBAL X FDSGLOBAL X FDS | 617 | $4K | shares |
| BRF SABRF SA | 749 | $3K | shares |
| ANVSANNOVIS BIO INC | 1,564 | $3K | shares |
| ISBAISABELLA BK CORP | 98 | $3K | shares |
| MSTBETF SER SOLUTIONS | 87 | $3K | shares |
| FLDFOLD HLDGS INC | 628 | $3K | shares |
| NSPRINSPIREMD INC | 1,167 | $3K | shares |
| VFSVINFAST AUTO LTD | 965 | $3K | shares |
| IPXIPERIONX LTD | 100 | $3K | shares |
| MDAISPECTRAL AI INC | 1,389 | $3K | shares |
| Veru IncVeru Inc | 5,360 | $3K | shares |
| ModivCare IncModivCare Inc | 835 | $3K | shares |
| REVELATION BIOSCIENCES INC …REVELATION BIOSCIENCES INC COM NE… | 3,422 | $3K | shares |
| LIVEONE INCLIVEONE INC | 3,418 | $3K | shares |
| VERRICA PHARMACEUTICALS INCVERRICA PHARMACEUTICALS INC | 5,053 | $3K | shares |
| FLORA GROWTH CORP (US) OLDFLORA GROWTH CORP (US) OLD | 5,749 | $3K | shares |
| Greenpower Motor CoGreenpower Motor Co | 6,562 | $3K | shares |
| LMP CAP & INCOME FD INCLMP CAP & INCOME FD INC | 39,475 | $3K | shares |
| DEVVSTREAM CORPDEVVSTREAM CORP | 8,333 | $3K | shares |
| BRIACELL THERAPEUTICS CORPBRIACELL THERAPEUTICS CORP | 1,069 | $3K | shares |
| TLXTELIX PHARMACEUTICAL LTD | 141 | $2K | shares |
| WALLBOX NVWALLBOX NV | 6,792 | $2K | shares |
| TEOTELECOM ARGENTINA SA | 185 | $2K | shares |
| FINWFINWISE BANCORP | 125 | $2K | shares |
| AUDCAUDIOCODES LTD | 160 | $2K | shares |
| ISVLISHARES TR | 39 | $2K | shares |
| ECHOSTAR CORPECHOSTAR CORP | 1,787 | $2K | principal |
| HILLEVAX INCHILLEVAX INC | 805 | $2K | shares |
| ALVOWALVOTECH | 1,397 | $2K | shares |
| TISITEAM INC | 111 | $2K | shares |
| HAILSPDR SERIES TRUST | 66 | $2K | shares |
| BGMBGM GROUP LTD | 204 | $2K | shares |
| CHAUDIREXION SHARES ETF TRUST | 141 | $2K | shares |
| BITCBITWISE FUNDS TRUST | 42 | $2K | shares |
| BBAI/WSBIGBEAR AI HLDGS INC | 1,000 | $2K | shares |
| LANZATECH GLOBAL INCLANZATECH GLOBAL INC | 7,908 | $2K | shares |
| ICAD INCICAD INC | 627 | $2K | shares |
| AKOYA BIOSCIENCES INC COMAKOYA BIOSCIENCES INC COM | 1,486 | $2K | shares |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC | 2,000 | $2K | principal |
| LITPSPROTT FDS TR | 250 | $1K | shares |
| OSEAHARBOR ETF TRUST | 26 | $1K | shares |
| HTZWWHERTZ GLOBAL HLDGS INC | 335 | $1K | shares |
| CENTRAIS ELETRICAS BRASILEIRCENTRAIS ELETRICAS BRASILEIR | 80 | $1K | shares |
| FCTEETF OPPORTUNITIES TRUST | 56 | $1K | shares |
| RCMTRCM TECHNOLOGIES INC | 23 | $1K | shares |
| ASMBASSEMBLY BIOSCIENCES INC | 53 | $1K | shares |
| REREATRENEW INC | 301 | $1K | shares |
| BCDABRDN ETFS | 34 | $1K | shares |
| HTTHIGH TEMPLAR TECHNOLOGY LTD | 299 | $1K | shares |
| RTACWRENATUS TACTICAL ACQUIS | 500 | $1K | shares |
| OCSOCULIS HOLDING AG | 45 | $1K | shares |
| RMOPTIDAL TRUST III | 50 | $1K | shares |
| SPMCSOUND POINT MERIDIAN CAP INC | 51 | $1K | shares |
| ARES ACQUISITION CORP IIARES ACQUISITION CORP II | 100 | $1K | shares |
| GENERATION BIO COGENERATION BIO CO | 3,015 | $1K | shares |
| GEGGREAT ELM GROUP INC | 613 | $1K | shares |
| YBYUANBAO INC | 47 | $1K | shares |
| JAPNLISTED FDS TR | 45 | $1K | shares |
| CNBSAMPLIFY ETF TR | 35 | $1K | shares |
| DOGZDOGNESS INTL CORP | 40 | $1K | shares |
| SQQQProShares UltraPro Short QQQ | 30 | $1K | shares |
| TPICQTPI COMPOSITES INC COM | 1,350 | $1K | shares |
| AQUA METALS INC COM NEWAQUA METALS INC COM NEW | 1,722 | $1K | shares |
| GLOBAL BLUE GROUP HOLDING A…GLOBAL BLUE GROUP HOLDING AG ORD … | 68 | $1K | shares |
| ELEVATION ONCOLOGY INC COMELEVATION ONCOLOGY INC COM | 1,793 | $1K | shares |
| WFFWF HLDG LTD | 463 | $1K | shares |
| Next Technology Holding Inc…Next Technology Holding Inc (US) … | 351 | $1K | shares |
| SERVOTRONICS INCSERVOTRONICS INC | 27 | $1K | shares |
| ILLUMINA INC COMILLUMINA INC COM | 800 | $1K | shares |
| HIGHPEAK ENERGY INCHIGHPEAK ENERGY INC | 1,500 | $1K | shares |
| CLEARSIDE BIOMEDICAL INCCLEARSIDE BIOMEDICAL INC | 1,400 | $1K | shares |
| CALIDI BIOTHERAPEUTICS INCCALIDI BIOTHERAPEUTICS INC | 5,000 | $1K | shares |
| ASSET ENTITIES INCASSET ENTITIES INC | 175 | $1K | shares |
| QQQYTIDAL TRUST II | 3 | $0 | shares |
| WDTETIDAL TRUST II | 1 | $0 | shares |
| GPUSHYPERSCALE DATA INC | 250 | $0 | shares |
| SESCWSES AI CORPORATION | 33 | $0 | shares |
| OMEXODYSSEY MARINE EXPL INC | 397 | $0 | shares |
| XTIAXTI AEROSPACE INC | 20 | $0 | shares |
| CDXSIMPLIFY EXCHANGE TRADED FUN | 20 | $0 | shares |
| BOLDBOUNDLESS BIO INC | 97 | $0 | shares |
| GROWU S GLOBAL INVS INC | 40 | $0 | shares |
| NAIINATURAL ALTERNATIVES INTL IN | 27 | $0 | shares |
| BOTJBANK OF THE JAMES FINL GP IN | 2 | $0 | shares |
| BRAEMAR HOTELS & RESORTS INCBRAEMAR HOTELS & RESORTS INC | 17 | $0 | principal |
| HYPDHYPERION DEFI INC | 35 | $0 | shares |
| ANNAALEANNA INC | 5 | $0 | shares |
| AAPGASCENTAGE PHARMA GROUP INTL | 6 | $0 | shares |
| GFAIGUARDFORCE AI CO LTD | 130 | $0 | shares |
| SNGXSOLIGENIX INC | 250 | $0 | shares |
| LEDSSEMILEDS CORP | 30 | $0 | shares |
| UTSIUTSTARCOM HOLDINGS CORP | 83 | $0 | shares |
| CNETZW DATA ACTION TECHNOLOGS IN | 10 | $0 | shares |
| DJTWWTRUMP MEDIA & TECHNOLOGY GRO | 1 | $0 | shares |
| ITRMFITERUM THERAPEUTICS PLC | 5 | $0 | shares |
| VIVSVIVOSIM LABS INC | 8 | $0 | shares |
| ZYBTZHENGYE BIOTECHNOLOGY HLDG L | 34 | $0 | shares |
| Renovaro IncRenovaro Inc | 920 | $0 | shares |
| Mersana Therapeutics IncMersana Therapeutics Inc | 150 | $0 | shares |
| SENEBSENECA FOODS CORP NEW | 1 | $0 | shares |
| STARDUST PWR INC COMSTARDUST PWR INC COM | 30 | $0 | shares |
| WKHSWKHS | 3 | $0 | shares |
| FUSION FUEL GREEN PLCFUSION FUEL GREEN PLC | 1,000 | $0 | shares |
| VOR BIOPHARMA INCVOR BIOPHARMA INC | 59 | $0 | shares |
| BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR | 733 | $0 | shares |
| ENERGOUS CORPENERGOUS CORP | 100 | $0 | shares |
| DARIOHEALTH CORPDARIOHEALTH CORP | 500 | $0 | shares |
| Agriforce Growing Systems LtAgriforce Growing Systems Lt | 2 | $0 | shares |
| UNITY BIOTECHNOLOGY INC COM…UNITY BIOTECHNOLOGY INC COM NEW | 120 | $0 | shares |
| FORESIGHT AUTONOMOUS HLDGS LFORESIGHT AUTONOMOUS HLDGS L | 82 | $0 | shares |
| IMUNON INCIMUNON INC | 2 | $0 | shares |
| PREDICTIVE ONCOLOGY INCPREDICTIVE ONCOLOGY INC | 50 | $0 | shares |
| TNF PHARMACEUTICALS INCTNF PHARMACEUTICALS INC | 6 | $0 | shares |
How Q3 2025 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001140361-25-042265 | base | 2025-11-14 | acceptance time not in the bulk data set |