Skip to content

PBFB PGIM ROCK ETF TR

Follow

S&P 500 BUFFER (fund)

17 managers (17 13F filers) reported a position in PBFB shares at 2026-06-30, 959,408 shares in all. 0 filers opened a position and 3 filers sold out during the quarter.

Managers
17
13F filers
17
New
0
Added
5
Reduced
5
Sold out
3
Shares held by filers
959,408

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2026

Filers in the available 13F reports with a share position at 2026-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC475,014$15.2M0.02%+186,10913F-HRTimelineGroup
Spire Wealth Managementin group Spire Wealth Management94,668$3.02M0.09%-12113F-HRTimelineGroup
JIM SAULNIER & ASSOCIATES, LLC93,746$2.99M1.2%013F-HRTimeline
AMERICAN ASSET MANAGEMENT INC.82,989$2.65M2.16%-1,13013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC33,922$1.08M<0.01%-2,17613F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC32,476$1.04M<0.01%+1,62313F-HRTimelineGroup
Blue Water Asset Management25,963$829K0.27%-99413F-HRTimeline
Cetera Investment Advisers23,953$765K<0.01%+91313F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC20,997$670K<0.01%013F-HRTimelineGroup
Three Seasons Wealth, LLC20,953$669K0.06%013F-HRTimeline
KINTRA WEALTH, LLC16,300$529K0.03%+6,85813F-HRTimeline
MML INVESTORS SERVICES, LLC12,867$411K<0.01%+2,06313F-HRTimeline
DHJJ Financial Advisors, Ltd.10,048$321K0.09%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA7,269$232K<0.01%-42513F-HRTimelineGroup
SAGESPRING WEALTH PARTNERS, LLC6,742$215K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,016$32.4K<0.01%013F-HRTimelineGroup
ST GERMAIN D J CO INCin group ST GERMAIN D J CO INC485$15.5K<0.01%013F-HRTimelineGroup