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Disclosery

Relative Value Partners, LLC

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13F filer, CIK 1356223, NORTHBROOK, IL

Relative Value Partners, LLC reported $794,839,000 across 101 holdings for the quarter ended 2014-06-30, in a 13F-HR filed 2014-08-13. Its ten largest share positions make up 52.23% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001356223-14-000011

Period
2014-06-30
Reported value
$795M
Holdings
101
Top 10 weight
52.23%
New
14
Sold out
14

Largest buys vs the previous quarter

SecurityShares changeApprox. value
VDEnew+81,957$11.8M
EVGadded+636,013$9.76M
BNDadded+113,280$9.31M
AMERN STRATEGIC INCOME PTFLnew+924,058$8.11M
OEFadded+90,802$7.86M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
VTIreduced-145,058-$14.8M
WESTERN ASSET INFL MGMT FD Iexited-690,434-$12.3M
XETYXreduced-778,267-$9.11M
XEVVXreduced-287,548-$4.48M
XEXGXreduced-364,322-$3.78M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2014

Share positions as resolved from 13F-HR 0001356223-14-000011, largest first. % of portfolio is the value over $794,839,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
OEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 734,598 shares; 2013Q3: 713,885 shares; 2013Q4: 718,376 shares; 2014Q1: 717,621 shares; 2014Q2: 808,423 shares 808,423$70M8.8%+90,802Timeline
BTZBLACKROCK CR ALLOCATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,050,070 shares; 2013Q3: 4,253,490 shares; 2013Q4: 4,403,571 shares; 2014Q1: 4,539,563 shares; 2014Q2: 4,603,286 shares 4,603,286$63.3M7.96%+63,723Timeline
SPESPECIAL OPPORTUNITIES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,377,225 shares; 2013Q3: 1,473,878 shares; 2013Q4: 1,459,057 shares; 2014Q1: 2,243,466 shares; 2014Q2: 2,380,860 shares 2,380,860$39.8M5%+137,394Timeline
TYTRI CONTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,736,798 shares; 2013Q3: 1,792,026 shares; 2013Q4: 1,814,309 shares; 2014Q1: 1,809,232 shares; 2014Q2: 1,843,852 shares 1,843,852$38.7M4.87%+34,620Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,899,537 shares; 2013Q3: 3,076,542 shares; 2013Q4: 3,948,418 shares; 2014Q1: 4,077,956 shares; 2014Q2: 4,559,996 shares 4,559,996$38.3M4.81%+482,040Timeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,145,856 shares; 2013Q3: 2,234,947 shares; 2013Q4: 2,251,199 shares; 2014Q1: 2,271,666 shares; 2014Q2: 2,218,907 shares 2,218,907$35.5M4.47%-52,759Timeline
ETJEATON VANCE RISK-MANAGED DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,899,049 shares; 2013Q3: 3,012,212 shares; 2013Q4: 3,067,141 shares; 2014Q1: 3,047,101 shares; 2014Q2: 3,076,016 shares 3,076,016$35.5M4.47%+28,915Timeline
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,056,951 shares; 2013Q3: 5,253,848 shares; 2013Q4: 5,397,456 shares; 2014Q1: 4,191,221 shares; 2014Q2: 4,320,653 shares 4,320,653$32.5M4.09%+129,432
ZWEIG TOTAL RETURN FD INCZWEIG TOTAL RETURN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,091,018 shares; 2013Q3: 2,221,648 shares; 2013Q4: 2,254,478 shares; 2014Q1: 2,262,953 shares; 2014Q2: 2,243,037 shares 2,243,037$32.3M4.06%-19,916
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 375,166 shares; 2013Q3: 163,025 shares; 2013Q4: 101,113 shares; 2014Q1: 245,025 shares; 2014Q2: 358,305 shares 358,305$29.5M3.71%+113,280Timeline
XETYXEATON VANCE TAX-MANAGED DIVEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,109,341 shares; 2013Q3: 3,461,158 shares; 2013Q4: 3,404,270 shares; 2014Q1: 3,287,835 shares; 2014Q2: 2,509,568 shares 2,509,568$29.4M3.69%-778,267Timeline
PPTFRANKLIN PREMIER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,462,277 shares; 2013Q3: 3,822,309 shares; 2013Q4: 4,330,150 shares; 2014Q1: 4,506,213 shares; 2014Q2: 5,183,297 shares 5,183,297$28.8M3.62%+677,084Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 247,095 shares; 2013Q3: 335,723 shares; 2013Q4: 356,360 shares; 2014Q1: 393,372 shares; 2014Q2: 248,314 shares 248,314$25.3M3.18%-145,058Timeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,041,239 shares; 2013Q3: 2,418,031 shares; 2013Q4: 3,296,042 shares; 2014Q1: 3,265,150 shares; 2014Q2: 3,274,314 shares 3,274,314$21.8M2.74%+9,164Timeline
MCRMFS CHARTER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 521,692 shares; 2013Q3: 1,735,132 shares; 2013Q4: 2,055,178 shares; 2014Q1: 2,105,317 shares; 2014Q2: 2,233,261 shares 2,233,261$20.6M2.6%+127,944Timeline
EVGEATON VANCE SHORT DURATION DQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 41,787 shares; 2013Q3: 288,123 shares; 2013Q4: 307,817 shares; 2014Q1: 605,844 shares; 2014Q2: 1,241,857 shares 1,241,857$19.1M2.4%+636,013Timeline
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,057,691 shares; 2013Q3: 1,144,904 shares; 2013Q4: 1,227,260 shares; 2014Q1: 1,282,123 shares; 2014Q2: 1,256,354 shares 1,256,354$18.9M2.38%-25,769Timeline
MGFABERDEEN GOVT MARKETS INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,148,657 shares; 2013Q3: 1,786,018 shares; 2013Q4: 2,458,989 shares; 2014Q1: 2,898,863 shares; 2014Q2: 3,179,832 shares 3,179,832$18.5M2.32%+280,969Timeline
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 442,025 shares; 2013Q3: 1,947,217 shares; 2013Q4: 3,381,006 shares; 2014Q1: 3,494,914 shares; 2014Q2: 3,445,731 shares 3,445,731$18.2M2.29%-49,183Timeline
USALIBERTY ALL STAR EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,013,764 shares; 2013Q3: 3,115,347 shares; 2013Q4: 3,068,607 shares; 2014Q1: 3,005,715 shares; 2014Q2: 2,951,495 shares 2,951,495$17.7M2.23%-54,220Timeline
WESTERN ASSET VAR RT STRG FDWESTERN ASSET VAR RT STRG FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 100,863 shares; 2013Q3: 297,101 shares; 2013Q4: 421,100 shares; 2014Q1: 463,103 shares; 2014Q2: 742,840 shares 742,840$13M1.63%+279,737
ZWEIG FUND INC.ZWEIG FUND INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 852,930 shares; 2013Q3: 833,557 shares; 2013Q4: 811,187 shares; 2014Q1: 792,686 shares; 2014Q2: 783,655 shares 783,655$12.3M1.54%-9,031
VDEVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,064 shares; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 81,957 shares 81,957$11.8M1.48%newTimeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 331,511 shares; 2013Q4: 961,842 shares; 2014Q1: 956,556 shares; 2014Q2: 669,008 shares 669,008$10.4M1.31%-287,548Timeline
VGTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 104,306 shares; 2013Q3: 103,799 shares; 2013Q4: 103,575 shares; 2014Q1: 106,379 shares; 2014Q2: 97,842 shares 97,842$9.47M1.19%-8,537Timeline
TSITCW STRATEGIC INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 534,526 shares; 2014Q2: 1,641,046 shares 1,641,046$9.06M1.14%+1,106,520Timeline
AMERN STRATEGIC INCOME PTFLAMERN STRATEGIC INCOME PTFLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 924,058 shares 924,058$8.11M1.02%new
AMERICAN STRATEGIC INCOME IIAMERICAN STRATEGIC INCOME IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 43,000 shares; 2014Q2: 973,700 shares 973,700$7.13M0.9%+930,700
BLACKROCK ENHANCED GOVT FD …BLACKROCK ENHANCED GOVT FD (EGF)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 56,509 shares; 2013Q3: 56,509 shares; 2013Q4: 57,294 shares; 2014Q1: 155,543 shares; 2014Q2: 462,167 shares 462,167$6.6M0.83%+306,624
AMERICAN SELECT PORTFOLIO INAMERICAN SELECT PORTFOLIO INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 538,648 shares 538,648$5.76M0.73%new
FPFFIRST TR INTER DURATN PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 251,444 shares; 2014Q1: 246,284 shares; 2014Q2: 243,348 shares 243,348$5.57M0.7%-2,936Timeline
BITBLACKROCK MULTI SECTOR INC TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 269,204 shares; 2014Q1: 290,331 shares; 2014Q2: 287,384 shares 287,384$5.32M0.67%-2,947Timeline
ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 254,525 shares; 2013Q3: 243,662 shares; 2013Q4: 241,447 shares; 2014Q1: 235,005 shares; 2014Q2: 225,960 shares 225,960$4.56M0.57%-9,045
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 158,052 shares; 2013Q3: 156,717 shares; 2013Q4: 143,237 shares; 2014Q1: 142,334 shares; 2014Q2: 141,555 shares 141,555$3.74M0.47%-779
DFPFLAHERTY & CRUMRINE DYNAMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 201,710 shares; 2014Q1: 157,845 shares; 2014Q2: 152,396 shares 152,396$3.59M0.45%-5,449Timeline
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 124,268 shares; 2013Q3: 113,928 shares; 2013Q4: 131,405 shares; 2014Q1: 138,767 shares; 2014Q2: 134,932 shares 134,932$3.43M0.43%-3,835
GDOWSTRN AST GLBL CORP OPP FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 159,457 shares; 2014Q1: 173,985 shares; 2014Q2: 171,710 shares 171,710$3.21M0.4%-2,275Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,771,851 shares; 2013Q3: 936,134 shares; 2013Q4: 713,507 shares; 2014Q1: 645,692 shares; 2014Q2: 281,370 shares 281,370$2.92M0.37%-364,322Timeline
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 159,872 shares; 2014Q1: 151,328 shares; 2014Q2: 150,997 shares 150,997$2.77M0.35%-331
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 355,694 shares; 2013Q3: 256,273 shares; 2013Q4: 200,443 shares; 2014Q1: 193,811 shares; 2014Q2: 187,770 shares 187,770$2.72M0.34%-6,041Timeline
ECFELLSWORTH GROWTH & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 299,401 shares; 2013Q3: 296,360 shares; 2013Q4: 295,591 shares; 2014Q1: 293,392 shares; 2014Q2: 288,399 shares 288,399$2.55M0.32%-4,993Timeline
EOIEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 160,981 shares; 2013Q3: 161,092 shares; 2013Q4: 160,327 shares; 2014Q1: 150,336 shares; 2014Q2: 146,755 shares 146,755$2.02M0.25%-3,581Timeline
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 124,348 shares; 2013Q3: 124,348 shares; 2013Q4: 124,348 shares; 2014Q1: 123,198 shares; 2014Q2: 119,881 shares 119,881$1.56M0.2%-3,317Timeline
AMERICAN STRATEGIC INC PORT…AMERICAN STRATEGIC INC PORTFOLIO …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 136,776 shares 136,776$1.4M0.18%new
RGTROYCE GLOBAL TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 284,544 shares; 2014Q1: 205,337 shares; 2014Q2: 147,954 shares 147,954$1.39M0.18%-57,383Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 42,000 shares; 2013Q3: 27,000 shares; 2013Q4: 434,714 shares; 2014Q1: 256,357 shares; 2014Q2: 114,733 shares 114,733$1.11M0.14%-141,624Timeline
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 31,762 shares; 2013Q3: 31,763 shares; 2013Q4: 955,356 shares; 2014Q1: 484,455 shares; 2014Q2: 114,966 shares 114,966$1.08M0.14%-369,489Timeline
NUVEEN EQUITY PREM ADV FDNUVEEN EQUITY PREM ADV FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 288,437 shares; 2013Q3: 288,966 shares; 2013Q4: 286,234 shares; 2014Q1: 278,441 shares; 2014Q2: 73,403 shares 73,403$976K0.12%-205,038
BXMXNUVEEN S&P 500 BUY-WRITE INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 236,536 shares; 2013Q3: 73,305 shares; 2013Q4: 72,921 shares; 2014Q1: 69,294 shares; 2014Q2: 69,027 shares 69,027$905K0.11%-267Timeline
LLOEWS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 17,200 shares; 2013Q3: 17,200 shares; 2013Q4: 17,200 shares; 2014Q1: 17,200 shares; 2014Q2: 17,590 shares 17,590$774K0.1%+390Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 23,531 shares; 2013Q3: 23,531 shares; 2013Q4: 24,031 shares; 2014Q1: 22,731 shares; 2014Q2: 22,743 shares 22,743$703K0.09%+12Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,000 shares; 2013Q3: 4,000 shares; 2013Q4: 4,500 shares; 2014Q1: 5,000 shares; 2014Q2: 5,000 shares 5,000$653K0.08%0Timeline
Polonia Bancorp, Inc.Polonia Bancorp, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 58,366 shares; 2013Q3: 58,366 shares; 2013Q4: 58,366 shares; 2014Q1: 58,366 shares; 2014Q2: 58,366 shares 58,366$602K0.08%0
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 16,039 shares; 2013Q3: 16,039 shares; 2013Q4: 15,970 shares; 2014Q1: 13,970 shares; 2014Q2: 13,970 shares 13,970$583K0.07%0Timeline
OMNIAMERICAN BANCORP INCOMNIAMERICAN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 21,750 shares; 2013Q3: 21,750 shares; 2013Q4: 21,250 shares; 2014Q1: 21,250 shares; 2014Q2: 21,485 shares 21,485$537K0.07%+235
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,120 shares; 2013Q3: 5,120 shares; 2013Q4: 5,120 shares; 2014Q1: 5,120 shares; 2014Q2: 5,120 shares 5,120$536K0.07%0Timeline
VIRTUS TOTALVIRTUS TOTALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 143,519 shares; 2013Q3: 146,599 shares; 2013Q4: 127,783 shares; 2014Q1: 105,841 shares; 2014Q2: 107,841 shares 107,841$518K0.07%+2,000
NNYNUVEEN N Y MUN VALUE FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 65,201 shares; 2014Q1: 65,201 shares; 2014Q2: 51,800 shares 51,800$511K0.06%-13,401Timeline
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 41,000 shares; 2013Q3: 41,000 shares; 2013Q4: 41,000 shares; 2014Q1: 41,000 shares; 2014Q2: 41,000 shares 41,000$482K0.06%0Timeline
PIMFRANKLIN MASTER INTER INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 91,037 shares; 2014Q1: 91,037 shares; 2014Q2: 91,037 shares 91,037$469K0.06%0Timeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 3,419 shares; 2014Q2: 3,449 shares 3,449$404K0.05%+30Timeline
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 15,191 shares 15,191$404K0.05%new
XLUSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 9,700 shares; 2013Q3: 9,700 shares; 2013Q4: 8,900 shares; 2014Q1: 8,900 shares; 2014Q2: 8,900 shares 8,900$394K0.05%0Timeline
MADISON STRTG SECTOR PREM FDMADISON STRTG SECTOR PREM FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 30,075 shares 30,075$385K0.05%new
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 8,024 shares; 2013Q3: 8,024 shares; 2013Q4: 8,000 shares; 2014Q1: 8,000 shares; 2014Q2: 8,000 shares 8,000$377K0.05%0Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 10,955 shares; 2013Q3: 10,955 shares; 2013Q4: 10,955 shares; 2014Q1: 12,455 shares; 2014Q2: 12,706 shares 12,706$377K0.05%+251Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 6,500 shares; 2013Q3: 6,500 shares; 2013Q4: 6,500 shares; 2014Q1: 6,500 shares; 2014Q2: 6,500 shares 6,500$376K0.05%0Timeline
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 76,406 shares; 2013Q3: 20,300 shares; 2013Q4: 20,300 shares; 2014Q1: 19,540 shares; 2014Q2: 19,540 shares 19,540$368K0.05%0
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 7,568 shares; 2013Q3: 9,064 shares; 2013Q4: 4,769 shares; 2014Q1: 7,558 shares; 2014Q2: 5,094 shares 5,094$348K0.04%-2,464Timeline
EMBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 3,004 shares 3,004$346K0.04%newTimeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,750 shares; 2013Q3: 5,750 shares; 2013Q4: 5,750 shares; 2014Q1: 5,750 shares; 2014Q2: 5,750 shares 5,750$331K0.04%0Timeline
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 2,844 shares 2,844$328K0.04%newTimeline
FEZSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 9,542 shares; 2013Q3: 13,587 shares; 2013Q4: 7,690 shares; 2014Q1: 6,875 shares; 2014Q2: 7,116 shares 7,116$308K0.04%+241Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 10,559 shares; 2013Q3: 10,559 shares; 2013Q4: 10,560 shares; 2014Q1: 11,559 shares; 2014Q2: 11,559 shares 11,559$304K0.04%0
GDLGDL FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 27,485 shares; 2013Q3: 27,485 shares; 2013Q4: 27,485 shares; 2014Q1: 27,485 shares; 2014Q2: 27,485 shares 27,485$298K0.04%0Timeline
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 6,859 shares; 2014Q2: 7,096 shares 7,096$296K0.04%+237
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 18,226 shares; 2013Q3: 18,226 shares; 2013Q4: 18,226 shares; 2014Q1: 18,226 shares; 2014Q2: 18,226 shares 18,226$280K0.04%0Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 10,400 shares; 2013Q3: 10,100 shares; 2013Q4: 10,600 shares; 2014Q1: 10,800 shares; 2014Q2: 10,800 shares 10,800$268K0.03%0Timeline
INTERVEST BANCSHARES CORP-AINTERVEST BANCSHARES CORP-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 24,000 shares; 2013Q3: 21,000 shares; 2013Q4: 23,227 shares; 2014Q1: 24,227 shares; 2014Q2: 34,300 shares 34,300$265K0.03%+10,073
NEXPOINT CR STRATEGIES FDNEXPOINT CR STRATEGIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 678,188 shares; 2013Q3: 656,439 shares; 2013Q4: 615,882 shares; 2014Q1: 225,995 shares; 2014Q2: 21,378 shares 21,378$258K0.03%-204,617
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,000 shares; 2013Q3: 2,181 shares; 2013Q4: 2,000 shares; 2014Q1: 4,292 shares; 2014Q2: 2,000 shares 2,000$256K0.03%-2,292Timeline
GENERAL MTRS COGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 9,000 shares; 2013Q3: 9,000 shares; 2013Q4: 9,000 shares; 2014Q1: 9,450 shares; 2014Q2: 9,450 shares 9,450$251K0.03%0
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 2,900 shares; 2013Q4: 2,900 shares; 2014Q1: 2,900 shares; 2014Q2: 2,900 shares 2,900$249K0.03%0Timeline
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 20,038 shares; 2014Q2: 20,038 shares 20,038$249K0.03%0Timeline
GFNEW GERMANY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 16,290 shares; 2013Q3: 14,974 shares; 2013Q4: 14,974 shares; 2014Q1: 13,103 shares; 2014Q2: 12,691 shares 12,691$237K0.03%-412Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,700 shares; 2013Q3: 3,000 shares; 2013Q4: 3,000 shares; 2014Q1: 3,000 shares; 2014Q2: 3,000 shares 3,000$236K0.03%0Timeline
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 12,680 shares 12,680$226K0.03%newTimeline
ALPS ETF TRALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 11,892 shares; 2013Q3: 11,892 shares; 2013Q4: not reported; 2014Q1: 11,892 shares; 2014Q2: 11,892 shares 11,892$226K0.03%0
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 1,090 shares; 2014Q2: 2,180 shares 2,180$217K0.03%+1,090Timeline
GUGGENHEIM EQUALGUGGENHEIM EQUALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 10,500 shares 10,500$210K0.03%new
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 19,567 shares 19,567$205K0.03%new
PFLTPENNANTPARK FLOATING RATE CAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 13,790 shares 13,790$197K0.02%newTimeline
ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 16,419 shares; 2014Q2: 37,900 shares 37,900$196K0.02%+21,481
MFS INTERMARKET INCOME TRUSTMFS INTERMARKET INCOME TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 34,733 shares; 2013Q3: 27,191 shares; 2013Q4: 26,880 shares; 2014Q1: 26,224 shares; 2014Q2: 21,637 shares 21,637$185K0.02%-4,587
TALMER BANCORP INCTALMER BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 11,268 shares; 2014Q2: 11,268 shares 11,268$155K0.02%0
ISHARESISHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 26,572 shares; 2013Q3: 26,645 shares; 2013Q4: 20,412 shares; 2014Q1: 11,225 shares; 2014Q2: 12,154 shares 12,154$146K0.02%+929
ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 16,123 shares 16,123$144K0.02%new
FS KKR CAPITAL CORPFS KKR CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 12,430 shares 12,430$132K0.02%new
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 92,274 shares; 2013Q3: 89,674 shares; 2013Q4: 80,681 shares; 2014Q1: 65,074 shares; 2014Q2: 13,808 shares 13,808$114K0.01%-51,266Timeline
CYS INVTS INCCYS INVTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 10,485 shares; 2013Q4: 10,835 shares; 2014Q1: 11,035 shares; 2014Q2: 11,035 shares 11,035$100K0.01%0
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 27,772 shares; 2013Q3: 27,772 shares; 2013Q4: 20,494 shares; 2014Q1: 11,924 shares; 2014Q2: 10,708 shares 10,708$67K0.01%-1,216

Sold out in Q2 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
WESTERN ASSET INFL MGMT FD IWESTERN ASSET INFL MGMT FD I690,434$12.3Mshares
CIIBLACKROCK ENHANCED LARGE CAP227,785$3.18Mshares
DSLDOUBLELINE INCOME SOLUTIONS148,014$3.14Mshares
MACQUARIE GLOBAL INFRASTRUC…MACQUARIE GLOBAL INFRASTRUCTUR51,815$1.22Mshares
BONDPIMCO ETF TR8,992$959Kshares
NUVEEN EQTY PRM OPPORTUNITYFNUVEEN EQTY PRM OPPORTUNITYF37,350$470Kshares
EEMISHARES TR10,673$438Kshares
SHVISHARES TR2,220$245Kshares
NUVEEN DIVER CURRENCY OPPORNUVEEN DIVER CURRENCY OPPOR21,584$226Kshares
SDYSPDR SERIES TRUST3,000$221Kshares
UNMUNUM GROUP5,750$203Kshares
ETWEATON VANCE TAX-MANAGED GLOB15,410$186Kshares
POWERSHARESPOWERSHARES4,175$104Kshares
ALEXCO RESOURCE CORPALEXCO RESOURCE CORP15,500$23Kshares

How Q2 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001356223-14-000011 base2014-08-13acceptance time not in the bulk data set