Relative Value Partners, LLC

13F filer, CIK 1356223, NORTHBROOK, IL

Relative Value Partners, LLC reported $641,795,000 across 88 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-14. Its ten largest share positions make up 56.69% of the portfolio.

Filed 2013-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 20:02:22 UTC13F-HR 0001356223-13-000015

Period: 2013-09-30
Reported value: $642M
Holdings: 88
Top 10 weight: 56.69%
New: 3
Sold out: 4

Largest buys vs the previous quarter

Security	Shares change	Approx. value
XMCRXadded	+1,213,440	$10.9M
MMTadded	+1,376,792	$9.1M
MINadded	+1,505,192	$7.99M
VTIadded	+88,628	$7.77M
PPTadded	+1,360,032	$7.15M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
BNDreduced	-212,141	-$17.2M
ETVreduced	-801,838	-$10.5M
XEXGXreduced	-835,717	-$7.84M
XETYXreduced	-648,183	-$6.53M
IEFreduced	-55,545	-$5.67M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0001356223-13-000015, largest first. % of portfolio is the value over $641,795,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
BTZBLACKROCK CR ALLOCATION	4,253,490	$55.5M	8.64%	+203,420	Timeline
OEFISHARES TR	713,885	$53.4M	8.32%	-20,713	Timeline
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUN	5,253,848	$37M	5.76%	+196,897
XETYXEATON VANCE TAX-MANAGED DIVE	3,461,158	$34.9M	5.44%	-648,183	Timeline
RVTROYCE SMALL CAP TRUST INC	2,234,947	$33.2M	5.17%	+89,091	Timeline
TYTRI CONTL CORP	1,792,026	$32.8M	5.12%	+55,228	Timeline
ETJEATON VANCE RISK-MANAGED DIV	3,012,212	$32.6M	5.07%	+113,163	Timeline
VTIVANGUARD INDEX FDS	335,723	$29.4M	4.58%	+88,628	Timeline
ZWEIG TOTAL RETURN FD INCZWEIG TOTAL RETURN FD INC	2,221,648	$29.1M	4.53%	+130,630
SPESPECIAL OPPORTUNITIES FD INC	1,473,878	$26M	4.04%	+96,653	Timeline
BDJBLACKROCK ENHANCED EQUITY DI	3,076,542	$23.1M	3.6%	+177,005	Timeline
PPTFRANKLIN PREMIER INCOME TR	3,822,309	$20.1M	3.13%	+1,360,032	Timeline
USALIBERTY ALL STAR EQUITY FD	3,115,347	$16.9M	2.63%	-898,417	Timeline
XBOEXBLACKROCK ENHANCED GLOBAL	1,144,904	$16M	2.5%	+87,213	Timeline
MMTABERDEEN MULTI-MARKET INCOME	2,418,031	$16M	2.49%	+1,376,792	Timeline
XMCRXMFS CHARTER INCOME TR	1,735,132	$15.5M	2.42%	+1,213,440	Timeline
POWERSHARESPOWERSHARES	568,510	$14M	2.19%	-49,987
BNDVANGUARD BD INDEX FDS	163,025	$13.2M	2.05%	-212,141	Timeline
WESTERN ASSET INFL MGMT FD IWESTERN ASSET INFL MGMT FD I	759,350	$12.5M	1.94%	+16,248
ZWEIG FUND INC.ZWEIG FUND INC.	833,557	$11.3M	1.75%	-19,373
MINABERDEEN INTER INCOME FD	1,947,217	$10.3M	1.61%	+1,505,192	Timeline
MGFABERDEEN GOVT MARKETS INCOME	1,786,018	$10.1M	1.58%	+637,361	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	936,134	$8.78M	1.37%	-835,717	Timeline
VGTVANGUARD WORLD FD	103,799	$8.38M	1.31%	-507	Timeline
ETVEATON VANCE TAX-MANAGED BUY-	408,401	$5.34M	0.83%	-801,838	Timeline
XEVVXEATON VANCE LIMITED DURATION	331,511	$5.18M	0.81%	new	Timeline
WESTERN ASSET VAR RT STRG FDWESTERN ASSET VAR RT STRG FD	297,101	$5.05M	0.79%	+196,238
NEXPOINT CR STRATEGIES FDNEXPOINT CR STRATEGIES FD	656,439	$5.02M	0.78%	-21,749
ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCO	243,662	$4.53M	0.71%	-10,863
BONDPIMCO ETF TR	42,341	$4.48M	0.7%	-22,656	Timeline
XEVGXEATON VANCE SHORT DURATION D	288,123	$4.46M	0.7%	+246,336	Timeline
PROSHARES TRPROSHARES TR	113,928	$4.17M	0.65%	-10,340
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	156,717	$3.92M	0.61%	-1,335
NUVEEN EQUITY PREM ADV FDNUVEEN EQUITY PREM ADV FD	288,966	$3.5M	0.55%	+529
XSSPXNUVEEN S&P 500 DYNAMIC OVERW	256,273	$3.46M	0.54%	-99,421	Timeline
CIIBLACKROCK ENHANCED LARGE CAP	234,612	$3.04M	0.47%	-12,275	Timeline
IEFISHARES TR	28,860	$2.95M	0.46%	-55,545	Timeline
NUVEEN EQTY PRM OPPORTUNITYFNUVEEN EQTY PRM OPPORTUNITYF	210,043	$2.53M	0.39%	-85,761
ECFELLSWORTH GROWTH & INCOME FD	296,360	$2.33M	0.36%	-3,041	Timeline
EOIEATON VANCE ENHANCED EQUITY	161,092	$1.94M	0.3%	+111	Timeline
GLOCLOUGH GLOBAL OPPORTUNITIES	124,348	$1.6M	0.25%	0	Timeline
MACQUARIE GLOBAL INFRASTRUC…MACQUARIE GLOBAL INFRASTRUCTUR	58,673	$1.27M	0.2%	-389
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	73,305	$886K	0.14%	-163,231	Timeline
LLOEWS CORP	17,200	$804K	0.13%	0	Timeline
BLACKROCK ENHANCED GOVT FD …BLACKROCK ENHANCED GOVT FD (EGF)	56,509	$802K	0.12%	0
XBGYXBLACKROCK ENHANCED INTL DIV	89,674	$690K	0.11%	-2,600	Timeline
Polonia Bancorp, Inc.Polonia Bancorp, Inc.	58,366	$584K	0.09%	0
EFAISHARES TR	9,064	$578K	0.09%	+1,496	Timeline
VIRTUS TOTALVIRTUS TOTAL	146,599	$578K	0.09%	+3,080
INTCINTEL CORP	23,531	$539K	0.08%	0	Timeline
MSFTMICROSOFT CORP	16,039	$534K	0.08%	0	Timeline
OMNIAMERICAN BANCORP INCOMNIAMERICAN BANCORP INC	21,750	$532K	0.08%	0
FEZSPDR INDEX SHS FDS	13,587	$522K	0.08%	+4,045	Timeline
CVXCHEVRON CORPORATION	4,000	$486K	0.08%	0	Timeline
ETWEATON VANCE TAX-MANAGED GLOB	41,258	$468K	0.07%	-10,015	Timeline
PMOFRANKLIN MUN OPPORTUNITIES T	41,000	$448K	0.07%	0	Timeline
JNJJOHNSON & JOHNSON	5,120	$444K	0.07%	0	Timeline
CCITIGROUP INC	8,024	$389K	0.06%	0	Timeline
MORGAN STANLEY ASIA PAC FD IMORGAN STANLEY ASIA PAC FD I	22,421	$375K	0.06%	-200
XLUSELECT SECTOR SPDR TR	9,700	$362K	0.06%	0	Timeline
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRM	20,300	$342K	0.05%	-56,106
NUVEEN DIVER CURRENCY OPPORNUVEEN DIVER CURRENCY OPPOR	32,255	$338K	0.05%	-407
ISHARESISHARES	26,645	$318K	0.05%	+73
PFEPFIZER INC	10,955	$315K	0.05%	0	Timeline
GDLGDL FD	27,485	$310K	0.05%	0	Timeline
MRKMERCK & CO INC	6,500	$309K	0.05%	0	Timeline
GFNEW GERMANY FD INC	14,974	$308K	0.05%	-1,316	Timeline
JPMJPMORGAN CHASE & CO	5,750	$297K	0.05%	0	Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	31,763	$297K	0.05%	+1	Timeline
DXJWISDOMTREE TR	6,056	$290K	0.05%	+136	Timeline
GLDSPDR GOLD TR	2,181	$280K	0.04%	+181	Timeline
XLKSELECT SECTOR SPDR TR	8,714	$279K	0.04%	0	Timeline
VWOVANGUARD INTL EQUITY INDEX F	6,598	$265K	0.04%	+224	Timeline
BACBANK OF AMER CORP	18,226	$252K	0.04%	0	Timeline
GENERAL ELEC COGENERAL ELEC CO	10,559	$252K	0.04%	0
NUVNUVEEN MUN VALUE FD INC	27,000	$247K	0.04%	-15,000	Timeline
SHVISHARES TR	2,220	$245K	0.04%	-1,279	Timeline
CFS BANCORP INCCFS BANCORP INC	21,720	$241K	0.04%	+1,210
GENERAL MTRS COGENERAL MTRS CO	9,000	$238K	0.04%	0
CSCOCISCO SYS INC	10,100	$237K	0.04%	-300	Timeline
PGPROCTER & GAMBLE CO	3,000	$227K	0.04%	+300	Timeline
MFS INTERMARKET INCOME TRUSTMFS INTERMARKET INCOME TRUST	27,191	$218K	0.03%	-7,542
ALPS ETF TRALPS ETF TR	11,892	$209K	0.03%	0
COPCONOCOPHILLIPS	2,900	$202K	0.03%	new	Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	27,772	$168K	0.03%	0
INTERVEST BANCSHARES CORP-AINTERVEST BANCSHARES CORP-A	21,000	$167K	0.03%	-3,000
CYS INVTS INCCYS INVTS INC	10,485	$85K	0.01%	new
ALEXCO RESOURCE CORPALEXCO RESOURCE CORP	15,500	$22K	<0.01%	0

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
GUGGENHEIM ENHANCED EQUITY SGUGGENHEIM ENHANCED EQUITY S	41,501	$736K	shares
VCITVANGUARD SCOTTSDALE FDS	8,287	$688K	shares
VDEVANGUARD WORLD FD	2,064	$232K	shares
GULF RESOURCES INCGULF RESOURCES INC	14,400	$17K	shares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001356223-13-000015	base		2013-11-14	acceptance time not in the bulk data set	2026-10-07 20:02:22 UTC