13F-HR filed by Relative Value Partners, LLC
Relative Value Partners, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 101 holding rows worth $794,839,000.
- Accession
- 0001356223-14-000011
- Filer
- CIK 1356223
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 101 entries on the cover page, a total value of $794,839,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $794,839,000 with VALUE read as thousands by filing date, 13F file number 028-12229. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287101 | S&P 100 ETF | 808,423 | $69,953,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 4,603,286 | $63,295,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,380,860 | $39,760,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,843,852 | $38,684,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 4,559,996 | $38,258,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,218,907 | $35,503,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 3,076,016 | $35,497,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 4,320,653 | $32,491,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 2,243,037 | $32,277,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 358,305 | $29,460,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,509,568 | $29,362,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 5,183,297 | $28,767,000 | thousands by filing date | |
| VTI | 922908769 | COM | 248,314 | $25,271,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,274,314 | $21,774,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,233,261 | $20,635,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,241,857 | $19,050,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,256,354 | $18,908,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 3,179,832 | $18,475,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 3,445,731 | $18,193,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,951,495 | $17,738,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 742,840 | $12,977,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 783,655 | $12,264,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 81,957 | $11,799,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 669,008 | $10,423,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 97,842 | $9,470,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,641,046 | $9,059,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 924,058 | $8,113,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 973,700 | $7,127,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 462,167 | $6,604,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 538,648 | $5,764,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 243,348 | $5,565,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 287,384 | $5,317,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 225,960 | $4,564,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 141,555 | $3,744,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 152,396 | $3,590,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 134,932 | $3,433,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 171,710 | $3,209,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 281,370 | $2,918,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 150,997 | $2,769,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 187,770 | $2,717,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 288,399 | $2,547,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 146,755 | $2,018,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 119,881 | $1,558,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 136,776 | $1,403,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 147,954 | $1,392,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 114,733 | $1,106,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 114,966 | $1,076,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 73,403 | $976,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 69,027 | $905,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 17,590 | $774,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,743 | $703,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,000 | $653,000 | thousands by filing date | |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 58,366 | $602,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,970 | $583,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 21,485 | $537,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,120 | $536,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 107,841 | $518,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 51,800 | $511,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 41,000 | $482,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 91,037 | $469,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,449 | $404,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 15,191 | $404,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,900 | $394,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 30,075 | $385,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,000 | $377,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,706 | $377,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,500 | $376,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 19,540 | $368,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,094 | $348,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,004 | $346,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,750 | $331,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,844 | $328,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,116 | $308,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,559 | $304,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 27,485 | $298,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,096 | $296,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 18,226 | $280,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,800 | $268,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 34,300 | $265,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 21,378 | $258,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,000 | $256,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 9,450 | $251,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,900 | $249,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 20,038 | $249,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 12,691 | $237,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,000 | $236,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,680 | $226,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 11,892 | $226,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,180 | $217,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 10,500 | $210,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 19,567 | $205,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 13,790 | $197,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 37,900 | $196,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 21,637 | $185,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 11,268 | $155,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 12,154 | $146,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 16,123 | $144,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 12,430 | $132,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 13,808 | $114,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 11,035 | $100,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,708 | $67,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001356223-14-000011 | this filing | 2014-08-13 | acceptance time not in the bulk data set |