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Relative Value Partners, LLC

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13F filer, CIK 1356223, NORTHBROOK, IL

Relative Value Partners, LLC reported $811,227,000 across 110 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-13. Its ten largest share positions make up 51.2% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001356223-14-000014

Period
2014-09-30
Reported value
$811M
Holdings
110
Top 10 weight
51.2%
New
21
Sold out
12

Largest buys vs the previous quarter

SecurityShares changeApprox. value
DIVERSIFIED REAL ASSET INC …new+1,861,778$33M
WESTERN ASSET VAR RT STRG FDadded+446,542$7.63M
BSLnew+389,566$6.69M
TSIadded+723,748$4.07M
XEVGXadded+256,221$3.76M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
XETYXreduced-1,006,890-$11.5M
AMERN STRATEGIC INCOME PTFLexited-924,058-$8.11M
AMERICAN STRATEGIC INCOME IIexited-973,700-$7.13M
AMERICAN SELECT PORTFOLIO INexited-538,648-$5.76M
RVTreduced-345,455-$5.01M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001356223-14-000014, largest first. % of portfolio is the value over $811,227,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
OEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 734,598 shares; 2013Q3: 713,885 shares; 2013Q4: 718,376 shares; 2014Q1: 717,621 shares; 2014Q2: 808,423 shares; 2014Q3: 800,061 shares 800,061$70.5M8.69%-8,362Timeline
BTZBLACKROCK CR ALLOCATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,050,070 shares; 2013Q3: 4,253,490 shares; 2013Q4: 4,403,571 shares; 2014Q1: 4,539,563 shares; 2014Q2: 4,603,286 shares; 2014Q3: 4,871,163 shares 4,871,163$64.8M7.99%+267,877Timeline
SPESPECIAL OPPORTUNITIES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,377,225 shares; 2013Q3: 1,473,878 shares; 2013Q4: 1,459,057 shares; 2014Q1: 2,243,466 shares; 2014Q2: 2,380,860 shares; 2014Q3: 2,382,654 shares 2,382,654$39.7M4.9%+1,794Timeline
TYTRI CONTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,736,798 shares; 2013Q3: 1,792,026 shares; 2013Q4: 1,814,309 shares; 2014Q1: 1,809,232 shares; 2014Q2: 1,843,852 shares; 2014Q3: 1,881,718 shares 1,881,718$39.3M4.84%+37,866Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,899,537 shares; 2013Q3: 3,076,542 shares; 2013Q4: 3,948,418 shares; 2014Q1: 4,077,956 shares; 2014Q2: 4,559,996 shares; 2014Q3: 4,695,146 shares 4,695,146$38.5M4.75%+135,150Timeline
ETJEATON VANCE RISK-MANAGED DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,899,049 shares; 2013Q3: 3,012,212 shares; 2013Q4: 3,067,141 shares; 2014Q1: 3,047,101 shares; 2014Q2: 3,076,016 shares; 2014Q3: 2,885,640 shares 2,885,640$33.7M4.16%-190,376Timeline
DIVERSIFIED REAL ASSET INC …DIVERSIFIED REAL ASSET INC FD COM…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 1,861,778 shares 1,861,778$33M4.07%new
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,056,951 shares; 2013Q3: 5,253,848 shares; 2013Q4: 5,397,456 shares; 2014Q1: 4,191,221 shares; 2014Q2: 4,320,653 shares; 2014Q3: 4,341,140 shares 4,341,140$32.6M4.01%+20,487
ZWEIG TOTAL RETURN FD INCZWEIG TOTAL RETURN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,091,018 shares; 2013Q3: 2,221,648 shares; 2013Q4: 2,254,478 shares; 2014Q1: 2,262,953 shares; 2014Q2: 2,243,037 shares; 2014Q3: 2,318,284 shares 2,318,284$32.1M3.96%+75,247
PPTFRANKLIN PREMIER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,462,277 shares; 2013Q3: 3,822,309 shares; 2013Q4: 4,330,150 shares; 2014Q1: 4,506,213 shares; 2014Q2: 5,183,297 shares; 2014Q3: 5,674,436 shares 5,674,436$31.1M3.83%+491,139Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 375,166 shares; 2013Q3: 163,025 shares; 2013Q4: 101,113 shares; 2014Q1: 245,025 shares; 2014Q2: 358,305 shares; 2014Q3: 351,618 shares 351,618$28.8M3.55%-6,687Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 247,095 shares; 2013Q3: 335,723 shares; 2013Q4: 356,360 shares; 2014Q1: 393,372 shares; 2014Q2: 248,314 shares; 2014Q3: 277,955 shares 277,955$28.1M3.47%+29,641Timeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,145,856 shares; 2013Q3: 2,234,947 shares; 2013Q4: 2,251,199 shares; 2014Q1: 2,271,666 shares; 2014Q2: 2,218,907 shares; 2014Q3: 1,873,452 shares 1,873,452$27.2M3.35%-345,455Timeline
XMCRXMFS CHARTER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 521,692 shares; 2013Q3: 1,735,132 shares; 2013Q4: 2,055,178 shares; 2014Q1: 2,105,317 shares; 2014Q2: 2,233,261 shares; 2014Q3: 2,550,897 shares 2,550,897$22.6M2.79%+317,636Timeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,041,239 shares; 2013Q3: 2,418,031 shares; 2013Q4: 3,296,042 shares; 2014Q1: 3,265,150 shares; 2014Q2: 3,274,314 shares; 2014Q3: 3,475,549 shares 3,475,549$22.3M2.75%+201,235Timeline
XEVGXEATON VANCE SHORT DURATION DQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 41,787 shares; 2013Q3: 288,123 shares; 2013Q4: 307,817 shares; 2014Q1: 605,844 shares; 2014Q2: 1,241,857 shares; 2014Q3: 1,498,078 shares 1,498,078$22M2.71%+256,221Timeline
WESTERN ASSET VAR RT STRG FDWESTERN ASSET VAR RT STRG FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 100,863 shares; 2013Q3: 297,101 shares; 2013Q4: 421,100 shares; 2014Q1: 463,103 shares; 2014Q2: 742,840 shares; 2014Q3: 1,189,382 shares 1,189,382$20.3M2.5%+446,542
MGFABERDEEN GOVT MARKETS INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,148,657 shares; 2013Q3: 1,786,018 shares; 2013Q4: 2,458,989 shares; 2014Q1: 2,898,863 shares; 2014Q2: 3,179,832 shares; 2014Q3: 3,185,707 shares 3,185,707$18.2M2.24%+5,875Timeline
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,057,691 shares; 2013Q3: 1,144,904 shares; 2013Q4: 1,227,260 shares; 2014Q1: 1,282,123 shares; 2014Q2: 1,256,354 shares; 2014Q3: 1,236,998 shares 1,236,998$17.5M2.15%-19,356Timeline
XETYXEATON VANCE TAX-MANAGED DIVEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,109,341 shares; 2013Q3: 3,461,158 shares; 2013Q4: 3,404,270 shares; 2014Q1: 3,287,835 shares; 2014Q2: 2,509,568 shares; 2014Q3: 1,502,678 shares 1,502,678$17.1M2.11%-1,006,890Timeline
USALIBERTY ALL STAR EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,013,764 shares; 2013Q3: 3,115,347 shares; 2013Q4: 3,068,607 shares; 2014Q1: 3,005,715 shares; 2014Q2: 2,951,495 shares; 2014Q3: 2,901,540 shares 2,901,540$16.9M2.09%-49,955Timeline
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 442,025 shares; 2013Q3: 1,947,217 shares; 2013Q4: 3,381,006 shares; 2014Q1: 3,494,914 shares; 2014Q2: 3,445,731 shares; 2014Q3: 3,308,112 shares 3,308,112$16.6M2.04%-137,619Timeline
TSITCW STRATEGIC INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 534,526 shares; 2014Q2: 1,641,046 shares; 2014Q3: 2,364,794 shares 2,364,794$13.3M1.64%+723,748Timeline
ZWEIG FUND INC.ZWEIG FUND INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 852,930 shares; 2013Q3: 833,557 shares; 2013Q4: 811,187 shares; 2014Q1: 792,686 shares; 2014Q2: 783,655 shares; 2014Q3: 771,954 shares 771,954$11.7M1.44%-11,701
VDEVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,064 shares; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 81,957 shares; 2014Q3: 81,177 shares 81,177$10.6M1.31%-780Timeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 331,511 shares; 2013Q4: 961,842 shares; 2014Q1: 956,556 shares; 2014Q2: 669,008 shares; 2014Q3: 669,754 shares 669,754$9.77M1.2%+746Timeline
VGTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 104,306 shares; 2013Q3: 103,799 shares; 2013Q4: 103,575 shares; 2014Q1: 106,379 shares; 2014Q2: 97,842 shares; 2014Q3: 96,827 shares 96,827$9.69M1.19%-1,015Timeline
BLACKROCK ENHANCED GOVT FD …BLACKROCK ENHANCED GOVT FD (EGF)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 56,509 shares; 2013Q3: 56,509 shares; 2013Q4: 57,294 shares; 2014Q1: 155,543 shares; 2014Q2: 462,167 shares; 2014Q3: 506,235 shares 506,235$7.11M0.88%+44,068
BSLBLACKSTONE SENI FLTN RAT 202Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 389,566 shares 389,566$6.69M0.82%newTimeline
FPFFIRST TR INTER DURATN PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 251,444 shares; 2014Q1: 246,284 shares; 2014Q2: 243,348 shares; 2014Q3: 283,959 shares 283,959$6.17M0.76%+40,611Timeline
BITBLACKROCK MULTI SECTOR INC TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 269,204 shares; 2014Q1: 290,331 shares; 2014Q2: 287,384 shares; 2014Q3: 287,419 shares 287,419$5.1M0.63%+35Timeline
ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 254,525 shares; 2013Q3: 243,662 shares; 2013Q4: 241,447 shares; 2014Q1: 235,005 shares; 2014Q2: 225,960 shares; 2014Q3: 204,264 shares 204,264$4.06M0.5%-21,696
DFPFLAHERTY & CRUMRINE DYNAMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 201,710 shares; 2014Q1: 157,845 shares; 2014Q2: 152,396 shares; 2014Q3: 144,248 shares 144,248$3.26M0.4%-8,148Timeline
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 31,762 shares; 2013Q3: 31,763 shares; 2013Q4: 955,356 shares; 2014Q1: 484,455 shares; 2014Q2: 114,966 shares; 2014Q3: 360,685 shares 360,685$3.22M0.4%+245,719Timeline
GDOWSTRN AST GLBL CORP OPP FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 159,457 shares; 2014Q1: 173,985 shares; 2014Q2: 171,710 shares; 2014Q3: 176,455 shares 176,455$3.21M0.4%+4,745Timeline
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 158,052 shares; 2013Q3: 156,717 shares; 2013Q4: 143,237 shares; 2014Q1: 142,334 shares; 2014Q2: 141,555 shares; 2014Q3: 139,967 shares 139,967$2.99M0.37%-1,588
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 124,268 shares; 2013Q3: 113,928 shares; 2013Q4: 131,405 shares; 2014Q1: 138,767 shares; 2014Q2: 134,932 shares; 2014Q3: 112,846 shares 112,846$2.78M0.34%-22,086
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 355,694 shares; 2013Q3: 256,273 shares; 2013Q4: 200,443 shares; 2014Q1: 193,811 shares; 2014Q2: 187,770 shares; 2014Q3: 183,990 shares 183,990$2.59M0.32%-3,780Timeline
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 159,872 shares; 2014Q1: 151,328 shares; 2014Q2: 150,997 shares; 2014Q3: 149,114 shares 149,114$2.58M0.32%-1,883
ECFELLSWORTH GROWTH & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 299,401 shares; 2013Q3: 296,360 shares; 2013Q4: 295,591 shares; 2014Q1: 293,392 shares; 2014Q2: 288,399 shares; 2014Q3: 270,923 shares 270,923$2.34M0.29%-17,476Timeline
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 124,348 shares; 2013Q3: 124,348 shares; 2013Q4: 124,348 shares; 2014Q1: 123,198 shares; 2014Q2: 119,881 shares; 2014Q3: 116,120 shares 116,120$1.39M0.17%-3,761Timeline
RGTROYCE GLOBAL TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 284,544 shares; 2014Q1: 205,337 shares; 2014Q2: 147,954 shares; 2014Q3: 127,969 shares 127,969$1.11M0.14%-19,985Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 42,000 shares; 2013Q3: 27,000 shares; 2013Q4: 434,714 shares; 2014Q1: 256,357 shares; 2014Q2: 114,733 shares; 2014Q3: 113,610 shares 113,610$1.07M0.13%-1,123Timeline
OMNIAMERICAN BANCORP INCOMNIAMERICAN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 21,750 shares; 2013Q3: 21,750 shares; 2013Q4: 21,250 shares; 2014Q1: 21,250 shares; 2014Q2: 21,485 shares; 2014Q3: 39,780 shares 39,780$1.03M0.13%+18,295
BGXBLACKSTONE LONG SHORT CR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 45,274 shares; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 58,224 shares 58,224$972K0.12%newTimeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 236,536 shares; 2013Q3: 73,305 shares; 2013Q4: 72,921 shares; 2014Q1: 69,294 shares; 2014Q2: 69,027 shares; 2014Q3: 67,880 shares 67,880$865K0.11%-1,147Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 23,531 shares; 2013Q3: 23,531 shares; 2013Q4: 24,031 shares; 2014Q1: 22,731 shares; 2014Q2: 22,743 shares; 2014Q3: 21,743 shares 21,743$757K0.09%-1,000Timeline
EOIEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 160,981 shares; 2013Q3: 161,092 shares; 2013Q4: 160,327 shares; 2014Q1: 150,336 shares; 2014Q2: 146,755 shares; 2014Q3: 54,190 shares 54,190$743K0.09%-92,565Timeline
MADISON STRTG SECTOR PREM FDMADISON STRTG SECTOR PREM FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 30,075 shares; 2014Q3: 59,869 shares 59,869$742K0.09%+29,794
LLOEWS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 17,200 shares; 2013Q3: 17,200 shares; 2013Q4: 17,200 shares; 2014Q1: 17,200 shares; 2014Q2: 17,590 shares; 2014Q3: 17,590 shares 17,590$733K0.09%0Timeline
JMMNUVEEN MULTI-MKT INCOME FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 88,173 shares 88,173$666K0.08%newTimeline
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 12,680 shares; 2014Q3: 40,588 shares 40,588$656K0.08%+27,908Timeline
BLACKROCK DEFINED OPPRTY CRBLACKROCK DEFINED OPPRTY CRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 48,615 shares 48,615$653K0.08%new
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 16,039 shares; 2013Q3: 16,039 shares; 2013Q4: 15,970 shares; 2014Q1: 13,970 shares; 2014Q2: 13,970 shares; 2014Q3: 13,970 shares 13,970$648K0.08%0Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 19,567 shares; 2014Q3: 61,978 shares 61,978$599K0.07%+42,411
Polonia Bancorp, Inc.Polonia Bancorp, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 58,366 shares; 2013Q3: 58,366 shares; 2013Q4: 58,366 shares; 2014Q1: 58,366 shares; 2014Q2: 58,366 shares; 2014Q3: 57,551 shares 57,551$593K0.07%-815
MARKIT LTDMARKIT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 25,060 shares 25,060$585K0.07%new
ACREARES COML REAL ESTATE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 47,189 shares 47,189$552K0.07%newTimeline
NUVEEN EQUITY PREM ADV FDNUVEEN EQUITY PREM ADV FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 288,437 shares; 2013Q3: 288,966 shares; 2013Q4: 286,234 shares; 2014Q1: 278,441 shares; 2014Q2: 73,403 shares; 2014Q3: 42,186 shares 42,186$551K0.07%-31,217
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,120 shares; 2013Q3: 5,120 shares; 2013Q4: 5,120 shares; 2014Q1: 5,120 shares; 2014Q2: 5,120 shares; 2014Q3: 5,120 shares 5,120$546K0.07%0Timeline
BXMTBLACKSTONE MORTGAGE TRUST INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 19,122 shares 19,122$518K0.06%newTimeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,000 shares; 2013Q3: 2,181 shares; 2013Q4: 2,000 shares; 2014Q1: 4,292 shares; 2014Q2: 2,000 shares; 2014Q3: 4,427 shares 4,427$514K0.06%+2,427Timeline
ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 16,419 shares; 2014Q2: 37,900 shares; 2014Q3: 101,065 shares 101,065$484K0.06%+63,165
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 41,000 shares; 2013Q3: 41,000 shares; 2013Q4: 41,000 shares; 2014Q1: 41,000 shares; 2014Q2: 41,000 shares; 2014Q3: 41,000 shares 41,000$480K0.06%0Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,000 shares; 2013Q3: 4,000 shares; 2013Q4: 4,500 shares; 2014Q1: 5,000 shares; 2014Q2: 5,000 shares; 2014Q3: 4,000 shares 4,000$477K0.06%-1,000Timeline
PIMFRANKLIN MASTER INTER INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 91,037 shares; 2014Q1: 91,037 shares; 2014Q2: 91,037 shares; 2014Q3: 91,037 shares 91,037$458K0.06%0Timeline
HATTERAS FINL CORPHATTERAS FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 25,351 shares 25,351$455K0.06%new
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 5,758 shares 5,758$436K0.05%new
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 7,568 shares; 2013Q3: 9,064 shares; 2013Q4: 4,769 shares; 2014Q1: 7,558 shares; 2014Q2: 5,094 shares; 2014Q3: 6,616 shares 6,616$424K0.05%+1,522Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 8,024 shares; 2013Q3: 8,024 shares; 2013Q4: 8,000 shares; 2014Q1: 8,000 shares; 2014Q2: 8,000 shares; 2014Q3: 8,000 shares 8,000$415K0.05%0Timeline
INTERVEST BANCSHARES CORP-AINTERVEST BANCSHARES CORP-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 24,000 shares; 2013Q3: 21,000 shares; 2013Q4: 23,227 shares; 2014Q1: 24,227 shares; 2014Q2: 34,300 shares; 2014Q3: 41,455 shares 41,455$396K0.05%+7,155
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 3,419 shares; 2014Q2: 3,449 shares; 2014Q3: 3,487 shares 3,487$386K0.05%+38Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 6,500 shares; 2013Q3: 6,500 shares; 2013Q4: 6,500 shares; 2014Q1: 6,500 shares; 2014Q2: 6,500 shares; 2014Q3: 6,500 shares 6,500$385K0.05%0Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 10,955 shares; 2013Q3: 10,955 shares; 2013Q4: 10,955 shares; 2014Q1: 12,455 shares; 2014Q2: 12,706 shares; 2014Q3: 12,956 shares 12,956$383K0.05%+250Timeline
WHFWHITEHORSE FIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 28,874 shares 28,874$383K0.05%newTimeline
FS KKR CAPITAL CORPFS KKR CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 12,430 shares; 2014Q3: 35,066 shares 35,066$378K0.05%+22,636
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 15,191 shares; 2014Q3: 16,266 shares 16,266$378K0.05%+1,075
XLUSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 9,700 shares; 2013Q3: 9,700 shares; 2013Q4: 8,900 shares; 2014Q1: 8,900 shares; 2014Q2: 8,900 shares; 2014Q3: 8,900 shares 8,900$375K0.05%0Timeline
NNYNUVEEN N Y MUN VALUE FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 65,201 shares; 2014Q1: 65,201 shares; 2014Q2: 51,800 shares; 2014Q3: 37,870 shares 37,870$368K0.05%-13,930Timeline
FCTFIRST TR SR FLTG RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 26,682 shares 26,682$362K0.04%newTimeline
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 76,406 shares; 2013Q3: 20,300 shares; 2013Q4: 20,300 shares; 2014Q1: 19,540 shares; 2014Q2: 19,540 shares; 2014Q3: 19,540 shares 19,540$357K0.04%0
MFA FINL INCMFA FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 45,000 shares 45,000$350K0.04%new
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 10,559 shares; 2013Q3: 10,559 shares; 2013Q4: 10,560 shares; 2014Q1: 11,559 shares; 2014Q2: 11,559 shares; 2014Q3: 12,559 shares 12,559$322K0.04%+1,000
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 4,441 shares 4,441$319K0.04%newTimeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 18,226 shares; 2013Q3: 18,226 shares; 2013Q4: 18,226 shares; 2014Q1: 18,226 shares; 2014Q2: 18,226 shares; 2014Q3: 18,226 shares 18,226$311K0.04%0Timeline
PNNTPENNANTPARK INVTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 28,517 shares 28,517$311K0.04%newTimeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,750 shares; 2013Q3: 5,750 shares; 2013Q4: 5,750 shares; 2014Q1: 5,750 shares; 2014Q2: 5,750 shares; 2014Q3: 5,000 shares 5,000$301K0.04%-750Timeline
FEZSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 9,542 shares; 2013Q3: 13,587 shares; 2013Q4: 7,690 shares; 2014Q1: 6,875 shares; 2014Q2: 7,116 shares; 2014Q3: 7,370 shares 7,370$293K0.04%+254Timeline
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 6,859 shares; 2014Q2: 7,096 shares; 2014Q3: 7,266 shares 7,266$292K0.04%+170
GDLGDL FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 27,485 shares; 2013Q3: 27,485 shares; 2013Q4: 27,485 shares; 2014Q1: 27,485 shares; 2014Q2: 27,485 shares; 2014Q3: 27,485 shares 27,485$290K0.04%0Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 10,400 shares; 2013Q3: 10,100 shares; 2013Q4: 10,600 shares; 2014Q1: 10,800 shares; 2014Q2: 10,800 shares; 2014Q3: 10,800 shares 10,800$272K0.03%0Timeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 41,683 shares 41,683$271K0.03%newTimeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 16,040 shares 16,040$252K0.03%new
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,700 shares; 2013Q3: 3,000 shares; 2013Q4: 3,000 shares; 2014Q1: 3,000 shares; 2014Q2: 3,000 shares; 2014Q3: 3,000 shares 3,000$251K0.03%0Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 1,090 shares; 2014Q2: 2,180 shares; 2014Q3: 2,180 shares 2,180$236K0.03%0Timeline
ALPS ETF TRALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 11,892 shares; 2013Q3: 11,892 shares; 2013Q4: not reported; 2014Q1: 11,892 shares; 2014Q2: 11,892 shares; 2014Q3: 11,892 shares 11,892$228K0.03%0
NEXPOINT CR STRATEGIES FDNEXPOINT CR STRATEGIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 678,188 shares; 2013Q3: 656,439 shares; 2013Q4: 615,882 shares; 2014Q1: 225,995 shares; 2014Q2: 21,378 shares; 2014Q3: 21,378 shares 21,378$227K0.03%0
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 2,900 shares; 2013Q4: 2,900 shares; 2014Q1: 2,900 shares; 2014Q2: 2,900 shares; 2014Q3: 2,900 shares 2,900$222K0.03%0Timeline
SARSARATOGA INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 13,613 shares 13,613$218K0.03%newTimeline
GFNEW GERMANY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 16,290 shares; 2013Q3: 14,974 shares; 2013Q4: 14,974 shares; 2014Q1: 13,103 shares; 2014Q2: 12,691 shares; 2014Q3: 12,691 shares 12,691$212K0.03%0Timeline
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 20,038 shares; 2014Q2: 20,038 shares; 2014Q3: 18,600 shares 18,600$209K0.03%-1,438Timeline
ARIAPOLLO COML REAL ESTATE FINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 12,770 shares 12,770$201K0.02%newTimeline
MFS INTERMARKET INCOME TRUSTMFS INTERMARKET INCOME TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 34,733 shares; 2013Q3: 27,191 shares; 2013Q4: 26,880 shares; 2014Q1: 26,224 shares; 2014Q2: 21,637 shares; 2014Q3: 21,637 shares 21,637$181K0.02%0
VIRTUS TOTALVIRTUS TOTALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 143,519 shares; 2013Q3: 146,599 shares; 2013Q4: 127,783 shares; 2014Q1: 105,841 shares; 2014Q2: 107,841 shares; 2014Q3: 38,211 shares 38,211$178K0.02%-69,630
TALMER BANCORP INCTALMER BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 11,268 shares; 2014Q2: 11,268 shares; 2014Q3: 11,268 shares 11,268$156K0.02%0
NMFCNEW MTN FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,543 shares 10,543$155K0.02%newTimeline
ISHARESISHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 26,572 shares; 2013Q3: 26,645 shares; 2013Q4: 20,412 shares; 2014Q1: 11,225 shares; 2014Q2: 12,154 shares; 2014Q3: 12,660 shares 12,660$149K0.02%+506
ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 16,123 shares; 2014Q3: 16,947 shares 16,947$144K0.02%+824
NUVEEN GLOBAL INCOME OPPTYNUVEEN GLOBAL INCOME OPPTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 11,369 shares 11,369$141K0.02%new
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 92,274 shares; 2013Q3: 89,674 shares; 2013Q4: 80,681 shares; 2014Q1: 65,074 shares; 2014Q2: 13,808 shares; 2014Q3: 13,358 shares 13,358$101K0.01%-450Timeline

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
AMERN STRATEGIC INCOME PTFLAMERN STRATEGIC INCOME PTFL924,058$8.11Mshares
AMERICAN STRATEGIC INCOME IIAMERICAN STRATEGIC INCOME II973,700$7.13Mshares
AMERICAN SELECT PORTFOLIO INAMERICAN SELECT PORTFOLIO IN538,648$5.76Mshares
XEXGXEATON VANCE TAX-MANAGED GLOB281,370$2.92Mshares
AMERICAN STRATEGIC INC PORT…AMERICAN STRATEGIC INC PORTFOLIO …136,776$1.4Mshares
EMBISHARES TR3,004$346Kshares
TIPISHARES TR2,844$328Kshares
GENERAL MTRS COGENERAL MTRS CO9,450$251Kshares
GUGGENHEIM EQUALGUGGENHEIM EQUAL10,500$210Kshares
PFLTPENNANTPARK FLOATING RATE CA13,790$197Kshares
CYS INVTS INCCYS INVTS INC11,035$100Kshares
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F10,708$67Kshares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001356223-14-000014 base2014-11-13acceptance time not in the bulk data set