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Disclosery

MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/

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13F filer, CIK 883487, SAN DIEGO, CA

MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ reported $62,751,000 across 84 holdings for the quarter ended 2017-12-31, in a 13F-HR filed 2018-02-07. Its ten largest share positions make up 34.68% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000883487-18-000001

Period
2017-12-31
Reported value
$62.8M
Holdings
84
Top 10 weight
34.68%
New
7
Sold out
9

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GENERAL ELEC COadded+107,791$1.88M
AZTAnew+66,708$1.59M
NRG YIELD INCnew+74,861$1.42M
MERITOR INCnew+58,917$1.38M
WDCnew+16,990$1.35M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
AMBAexited-52,709-$2.58M
TWLOexited-52,410-$1.56M
NABORS INDUSTRIES LTDexited-179,080-$1.45M
AVID TECHNOLOGY INCexited-271,144-$1.23M
PSAexited-5,112-$1.09M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2017

Share positions as resolved from 13F-HR 0000883487-18-000001, largest first. % of portfolio is the value over $62,751,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
GTT COMMUNICATIONS INCGTT COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 46,463 shares; 2016Q3: 44,226 shares; 2016Q4: 43,778 shares; 2017Q1: 43,553 shares; 2017Q2: 42,552 shares; 2017Q3: 78,059 shares; 2017Q4: 70,745 shares 70,745$3.32M5.29%-7,314
NTNXNUTANIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 82,297 shares; 2017Q3: 82,119 shares; 2017Q4: 75,565 shares 75,565$2.67M4.25%-6,554Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 16,380 shares; 2016Q3: 16,380 shares; 2016Q4: 10,930 shares; 2017Q1: 10,930 shares; 2017Q2: 10,930 shares; 2017Q3: 10,930 shares; 2017Q4: 118,721 shares 118,721$2.07M3.3%+107,791
MTS SYSTEMS CORPMTS SYSTEMS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 20,413 shares; 2016Q3: 26,821 shares; 2016Q4: 25,022 shares; 2017Q1: not reported; 2017Q2: 42,344 shares; 2017Q3: 41,572 shares; 2017Q4: 38,257 shares 38,257$2.05M3.27%-3,315
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 71,157 shares; 2017Q2: 69,808 shares; 2017Q3: 68,913 shares; 2017Q4: 64,044 shares 64,044$2.01M3.21%-4,869
LUXOFT HLDG INCLUXOFT HLDG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 24,265 shares; 2016Q4: 24,316 shares; 2017Q1: 24,200 shares; 2017Q2: 24,120 shares; 2017Q3: 39,584 shares; 2017Q4: 36,005 shares 36,005$2M3.2%-3,579
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 67,611 shares; 2017Q4: 89,954 shares 89,954$1.99M3.17%+22,343
GNTXGENTEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 58,638 shares; 2016Q3: 56,207 shares; 2016Q4: 96,753 shares; 2017Q1: 96,638 shares; 2017Q2: 63,643 shares; 2017Q3: 102,228 shares; 2017Q4: 92,518 shares 92,518$1.94M3.09%-9,710Timeline
EXTENDED STAY AMER INCEXTENDED STAY AMER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 99,395 shares; 2017Q4: 100,291 shares 100,291$1.91M3.04%+896
AMERICAN NATL INSAMERICAN NATL INSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 15,388 shares; 2017Q1: 15,342 shares; 2017Q2: 15,208 shares; 2017Q3: 15,047 shares; 2017Q4: 13,995 shares 13,995$1.79M2.86%-1,052
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,577 shares; 2017Q1: 10,155 shares; 2017Q2: 10,155 shares; 2017Q3: 54,235 shares; 2017Q4: 38,666 shares 38,666$1.63M2.6%-15,569
AZTAAZENTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 66,708 shares 66,708$1.59M2.54%newTimeline
HOLLYFRONTIER CORPHOLLYFRONTIER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 65,508 shares; 2017Q2: 64,900 shares; 2017Q3: 33,835 shares; 2017Q4: 30,690 shares 30,690$1.57M2.51%-3,145
NRG YIELD INCNRG YIELD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 74,861 shares 74,861$1.42M2.25%new
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 109,525 shares; 2016Q3: 103,919 shares; 2016Q4: 101,860 shares; 2017Q1: 70,285 shares; 2017Q2: 39,941 shares; 2017Q3: 39,559 shares; 2017Q4: 34,176 shares 34,176$1.41M2.24%-5,383Timeline
MERITOR INCMERITOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 58,917 shares 58,917$1.38M2.2%new
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 33,992 shares; 2016Q3: 31,780 shares; 2016Q4: 30,744 shares; 2017Q1: 20,334 shares; 2017Q2: 10,742 shares; 2017Q3: not reported; 2017Q4: 16,990 shares 16,990$1.35M2.15%newTimeline
ENSCO PLCENSCO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 21,524 shares; 2016Q3: 20,649 shares; 2016Q4: 232,543 shares; 2017Q1: 231,853 shares; 2017Q2: 235,589 shares; 2017Q3: 398,818 shares; 2017Q4: 222,766 shares 222,766$1.32M2.1%-176,052
ABIOMED INCABIOMED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,399 shares; 2017Q1: 11,183 shares; 2017Q2: 10,828 shares; 2017Q3: 10,648 shares; 2017Q4: 6,553 shares 6,553$1.23M1.96%-4,095
KTOSKRATOS DEFENSE & SEC SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 109,951 shares 109,951$1.17M1.86%newTimeline
ERIEERIE INDTY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 11,375 shares; 2016Q3: 10,774 shares; 2016Q4: 10,646 shares; 2017Q1: 10,596 shares; 2017Q2: 10,448 shares; 2017Q3: 10,307 shares; 2017Q4: 9,511 shares 9,511$1.16M1.85%-796Timeline
IWSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 27,171 shares; 2016Q3: 16,141 shares; 2016Q4: 15,141 shares; 2017Q1: 15,141 shares; 2017Q2: 15,430 shares; 2017Q3: 12,930 shares; 2017Q4: 12,705 shares 12,705$1.13M1.81%-225Timeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 4,092 shares; 2016Q3: 3,682 shares; 2016Q4: 3,547 shares; 2017Q1: 3,517 shares; 2017Q2: 3,517 shares; 2017Q3: 3,447 shares; 2017Q4: 10,516 shares 10,516$1.1M1.75%+7,069
OLNOLIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 52,587 shares; 2016Q4: 52,169 shares; 2017Q1: 51,883 shares; 2017Q2: 32,565 shares; 2017Q3: 33,323 shares; 2017Q4: 29,853 shares 29,853$1.06M1.69%-3,470Timeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 255,884 shares; 2016Q3: 177,052 shares; 2016Q4: 171,531 shares; 2017Q1: 170,516 shares; 2017Q2: 168,990 shares; 2017Q3: 166,508 shares; 2017Q4: 151,049 shares 151,049$1.02M1.62%-15,459Timeline
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 44,469 shares; 2017Q1: 44,644 shares; 2017Q2: 22,051 shares; 2017Q3: 21,690 shares; 2017Q4: 19,474 shares 19,474$996K1.59%-2,216Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 8,900 shares; 2016Q3: 8,900 shares; 2016Q4: 8,900 shares; 2017Q1: 8,750 shares; 2017Q2: 8,440 shares; 2017Q3: 8,440 shares; 2017Q4: 7,830 shares 7,830$980K1.56%-610Timeline
COMSCORE INCCOMSCORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 56,679 shares; 2016Q4: 56,645 shares; 2017Q1: 82,026 shares; 2017Q2: 80,449 shares; 2017Q3: 44,135 shares; 2017Q4: 34,146 shares 34,146$973K1.55%-9,989
CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 48,940 shares; 2016Q3: 101,991 shares; 2016Q4: 100,879 shares; 2017Q1: 105,753 shares; 2017Q2: 104,305 shares; 2017Q3: 306,548 shares; 2017Q4: 204,405 shares 204,405$963K1.53%-102,143
VEEVVEEVA SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 17,225 shares 17,225$952K1.52%newTimeline
MAZOR ROBOTICS LTDMAZOR ROBOTICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 29,282 shares; 2017Q2: 36,201 shares; 2017Q3: 35,859 shares; 2017Q4: 17,761 shares 17,761$916K1.46%-18,098
TRONOX LTDTRONOX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 2,484 shares; 2016Q3: 2,484 shares; 2016Q4: 2,484 shares; 2017Q1: 3,684 shares; 2017Q2: 3,684 shares; 2017Q3: 13,639 shares; 2017Q4: 43,609 shares 43,609$895K1.43%+29,970
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,940 shares; 2017Q1: 2,940 shares; 2017Q2: 2,925 shares; 2017Q3: 2,925 shares; 2017Q4: 2,925 shares 2,925$863K1.38%0Timeline
UNITI GROUP INCUNITI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 51,661 shares; 2017Q4: 40,119 shares 40,119$714K1.14%-11,542
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 3,200 shares; 2016Q3: 3,200 shares; 2016Q4: 3,200 shares; 2017Q1: 3,420 shares; 2017Q2: 3,420 shares; 2017Q3: 3,340 shares; 2017Q4: 2,980 shares 2,980$701K1.12%-360Timeline
Vanguard GNMA Fund Investor…Vanguard GNMA Fund Investor ShQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 60,826 shares; 2016Q3: 61,135 shares; 2016Q4: 61,888 shares; 2017Q1: 62,127 shares; 2017Q2: 62,671 shares; 2017Q3: 63,095 shares; 2017Q4: 63,525 shares 63,525$664K1.06%+430
OCLARO INCOCLARO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 100,341 shares; 2017Q3: 99,166 shares; 2017Q4: 86,668 shares 86,668$584K0.93%-12,498
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 17,457 shares; 2016Q3: 17,457 shares; 2016Q4: 17,457 shares; 2017Q1: 17,457 shares; 2017Q2: 16,957 shares; 2017Q3: 16,557 shares; 2017Q4: 14,707 shares 14,707$572K0.91%-1,850Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 7,137 shares; 2016Q3: 6,362 shares; 2016Q4: 6,272 shares; 2017Q1: 6,272 shares; 2017Q2: 6,272 shares; 2017Q3: 6,672 shares; 2017Q4: 6,652 shares 6,652$556K0.89%-20Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,104 shares; 2017Q1: 11,164 shares; 2017Q2: 11,164 shares; 2017Q3: 11,074 shares; 2017Q4: 9,674 shares 9,674$552K0.88%-1,400Timeline
KANSAS CITY LIFE INSURANCEKANSAS CITY LIFE INSURANCEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 13,070 shares; 2016Q4: 13,229 shares; 2017Q1: 13,049 shares; 2017Q2: 13,049 shares; 2017Q3: 12,889 shares; 2017Q4: 11,939 shares 11,939$540K0.86%-950
HTOH2O AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 7,740 shares; 2016Q3: 7,740 shares; 2016Q4: 7,740 shares; 2017Q1: 7,740 shares; 2017Q2: 7,740 shares; 2017Q3: 7,740 shares; 2017Q4: 7,740 shares 7,740$494K0.79%0Timeline
WELLWELLTOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 7,150 shares; 2016Q3: 7,150 shares; 2016Q4: 7,150 shares; 2017Q1: 7,950 shares; 2017Q2: 7,950 shares; 2017Q3: 8,490 shares; 2017Q4: 7,670 shares 7,670$489K0.78%-820Timeline
CDECOEUR MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 4,825 shares; 2016Q3: 4,325 shares; 2016Q4: 122,077 shares; 2017Q1: 121,812 shares; 2017Q2: 121,156 shares; 2017Q3: 116,916 shares; 2017Q4: 63,122 shares 63,122$473K0.75%-53,794Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares; 2016Q4: 4,000 shares; 2017Q1: 4,000 shares; 2017Q2: 4,000 shares; 2017Q3: 4,000 shares; 2017Q4: 3,000 shares 3,000$470K0.75%-1,000Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 3,000 shares; 2016Q4: not reported; 2017Q1: 4,200 shares; 2017Q2: 4,200 shares; 2017Q3: 7,200 shares; 2017Q4: 7,200 shares 7,200$461K0.73%0Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 12,700 shares; 2016Q3: 12,700 shares; 2016Q4: 12,030 shares; 2017Q1: 14,100 shares; 2017Q2: 14,100 shares; 2017Q3: 14,450 shares; 2017Q4: 12,870 shares 12,870$454K0.72%-1,580Timeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 4,880 shares; 2016Q3: 4,880 shares; 2016Q4: 3,800 shares; 2017Q1: 3,100 shares; 2017Q2: 3,100 shares; 2017Q3: 3,100 shares; 2017Q4: 3,100 shares 3,100$449K0.72%0Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 12,010 shares; 2016Q3: 12,010 shares; 2016Q4: 12,010 shares; 2017Q1: 12,010 shares; 2017Q2: 12,010 shares; 2017Q3: 11,820 shares; 2017Q4: 11,820 shares 11,820$428K0.68%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 6,140 shares; 2016Q3: 6,140 shares; 2016Q4: 6,140 shares; 2017Q1: 6,190 shares; 2017Q2: 6,190 shares; 2017Q3: 6,055 shares; 2017Q4: 4,995 shares 4,995$427K0.68%-1,060Timeline
ALLEGHANY CORP DELALLEGHANY CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 700 shares; 2017Q1: 700 shares; 2017Q2: 700 shares; 2017Q3: 700 shares; 2017Q4: 700 shares 700$417K0.66%0
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 3,920 shares; 2016Q3: 3,920 shares; 2016Q4: 3,920 shares; 2017Q1: 3,100 shares; 2017Q2: 3,100 shares; 2017Q3: 3,100 shares; 2017Q4: 3,100 shares 3,100$416K0.66%0Timeline
VANGUARD INTERMEDIATE TERM …VANGUARD INTERMEDIATE TERM CORP B…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 31,141 shares; 2016Q3: 31,368 shares; 2016Q4: 31,890 shares; 2017Q1: 32,044 shares; 2017Q2: 32,350 shares; 2017Q3: 40,577 shares; 2017Q4: 40,873 shares 40,873$399K0.64%+296
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 11,128 shares; 2016Q3: 10,628 shares; 2016Q4: 10,599 shares; 2017Q1: 2,690 shares; 2017Q2: 2,690 shares; 2017Q3: 2,690 shares; 2017Q4: 2,690 shares 2,690$376K0.6%0Timeline
DOWDUPONT INCDOWDUPONT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 5,464 shares; 2017Q4: 5,139 shares 5,139$366K0.58%-325
UNILEVER N VUNILEVER N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 5,600 shares; 2016Q3: 5,600 shares; 2016Q4: 5,600 shares; 2017Q1: 5,600 shares; 2017Q2: 5,600 shares; 2017Q3: 5,600 shares; 2017Q4: 5,600 shares 5,600$315K0.5%0
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 5,123 shares; 2016Q3: 5,123 shares; 2016Q4: 5,123 shares; 2017Q1: 5,123 shares; 2017Q2: 5,123 shares; 2017Q3: 5,123 shares; 2017Q4: 5,123 shares 5,123$314K0.5%0Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 9,000 shares; 2016Q4: 9,000 shares; 2017Q1: 9,000 shares; 2017Q2: 9,000 shares; 2017Q3: 9,000 shares; 2017Q4: 9,000 shares 9,000$288K0.46%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 5,770 shares; 2016Q3: 5,700 shares; 2016Q4: 5,700 shares; 2017Q1: 5,700 shares; 2017Q2: 5,700 shares; 2017Q3: 5,700 shares; 2017Q4: 5,700 shares 5,700$262K0.42%0Timeline
SNASNAP ON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 1,470 shares; 2016Q3: 1,470 shares; 2016Q4: 1,470 shares; 2017Q1: 1,470 shares; 2017Q2: 1,470 shares; 2017Q3: 1,470 shares; 2017Q4: 1,470 shares 1,470$256K0.41%0Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 3,910 shares 3,910$205K0.33%newTimeline
FIDELITY FLOATING RATE HIGH…FIDELITY FLOATING RATE HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 10,993 shares; 2017Q2: 11,095 shares; 2017Q3: 19,505 shares; 2017Q4: 19,638 shares 19,638$189K0.3%+133
MITKMITEK SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 58,635 shares; 2016Q3: 56,135 shares; 2016Q4: 50,400 shares; 2017Q1: 50,400 shares; 2017Q2: 29,225 shares; 2017Q3: 28,725 shares; 2017Q4: 18,475 shares 18,475$165K0.26%-10,250Timeline
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 25,290 shares; 2016Q3: 26,290 shares; 2016Q4: 26,290 shares; 2017Q1: 26,290 shares; 2017Q2: 27,290 shares; 2017Q3: 30,490 shares; 2017Q4: 18,030 shares 18,030$163K0.26%-12,460
VANGUARD INTERMEDIATE-TERM …VANGUARD INTERMEDIATE-TERM INVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 12,060 shares; 2017Q3: 12,142 shares; 2017Q4: 12,249 shares 12,249$119K0.19%+107
ORGANOVO HOLDINGS INCORGANOVO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 41,230 shares; 2016Q3: 41,095 shares; 2016Q4: 41,095 shares; 2017Q1: 32,415 shares; 2017Q2: 32,415 shares; 2017Q3: 32,415 shares; 2017Q4: 30,025 shares 30,025$40K0.06%-2,390
FLRFLUOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 400 shares; 2016Q3: 400 shares; 2016Q4: 400 shares; 2017Q1: not reported; 2017Q2: 400 shares; 2017Q3: 400 shares; 2017Q4: 400 shares 400$21K0.03%0Timeline
FINISAR CORPFINISAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 1,000 shares; 2017Q4: 1,000 shares 1,000$20K0.03%0
ASTROTECH CORPASTROTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 22,800 shares; 2017Q1: 23,100 shares; 2017Q2: 23,100 shares; 2017Q3: 23,100 shares; 2017Q4: 4,620 shares 4,620$15K0.02%-18,480
INTREPID POTASH INCINTREPID POTASH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 2,565 shares; 2016Q3: 2,565 shares; 2016Q4: 2,452 shares; 2017Q1: 2,452 shares; 2017Q2: 3,027 shares; 2017Q3: 3,027 shares; 2017Q4: 3,027 shares 3,027$14K0.02%0
NEMNEWMONT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 800 shares; 2016Q3: 800 shares; 2016Q4: 800 shares; 2017Q1: 300 shares; 2017Q2: 300 shares; 2017Q3: 300 shares; 2017Q4: 300 shares 300$11K0.02%0Timeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 15,000 shares; 2016Q3: 15,000 shares; 2016Q4: 20,000 shares; 2017Q1: 20,000 shares; 2017Q2: 20,000 shares; 2017Q3: 20,000 shares; 2017Q4: 11,000 shares 11,000$11K0.02%-9,000
DIREXION DAILY GOLD MINERS …DIREXION DAILY GOLD MINERS INDEXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 300 shares; 2017Q4: 300 shares 300$10K0.02%0
ISHARES GOLD TRUSTISHARES GOLD TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 656 shares; 2016Q3: 656 shares; 2016Q4: 656 shares; 2017Q1: 656 shares; 2017Q2: 656 shares; 2017Q3: 656 shares; 2017Q4: 656 shares 656$8K0.01%0
TROVAGENE INCTROVAGENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 36,075 shares; 2016Q3: 36,075 shares; 2016Q4: 34,075 shares; 2017Q1: 26,925 shares; 2017Q2: 26,925 shares; 2017Q3: 26,925 shares; 2017Q4: 23,850 shares 23,850$7K0.01%-3,075
CONTANGO ORE INCCONTANGO ORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 300 shares; 2017Q3: 300 shares; 2017Q4: 300 shares 300$5K0.01%0
MCDERMOTT INTL INCMCDERMOTT INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 5,250 shares; 2016Q3: 5,250 shares; 2016Q4: 5,250 shares; 2017Q1: 5,250 shares; 2017Q2: 650 shares; 2017Q3: 650 shares; 2017Q4: 650 shares 650$4K0.01%0
CADUS CORP COMCADUS CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 2,000 shares; 2016Q4: 2,000 shares; 2017Q1: 2,000 shares; 2017Q2: not reported; 2017Q3: 21,000 shares; 2017Q4: 2,000 shares 2,000$3K<0.01%-19,000
MILLS MUSIC TRUSTMILLS MUSIC TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 100 shares; 2016Q3: 100 shares; 2016Q4: 100 shares; 2017Q1: 100 shares; 2017Q2: 100 shares; 2017Q3: 100 shares; 2017Q4: 100 shares 100$2K<0.01%0
COMSTOCK RESOURCES INCCOMSTOCK RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 6 shares; 2016Q3: 1 shares; 2016Q4: 1 shares; 2017Q1: 1 shares; 2017Q2: 1 shares; 2017Q3: 1 shares; 2017Q4: 1 shares 1$00%0Value filed as zero, left out of ratios.
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 228,131 shares; 2016Q3: 219,921 shares; 2016Q4: 1,662 shares; 2017Q1: 1,662 shares; 2017Q2: 1,662 shares; 2017Q3: 1,662 shares; 2017Q4: 188 shares 188$00%-1,474Value filed as zero, left out of ratios.
CALIFORNIA RES CORP COMCALIFORNIA RES CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 2 shares; 2016Q3: 2 shares; 2016Q4: 2 shares; 2017Q1: 2 shares; 2017Q2: 2 shares; 2017Q3: 2 shares; 2017Q4: 2 shares 2$00%0Value filed as zero, left out of ratios.
PCSVPCS EDVENTURES COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: 20,700 shares; 2016Q3: 20,700 shares; 2016Q4: 20,700 shares; 2017Q1: 20,700 shares; 2017Q2: 20,700 shares; 2017Q3: 20,700 shares; 2017Q4: 17,700 shares 17,700$00%-3,000Value filed as zero, left out of ratios.Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
COMSTOCK RES INCCOMSTOCK RES INC NOTE 7.750% 4/0principal519,324$475K-1

Sold out in Q4 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
AMBAAMBARELLA INC52,709$2.58Mshares
TWLOTWILIO INC52,410$1.56Mshares
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD179,080$1.45Mshares
AVID TECHNOLOGY INCAVID TECHNOLOGY INC271,144$1.23Mshares
PSAPUBLIC STORAGE5,112$1.09Mshares
MRKMERCK & CO INC8,380$537Kshares
FIREEYE INCFIREEYE INC285$5Kshares
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETF324$5Kshares
EXCO RESOURCES INCEXCO RESOURCES INC66$0shares

How Q4 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000883487-18-000001 base2018-02-07acceptance time not in the bulk data set