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Disclosery

MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/

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13F filer, CIK 883487, SAN DIEGO, CA

MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ reported $61,688,000 across 85 holdings for the quarter ended 2017-03-31, in a 13F-HR filed 2017-05-09. Its ten largest share positions make up 33.55% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000883487-17-000002

Period
2017-03-31
Reported value
$61.7M
Holdings
85
Top 10 weight
33.55%
New
6
Sold out
8

Largest buys vs the previous quarter

SecurityShares changeApprox. value
AMBAnew+42,452$2.32M
HOLLYFRONTIER CORPnew+65,508$1.86M
SUMMIT MATERIALS INC CLASS Anew+71,157$1.76M
MAZOR ROBOTICS LTDnew+29,282$872K
COMSCORE INCadded+25,381$548K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
DELPHI AUTOMOTIVE PLCexited-23,688-$1.6M
MTS SYSTEMS CORPexited-25,022-$1.42M
HARMAN INTL INDS INCexited-10,584-$1.18M
JNJreduced-7,909-$985K
MUreduced-31,575-$912K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2017

Share positions as resolved from 13F-HR 0000883487-17-000002, largest first. % of portfolio is the value over $61,688,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CALLIDUS SOFTWARE INCCALLIDUS SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 140,130 shares; 2016Q3: 133,899 shares; 2016Q4: 124,897 shares; 2017Q1: 120,292 shares 120,292$2.57M4.16%-4,605
CCLCARNIVAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 31,278 shares; 2016Q4: 41,577 shares; 2017Q1: 41,434 shares 41,434$2.44M3.96%-143Timeline
AMBAAMBARELLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 46,961 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 42,452 shares 42,452$2.32M3.76%newTimeline
ENSCO PLCENSCO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,524 shares; 2016Q3: 20,649 shares; 2016Q4: 232,543 shares; 2017Q1: 231,853 shares 231,853$2.08M3.36%-690
GNTXGENTEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 58,638 shares; 2016Q3: 56,207 shares; 2016Q4: 96,753 shares; 2017Q1: 96,638 shares 96,638$2.06M3.34%-115Timeline
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 109,525 shares; 2016Q3: 103,919 shares; 2016Q4: 101,860 shares; 2017Q1: 70,285 shares 70,285$2.03M3.29%-31,575Timeline
HOLLYFRONTIER CORPHOLLYFRONTIER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 65,508 shares 65,508$1.86M3.01%new
AMERICAN NATL INSAMERICAN NATL INSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 15,388 shares; 2017Q1: 15,342 shares 15,342$1.81M2.94%-46
COMSCORE INCCOMSCORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 56,679 shares; 2016Q4: 56,645 shares; 2017Q1: 82,026 shares 82,026$1.77M2.87%+25,381
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 71,157 shares 71,157$1.76M2.85%new
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 44,469 shares; 2017Q1: 44,644 shares 44,644$1.74M2.82%+175Timeline
ONON SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 176,016 shares; 2016Q3: 168,763 shares; 2016Q4: 163,988 shares; 2017Q1: 110,413 shares 110,413$1.71M2.77%-53,575Timeline
OLNOLIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 52,587 shares; 2016Q4: 52,169 shares; 2017Q1: 51,883 shares 51,883$1.71M2.76%-286Timeline
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 33,992 shares; 2016Q3: 31,780 shares; 2016Q4: 30,744 shares; 2017Q1: 20,334 shares 20,334$1.68M2.72%-10,410Timeline
SWKSSKYWORKS SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 41 shares; 2016Q3: 41 shares; 2016Q4: 20,834 shares; 2017Q1: 16,047 shares 16,047$1.57M2.55%-4,787Timeline
PRIVATEBANCORP INCPRIVATEBANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 35,047 shares; 2016Q3: 31,544 shares; 2016Q4: 26,551 shares; 2017Q1: 26,083 shares 26,083$1.55M2.51%-468
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 255,884 shares; 2016Q3: 177,052 shares; 2016Q4: 171,531 shares; 2017Q1: 170,516 shares 170,516$1.54M2.5%-1,015Timeline
LUXOFT HLDG INCLUXOFT HLDG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 24,265 shares; 2016Q4: 24,316 shares; 2017Q1: 24,200 shares 24,200$1.51M2.45%-116
ABIOMED INCABIOMED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,399 shares; 2017Q1: 11,183 shares 11,183$1.4M2.27%-216
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 48,995 shares; 2016Q3: 45,482 shares; 2016Q4: 42,589 shares; 2017Q1: 32,063 shares 32,063$1.32M2.14%-10,526
ERIEERIE INDTY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,375 shares; 2016Q3: 10,774 shares; 2016Q4: 10,646 shares; 2017Q1: 10,596 shares 10,596$1.3M2.11%-50Timeline
AVID TECHNOLOGY INCAVID TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 271,355 shares; 2017Q1: 276,697 shares 276,697$1.29M2.09%+5,342
IWSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 27,171 shares; 2016Q3: 16,141 shares; 2016Q4: 15,141 shares; 2017Q1: 15,141 shares 15,141$1.26M2.04%0Timeline
GTT COMMUNICATIONS INCGTT COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 46,463 shares; 2016Q3: 44,226 shares; 2016Q4: 43,778 shares; 2017Q1: 43,553 shares 43,553$1.06M1.72%-225
CDECOEUR MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,825 shares; 2016Q3: 4,325 shares; 2016Q4: 122,077 shares; 2017Q1: 121,812 shares 121,812$984K1.6%-265Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 8,900 shares; 2016Q3: 8,900 shares; 2016Q4: 8,900 shares; 2017Q1: 8,750 shares 8,750$939K1.52%-150Timeline
ROSTROSS STORES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,482 shares; 2016Q3: 17,358 shares; 2016Q4: 14,139 shares; 2017Q1: 14,039 shares 14,039$925K1.5%-100Timeline
MAZOR ROBOTICS LTDMAZOR ROBOTICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 29,282 shares 29,282$872K1.41%new
TJXTJX COS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,227 shares; 2016Q3: 10,447 shares; 2016Q4: 10,712 shares; 2017Q1: 10,752 shares 10,752$850K1.38%+40Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,990 shares; 2016Q3: 14,990 shares; 2016Q4: 14,990 shares; 2017Q1: 15,990 shares 15,990$780K1.26%+1,000Timeline
CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 48,940 shares; 2016Q3: 101,991 shares; 2016Q4: 100,879 shares; 2017Q1: 105,753 shares 105,753$774K1.25%+4,874
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 17,457 shares; 2016Q3: 17,457 shares; 2016Q4: 17,457 shares; 2017Q1: 17,457 shares 17,457$725K1.18%0Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,200 shares; 2016Q3: 3,200 shares; 2016Q4: 3,200 shares; 2017Q1: 3,420 shares 3,420$654K1.06%+220Timeline
Vanguard GNMA Fund Investor…Vanguard GNMA Fund Investor ShQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 60,826 shares; 2016Q3: 61,135 shares; 2016Q4: 61,888 shares; 2017Q1: 62,127 shares 62,127$653K1.06%+239
KANSAS CITY LIFE INSURANCEKANSAS CITY LIFE INSURANCEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 13,070 shares; 2016Q4: 13,229 shares; 2017Q1: 13,049 shares 13,049$598K0.97%-180
WELLWELLTOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,150 shares; 2016Q3: 7,150 shares; 2016Q4: 7,150 shares; 2017Q1: 7,950 shares 7,950$563K0.91%+800Timeline
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,577 shares; 2017Q1: 10,155 shares 10,155$522K0.85%+1,578
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,940 shares; 2017Q1: 2,940 shares 2,940$520K0.84%0Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,137 shares; 2016Q3: 6,362 shares; 2016Q4: 6,272 shares; 2017Q1: 6,272 shares 6,272$514K0.83%0Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,325 shares; 2017Q1: 8,010 shares 8,010$509K0.83%+685Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,104 shares; 2017Q1: 11,164 shares 11,164$496K0.8%+60Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,700 shares; 2016Q3: 12,700 shares; 2016Q4: 12,030 shares; 2017Q1: 14,100 shares 14,100$479K0.78%+2,070Timeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,092 shares; 2016Q3: 3,682 shares; 2016Q4: 3,547 shares; 2017Q1: 3,517 shares 3,517$438K0.71%-30
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares; 2016Q4: 4,000 shares; 2017Q1: 4,000 shares 4,000$435K0.71%0Timeline
ALLEGHANY CORP DELALLEGHANY CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 700 shares; 2017Q1: 700 shares 700$430K0.7%0
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,010 shares; 2016Q3: 12,010 shares; 2016Q4: 12,010 shares; 2017Q1: 12,010 shares 12,010$411K0.67%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,140 shares; 2016Q3: 6,140 shares; 2016Q4: 6,140 shares; 2017Q1: 6,190 shares 6,190$408K0.66%+50Timeline
HTOH2O AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,740 shares; 2016Q3: 7,740 shares; 2016Q4: 7,740 shares; 2017Q1: 7,740 shares 7,740$373K0.6%0Timeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,880 shares; 2016Q3: 4,880 shares; 2016Q4: 3,800 shares; 2017Q1: 3,100 shares 3,100$347K0.56%-700Timeline
Dow Chemical CompanyDow Chemical CompanyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,864 shares; 2016Q3: 6,864 shares; 2016Q4: 6,864 shares; 2017Q1: 5,464 shares 5,464$347K0.56%-1,400
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,128 shares; 2016Q3: 10,628 shares; 2016Q4: 10,599 shares; 2017Q1: 2,690 shares 2,690$335K0.54%-7,909Timeline
MITKMITEK SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 58,635 shares; 2016Q3: 56,135 shares; 2016Q4: 50,400 shares; 2017Q1: 50,400 shares 50,400$335K0.54%0Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,920 shares; 2016Q3: 3,920 shares; 2016Q4: 3,920 shares; 2017Q1: 3,100 shares 3,100$328K0.53%-820Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,380 shares; 2016Q3: 16,380 shares; 2016Q4: 10,930 shares; 2017Q1: 10,930 shares 10,930$326K0.53%0
MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,560 shares; 2016Q3: 3,560 shares; 2016Q4: 3,560 shares; 2017Q1: 3,560 shares 3,560$317K0.51%0
VANGUARD INTERMEDIATE TERM …VANGUARD INTERMEDIATE TERM CORP B…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 31,141 shares; 2016Q3: 31,368 shares; 2016Q4: 31,890 shares; 2017Q1: 32,044 shares 32,044$311K0.5%+154
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,123 shares; 2016Q3: 5,123 shares; 2016Q4: 5,123 shares; 2017Q1: 5,123 shares 5,123$279K0.45%0Timeline
UNILEVER N VUNILEVER N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,600 shares; 2016Q3: 5,600 shares; 2016Q4: 5,600 shares; 2017Q1: 5,600 shares 5,600$278K0.45%0
BASIC ENERGY SVCS INC NEWBASIC ENERGY SVCS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,739 shares; 2017Q1: 7,739 shares 7,739$258K0.42%0
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 25,290 shares; 2016Q3: 26,290 shares; 2016Q4: 26,290 shares; 2017Q1: 26,290 shares 26,290$249K0.4%0
SNASNAP ON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,470 shares; 2016Q3: 1,470 shares; 2016Q4: 1,470 shares; 2017Q1: 1,470 shares 1,470$248K0.4%0Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 9,000 shares; 2016Q4: 9,000 shares; 2017Q1: 9,000 shares 9,000$243K0.39%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,770 shares; 2016Q3: 5,700 shares; 2016Q4: 5,700 shares; 2017Q1: 5,700 shares 5,700$242K0.39%0Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 3,000 shares; 2016Q4: not reported; 2017Q1: 4,200 shares 4,200$241K0.39%newTimeline
FIDELITY FLOATING RATE HIGH…FIDELITY FLOATING RATE HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 10,993 shares 10,993$106K0.17%new
ORGANOVO HOLDINGS INCORGANOVO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 41,230 shares; 2016Q3: 41,095 shares; 2016Q4: 41,095 shares; 2017Q1: 32,415 shares 32,415$103K0.17%-8,680
TRONOX LTDTRONOX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,484 shares; 2016Q3: 2,484 shares; 2016Q4: 2,484 shares; 2017Q1: 3,684 shares 3,684$68K0.11%+1,200
MCDERMOTT INTL INCMCDERMOTT INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,250 shares; 2016Q3: 5,250 shares; 2016Q4: 5,250 shares; 2017Q1: 5,250 shares 5,250$35K0.06%0
TROVAGENE INCTROVAGENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 36,075 shares; 2016Q3: 36,075 shares; 2016Q4: 34,075 shares; 2017Q1: 26,925 shares 26,925$31K0.05%-7,150
ASTROTECH CORPASTROTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 22,800 shares; 2017Q1: 23,100 shares 23,100$30K0.05%+300
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,000 shares; 2016Q3: 15,000 shares; 2016Q4: 20,000 shares; 2017Q1: 20,000 shares 20,000$21K0.03%0
NEMNEWMONT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 800 shares; 2016Q3: 800 shares; 2016Q4: 800 shares; 2017Q1: 300 shares 300$10K0.02%-500Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 656 shares; 2016Q3: 656 shares; 2016Q4: 656 shares; 2017Q1: 656 shares 656$8K0.01%0
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,142 shares; 2016Q3: 1,142 shares; 2016Q4: 1,142 shares; 2017Q1: 542 shares 542$7K0.01%-600
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 324 shares; 2016Q3: 324 shares; 2016Q4: 324 shares; 2017Q1: 324 shares 324$6K0.01%0
CTGOCONTANGO SILVER & GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 200 shares; 2016Q4: 200 shares; 2017Q1: 300 shares 300$5K0.01%+100Timeline
INTREPID POTASH INCINTREPID POTASH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,565 shares; 2016Q3: 2,565 shares; 2016Q4: 2,452 shares; 2017Q1: 2,452 shares 2,452$4K0.01%0
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 228,131 shares; 2016Q3: 219,921 shares; 2016Q4: 1,662 shares; 2017Q1: 1,662 shares 1,662$2K<0.01%0
MILLS MUSIC TRUSTMILLS MUSIC TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 100 shares; 2016Q3: 100 shares; 2016Q4: 100 shares; 2017Q1: 100 shares 100$2K<0.01%0
CADUS CORP COMCADUS CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 2,000 shares; 2016Q4: 2,000 shares; 2017Q1: 2,000 shares 2,000$2K<0.01%0
EXCO RESOURCES INCEXCO RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares; 2017Q1: 1,000 shares 1,000$1K<0.01%0
PCSVPCS EDVENTURES COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 20,700 shares; 2016Q3: 20,700 shares; 2016Q4: 20,700 shares; 2017Q1: 20,700 shares 20,700$1K<0.01%0Timeline
COMSTOCK RESOURCES INCCOMSTOCK RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6 shares; 2016Q3: 1 shares; 2016Q4: 1 shares; 2017Q1: 1 shares 1$00%0Value filed as zero, left out of ratios.
CALIFORNIA RES CORP COMCALIFORNIA RES CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2 shares; 2016Q3: 2 shares; 2016Q4: 2 shares; 2017Q1: 2 shares 2$00%0Value filed as zero, left out of ratios.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
COMSTOCK RES INCCOMSTOCK RES INC NOTE 7.750% 4/0principal450,000$381K0

Sold out in Q1 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC23,688$1.6Mshares
MTS SYSTEMS CORPMTS SYSTEMS CORP25,022$1.42Mshares
HARMAN INTL INDS INCHARMAN INTL INDS INC10,584$1.18Mshares
MTZMASTEC INC22,744$870Kshares
PAGPENSKE AUTOMOTIVE GRP INC15,166$786Kshares
FNMAFEDERAL NATL MTG ASS 00000034,900$136Kshares
FLRFLUOR CORP400$21Kshares
PARNELL PHARMACEUT HLDGS LI…PARNELL PHARMACEUT HLDGS LIMITED …10,000$7Kshares

How Q1 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000883487-17-000002 base2017-05-09acceptance time not in the bulk data set