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Disclosery

MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/

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13F filer, CIK 883487, SAN DIEGO, CA

MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ reported $64,044,000 across 86 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-13. Its ten largest share positions make up 34.49% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000883487-17-000004

Period
2017-09-30
Reported value
$64M
Holdings
86
Top 10 weight
34.49%
New
8
Sold out
9

Largest buys vs the previous quarter

SecurityShares changeApprox. value
APACHE CORPadded+44,080$2.02M
EXTENDED STAY AMER INCnew+99,395$1.99M
HERTZ GLOBAL HLDGS INCnew+67,611$1.51M
NABORS INDUSTRIES LTDnew+179,080$1.45M
GTT COMMUNICATIONS INCadded+35,507$1.12M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
CALLIDUS SOFTWARE INCexited-73,612-$1.78M
CCLexited-26,848-$1.76M
HOLLYFRONTIER CORPreduced-31,065-$1.12M
COMSCORE INCreduced-36,314-$1.04M
WDCexited-10,742-$951K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0000883487-17-000004, largest first. % of portfolio is the value over $64,044,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AMBAAMBARELLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 46,961 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 42,452 shares; 2017Q2: 37,226 shares; 2017Q3: 52,709 shares 52,709$2.58M4.03%+15,483Timeline
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,577 shares; 2017Q1: 10,155 shares; 2017Q2: 10,155 shares; 2017Q3: 54,235 shares 54,235$2.48M3.88%+44,080
GTT COMMUNICATIONS INCGTT COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 46,463 shares; 2016Q3: 44,226 shares; 2016Q4: 43,778 shares; 2017Q1: 43,553 shares; 2017Q2: 42,552 shares; 2017Q3: 78,059 shares 78,059$2.47M3.86%+35,507
ENSCO PLCENSCO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,524 shares; 2016Q3: 20,649 shares; 2016Q4: 232,543 shares; 2017Q1: 231,853 shares; 2017Q2: 235,589 shares; 2017Q3: 398,818 shares 398,818$2.38M3.72%+163,229
MTS SYSTEMS CORPMTS SYSTEMS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 20,413 shares; 2016Q3: 26,821 shares; 2016Q4: 25,022 shares; 2017Q1: not reported; 2017Q2: 42,344 shares; 2017Q3: 41,572 shares 41,572$2.22M3.47%-772
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 71,157 shares; 2017Q2: 69,808 shares; 2017Q3: 68,913 shares 68,913$2.21M3.45%-895
GNTXGENTEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 58,638 shares; 2016Q3: 56,207 shares; 2016Q4: 96,753 shares; 2017Q1: 96,638 shares; 2017Q2: 63,643 shares; 2017Q3: 102,228 shares 102,228$2.02M3.16%+38,585Timeline
EXTENDED STAY AMER INCEXTENDED STAY AMER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 99,395 shares 99,395$1.99M3.1%new
LUXOFT HLDG INCLUXOFT HLDG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 24,265 shares; 2016Q4: 24,316 shares; 2017Q1: 24,200 shares; 2017Q2: 24,120 shares; 2017Q3: 39,584 shares 39,584$1.89M2.95%+15,464
NTNXNUTANIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 82,297 shares; 2017Q3: 82,119 shares 82,119$1.84M2.87%-178Timeline
ABIOMED INCABIOMED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,399 shares; 2017Q1: 11,183 shares; 2017Q2: 10,828 shares; 2017Q3: 10,648 shares 10,648$1.8M2.8%-180
AMERICAN NATL INSAMERICAN NATL INSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 15,388 shares; 2017Q1: 15,342 shares; 2017Q2: 15,208 shares; 2017Q3: 15,047 shares 15,047$1.78M2.77%-161
MAZOR ROBOTICS LTDMAZOR ROBOTICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 29,282 shares; 2017Q2: 36,201 shares; 2017Q3: 35,859 shares 35,859$1.77M2.77%-342
CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 48,940 shares; 2016Q3: 101,991 shares; 2016Q4: 100,879 shares; 2017Q1: 105,753 shares; 2017Q2: 104,305 shares; 2017Q3: 306,548 shares 306,548$1.69M2.65%+202,243
TWLOTWILIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 51,882 shares; 2017Q3: 52,410 shares 52,410$1.56M2.44%+528Timeline
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 109,525 shares; 2016Q3: 103,919 shares; 2016Q4: 101,860 shares; 2017Q1: 70,285 shares; 2017Q2: 39,941 shares; 2017Q3: 39,559 shares 39,559$1.56M2.43%-382Timeline
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 67,611 shares 67,611$1.51M2.36%new
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 179,080 shares 179,080$1.45M2.26%new
COMSCORE INCCOMSCORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 56,679 shares; 2016Q4: 56,645 shares; 2017Q1: 82,026 shares; 2017Q2: 80,449 shares; 2017Q3: 44,135 shares 44,135$1.27M1.98%-36,314
ERIEERIE INDTY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,375 shares; 2016Q3: 10,774 shares; 2016Q4: 10,646 shares; 2017Q1: 10,596 shares; 2017Q2: 10,448 shares; 2017Q3: 10,307 shares 10,307$1.24M1.94%-141Timeline
AVID TECHNOLOGY INCAVID TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 271,355 shares; 2017Q1: 276,697 shares; 2017Q2: 273,859 shares; 2017Q3: 271,144 shares 271,144$1.23M1.92%-2,715
HOLLYFRONTIER CORPHOLLYFRONTIER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 65,508 shares; 2017Q2: 64,900 shares; 2017Q3: 33,835 shares 33,835$1.22M1.9%-31,065
OLNOLIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 52,587 shares; 2016Q4: 52,169 shares; 2017Q1: 51,883 shares; 2017Q2: 32,565 shares; 2017Q3: 33,323 shares 33,323$1.14M1.78%+758Timeline
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 44,469 shares; 2017Q1: 44,644 shares; 2017Q2: 22,051 shares; 2017Q3: 21,690 shares 21,690$1.13M1.76%-361Timeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 255,884 shares; 2016Q3: 177,052 shares; 2016Q4: 171,531 shares; 2017Q1: 170,516 shares; 2017Q2: 168,990 shares; 2017Q3: 166,508 shares 166,508$1.12M1.75%-2,482Timeline
IWSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 27,171 shares; 2016Q3: 16,141 shares; 2016Q4: 15,141 shares; 2017Q1: 15,141 shares; 2017Q2: 15,430 shares; 2017Q3: 12,930 shares 12,930$1.1M1.71%-2,500Timeline
PSAPUBLIC STORAGEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 5,162 shares; 2017Q3: 5,112 shares 5,112$1.09M1.71%-50Timeline
CDECOEUR MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,825 shares; 2016Q3: 4,325 shares; 2016Q4: 122,077 shares; 2017Q1: 121,812 shares; 2017Q2: 121,156 shares; 2017Q3: 116,916 shares 116,916$1.07M1.68%-4,240Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 8,900 shares; 2016Q3: 8,900 shares; 2016Q4: 8,900 shares; 2017Q1: 8,750 shares; 2017Q2: 8,440 shares; 2017Q3: 8,440 shares 8,440$992K1.55%0Timeline
OCLARO INCOCLARO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 100,341 shares; 2017Q3: 99,166 shares 99,166$856K1.34%-1,175
UNITI GROUP INCUNITI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 51,661 shares 51,661$757K1.18%new
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,940 shares; 2017Q1: 2,940 shares; 2017Q2: 2,925 shares; 2017Q3: 2,925 shares 2,925$744K1.16%0Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,200 shares; 2016Q3: 3,200 shares; 2016Q4: 3,200 shares; 2017Q1: 3,420 shares; 2017Q2: 3,420 shares; 2017Q3: 3,340 shares 3,340$701K1.09%-80Timeline
Vanguard GNMA Fund Investor…Vanguard GNMA Fund Investor ShQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 60,826 shares; 2016Q3: 61,135 shares; 2016Q4: 61,888 shares; 2017Q1: 62,127 shares; 2017Q2: 62,671 shares; 2017Q3: 63,095 shares 63,095$664K1.04%+424
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 17,457 shares; 2016Q3: 17,457 shares; 2016Q4: 17,457 shares; 2017Q1: 17,457 shares; 2017Q2: 16,957 shares; 2017Q3: 16,557 shares 16,557$649K1.01%-400Timeline
KANSAS CITY LIFE INSURANCEKANSAS CITY LIFE INSURANCEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 13,070 shares; 2016Q4: 13,229 shares; 2017Q1: 13,049 shares; 2017Q2: 13,049 shares; 2017Q3: 12,889 shares 12,889$634K0.99%-160
WELLWELLTOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,150 shares; 2016Q3: 7,150 shares; 2016Q4: 7,150 shares; 2017Q1: 7,950 shares; 2017Q2: 7,950 shares; 2017Q3: 8,490 shares 8,490$597K0.93%+540Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,104 shares; 2017Q1: 11,164 shares; 2017Q2: 11,164 shares; 2017Q3: 11,074 shares 11,074$591K0.92%-90Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,137 shares; 2016Q3: 6,362 shares; 2016Q4: 6,272 shares; 2017Q1: 6,272 shares; 2017Q2: 6,272 shares; 2017Q3: 6,672 shares 6,672$547K0.85%+400Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,325 shares; 2017Q1: 8,010 shares; 2017Q2: 8,010 shares; 2017Q3: 8,380 shares 8,380$537K0.84%+370Timeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,092 shares; 2016Q3: 3,682 shares; 2016Q4: 3,547 shares; 2017Q1: 3,517 shares; 2017Q2: 3,517 shares; 2017Q3: 3,447 shares 3,447$503K0.79%-70
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares; 2016Q4: 4,000 shares; 2017Q1: 4,000 shares; 2017Q2: 4,000 shares; 2017Q3: 4,000 shares 4,000$502K0.78%0Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,700 shares; 2016Q3: 12,700 shares; 2016Q4: 12,030 shares; 2017Q1: 14,100 shares; 2017Q2: 14,100 shares; 2017Q3: 14,450 shares 14,450$492K0.77%+350Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,140 shares; 2016Q3: 6,140 shares; 2016Q4: 6,140 shares; 2017Q1: 6,190 shares; 2017Q2: 6,190 shares; 2017Q3: 6,055 shares 6,055$451K0.7%-135Timeline
HTOH2O AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,740 shares; 2016Q3: 7,740 shares; 2016Q4: 7,740 shares; 2017Q1: 7,740 shares; 2017Q2: 7,740 shares; 2017Q3: 7,740 shares 7,740$438K0.68%0Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,010 shares; 2016Q3: 12,010 shares; 2016Q4: 12,010 shares; 2017Q1: 12,010 shares; 2017Q2: 12,010 shares; 2017Q3: 11,820 shares 11,820$422K0.66%-190Timeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,880 shares; 2016Q3: 4,880 shares; 2016Q4: 3,800 shares; 2017Q1: 3,100 shares; 2017Q2: 3,100 shares; 2017Q3: 3,100 shares 3,100$410K0.64%0Timeline
VANGUARD INTERMEDIATE TERM …VANGUARD INTERMEDIATE TERM CORP B…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 31,141 shares; 2016Q3: 31,368 shares; 2016Q4: 31,890 shares; 2017Q1: 32,044 shares; 2017Q2: 32,350 shares; 2017Q3: 40,577 shares 40,577$398K0.62%+8,227
ALLEGHANY CORP DELALLEGHANY CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 700 shares; 2017Q1: 700 shares; 2017Q2: 700 shares; 2017Q3: 700 shares 700$388K0.61%0
DOWDUPONT INCDOWDUPONT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 5,464 shares 5,464$378K0.59%new
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 3,000 shares; 2016Q4: not reported; 2017Q1: 4,200 shares; 2017Q2: 4,200 shares; 2017Q3: 7,200 shares 7,200$373K0.58%+3,000Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,920 shares; 2016Q3: 3,920 shares; 2016Q4: 3,920 shares; 2017Q1: 3,100 shares; 2017Q2: 3,100 shares; 2017Q3: 3,100 shares 3,100$360K0.56%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,128 shares; 2016Q3: 10,628 shares; 2016Q4: 10,599 shares; 2017Q1: 2,690 shares; 2017Q2: 2,690 shares; 2017Q3: 2,690 shares 2,690$350K0.55%0Timeline
UNILEVER N VUNILEVER N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,600 shares; 2016Q3: 5,600 shares; 2016Q4: 5,600 shares; 2017Q1: 5,600 shares; 2017Q2: 5,600 shares; 2017Q3: 5,600 shares 5,600$331K0.52%0
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,123 shares; 2016Q3: 5,123 shares; 2016Q4: 5,123 shares; 2017Q1: 5,123 shares; 2017Q2: 5,123 shares; 2017Q3: 5,123 shares 5,123$327K0.51%0Timeline
TRONOX LTDTRONOX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,484 shares; 2016Q3: 2,484 shares; 2016Q4: 2,484 shares; 2017Q1: 3,684 shares; 2017Q2: 3,684 shares; 2017Q3: 13,639 shares 13,639$288K0.45%+9,955
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 25,290 shares; 2016Q3: 26,290 shares; 2016Q4: 26,290 shares; 2017Q1: 26,290 shares; 2017Q2: 27,290 shares; 2017Q3: 30,490 shares 30,490$277K0.43%+3,200
MITKMITEK SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 58,635 shares; 2016Q3: 56,135 shares; 2016Q4: 50,400 shares; 2017Q1: 50,400 shares; 2017Q2: 29,225 shares; 2017Q3: 28,725 shares 28,725$273K0.43%-500Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 9,000 shares; 2016Q4: 9,000 shares; 2017Q1: 9,000 shares; 2017Q2: 9,000 shares; 2017Q3: 9,000 shares 9,000$269K0.42%0Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,380 shares; 2016Q3: 16,380 shares; 2016Q4: 10,930 shares; 2017Q1: 10,930 shares; 2017Q2: 10,930 shares; 2017Q3: 10,930 shares 10,930$264K0.41%0
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,770 shares; 2016Q3: 5,700 shares; 2016Q4: 5,700 shares; 2017Q1: 5,700 shares; 2017Q2: 5,700 shares; 2017Q3: 5,700 shares 5,700$257K0.4%0Timeline
SNASNAP ON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,470 shares; 2016Q3: 1,470 shares; 2016Q4: 1,470 shares; 2017Q1: 1,470 shares; 2017Q2: 1,470 shares; 2017Q3: 1,470 shares 1,470$219K0.34%0Timeline
FIDELITY FLOATING RATE HIGH…FIDELITY FLOATING RATE HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 10,993 shares; 2017Q2: 11,095 shares; 2017Q3: 19,505 shares 19,505$188K0.29%+8,410
VANGUARD INTERMEDIATE-TERM …VANGUARD INTERMEDIATE-TERM INVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 12,060 shares; 2017Q3: 12,142 shares 12,142$119K0.19%+82
ORGANOVO HOLDINGS INCORGANOVO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 41,230 shares; 2016Q3: 41,095 shares; 2016Q4: 41,095 shares; 2017Q1: 32,415 shares; 2017Q2: 32,415 shares; 2017Q3: 32,415 shares 32,415$72K0.11%0
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,000 shares; 2016Q3: 15,000 shares; 2016Q4: 20,000 shares; 2017Q1: 20,000 shares; 2017Q2: 20,000 shares; 2017Q3: 20,000 shares 20,000$31K0.05%0
CADUS CORP COMCADUS CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 2,000 shares; 2016Q4: 2,000 shares; 2017Q1: 2,000 shares; 2017Q2: not reported; 2017Q3: 21,000 shares 21,000$26K0.04%new
ASTROTECH CORPASTROTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 22,800 shares; 2017Q1: 23,100 shares; 2017Q2: 23,100 shares; 2017Q3: 23,100 shares 23,100$23K0.04%0
FINISAR CORPFINISAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 1,000 shares 1,000$22K0.03%new
TROVAGENE INCTROVAGENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 36,075 shares; 2016Q3: 36,075 shares; 2016Q4: 34,075 shares; 2017Q1: 26,925 shares; 2017Q2: 26,925 shares; 2017Q3: 26,925 shares 26,925$20K0.03%0
FLRFLUOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 400 shares; 2016Q3: 400 shares; 2016Q4: 400 shares; 2017Q1: not reported; 2017Q2: 400 shares; 2017Q3: 400 shares 400$17K0.03%0Timeline
INTREPID POTASH INCINTREPID POTASH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,565 shares; 2016Q3: 2,565 shares; 2016Q4: 2,452 shares; 2017Q1: 2,452 shares; 2017Q2: 3,027 shares; 2017Q3: 3,027 shares 3,027$13K0.02%0
NEMNEWMONT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 800 shares; 2016Q3: 800 shares; 2016Q4: 800 shares; 2017Q1: 300 shares; 2017Q2: 300 shares; 2017Q3: 300 shares 300$11K0.02%0Timeline
DIREXION DAILY GOLD MINERS …DIREXION DAILY GOLD MINERS INDEXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 300 shares 300$10K0.02%new
ISHARES GOLD TRUSTISHARES GOLD TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 656 shares; 2016Q3: 656 shares; 2016Q4: 656 shares; 2017Q1: 656 shares; 2017Q2: 656 shares; 2017Q3: 656 shares 656$8K0.01%0
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,142 shares; 2016Q3: 1,142 shares; 2016Q4: 1,142 shares; 2017Q1: 542 shares; 2017Q2: 285 shares; 2017Q3: 285 shares 285$5K0.01%0
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 324 shares; 2016Q3: 324 shares; 2016Q4: 324 shares; 2017Q1: 324 shares; 2017Q2: 324 shares; 2017Q3: 324 shares 324$5K0.01%0
MCDERMOTT INTL INCMCDERMOTT INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,250 shares; 2016Q3: 5,250 shares; 2016Q4: 5,250 shares; 2017Q1: 5,250 shares; 2017Q2: 650 shares; 2017Q3: 650 shares 650$5K0.01%0
CONTANGO ORE INCCONTANGO ORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 300 shares; 2017Q3: 300 shares 300$5K0.01%0
MILLS MUSIC TRUSTMILLS MUSIC TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 100 shares; 2016Q3: 100 shares; 2016Q4: 100 shares; 2017Q1: 100 shares; 2017Q2: 100 shares; 2017Q3: 100 shares 100$2K<0.01%0
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 228,131 shares; 2016Q3: 219,921 shares; 2016Q4: 1,662 shares; 2017Q1: 1,662 shares; 2017Q2: 1,662 shares; 2017Q3: 1,662 shares 1,662$1K<0.01%0
PCSVPCS EDVENTURES COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 20,700 shares; 2016Q3: 20,700 shares; 2016Q4: 20,700 shares; 2017Q1: 20,700 shares; 2017Q2: 20,700 shares; 2017Q3: 20,700 shares 20,700$1K<0.01%0Timeline
EXCO RESOURCES INCEXCO RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares; 2017Q1: 1,000 shares; 2017Q2: 66 shares; 2017Q3: 66 shares 66$00%0Value filed as zero, left out of ratios.
COMSTOCK RESOURCES INCCOMSTOCK RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6 shares; 2016Q3: 1 shares; 2016Q4: 1 shares; 2017Q1: 1 shares; 2017Q2: 1 shares; 2017Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
CALIFORNIA RES CORP COMCALIFORNIA RES CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2 shares; 2016Q3: 2 shares; 2016Q4: 2 shares; 2017Q1: 2 shares; 2017Q2: 2 shares; 2017Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
COMSTOCK RES INCCOMSTOCK RES INC NOTE 7.750% 4/0principal519,325$400K+49,371

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
CALLIDUS SOFTWARE INCCALLIDUS SOFTWARE INC73,612$1.78Mshares
CCLCARNIVAL CORP26,848$1.76Mshares
WDCWESTERN DIGITAL CORP10,742$951Kshares
CMCANADIAN IMPERIAL BANK OF CO10,748$872Kshares
ROSTROSS STORES INC13,669$789Kshares
TJXTJX COS INC NEW10,027$724Kshares
VZVERIZON COMMUNICATIONS INC13,165$588Kshares
Dow Chemical CompanyDow Chemical Company5,464$345Kshares
CADUS CORPCADUS CORP2,000$2Kshares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000883487-17-000004 base2017-11-13acceptance time not in the bulk data set