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Disclosery

MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/

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13F filer, CIK 883487, SAN DIEGO, CA

MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ reported $57,409,000 across 87 holdings for the quarter ended 2017-06-30, in a 13F-HR filed 2017-08-11. Its ten largest share positions make up 32.11% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000883487-17-000003

Period
2017-06-30
Reported value
$57.4M
Holdings
87
Top 10 weight
32.11%
New
10
Sold out
8

Largest buys vs the previous quarter

SecurityShares changeApprox. value
MTS SYSTEMS CORPnew+42,344$2.19M
NTNXnew+82,297$1.66M
TWLOnew+51,882$1.51M
PSAnew+5,162$1.08M
OCLARO INCnew+100,341$937K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ONexited-110,413-$1.71M
SWKSexited-16,047-$1.57M
PRIVATEBANCORP INCexited-26,083-$1.55M
HD SUPPLY HLDGS INCexited-32,063-$1.32M
CALLIDUS SOFTWARE INCreduced-46,680-$1.13M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2017

Share positions as resolved from 13F-HR 0000883487-17-000003, largest first. % of portfolio is the value over $57,409,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MTS SYSTEMS CORPMTS SYSTEMS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 20,413 shares; 2016Q3: 26,821 shares; 2016Q4: 25,022 shares; 2017Q1: not reported; 2017Q2: 42,344 shares 42,344$2.19M3.82%new
COMSCORE INCCOMSCORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 56,679 shares; 2016Q4: 56,645 shares; 2017Q1: 82,026 shares; 2017Q2: 80,449 shares 80,449$2.11M3.68%-1,577
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 71,157 shares; 2017Q2: 69,808 shares 69,808$2.02M3.51%-1,349
AMBAAMBARELLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 46,961 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 42,452 shares; 2017Q2: 37,226 shares 37,226$1.81M3.15%-5,226Timeline
HOLLYFRONTIER CORPHOLLYFRONTIER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 65,508 shares; 2017Q2: 64,900 shares 64,900$1.78M3.11%-608
CALLIDUS SOFTWARE INCCALLIDUS SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 140,130 shares; 2016Q3: 133,899 shares; 2016Q4: 124,897 shares; 2017Q1: 120,292 shares; 2017Q2: 73,612 shares 73,612$1.78M3.1%-46,680
AMERICAN NATL INSAMERICAN NATL INSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 15,388 shares; 2017Q1: 15,342 shares; 2017Q2: 15,208 shares 15,208$1.77M3.08%-134
CCLCARNIVAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 31,278 shares; 2016Q4: 41,577 shares; 2017Q1: 41,434 shares; 2017Q2: 26,848 shares 26,848$1.76M3.07%-14,586Timeline
NTNXNUTANIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 82,297 shares 82,297$1.66M2.89%newTimeline
ABIOMED INCABIOMED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,399 shares; 2017Q1: 11,183 shares; 2017Q2: 10,828 shares 10,828$1.55M2.7%-355
TWLOTWILIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 51,882 shares 51,882$1.51M2.63%newTimeline
LUXOFT HLDG INCLUXOFT HLDG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 24,265 shares; 2016Q4: 24,316 shares; 2017Q1: 24,200 shares; 2017Q2: 24,120 shares 24,120$1.47M2.56%-80
AVID TECHNOLOGY INCAVID TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 271,355 shares; 2017Q1: 276,697 shares; 2017Q2: 273,859 shares 273,859$1.44M2.51%-2,838
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 255,884 shares; 2016Q3: 177,052 shares; 2016Q4: 171,531 shares; 2017Q1: 170,516 shares; 2017Q2: 168,990 shares 168,990$1.37M2.39%-1,526Timeline
GTT COMMUNICATIONS INCGTT COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 46,463 shares; 2016Q3: 44,226 shares; 2016Q4: 43,778 shares; 2017Q1: 43,553 shares; 2017Q2: 42,552 shares 42,552$1.35M2.35%-1,001
ERIEERIE INDTY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,375 shares; 2016Q3: 10,774 shares; 2016Q4: 10,646 shares; 2017Q1: 10,596 shares; 2017Q2: 10,448 shares 10,448$1.31M2.28%-148Timeline
IWSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 27,171 shares; 2016Q3: 16,141 shares; 2016Q4: 15,141 shares; 2017Q1: 15,141 shares; 2017Q2: 15,430 shares 15,430$1.3M2.26%+289Timeline
MAZOR ROBOTICS LTDMAZOR ROBOTICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 29,282 shares; 2017Q2: 36,201 shares 36,201$1.25M2.18%+6,919
ENSCO PLCENSCO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,524 shares; 2016Q3: 20,649 shares; 2016Q4: 232,543 shares; 2017Q1: 231,853 shares; 2017Q2: 235,589 shares 235,589$1.22M2.12%+3,736
GNTXGENTEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 58,638 shares; 2016Q3: 56,207 shares; 2016Q4: 96,753 shares; 2017Q1: 96,638 shares; 2017Q2: 63,643 shares 63,643$1.21M2.1%-32,995Timeline
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 109,525 shares; 2016Q3: 103,919 shares; 2016Q4: 101,860 shares; 2017Q1: 70,285 shares; 2017Q2: 39,941 shares 39,941$1.19M2.08%-30,344Timeline
PSAPUBLIC STORAGEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 5,162 shares 5,162$1.08M1.88%newTimeline
CDECOEUR MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,825 shares; 2016Q3: 4,325 shares; 2016Q4: 122,077 shares; 2017Q1: 121,812 shares; 2017Q2: 121,156 shares 121,156$1.04M1.81%-656Timeline
OLNOLIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 52,587 shares; 2016Q4: 52,169 shares; 2017Q1: 51,883 shares; 2017Q2: 32,565 shares 32,565$986K1.72%-19,318Timeline
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 33,992 shares; 2016Q3: 31,780 shares; 2016Q4: 30,744 shares; 2017Q1: 20,334 shares; 2017Q2: 10,742 shares 10,742$951K1.66%-9,592Timeline
OCLARO INCOCLARO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 100,341 shares 100,341$937K1.63%new
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 44,469 shares; 2017Q1: 44,644 shares; 2017Q2: 22,051 shares 22,051$911K1.59%-22,593Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 8,900 shares; 2016Q3: 8,900 shares; 2016Q4: 8,900 shares; 2017Q1: 8,750 shares; 2017Q2: 8,440 shares 8,440$881K1.53%-310Timeline
CMCANADIAN IMPERIAL BANK OF COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 10,748 shares 10,748$872K1.52%newTimeline
ROSTROSS STORES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,482 shares; 2016Q3: 17,358 shares; 2016Q4: 14,139 shares; 2017Q1: 14,039 shares; 2017Q2: 13,669 shares 13,669$789K1.37%-370Timeline
TJXTJX COS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,227 shares; 2016Q3: 10,447 shares; 2016Q4: 10,712 shares; 2017Q1: 10,752 shares; 2017Q2: 10,027 shares 10,027$724K1.26%-725Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,200 shares; 2016Q3: 3,200 shares; 2016Q4: 3,200 shares; 2017Q1: 3,420 shares; 2017Q2: 3,420 shares 3,420$712K1.24%0Timeline
CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 48,940 shares; 2016Q3: 101,991 shares; 2016Q4: 100,879 shares; 2017Q1: 105,753 shares; 2017Q2: 104,305 shares 104,305$693K1.21%-1,448
Vanguard GNMA Fund Investor…Vanguard GNMA Fund Investor ShQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 60,826 shares; 2016Q3: 61,135 shares; 2016Q4: 61,888 shares; 2017Q1: 62,127 shares; 2017Q2: 62,671 shares 62,671$659K1.15%+544
KANSAS CITY LIFE INSURANCEKANSAS CITY LIFE INSURANCEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 13,070 shares; 2016Q4: 13,229 shares; 2017Q1: 13,049 shares; 2017Q2: 13,049 shares 13,049$646K1.13%0
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 17,457 shares; 2016Q3: 17,457 shares; 2016Q4: 17,457 shares; 2017Q1: 17,457 shares; 2017Q2: 16,957 shares 16,957$640K1.11%-500Timeline
WELLWELLTOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,150 shares; 2016Q3: 7,150 shares; 2016Q4: 7,150 shares; 2017Q1: 7,950 shares; 2017Q2: 7,950 shares 7,950$595K1.04%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,990 shares; 2016Q3: 14,990 shares; 2016Q4: 14,990 shares; 2017Q1: 15,990 shares; 2017Q2: 13,165 shares 13,165$588K1.02%-2,825Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,940 shares; 2017Q1: 2,940 shares; 2017Q2: 2,925 shares 2,925$578K1.01%-15Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,104 shares; 2017Q1: 11,164 shares; 2017Q2: 11,164 shares 11,164$543K0.95%0Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,325 shares; 2017Q1: 8,010 shares; 2017Q2: 8,010 shares 8,010$513K0.89%0Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,137 shares; 2016Q3: 6,362 shares; 2016Q4: 6,272 shares; 2017Q1: 6,272 shares; 2017Q2: 6,272 shares 6,272$506K0.88%0Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares; 2016Q4: 4,000 shares; 2017Q1: 4,000 shares; 2017Q2: 4,000 shares 4,000$494K0.86%0Timeline
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,577 shares; 2017Q1: 10,155 shares; 2017Q2: 10,155 shares 10,155$487K0.85%0
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,700 shares; 2016Q3: 12,700 shares; 2016Q4: 12,030 shares; 2017Q1: 14,100 shares; 2017Q2: 14,100 shares 14,100$472K0.82%0Timeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,092 shares; 2016Q3: 3,682 shares; 2016Q4: 3,547 shares; 2017Q1: 3,517 shares; 2017Q2: 3,517 shares 3,517$457K0.8%0
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,140 shares; 2016Q3: 6,140 shares; 2016Q4: 6,140 shares; 2017Q1: 6,190 shares; 2017Q2: 6,190 shares 6,190$427K0.74%0Timeline
ALLEGHANY CORP DELALLEGHANY CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 700 shares; 2017Q1: 700 shares; 2017Q2: 700 shares 700$416K0.72%0
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,010 shares; 2016Q3: 12,010 shares; 2016Q4: 12,010 shares; 2017Q1: 12,010 shares; 2017Q2: 12,010 shares 12,010$403K0.7%0Timeline
HTOH2O AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,740 shares; 2016Q3: 7,740 shares; 2016Q4: 7,740 shares; 2017Q1: 7,740 shares; 2017Q2: 7,740 shares 7,740$381K0.66%0Timeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,880 shares; 2016Q3: 4,880 shares; 2016Q4: 3,800 shares; 2017Q1: 3,100 shares; 2017Q2: 3,100 shares 3,100$377K0.66%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,128 shares; 2016Q3: 10,628 shares; 2016Q4: 10,599 shares; 2017Q1: 2,690 shares; 2017Q2: 2,690 shares 2,690$356K0.62%0Timeline
Dow Chemical CompanyDow Chemical CompanyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,864 shares; 2016Q3: 6,864 shares; 2016Q4: 6,864 shares; 2017Q1: 5,464 shares; 2017Q2: 5,464 shares 5,464$345K0.6%0
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,920 shares; 2016Q3: 3,920 shares; 2016Q4: 3,920 shares; 2017Q1: 3,100 shares; 2017Q2: 3,100 shares 3,100$338K0.59%0Timeline
VANGUARD INTERMEDIATE TERM …VANGUARD INTERMEDIATE TERM CORP B…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 31,141 shares; 2016Q3: 31,368 shares; 2016Q4: 31,890 shares; 2017Q1: 32,044 shares; 2017Q2: 32,350 shares 32,350$316K0.55%+306
UNILEVER N VUNILEVER N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,600 shares; 2016Q3: 5,600 shares; 2016Q4: 5,600 shares; 2017Q1: 5,600 shares; 2017Q2: 5,600 shares 5,600$310K0.54%0
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,380 shares; 2016Q3: 16,380 shares; 2016Q4: 10,930 shares; 2017Q1: 10,930 shares; 2017Q2: 10,930 shares 10,930$295K0.51%0
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,123 shares; 2016Q3: 5,123 shares; 2016Q4: 5,123 shares; 2017Q1: 5,123 shares; 2017Q2: 5,123 shares 5,123$285K0.5%0Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 9,000 shares; 2016Q4: 9,000 shares; 2017Q1: 9,000 shares; 2017Q2: 9,000 shares 9,000$270K0.47%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,770 shares; 2016Q3: 5,700 shares; 2016Q4: 5,700 shares; 2017Q1: 5,700 shares; 2017Q2: 5,700 shares 5,700$256K0.45%0Timeline
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 25,290 shares; 2016Q3: 26,290 shares; 2016Q4: 26,290 shares; 2017Q1: 26,290 shares; 2017Q2: 27,290 shares 27,290$251K0.44%+1,000
MITKMITEK SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 58,635 shares; 2016Q3: 56,135 shares; 2016Q4: 50,400 shares; 2017Q1: 50,400 shares; 2017Q2: 29,225 shares 29,225$245K0.43%-21,175Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 3,000 shares; 2016Q4: not reported; 2017Q1: 4,200 shares; 2017Q2: 4,200 shares 4,200$232K0.4%0Timeline
SNASNAP ON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,470 shares; 2016Q3: 1,470 shares; 2016Q4: 1,470 shares; 2017Q1: 1,470 shares; 2017Q2: 1,470 shares 1,470$232K0.4%0Timeline
VANGUARD INTERMEDIATE-TERM …VANGUARD INTERMEDIATE-TERM INVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 12,060 shares 12,060$118K0.21%new
FIDELITY FLOATING RATE HIGH…FIDELITY FLOATING RATE HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 10,993 shares; 2017Q2: 11,095 shares 11,095$107K0.19%+102
ORGANOVO HOLDINGS INCORGANOVO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 41,230 shares; 2016Q3: 41,095 shares; 2016Q4: 41,095 shares; 2017Q1: 32,415 shares; 2017Q2: 32,415 shares 32,415$85K0.15%0
TRONOX LTDTRONOX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,484 shares; 2016Q3: 2,484 shares; 2016Q4: 2,484 shares; 2017Q1: 3,684 shares; 2017Q2: 3,684 shares 3,684$56K0.1%0
TROVAGENE INCTROVAGENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 36,075 shares; 2016Q3: 36,075 shares; 2016Q4: 34,075 shares; 2017Q1: 26,925 shares; 2017Q2: 26,925 shares 26,925$34K0.06%0
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,000 shares; 2016Q3: 15,000 shares; 2016Q4: 20,000 shares; 2017Q1: 20,000 shares; 2017Q2: 20,000 shares 20,000$25K0.04%0
ASTROTECH CORPASTROTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 22,800 shares; 2017Q1: 23,100 shares; 2017Q2: 23,100 shares 23,100$21K0.04%0
FLRFLUOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 400 shares; 2016Q3: 400 shares; 2016Q4: 400 shares; 2017Q1: not reported; 2017Q2: 400 shares 400$18K0.03%newTimeline
NEMNEWMONT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 800 shares; 2016Q3: 800 shares; 2016Q4: 800 shares; 2017Q1: 300 shares; 2017Q2: 300 shares 300$10K0.02%0Timeline
iShares Gold TrustiShares Gold TrustQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 656 shares; 2016Q3: 656 shares; 2016Q4: 656 shares; 2017Q1: 656 shares; 2017Q2: 656 shares 656$8K0.01%0
INTREPID POTASH INCINTREPID POTASH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,565 shares; 2016Q3: 2,565 shares; 2016Q4: 2,452 shares; 2017Q1: 2,452 shares; 2017Q2: 3,027 shares 3,027$7K0.01%+575
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 324 shares; 2016Q3: 324 shares; 2016Q4: 324 shares; 2017Q1: 324 shares; 2017Q2: 324 shares 324$5K0.01%0
MCDERMOTT INTL INCMCDERMOTT INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,250 shares; 2016Q3: 5,250 shares; 2016Q4: 5,250 shares; 2017Q1: 5,250 shares; 2017Q2: 650 shares 650$5K0.01%-4,600
CONTANGO ORE INCCONTANGO ORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 300 shares 300$5K0.01%new
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,142 shares; 2016Q3: 1,142 shares; 2016Q4: 1,142 shares; 2017Q1: 542 shares; 2017Q2: 285 shares 285$4K0.01%-257
PCSVPCS EDVENTURES COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 20,700 shares; 2016Q3: 20,700 shares; 2016Q4: 20,700 shares; 2017Q1: 20,700 shares; 2017Q2: 20,700 shares 20,700$2K<0.01%0Timeline
MILLS MUSIC TRUSTMILLS MUSIC TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 100 shares; 2016Q3: 100 shares; 2016Q4: 100 shares; 2017Q1: 100 shares; 2017Q2: 100 shares 100$2K<0.01%0
CADUS CORPCADUS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 2,000 shares 2,000$2K<0.01%new
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 228,131 shares; 2016Q3: 219,921 shares; 2016Q4: 1,662 shares; 2017Q1: 1,662 shares; 2017Q2: 1,662 shares 1,662$1K<0.01%0
EXCO RESOURCES INCEXCO RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares; 2017Q1: 1,000 shares; 2017Q2: 66 shares 66$00%-934Value filed as zero, left out of ratios.
COMSTOCK RESOURCES INCCOMSTOCK RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6 shares; 2016Q3: 1 shares; 2016Q4: 1 shares; 2017Q1: 1 shares; 2017Q2: 1 shares 1$00%0Value filed as zero, left out of ratios.
CALIFORNIA RES CORP COMCALIFORNIA RES CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2 shares; 2016Q3: 2 shares; 2016Q4: 2 shares; 2017Q1: 2 shares; 2017Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
COMSTOCK RES INCCOMSTOCK RES INC NOTE 7.750% 4/0principal469,954$362K+19,954

Sold out in Q2 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ONON SEMICONDUCTOR CORP110,413$1.71Mshares
SWKSSKYWORKS SOLUTIONS INC16,047$1.57Mshares
PRIVATEBANCORP INCPRIVATEBANCORP INC26,083$1.55Mshares
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INC32,063$1.32Mshares
MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION CO3,560$317Kshares
BASIC ENERGY SVCS INC NEWBASIC ENERGY SVCS INC NEW7,739$258Kshares
CTGOCONTANGO SILVER & GOLD INC300$5Kshares
CADUS CORP COMCADUS CORP COM2,000$2Kshares

How Q2 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000883487-17-000003 base2017-08-11acceptance time not in the bulk data set