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Disclosery

MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/

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13F filer, CIK 883487, SAN DIEGO, CA

MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ reported $61,214,000 across 87 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-13. Its ten largest share positions make up 33.26% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000883487-17-000001

Period
2016-12-31
Reported value
$61.2M
Holdings
87
Top 10 weight
33.26%
New
13
Sold out
16

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ENSCO PLCadded+211,894$2.06M
AMERICAN NATL INSnew+15,388$1.92M
DELPHI AUTOMOTIVE PLCnew+23,688$1.6M
SWKSadded+20,793$1.55M
AMATnew+44,469$1.44M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ABIOMED INC COMexited-23,212-$2.98M
ILMNexited-15,390-$2.8M
CVGWexited-36,237-$2.37M
American National Insurance…exited-15,829-$1.93M
Applied Materialsexited-45,132-$1.36M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0000883487-17-000001, largest first. % of portfolio is the value over $61,214,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
ENSCO PLCENSCO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,524 shares; 2016Q3: 20,649 shares; 2016Q4: 232,543 shares 232,543$2.26M3.69%+211,894
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 109,525 shares; 2016Q3: 103,919 shares; 2016Q4: 101,860 shares 101,860$2.23M3.65%-2,059Timeline
CCLCARNIVAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 31,278 shares; 2016Q4: 41,577 shares 41,577$2.17M3.54%+10,299Timeline
CALLIDUS SOFTWARE INCCALLIDUS SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 140,130 shares; 2016Q3: 133,899 shares; 2016Q4: 124,897 shares 124,897$2.1M3.43%-9,002
ONON SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 176,016 shares; 2016Q3: 168,763 shares; 2016Q4: 163,988 shares 163,988$2.09M3.42%-4,775Timeline
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 33,992 shares; 2016Q3: 31,780 shares; 2016Q4: 30,744 shares 30,744$2.09M3.41%-1,036Timeline
AMERICAN NATL INSAMERICAN NATL INSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 15,388 shares 15,388$1.92M3.13%new
GNTXGENTEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 58,638 shares; 2016Q3: 56,207 shares; 2016Q4: 96,753 shares 96,753$1.91M3.11%+40,546Timeline
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 48,995 shares; 2016Q3: 45,482 shares; 2016Q4: 42,589 shares 42,589$1.81M2.96%-2,893
COMSCORE INCCOMSCORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 56,679 shares; 2016Q4: 56,645 shares 56,645$1.79M2.92%-34
DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 23,688 shares 23,688$1.6M2.61%new
SWKSSKYWORKS SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 41 shares; 2016Q3: 41 shares; 2016Q4: 20,834 shares 20,834$1.55M2.54%+20,793Timeline
PRIVATEBANCORP INCPRIVATEBANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 35,047 shares; 2016Q3: 31,544 shares; 2016Q4: 26,551 shares 26,551$1.44M2.35%-4,993
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 44,469 shares 44,469$1.44M2.34%newTimeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 255,884 shares; 2016Q3: 177,052 shares; 2016Q4: 171,531 shares 171,531$1.43M2.34%-5,521Timeline
MTS SYSTEMS CORPMTS SYSTEMS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 20,413 shares; 2016Q3: 26,821 shares; 2016Q4: 25,022 shares 25,022$1.42M2.32%-1,799
LUXOFT HLDG INCLUXOFT HLDG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 24,265 shares; 2016Q4: 24,316 shares 24,316$1.37M2.23%+51
OLNOLIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 52,587 shares; 2016Q4: 52,169 shares 52,169$1.34M2.18%-418Timeline
ABIOMED INCABIOMED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,399 shares 11,399$1.28M2.1%new
GTT COMMUNICATIONS INCGTT COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 46,463 shares; 2016Q3: 44,226 shares; 2016Q4: 43,778 shares 43,778$1.26M2.06%-448
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,128 shares; 2016Q3: 10,628 shares; 2016Q4: 10,599 shares 10,599$1.22M1.99%-29Timeline
IWSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 27,171 shares; 2016Q3: 16,141 shares; 2016Q4: 15,141 shares 15,141$1.22M1.99%-1,000Timeline
ERIEERIE INDTY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,375 shares; 2016Q3: 10,774 shares; 2016Q4: 10,646 shares 10,646$1.2M1.96%-128Timeline
AVID TECHNOLOGY INCAVID TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 271,355 shares 271,355$1.19M1.95%new
HARMAN INTL INDS INCHARMAN INTL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,833 shares; 2016Q3: 11,241 shares; 2016Q4: 10,584 shares 10,584$1.18M1.92%-657
CDECOEUR MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,825 shares; 2016Q3: 4,325 shares; 2016Q4: 122,077 shares 122,077$1.11M1.81%+117,752Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 8,900 shares; 2016Q3: 8,900 shares; 2016Q4: 8,900 shares 8,900$1.05M1.71%0Timeline
CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 48,940 shares; 2016Q3: 101,991 shares; 2016Q4: 100,879 shares 100,879$943K1.54%-1,112
ROSTROSS STORES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,482 shares; 2016Q3: 17,358 shares; 2016Q4: 14,139 shares 14,139$928K1.52%-3,219Timeline
MTZMASTEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 88,291 shares; 2016Q3: 48,314 shares; 2016Q4: 22,744 shares 22,744$870K1.42%-25,570Timeline
TJXTJX COS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,227 shares; 2016Q3: 10,447 shares; 2016Q4: 10,712 shares 10,712$804K1.31%+265Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,990 shares; 2016Q3: 14,990 shares; 2016Q4: 14,990 shares 14,990$800K1.31%0Timeline
PAGPENSKE AUTOMOTIVE GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 36,609 shares; 2016Q3: 35,398 shares; 2016Q4: 15,166 shares 15,166$786K1.28%-20,232Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 17,457 shares; 2016Q3: 17,457 shares; 2016Q4: 17,457 shares 17,457$742K1.21%0Timeline
Vanguard GNMA Fund Investor…Vanguard GNMA Fund Investor ShQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 60,826 shares; 2016Q3: 61,135 shares; 2016Q4: 61,888 shares 61,888$652K1.07%+753
KANSAS CITY LIFE INSURANCEKANSAS CITY LIFE INSURANCEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 13,070 shares; 2016Q4: 13,229 shares 13,229$629K1.03%+159
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,200 shares; 2016Q3: 3,200 shares; 2016Q4: 3,200 shares 3,200$571K0.93%0Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,137 shares; 2016Q3: 6,362 shares; 2016Q4: 6,272 shares 6,272$566K0.92%-90Timeline
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,577 shares 8,577$544K0.89%new
WELLWELLTOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,150 shares; 2016Q3: 7,150 shares; 2016Q4: 7,150 shares 7,150$479K0.78%0Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,940 shares 2,940$458K0.75%newTimeline
HTOH2O AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,740 shares; 2016Q3: 7,740 shares; 2016Q4: 7,740 shares 7,740$433K0.71%0Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,325 shares 7,325$431K0.7%newTimeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,104 shares 11,104$427K0.7%newTimeline
ALLEGHANY CORP DELALLEGHANY CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 700 shares 700$426K0.7%new
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares; 2016Q4: 4,000 shares 4,000$412K0.67%0Timeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,880 shares; 2016Q3: 4,880 shares; 2016Q4: 3,800 shares 3,800$411K0.67%-1,080Timeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 4,092 shares; 2016Q3: 3,682 shares; 2016Q4: 3,547 shares 3,547$411K0.67%-135
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,920 shares; 2016Q3: 3,920 shares; 2016Q4: 3,920 shares 3,920$406K0.66%0Timeline
Dow Chemical CompanyDow Chemical CompanyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,864 shares; 2016Q3: 6,864 shares; 2016Q4: 6,864 shares 6,864$393K0.64%0
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,010 shares; 2016Q3: 12,010 shares; 2016Q4: 12,010 shares 12,010$390K0.64%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6,140 shares; 2016Q3: 6,140 shares; 2016Q4: 6,140 shares 6,140$382K0.62%0Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,700 shares; 2016Q3: 12,700 shares; 2016Q4: 12,030 shares 12,030$362K0.59%-670Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,380 shares; 2016Q3: 16,380 shares; 2016Q4: 10,930 shares 10,930$345K0.56%-5,450
MITKMITEK SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 58,635 shares; 2016Q3: 56,135 shares; 2016Q4: 50,400 shares 50,400$310K0.51%-5,735Timeline
VANGUARD INTERMEDIATE TERM …VANGUARD INTERMEDIATE TERM CORP B…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 31,141 shares; 2016Q3: 31,368 shares; 2016Q4: 31,890 shares 31,890$307K0.5%+522
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,123 shares; 2016Q3: 5,123 shares; 2016Q4: 5,123 shares 5,123$299K0.49%0Timeline
BASIC ENERGY SVCS INC NEWBASIC ENERGY SVCS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,739 shares 7,739$274K0.45%new
SNASNAP ON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,470 shares; 2016Q3: 1,470 shares; 2016Q4: 1,470 shares 1,470$252K0.41%0Timeline
MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,560 shares; 2016Q3: 3,560 shares; 2016Q4: 3,560 shares 3,560$252K0.41%0
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,770 shares; 2016Q3: 5,700 shares; 2016Q4: 5,700 shares 5,700$236K0.39%0Timeline
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 25,290 shares; 2016Q3: 26,290 shares; 2016Q4: 26,290 shares 26,290$235K0.38%0
UNILEVER N VUNILEVER N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,600 shares; 2016Q3: 5,600 shares; 2016Q4: 5,600 shares 5,600$230K0.38%0
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 9,000 shares; 2016Q4: 9,000 shares 9,000$218K0.36%0Timeline
ORGANOVO HOLDINGS INCORGANOVO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 41,230 shares; 2016Q3: 41,095 shares; 2016Q4: 41,095 shares 41,095$139K0.23%0
FNMAFEDERAL NATL MTG ASS 000000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 34,900 shares; 2016Q3: 34,900 shares; 2016Q4: 34,900 shares 34,900$136K0.22%0Timeline
TROVAGENE INCTROVAGENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 36,075 shares; 2016Q3: 36,075 shares; 2016Q4: 34,075 shares 34,075$72K0.12%-2,000
MCDERMOTT INTL INCMCDERMOTT INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,250 shares; 2016Q3: 5,250 shares; 2016Q4: 5,250 shares 5,250$39K0.06%0
ASTROTECH CORPASTROTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 22,800 shares 22,800$34K0.06%new
NEMNEWMONT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 800 shares; 2016Q3: 800 shares; 2016Q4: 800 shares 800$27K0.04%0Timeline
TRONOX LTDTRONOX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,484 shares; 2016Q3: 2,484 shares; 2016Q4: 2,484 shares 2,484$26K0.04%0
FLRFLUOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 400 shares; 2016Q3: 400 shares; 2016Q4: 400 shares 400$21K0.03%0Timeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,000 shares; 2016Q3: 15,000 shares; 2016Q4: 20,000 shares 20,000$20K0.03%+5,000
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,142 shares; 2016Q3: 1,142 shares; 2016Q4: 1,142 shares 1,142$14K0.02%0
ISHARES GOLD TRUSTISHARES GOLD TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 656 shares; 2016Q3: 656 shares; 2016Q4: 656 shares 656$7K0.01%0
PARNELL PHARMACEUT HLDGS LI…PARNELL PHARMACEUT HLDGS LIMITED …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares 10,000$7K0.01%new
INTREPID POTASH INCINTREPID POTASH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,565 shares; 2016Q3: 2,565 shares; 2016Q4: 2,452 shares 2,452$5K0.01%-113
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 324 shares; 2016Q3: 324 shares; 2016Q4: 324 shares 324$5K0.01%0
CTGOCONTANGO SILVER & GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 200 shares; 2016Q4: 200 shares 200$4K0.01%0Timeline
MILLS MUSIC TRUSTMILLS MUSIC TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 100 shares; 2016Q3: 100 shares; 2016Q4: 100 shares 100$2K<0.01%0
CADUS CORP COMCADUS CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 2,000 shares; 2016Q4: 2,000 shares 2,000$2K<0.01%0
EXCO RESOURCES INCEXCO RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares 1,000$1K<0.01%0
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 228,131 shares; 2016Q3: 219,921 shares; 2016Q4: 1,662 shares 1,662$1K<0.01%-218,259
PCSVPCS EDVENTURES COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 20,700 shares; 2016Q3: 20,700 shares; 2016Q4: 20,700 shares 20,700$1K<0.01%0Timeline
COMSTOCK RESOURCES INCCOMSTOCK RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 6 shares; 2016Q3: 1 shares; 2016Q4: 1 shares 1$00%0Value filed as zero, left out of ratios.
CALIFORNIA RES CORP COMCALIFORNIA RES CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2 shares; 2016Q3: 2 shares; 2016Q4: 2 shares 2$00%0Value filed as zero, left out of ratios.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
COMSTOCK RES INCCOMSTOCK RES INC NOTE 7.750% 4/0principal450,000$392K-100,000

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ABIOMED INC COMABIOMED INC COM23,212$2.98Mshares
ILMNILLUMINA INC15,390$2.8Mshares
CVGWCALAVO GROWERS INC36,237$2.37Mshares
American National Insurance…American National Insurance Co15,829$1.93Mshares
Applied MaterialsApplied Materials45,132$1.36Mshares
PAHCPHIBRO ANIMAL HEALTH CORP37,262$1.01Mshares
RACKSPACE HOSTING INCRACKSPACE HOSTING INC30,410$964Kshares
VFCV F CORP9,800$550Kshares
GILDGILEAD SCIENCES INC6,238$494Kshares
ABBOTT LABORATORIESABBOTT LABORATORIES11,104$470Kshares
BOEING CO.BOEING CO.3,040$400Kshares
ALLEGHANY CORP COMALLEGHANY CORP COM700$368Kshares
RAYTHEON CORAYTHEON CO2,445$333Kshares
QCOMQUALCOMM INC3,000$206Kshares
ASTROTECH CORPASTROTECH CORP22,800$38Kshares
SOXXISHARES TR91$10Kshares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000883487-17-000001 base2017-02-13acceptance time not in the bulk data set