LADENBURG THALMANN FINANCIAL SERVICES INC.

13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $11,102,101,000 across 5,402 holdings for the quarter ended 2018-12-31, in a 13F-HR filed 2019-02-14. Its ten largest share positions make up 14.4% of the portfolio.

Filed 2019-02-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:02:51 UTC13F-HR 0001493152-19-002095

Period: 2018-12-31
Reported value: $11.1B
Holdings: 5,402
Top 10 weight: 14.4%
New: 360
Sold out: 234

Largest buys vs the previous quarter

Security	Shares change	Approx. value
IVVadded	+406,173	$102M
HDVadded	+635,504	$53.6M
MINTadded	+465,972	$47M
AAPLadded	+242,550	$38.2M
BNDadded	+467,943	$36.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
SPYGreduced	-2,151,597	-$69.6M
IWOreduced	-318,500	-$53.5M
HYGreduced	-326,964	-$26.5M
QQQreduced	-157,183	-$24.3M
SPDR SERIES TRUST BLOOMBERG…reduced	-562,718	-$18.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2018

Share positions as resolved from 13F-HR 0001493152-19-002095, largest first. % of portfolio is the value over $11,102,101,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
IIFMORGAN STANLEY INDIA INVT FD	775	$16K	<0.01%	-57,599	Timeline
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC	25,000	$16K	<0.01%	0
WVVIWILLAMETTE VALLEY VINEYARDS	2,265	$16K	<0.01%	0	Timeline
SVXYPROSHARES TR II	375	$16K	<0.01%	-1,250	Timeline
FTAGFIRST TR EXCHANGE-TRADED FD	718	$16K	<0.01%	new	Timeline
RBLDFIRST TR EXCHANGE-TRADED FD	340	$16K	<0.01%	-79	Timeline
TPICQTPI COMPOSITES INC COM	645	$16K	<0.01%	0	Timeline
ROWAN COMPANIES PLCROWAN COMPANIES PLC	1,950	$16K	<0.01%	0
VITAL ENERGY INCVITAL ENERGY INC	4,106	$16K	<0.01%	+2,991
DENNDENNY'S CORP	969	$16K	<0.01%	+54	Timeline
MOBILE MINI INCMOBILE MINI INC	491	$16K	<0.01%	-74
ORBCOMM INCORBCOMM INC	1,963	$16K	<0.01%	-16
NUTRI SYS INC NEWNUTRI SYS INC NEW	359	$16K	<0.01%	-1,145
NOVELLUS SYS INCNOVELLUS SYS INC	4,000	$16K	<0.01%	new
SHARPS COMPLIANCE CORPSHARPS COMPLIANCE CORP	4,515	$16K	<0.01%	-645
UNITED COMMUNITY FINANCIALUNITED COMMUNITY FINANCIAL	1,764	$16K	<0.01%	-113
MORGAN STANLEYMORGAN STANLEY	2,953	$16K	<0.01%	0
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH	253	$16K	<0.01%	new
ELFE L F BEAUTY INC	1,752	$15K	<0.01%	new	Timeline
FORMFORMFACTOR INC	1,062	$15K	<0.01%	-434	Timeline
NVGSNAVIGATOR HLDGS LTD	1,600	$15K	<0.01%	0	Timeline
NTRANATERA INC	1,100	$15K	<0.01%	0	Timeline
ANDEANDERSONS INC	513	$15K	<0.01%	+13	Timeline
AUPHAURINIA PHARMACEUTICALS INC	2,200	$15K	<0.01%	+1,500	Timeline
HMYHARMONY GOLD MNG LTD	8,203	$15K	<0.01%	0	Timeline
DSXDIANA SHIPPING INC	4,875	$15K	<0.01%	+1	Timeline
CLWCLEARWATER PAPER CORP	613	$15K	<0.01%	0	Timeline
BCCBOISE CASCADE CO DEL	620	$15K	<0.01%	-414	Timeline
PARRPAR PAC HOLDINGS INC	1,126	$15K	<0.01%	+937	Timeline
CASHPATHWARD FINANCIAL INC	780	$15K	<0.01%	+520	Timeline
BSMBLACK STONE MINERALS L P	1,000	$15K	<0.01%	0	Timeline
COPXGLOBAL X FDS	818	$15K	<0.01%	-2,350	Timeline
CONSOL ENERGY INC NEWCONSOL ENERGY INC NEW	462	$15K	<0.01%	-73
JACKJACK IN THE BOX INC	175	$15K	<0.01%	+125	Timeline
PRAAPRA GROUP INC	639	$15K	<0.01%	-302	Timeline
LCNBLCNB CORP	1,000	$15K	<0.01%	0	Timeline
AGIOAGIOS PHARMACEUTICALS INC	325	$15K	<0.01%	+315	Timeline
MLPMAUI LD & PINEAPPLE INC	1,500	$15K	<0.01%	0	Timeline
CAAPCORPORACION AMER ARPTS S A	2,200	$15K	<0.01%	0	Timeline
PIMFRANKLIN MASTER INTER INCOME	3,497	$15K	<0.01%	+1,568	Timeline
XMHQINVESCO EXCHANGE TRADED FD T	350	$15K	<0.01%	0	Timeline
GUANGSHEN RAILWAY CO LTD-ADRGUANGSHEN RAILWAY CO LTD-ADR	786	$15K	<0.01%	-103
SEMGROUP CORPSEMGROUP CORP	1,095	$15K	<0.01%	0
CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES IN	8,004	$15K	<0.01%	+4
PROVPROVIDENT FINL HLDGS INC	1,018	$15K	<0.01%	new	Timeline
GGZGABELLI GLOBAL SMALL & MID C	1,394	$15K	<0.01%	+50	Timeline
FXBINVESCO CURRENCYSHARES BRIT	121	$15K	<0.01%	-100	Timeline
VBFINVESCO BD FD	887	$15K	<0.01%	-75	Timeline
EFADPROSHARES TR	450	$15K	<0.01%	+200	Timeline
AMWDAMERICAN WOODMARK CORP	272	$15K	<0.01%	-4,198	Timeline
HOUSANYWHERE REAL ESTATE INC	1,011	$15K	<0.01%	+859	Timeline
ELECTRO SCIENTIFIC INDSELECTRO SCIENTIFIC INDS	500	$15K	<0.01%	-9,808
TTOOTTOO	5,000	$15K	<0.01%	0
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL IN	3,912	$15K	<0.01%	-3,000
LATAM AIRLS GROUP S ALATAM AIRLS GROUP S A	1,476	$15K	<0.01%	+7
BRIGGS & STRATTON CORPBRIGGS & STRATTON CORP	1,115	$15K	<0.01%	-144
SPARTAN MTRS INCSPARTAN MTRS INC	2,100	$15K	<0.01%	0
FIRST MIDWEST BANCORP INC/ILFIRST MIDWEST BANCORP INC/IL	750	$15K	<0.01%	+307
GAIN CAPITAL HOLDINGS INCGAIN CAPITAL HOLDINGS INC	2,413	$15K	<0.01%	0
NUVEEN CALIF MUNICPAL VALU FNUVEEN CALIF MUNICPAL VALU F	1,000	$15K	<0.01%	+500
MATINAS BIOPHARMA HLDGS INCMATINAS BIOPHARMA HLDGS INC	25,000	$15K	<0.01%	new
MAXAR TECHNOLOGIES LTDMAXAR TECHNOLOGIES LTD	1,267	$15K	<0.01%	+218
FORTERRA INCFORTERRA INC	4,000	$15K	<0.01%	+1,000
HABIT RESTAURANTS INCHABIT RESTAURANTS INC	1,350	$15K	<0.01%	-5,964
KEMPHARM INC COM NEWKEMPHARM INC COM NEW	8,351	$15K	<0.01%	new
CAROLINA TR BANCSHARES INCCAROLINA TR BANCSHARES INC	2,032	$15K	<0.01%	0
PACER FDS TRPACER FDS TR	630	$15K	<0.01%	+1
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	332	$15K	<0.01%	+37
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	500	$15K	<0.01%	0
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	545	$15K	<0.01%	+1
SPMOINVESCO EXCH TRADED FD TR II	400	$14K	<0.01%	+200	Timeline
VFMOVANGUARD WELLINGTON FD	206	$14K	<0.01%	0	Timeline
LOGILOGITECH INTL S A	432	$14K	<0.01%	+48	Timeline
VVXV2X INC	622	$14K	<0.01%	+53	Timeline
ANGOANGIODYNAMICS INC	717	$14K	<0.01%	+150	Timeline
BANDBANDWIDTH INC	338	$14K	<0.01%	-50	Timeline
UUUUENERGY FUELS INC	4,837	$14K	<0.01%	-500	Timeline
KWRQUAKER HOUGHTON	74	$14K	<0.01%	+13	Timeline
WSBFWATERSTONE FINL INC MD	801	$14K	<0.01%	-35	Timeline
GLOBGLOBANT S A	262	$14K	<0.01%	+11	Timeline
HCCWARRIOR MET COAL INC	583	$14K	<0.01%	-78	Timeline
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP	1,000	$14K	<0.01%	+434
ADVANCED DISP SVCS INC DELADVANCED DISP SVCS INC DEL	582	$14K	<0.01%	+339
SIDCOMPANHIA SIDERURGICA NACION	6,550	$14K	<0.01%	+30	Timeline
AIRGAIRGAIN INC	1,375	$14K	<0.01%	0	Timeline
EUDGWISDOMTREE TR	650	$14K	<0.01%	new	Timeline
TECLDIREXION SHARES ETF TRUST	165	$14K	<0.01%	0	Timeline
IMTBISHARES TR	295	$14K	<0.01%	+1	Timeline
VSDAVICTORY PORTFOLIOS II	513	$14K	<0.01%	+3	Timeline
TDTFFLEXSHARES TR	578	$14K	<0.01%	-3,000	Timeline
MULTI-COLORMULTI-COLOR	400	$14K	<0.01%	-81
VNCEVINCE HLDG CORP	1,500	$14K	<0.01%	0	Timeline
USLUNITED STS 12 MONTH OIL FD L	753	$14K	<0.01%	0	Timeline
RNEMFIRST TR EXCHANGE TRADED FD	284	$14K	<0.01%	new	Timeline
PS BUSINESS PKS INC CALIFPS BUSINESS PKS INC CALIF	106	$14K	<0.01%	+46
LIBERTY MEDIA CORP-BRAVES CLIBERTY MEDIA CORP-BRAVES C	605	$14K	<0.01%	+5
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFE	474	$14K	<0.01%	-74
CORE-MARK HOLDING CO INCCORE-MARK HOLDING CO INC	588	$14K	<0.01%	+43
NANOSTRING TECHNOLOGIES INCNANOSTRING TECHNOLOGIES INC	919	$14K	<0.01%	-4,531
NATIONAL WESTN LIFE GROUP INNATIONAL WESTN LIFE GROUP IN	49	$14K	<0.01%	+42
PLAYAGS INCPLAYAGS INC	614	$14K	<0.01%	new
VanEck Rare Earth/Strat Mtl…VanEck Rare Earth/Strat Mtls ETF	1,050	$14K	<0.01%	-450
CYBEROPTICS CORP COMCYBEROPTICS CORP COM	805	$14K	<0.01%	0
SBBPROSHARES TR	371	$14K	<0.01%	new	Timeline
MILACRON HLDGS CORPMILACRON HLDGS CORP	1,124	$14K	<0.01%	new
FIRST FINANCIAL NORTHWEST INFIRST FINANCIAL NORTHWEST IN	896	$14K	<0.01%	+4
HESKA CORPHESKA CORP	153	$14K	<0.01%	0
AVEO PHARMACEUTICALS INCAVEO PHARMACEUTICALS INC	8,540	$14K	<0.01%	+2,000
SPDR SERIES TRUST OILGAS EQ…SPDR SERIES TRUST OILGAS EQUIP	1,663	$14K	<0.01%	-3,000
CAPITAL PRODUCT PARTNERS L PCAPITAL PRODUCT PARTNERS L P	6,645	$14K	<0.01%	-890
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INC	935	$14K	<0.01%	+185
ORGANOVO HOLDINGS INCORGANOVO HOLDINGS INC	15,025	$14K	<0.01%	-23,782
RELIANT BANCORP INCRELIANT BANCORP INC	600	$14K	<0.01%	new
FORESCOUT TECHNOLOGIES INCFORESCOUT TECHNOLOGIES INC	550	$14K	<0.01%	0
PROSHARES ULTRAPRO NASDAQ B…PROSHARES ULTRAPRO NASDAQ BIOTECH…	720	$14K	<0.01%	0
WISDOMTREE EMERGING MARKETS…WISDOMTREE EMERGING MARKETS CONSU…	700	$14K	<0.01%	0
SAFETY INCOME & GROWTH INCSAFETY INCOME & GROWTH INC	720	$14K	<0.01%	new
JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FD	615	$14K	<0.01%	new
DELMAR PHARMACEUTICALS INCDELMAR PHARMACEUTICALS INC	40,000	$14K	<0.01%	0
FLWS1 800 FLOWERS COM INC	1,047	$13K	<0.01%	+168	Timeline
EGOELDORADO GOLD CORP NEW	4,571	$13K	<0.01%	new	Timeline
BLDTOPBUILD COR	287	$13K	<0.01%	+149	Timeline
CRESYCRESUD S A C I F Y A	1,093	$13K	<0.01%	+44	Timeline
EWPISHARES INC	500	$13K	<0.01%	-133	Timeline
JOEST JOE CO	990	$13K	<0.01%	-875	Timeline
PTCTPTC THERAPEUTICS INC	364	$13K	<0.01%	-3	Timeline
RWTREDWOOD TRUST INC	865	$13K	<0.01%	+25	Timeline
RGNXREGENXBIO INC	300	$13K	<0.01%	+200	Timeline
WORWORTHINGTON ENTERPRISES INC	386	$13K	<0.01%	-36	Timeline
ECFELLSWORTH GROWTH & INCOME FD	1,460	$13K	<0.01%	-1,540	Timeline
ATLANTICA YIELD PLCATLANTICA YIELD PLC	652	$13K	<0.01%	0
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA	1,000	$13K	<0.01%	0
TAUBMAN CTRS INCTAUBMAN CTRS INC	270	$13K	<0.01%	+139
FSBWFS BANCORP INC	300	$13K	<0.01%	0	Timeline
PAIWESTERN ASSET INVESTMENT GRA	1,000	$13K	<0.01%	-1,000	Timeline
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	6,195	$13K	<0.01%	-9,013
SL GREEN REALTY CORPSL GREEN REALTY CORP	168	$13K	<0.01%	-23
ATLAS AIR WORLDWIDE HOLDING…ATLAS AIR WORLDWIDE HOLDINGS I	315	$13K	<0.01%	-8
MMTMSPDR SERIES TRUST	125	$13K	<0.01%	+50	Timeline
FTXHFIRST TR EXCHANGE TRADED FD	676	$13K	<0.01%	0	Timeline
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	1,152	$13K	<0.01%	+31
THE STARS GROUP INCTHE STARS GROUP INC	787	$13K	<0.01%	-443
DIREXION DAILY S&P BIOTECH …DIREXION DAILY S&P BIOTECH BULL 3…	392	$13K	<0.01%	new
ALLAKOS INCALLAKOS INC	250	$13K	<0.01%	0
DRIL-QUIP INCDRIL-QUIP INC	395	$13K	<0.01%	+137
CVR Partners, LPCVR Partners, LP	3,766	$13K	<0.01%	-29,800
GLOBAL BRASS & COPPR HLDGS IGLOBAL BRASS & COPPR HLDGS I	514	$13K	<0.01%	new
FBL FINL GROUP INCFBL FINL GROUP INC	203	$13K	<0.01%	0
Viacom Inc Cl AViacom Inc Cl A	478	$13K	<0.01%	+359
WISDOMTREE TRUST CHINESE YU…WISDOMTREE TRUST CHINESE YUAN	500	$13K	<0.01%	-100
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION	1,000	$13K	<0.01%	-14,000
IPATH GSCI TOTAL RETURN IND…IPATH GSCI TOTAL RETURN INDEX ETF…	988	$13K	<0.01%	0
ADVISORSHARES TRADVISORSHARES TR	269	$13K	<0.01%	+80
CITRIX SYS INCCITRIX SYS INC	9,000	$13K	<0.01%	new
FCB Financial Holdings Inc …FCB Financial Holdings Inc Cla	435	$13K	<0.01%	-26
ADESTO TECHNOLOGIES CORPADESTO TECHNOLOGIES CORP	3,000	$13K	<0.01%	+500
ARES CAP CORPARES CAP CORP	13,000	$13K	<0.01%	new
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS IN	5,000	$13K	<0.01%	0
OPPENHEIMER ETF TROPPENHEIMER ETF TR	565	$13K	<0.01%	0
NMRNOMURA HLDGS INC	3,234	$12K	<0.01%	+1,057	Timeline
LADLITHIA MTRS INC	157	$12K	<0.01%	+39	Timeline
GTLSCHART INDS INC	187	$12K	<0.01%	-14	Timeline
SBCFSEACOAST BKG CORP FLA	432	$12K	<0.01%	+293	Timeline
POSTPOST HLDGS INC	124	$12K	<0.01%	+15	Timeline
MACMACERICH CO	277	$12K	<0.01%	+246	Timeline
CSIQCANADIAN SOLAR INC	800	$12K	<0.01%	+100	Timeline
DANDANA INC	855	$12K	<0.01%	+528	Timeline
LIVENT CORPLIVENT CORP	898	$12K	<0.01%	new
OSISOSI SYSTEMS INC	164	$12K	<0.01%	+59	Timeline
PERFICIENT INCPERFICIENT INC	514	$12K	<0.01%	+258
OXMOXFORD INDS INC	168	$12K	<0.01%	+24	Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	1,000	$12K	<0.01%	0
RRRRED ROCK RESORTS INC	600	$12K	<0.01%	-702	Timeline
PBYIPUMA BIOTECHNOLOGY INC	613	$12K	<0.01%	-78	Timeline
PKOHPARK-OHIO HLDGS CORP	375	$12K	<0.01%	0	Timeline
SBSISOUTHSIDE BANCSHARES INC	392	$12K	<0.01%	-349	Timeline
RAILFREIGHTCAR AMER INC	1,800	$12K	<0.01%	0	Timeline
HSCZISHARES TR	490	$12K	<0.01%	new	Timeline
CLOUDERA INCCLOUDERA INC	993	$12K	<0.01%	-178
ASAASA GOLD AND PRECIOUS MTLS L	1,161	$12K	<0.01%	0	Timeline
EWMISHARES INC	406	$12K	<0.01%	0	Timeline
FLQSFRANKLIN TEMPLETON ETF TR	475	$12K	<0.01%	new	Timeline
SOHUSOHU COM LTD	695	$12K	<0.01%	-109	Timeline
CEFSEXCHANGE LISTED FDS TR	664	$12K	<0.01%	0	Timeline
RDOGALPS ETF TR	287	$12K	<0.01%	+1	Timeline
KFFBKENTUCKY FIRST FED BANCORP	1,732	$12K	<0.01%	new	Timeline
KEQUKEWAUNEE SCIENTIFIC CORP	364	$12K	<0.01%	0	Timeline
Sandstorm Gold LtdSandstorm Gold Ltd	2,570	$12K	<0.01%	-12,430
James Hardie Industries PLCJames Hardie Industries PLC	1,000	$12K	<0.01%	0
DIEBOLD NXDF INCDIEBOLD NXDF INC	4,701	$12K	<0.01%	-1,163
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INC	1,078	$12K	<0.01%	-209
ATRION CORPORATIONATRION CORPORATION	16	$12K	<0.01%	-5
ECTMECA MARCELLUS TRUST I COM UNIT	8,015	$12K	<0.01%	-3,932	Timeline
INDEPENDENCE HLDG COINDEPENDENCE HLDG CO	328	$12K	<0.01%	0
FONRFONAR CORP	575	$12K	<0.01%	+15	Timeline
PARTY CITY HOLDCO INCPARTY CITY HOLDCO INC	1,199	$12K	<0.01%	+799
KEMET CORPKEMET CORP	706	$12K	<0.01%	-1,294
DANAHER CORP DELDANAHER CORP DEL	3,000	$12K	<0.01%	new
NUVEEN MICH QUALITY INCOME …NUVEEN MICH QUALITY INCOME MUN FD…	965	$12K	<0.01%	-5,700
EMCLAIRE FINL CORPEMCLAIRE FINL CORP	400	$12K	<0.01%	0
BLUE APRON HLDGS INCBLUE APRON HLDGS INC	12,139	$12K	<0.01%	0
ASSERTIO THERAPEUTICS INCASSERTIO THERAPEUTICS INC	3,400	$12K	<0.01%	0
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH	170	$12K	<0.01%	0
NEW AGE BEVERAGES CORPNEW AGE BEVERAGES CORP	2,403	$12K	<0.01%	+403
CALADRIUS BIOSCIENCES INCCALADRIUS BIOSCIENCES INC	3,550	$12K	<0.01%	-10
ALTUS MIDSTREAM COALTUS MIDSTREAM CO	1,500	$12K	<0.01%	new
BIONDVAX PHARMACEUTICALS LTDBIONDVAX PHARMACEUTICALS LTD	2,500	$12K	<0.01%	0
ANAUTONATION INC	315	$11K	<0.01%	+115	Timeline
CMCCOMMERCIAL METALS CO	686	$11K	<0.01%	+82	Timeline
APAMARTISAN PARTNERS ASSET MGMT	459	$11K	<0.01%	-269	Timeline
VTWVVANGUARD SCOTTSDALE FDS	125	$11K	<0.01%	+1	Timeline
STRLSTERLING INFRASTRUCTURE INC	1,000	$11K	<0.01%	0	Timeline
AGIALAMOS GOLD INC	3,216	$11K	<0.01%	+180	Timeline
HOSHORNBECK OFFSHORE SERVICES I	1,945	$11K	<0.01%	+1,545	Timeline
NXENEXGEN ENERGY LTD	6,000	$11K	<0.01%	0	Timeline
TILEINTERFACE INC	765	$11K	<0.01%	-156	Timeline
TPCTUTOR PERINI CORP	679	$11K	<0.01%	0	Timeline
ACLSAXCELIS TECHNOLOGIES INC	620	$11K	<0.01%	-6	Timeline
KAIKADANT INC	133	$11K	<0.01%	+1	Timeline
LILAKLIBERTY LATIN AMERICA LTD	787	$11K	<0.01%	-161	Timeline
AGNTAGNT INC	1,550	$11K	<0.01%	-1,000	Timeline
MVISMICROVISION INC DEL	18,912	$11K	<0.01%	+7,611	Timeline
MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INC	265	$11K	<0.01%	new
ENEL AMERICAS S.A. (ADR)ENEL AMERICAS S.A. (ADR)	1,262	$11K	<0.01%	0
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR	185	$11K	<0.01%	-150
UGAUNITED STS GASOLINE FD LP	482	$11K	<0.01%	0	Timeline
WLDNWILLDAN GROUP INC	321	$11K	<0.01%	+221	Timeline
WNCWABASH NATL CORP	806	$11K	<0.01%	+101	Timeline
ARLOARLO TECHNOLOGIES INC	1,100	$11K	<0.01%	+629	Timeline
LOCOEL POLLO LOCO HLDGS INC	675	$11K	<0.01%	0	Timeline
ZUMZZUMIEZ INC	590	$11K	<0.01%	0	Timeline
ROAMLATTICE STRATEGIES TR	520	$11K	<0.01%	0	Timeline
DSW INC-CLASS ADSW INC-CLASS A	415	$11K	<0.01%	+4
INDSPACER FDS TR	460	$11K	<0.01%	+1	Timeline
ACESALPS ETF TR	500	$11K	<0.01%	new	Timeline
YRDYIREN DIGITAL LTD	983	$11K	<0.01%	0	Timeline
HECLA MINING COMPANYHECLA MINING COMPANY	200	$11K	<0.01%	0
DELPHI TECHNOLOGIES PLCDELPHI TECHNOLOGIES PLC	834	$11K	<0.01%	-479
TURQUOISE HILL RESOURCES LTDTURQUOISE HILL RESOURCES LTD	6,800	$11K	<0.01%	0
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN	738	$11K	<0.01%	+564
AMERICAN RLTY CAP PPTYS INCAMERICAN RLTY CAP PPTYS INC	11,000	$11K	<0.01%	new
ANTHEM INCANTHEM INC	3,000	$11K	<0.01%	new
ACACIA COMMUNICATIONS INCACACIA COMMUNICATIONS INC	301	$11K	<0.01%	-169
ACELRX PHARMACEUTICALS INCACELRX PHARMACEUTICALS INC	4,595	$11K	<0.01%	0
FERRELLGAS PARTNERS L.P.FERRELLGAS PARTNERS L.P.	20,963	$11K	<0.01%	+120
PIMCO NY MUNICIPAL INCOME FDPIMCO NY MUNICIPAL INCOME FD	906	$11K	<0.01%	0
NUVEEN MTG OPPTY TERM FD 2NUVEEN MTG OPPTY TERM FD 2	511	$11K	<0.01%	+23
ISHARES TRISHARES TR	332	$11K	<0.01%	-81
DIGITAL ALLY INCDIGITAL ALLY INC	3,964	$11K	<0.01%	0
INVESCO DB MLTI SECTR CMMTYINVESCO DB MLTI SECTR CMMTY	283	$11K	<0.01%	+48
APTOSE BIOSCIENCES INC COMAPTOSE BIOSCIENCES INC COM	6,000	$11K	<0.01%	0
WAITR HLDGS INCWAITR HLDGS INC	1,000	$11K	<0.01%	new
Engility Holdings IncEngility Holdings Inc	397	$11K	<0.01%	-35
NEXTERA ENERGY INC CORPORATENEXTERA ENERGY INC CORPORATE	183	$11K	<0.01%	new
VIVEVE MED INCVIVEVE MED INC	10,686	$11K	<0.01%	0
BECTON DICKINSON & COBECTON DICKINSON & CO	184	$11K	<0.01%	new
ILLUMINA INCILLUMINA INC	9,000	$11K	<0.01%	new
MEDLEY MANAGEMENT INCMEDLEY MANAGEMENT INC	2,799	$11K	<0.01%	-14,901
STANLEY BLACK & DECKER INCSTANLEY BLACK & DECKER INC	116	$11K	<0.01%	new
PACER FDS TRPACER FDS TR	430	$11K	<0.01%	+2
CYRXCRYOPORT INC	917	$10K	<0.01%	0	Timeline
ITRNITURAN LOCATION AND CONTROL	300	$10K	<0.01%	0	Timeline
ANFABERCROMBIE & FITCH CO	482	$10K	<0.01%	+5	Timeline
GEFGREIF INC	264	$10K	<0.01%	0	Timeline
DAKTDAKTRONICS INC	1,325	$10K	<0.01%	-1,800	Timeline
FCNFTI CONSULTING INC	155	$10K	<0.01%	+91	Timeline
PATKPATRICK INDS INC	334	$10K	<0.01%	-334	Timeline
OIIOCEANEERING INTL INC	740	$10K	<0.01%	+514	Timeline
BSACBANCO SANTANDER CHILE NEW	331	$10K	<0.01%	-98	Timeline
PACGRUPO AEROPORTUNARIO DEL PAC	128	$10K	<0.01%	+1	Timeline
TVGRUPO TELEVISA S A B	770	$10K	<0.01%	+40	Timeline
RYAMRAYONIER ADVANCED MATLS INC	933	$10K	<0.01%	-462	Timeline
HUBGHUB GROUP INC	263	$10K	<0.01%	-122	Timeline
TACTRANSALTA CORP	2,530	$10K	<0.01%	+2,000	Timeline
MOMO INCMOMO INC	405	$10K	<0.01%	-1,492
VIRTUSA CORPVIRTUSA CORP	240	$10K	<0.01%	-2,363
CHGGCHEGG INC	322	$10K	<0.01%	-2,792	Timeline
PLABPHOTRONICS INC	1,000	$10K	<0.01%	0	Timeline
WTBAWEST BANCORPORATION INC	500	$10K	<0.01%	0	Timeline
NRCNRC HEALTH	250	$10K	<0.01%	0	Timeline
RGCORGC RES INC	325	$10K	<0.01%	+125	Timeline
UFIUNIFI INC	441	$10K	<0.01%	-65	Timeline
FTXNFIRST TR EXCHANGE TRADED FD	625	$10K	<0.01%	-7,595	Timeline
TUSKMAMMOTH ENERGY SVCS INC	494	$10K	<0.01%	+87	Timeline
HUYAHUYA INC	628	$10K	<0.01%	-442	Timeline
SPXTPROSHARES TR	205	$10K	<0.01%	0	Timeline
FYLDCAMBRIA ETF TR	500	$10K	<0.01%	0	Timeline
UNBUNION BANKSHARES INC	200	$10K	<0.01%	new	Timeline
FLG-PUFLAGSTAR BANK NATIONAL ASSOC	218	$10K	<0.01%	new	Timeline
PSTPROSHARES TR	464	$10K	<0.01%	0	Timeline
TBXPROSHARES TR	363	$10K	<0.01%	+1	Timeline
FMYFIRST TR MTG INCOME FD	761	$10K	<0.01%	0	Timeline
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	311	$10K	<0.01%	+14
ALTAIR ENGINEERING INCALTAIR ENGINEERING INC	374	$10K	<0.01%	new
UBS AG ETRACS SILVER SHARES…UBS AG ETRACS SILVER SHARES COVER…	1,500	$10K	<0.01%	0
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INC	2,000	$10K	<0.01%	0
ABRDN JAPAN EQUITY FUND INCABRDN JAPAN EQUITY FUND INC	1,500	$10K	<0.01%	0
KANDI TECHNOLOGIES GROUP INCKANDI TECHNOLOGIES GROUP INC	2,830	$10K	<0.01%	+550
PENNSYLVANIA RL ESTATE INVTPENNSYLVANIA RL ESTATE INVT	1,602	$10K	<0.01%	0
ORITANI FINANCIAL CORPORITANI FINANCIAL CORP	702	$10K	<0.01%	+302
FAUQUIER BANKSHARES INC VAFAUQUIER BANKSHARES INC VA	500	$10K	<0.01%	0
OPIANT PHARMACEUTICALS INCOPIANT PHARMACEUTICALS INC	675	$10K	<0.01%	0
COLUMBIA ETF TR ICOLUMBIA ETF TR I	400	$10K	<0.01%	+280
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TR	1,000	$10K	<0.01%	0
RETAIL VALUE INCRETAIL VALUE INC	397	$10K	<0.01%	+158
COLUMBIA ETF TR IICOLUMBIA ETF TR II	800	$10K	<0.01%	-300
CARE COM INCCARE COM INC	499	$10K	<0.01%	-250
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	198	$10K	<0.01%	0
GARDNER DENVER HLDGS INCGARDNER DENVER HLDGS INC	518	$10K	<0.01%	+212
KADMON HLDGS INCKADMON HLDGS INC	5,000	$10K	<0.01%	0
KRANESHARES TRKRANESHARES TR	300	$10K	<0.01%	0
RADA ELECTR INDS LTDRADA ELECTR INDS LTD	4,000	$10K	<0.01%	-2,000
REALITY SHS ETF TRREALITY SHS ETF TR	350	$10K	<0.01%	0
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC	5,000	$10K	<0.01%	0
CNNECANNAE HLDGS INC	491	$9K	<0.01%	+74	Timeline
HYDBISHARES TR	200	$9K	<0.01%	0	Timeline
ESGVVANGUARD WORLD FD	210	$9K	<0.01%	+80	Timeline
TKCTURKCELL ILETISIM	1,697	$9K	<0.01%	+1,069	Timeline
FNDFLOOR & DECOR HLDGS INC	361	$9K	<0.01%	-389	Timeline
CHTCHUNGHWA TELECOM CO LTD	252	$9K	<0.01%	+121	Timeline
AZZAZZ INC	207	$9K	<0.01%	-55	Timeline
SHGSHINHAN FINANCIAL GROUP CO L	260	$9K	<0.01%	+49	Timeline
PHIPLDT INC	389	$9K	<0.01%	+34	Timeline
TLKTELEKOMUNIKASI IND	356	$9K	<0.01%	-1,928	Timeline
CROXCROCS INC	351	$9K	<0.01%	+51	Timeline
GLPGLOBAL PARTNERS LP	537	$9K	<0.01%	0	Timeline
HRTXHERON THERAPEUTICS INC	354	$9K	<0.01%	-127	Timeline
IHDVOYA EMERGING MKTS HIGH DIVI	1,167	$9K	<0.01%	0	Timeline
ANIKANIKA THERAPEUTICS INC	255	$9K	<0.01%	-262	Timeline
AHRTAH RLTY TR INC	620	$9K	<0.01%	0	Timeline
RCUSARCUS BIOSCIENCES INC	790	$9K	<0.01%	0	Timeline
BLMNBLOOMIN BRANDS INC	514	$9K	<0.01%	+122	Timeline
GTESGATES INDL CORP PLC	683	$9K	<0.01%	-159	Timeline
LASRNLIGHT INC	487	$9K	<0.01%	-29	Timeline
SAHSONIC AUTOMOTIVE INC	668	$9K	<0.01%	-110	Timeline
SYBTSTOCK YDS BANCORP INC	261	$9K	<0.01%	0	Timeline
HTLDHEARTLAND EXPRESS INC	493	$9K	<0.01%	0	Timeline
GCVGABELLI CONV & INC SECS FD I	2,000	$9K	<0.01%	new	Timeline
ASGLIBERTY ALL-STAR GROWTH FD I	2,003	$9K	<0.01%	-10,042	Timeline
CCSCENTURY COMMUNITIES INC	515	$9K	<0.01%	-3,485	Timeline
KOPKOPPERS HOLDINGS INC	543	$9K	<0.01%	0	Timeline
NOBLE MIDSTREAM PARTNERS LPNOBLE MIDSTREAM PARTNERS LP	300	$9K	<0.01%	0
CHINA TELECOM CORP LTDCHINA TELECOM CORP LTD	176	$9K	<0.01%	+1
JLSNUVEEN MORTGAGE AND INCOME F	400	$9K	<0.01%	new	Timeline
FDBCFIDELITY D & D BANCORP INC	148	$9K	<0.01%	0	Timeline
SXCSUNCOKE ENERGY INC	1,050	$9K	<0.01%	+9	Timeline
IDGTISHARES TR	195	$9K	<0.01%	-98	Timeline
KSAISHARES TR	305	$9K	<0.01%	+5	Timeline
VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INC	1,077	$9K	<0.01%	-800
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC	581	$9K	<0.01%	-190
CHIQGLOBAL X FDS	650	$9K	<0.01%	0	Timeline
MYYPROSHARES TR	187	$9K	<0.01%	-263	Timeline
TAHOE RES INCTAHOE RES INC	2,690	$9K	<0.01%	+1,338
TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEW	808	$9K	<0.01%	-500
AEGION CORPAEGION CORP	550	$9K	<0.01%	0
AVANTAX INCAVANTAX INC	327	$9K	<0.01%	-6,396
GMS INCGMS INC	520	$9K	<0.01%	-125
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INC	4,130	$9K	<0.01%	-1,000
NYMXFNYMOX PHARMACEUTICAL CORP COM	6,600	$9K	<0.01%	+500	Timeline
GIFIGULF ISLAND FABRICATION INC	1,042	$9K	<0.01%	0	Timeline
K12 INCK12 INC	384	$9K	<0.01%	+14
ACETO CORPACETO CORP	10,482	$9K	<0.01%	-3,515
HFF INCHFF INC	268	$9K	<0.01%	0
PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.001	10,009	$9K	<0.01%	+10,000
DBX ETF TRDBX ETF TR	412	$9K	<0.01%	0
MARINUS PHARMACEUTICALS INCMARINUS PHARMACEUTICALS INC	3,000	$9K	<0.01%	-3,994
FIRSTCASH HOLDINGS INC.FIRSTCASH HOLDINGS INC.	125	$9K	<0.01%	-70
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH	1,000	$9K	<0.01%	0
ADAMIS PHARMACEUTICALS CORPADAMIS PHARMACEUTICALS CORP	4,171	$9K	<0.01%	0
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	360	$9K	<0.01%	0
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	406	$9K	<0.01%	-1,443
BARCLAYS BANK PLCBARCLAYS BANK PLC	200	$9K	<0.01%	new
LIPOCINE INC NEWLIPOCINE INC NEW	6,650	$9K	<0.01%	-1,000
ISHARES US ETF TRISHARES US ETF TR	369	$9K	<0.01%	new
ON DECK CAP INCON DECK CAP INC	1,576	$9K	<0.01%	-4,424
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	726	$9K	<0.01%	-786
GLOBAL X FDSGLOBAL X FDS	400	$9K	<0.01%	+200
EXCHANGE LISTED FDS TREXCHANGE LISTED FDS TR	300	$9K	<0.01%	0
INVESCO BLDRS INDEX FDS TRINVESCO BLDRS INDEX FDS TR	465	$9K	<0.01%	0
CIGICOLLIERS INTL GROUP INC	135	$8K	<0.01%	new	Timeline
PSOPEARSON PLC	709	$8K	<0.01%	+259	Timeline
MR COOPER GROUP INCMR COOPER GROUP INC	714	$8K	<0.01%	new
RIVRIVERNORTH OPPORTUNITIES FD	500	$8K	<0.01%	0	Timeline
YPFYPF SOCIEDAD ANONIMA	559	$8K	<0.01%	+196	Timeline
FORRFORRESTER RESH INC	189	$8K	<0.01%	-64	Timeline
TREELENDINGTREE INC	35	$8K	<0.01%	+12	Timeline
TRNOTERRENO RLTY CORP	213	$8K	<0.01%	+28	Timeline
GLNGGOLAR LNG LTD	350	$8K	<0.01%	-100	Timeline
ICFIICF INTL INC	128	$8K	<0.01%	+87	Timeline
OXSQOXFORD SQUARE CAP CORP	1,216	$8K	<0.01%	-923	Timeline
HPPHUDSON PAC PPTYS INC	273	$8K	<0.01%	new	Timeline
TBITRUEBLUE INC	360	$8K	<0.01%	-249	Timeline
YEXTYEXT INC	549	$8K	<0.01%	+518	Timeline
CCRNCROSS CTRY HEALTHCARE INC	1,132	$8K	<0.01%	+21	Timeline
GCOGENESCO INC	171	$8K	<0.01%	+131	Timeline
MRC GLOBAL INCMRC GLOBAL INC	685	$8K	<0.01%	0
IRTCIRHYTHM HOLDINGS INC	115	$8K	<0.01%	new	Timeline
CECOCECO ENVIRONMENTAL CORP	1,127	$8K	<0.01%	-3,067	Timeline
CMCOCOLUMBUS MCKINNON CORP N Y	256	$8K	<0.01%	-214	Timeline
TMQTRILOGY METALS INC NEW	4,393	$8K	<0.01%	0	Timeline
ATNIATN INTL INC	110	$8K	<0.01%	0	Timeline
CGENCOMPUGEN LTD	3,458	$8K	<0.01%	0	Timeline
ALTYGLOBAL X FDS	600	$8K	<0.01%	new	Timeline
CSBRCHAMPIONS ONCOLOGY INC	971	$8K	<0.01%	-662	Timeline
JPMorgan BetaBuilders Canad…JPMorgan BetaBuilders Canada E	397	$8K	<0.01%	-183
FXYINVESCO CURRENCYSHARES	91	$8K	<0.01%	-30	Timeline
EWDISHARES INC	296	$8K	<0.01%	-200	Timeline
SSBISUMMIT ST BK SANTA ROSA CALI	688	$8K	<0.01%	+7	Timeline
NUSANUSHARES ETF TR	309	$8K	<0.01%	+1	Timeline
FIBRIA CELULOSEFIBRIA CELULOSE	458	$8K	<0.01%	+3
AKTSQAkoustis Technologies Inc	1,650	$8K	<0.01%	new	Timeline
ISHARES TRISHARES TR	312	$8K	<0.01%	0
TARO PHARMACEUTICAL INDS LTDTARO PHARMACEUTICAL INDS LTD	96	$8K	<0.01%	0
HIGHPOINT RES CORPHIGHPOINT RES CORP	3,115	$8K	<0.01%	-1,673
PRICELINE GRP INCPRICELINE GRP INC	6,000	$8K	<0.01%	new
CRAY INCCRAY INC	385	$8K	<0.01%	-5
IMPERVA INCIMPERVA INC	150	$8K	<0.01%	-67
TOWER INTL INCTOWER INTL INC	318	$8K	<0.01%	0
ASCENA RETAIL GROUP INCASCENA RETAIL GROUP INC	3,027	$8K	<0.01%	0
ASPEN INSURANCE HOLDINGS LTDASPEN INSURANCE HOLDINGS LTD	188	$8K	<0.01%	+101
SIBANYE GOLD LTDSIBANYE GOLD LTD	2,680	$8K	<0.01%	0
PROGENICS PHARMACEUTICALS INPROGENICS PHARMACEUTICALS IN	1,828	$8K	<0.01%	-162
HEMISPHERE MEDIA GROUP INC …HEMISPHERE MEDIA GROUP INC CL A	680	$8K	<0.01%	0
DELAWARE INV MN MUN INC FD IDELAWARE INV MN MUN INC FD I	650	$8K	<0.01%	0
DELAWARE INVTS DIV & INCOMEDELAWARE INVTS DIV & INCOME	698	$8K	<0.01%	+198
ETRACS ALERIAN NAT GAS MLPETRACS ALERIAN NAT GAS MLP	400	$8K	<0.01%	0
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC	227	$8K	<0.01%	+92
AIMMUNE THERAPEUTICS INC.AIMMUNE THERAPEUTICS INC.	322	$8K	<0.01%	+287
VOXELJET AGVOXELJET AG	5,100	$8K	<0.01%	0
LENDINGCLUB CORPLENDINGCLUB CORP	3,054	$8K	<0.01%	0
AETHLON MED INCAETHLON MED INC	5,000	$8K	<0.01%	0
CASI PHARMACEUTICALS INCCASI PHARMACEUTICALS INC	2,046	$8K	<0.01%	0
EHI CAR SVCS LTDEHI CAR SVCS LTD	800	$8K	<0.01%	0
CAMBER ENERGY INCCAMBER ENERGY INC	6,940	$8K	<0.01%	new
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	340	$8K	<0.01%	-200
DTE ENERGY CODTE ENERGY CO	157	$8K	<0.01%	new
EXCHANGE LISTED FDS TREXCHANGE LISTED FDS TR	425	$8K	<0.01%	0
VSGXVANGUARD WORLD FD	158	$7K	<0.01%	new	Timeline
TMETENCENT MUSIC ENTMT GROUP	500	$7K	<0.01%	new	Timeline
UECURANIUM ENERGY CORP	4,400	$7K	<0.01%	0	Timeline
MOVMOVADO GROUP INC	205	$7K	<0.01%	+122	Timeline
IBCPINDEPENDENT BK CORP MICH	348	$7K	<0.01%	0	Timeline
NBHCNATIONAL BK HLDGS CORP	209	$7K	<0.01%	new	Timeline
THRMGENTHERM INC	182	$7K	<0.01%	+77	Timeline
ROCKGIBRALTAR INDS INC	211	$7K	<0.01%	0	Timeline
FHBFIRST HAWAIIAN INC	306	$7K	<0.01%	0	Timeline
FKUFIRST TR EXCH TRD ALPHDX FD	211	$7K	<0.01%	+2	Timeline
WKCWORLD KINECT CORPORATION	335	$7K	<0.01%	-446	Timeline
WNS HOLDINGS LTDWNS HOLDINGS LTD	170	$7K	<0.01%	+157
SAILPOINT TECHNOLOGIES HOLD…SAILPOINT TECHNOLOGIES HOLDING	279	$7K	<0.01%	+78
CSTECAESARSTONE LTD	519	$7K	<0.01%	0	Timeline
KLX ENERGY SERVICS HOLDNGS IKLX ENERGY SERVICS HOLDNGS I	280	$7K	<0.01%	-49
APLSAPELLIS PHARMACEUTICALS INC	500	$7K	<0.01%	0	Timeline
AKBAAKEBIA THREAPEUTICS INC	1,307	$7K	<0.01%	new	Timeline
CMTCORE MOLDING TECHNOLOGIES IN	1,000	$7K	<0.01%	0	Timeline
TWINTWIN DISC INC	462	$7K	<0.01%	+62	Timeline
GLREGREENLIGHT CAP RE LTD	854	$7K	<0.01%	0	Timeline
ONEYSPDR SERIES TRUST	109	$7K	<0.01%	new	Timeline
UGLPROSHARES TR II	200	$7K	<0.01%	0	Timeline
EFAXSPDR INDEX SHS FDS	110	$7K	<0.01%	0	Timeline
QHYWISDOMTREE TR	139	$7K	<0.01%	new	Timeline
GENZVANECK ETF TRUST	200	$7K	<0.01%	-9	Timeline
FXAINVESCO CURRENCYSHARES AUSTR	111	$7K	<0.01%	0	Timeline
YY INC. ADRYY INC. ADR	120	$7K	<0.01%	-890
CONSTELLIUM SECONSTELLIUM SE	1,000	$7K	<0.01%	0
SRC ENERGY INCSRC ENERGY INC	1,481	$7K	<0.01%	-11,642
MFLXFIRST TR EXCHNG TRADED FD VI	400	$7K	<0.01%	0	Timeline
ESGGFLEXSHARES TR	79	$7K	<0.01%	0	Timeline
MCHXMARCHEX INC	2,536	$7K	<0.01%	new	Timeline
ISRAVANECK ETF TRUST	254	$7K	<0.01%	-8,935	Timeline
VOCVOC ENERGY TR	2,000	$7K	<0.01%	0	Timeline
AMAG PHARMACEUTICALS INCAMAG PHARMACEUTICALS INC	396	$7K	<0.01%	0
MAG SILVER CORPMAG SILVER CORP	907	$7K	<0.01%	+1
MACKMerrimack Pharmaceuticals Inc	1,568	$7K	<0.01%	+1,508	Timeline
Reality Shares Nasdaq NexGe…Reality Shares Nasdaq NexGen Econ…	371	$7K	<0.01%	0
INTERSECT ENT INCINTERSECT ENT INC	264	$7K	<0.01%	+140
TRIPLE-S MGMT CORPTRIPLE-S MGMT CORP	400	$7K	<0.01%	-300
PRECISION DRILLING CORPPRECISION DRILLING CORP	4,299	$7K	<0.01%	-500
DSP GROUP INCDSP GROUP INC	600	$7K	<0.01%	0
GS CONNECT S+P GSCI ENH COMMGS CONNECT S+P GSCI ENH COMM	343	$7K	<0.01%	0
FLY LEASING LTDFLY LEASING LTD	700	$7K	<0.01%	0
IEC ELECTRS CORP NEWIEC ELECTRS CORP NEW	1,282	$7K	<0.01%	0
MESOBLAST LTD F SP…MESOBLAST LTD F SPONSORE…	1,730	$7K	<0.01%	0
HUDSON LTDHUDSON LTD	405	$7K	<0.01%	new
THIRD PT REINS LTDTHIRD PT REINS LTD	680	$7K	<0.01%	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	200	$7K	<0.01%	0
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	268	$7K	<0.01%	+238
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	300	$7K	<0.01%	0
FLEXSHARES TR CUR HDG EM IDXFLEXSHARES TR CUR HDG EM IDX	268	$7K	<0.01%	-121
PAIN THERAPEUTICS INCPAIN THERAPEUTICS INC	8,200	$7K	<0.01%	+8,000
AVXLANAVEX LIFE SCIENCES CORP	3,825	$6K	<0.01%	-300	Timeline
BLDRBUILDERS FIRSTSOURCE INC	503	$6K	<0.01%	0	Timeline
KROKRONOS WORLDWIDE INC	530	$6K	<0.01%	-102	Timeline
VRTSVIRTUS INVT PARTNERS INC	88	$6K	<0.01%	+16	Timeline
ACCOACCO BRANDS CORP	904	$6K	<0.01%	+19	Timeline
SPSCSPS COMM INC	77	$6K	<0.01%	+73	Timeline
AQNALGONQUIN POWER & UTILITIES	622	$6K	<0.01%	+245	Timeline
DOOBRP INC	240	$6K	<0.01%	0	Timeline
CRTOCRITEO S A	258	$6K	<0.01%	+170	Timeline
GLOCLOUGH GLOBAL OPPORTUNITIES	676	$6K	<0.01%	+476	Timeline

Sold out in Q4 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 234. All 234

Security	Shares before	Value before	Type
CORPORATE CAP TR INCCORPORATE CAP TR INC	789,441	$12M	shares
HYDHYD	299,953	$9.34M	shares
ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP	314,768	$7.04M	shares
HORIZONS ETF TR IHORIZONS ETF TR I	227,012	$5.71M	shares
AETNA INC NEWAETNA INC NEW	24,470	$4.97M	shares
Mkt Vctrs J P Mrgn EmMkt Vctrs J P Mrgn Em	286,666	$4.72M	shares
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	38,451	$3.65M	shares
BCIBCI	120,707	$2.89M	shares
PRAXAIR INCPRAXAIR INC	15,957	$2.59M	shares
CIGNA CORPORATIONCIGNA CORPORATION	11,562	$2.42M	shares
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	94,007	$1.99M	shares
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	71,362	$1.79M	shares
GRAMERCY PPTY TRGRAMERCY PPTY TR	62,705	$1.72M	shares
BLACKROCK CALIFORNIABLACKROCK CALIFORNIA	105,964	$1.58M	shares
Vaneck Vectors AMT-Free Int…Vaneck Vectors AMT-Free Inter	65,938	$1.54M	shares
ROCKWELL COLLINS INCROCKWELL COLLINS INC	9,182	$1.29M	shares
APOLLO INVT CORPAPOLLO INVT CORP	168,489	$918K	shares
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	8,937	$866K	shares
Spectra Energy PartnersSpectra Energy Partners	22,380	$804K	shares
WISDOMTREE TRWISDOMTREE TR	41,951	$796K	shares
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INC	28,326	$710K	shares
BARCLAYS BANK PLC 8.125% PBARCLAYS BANK PLC 8.125% P	26,420	$688K	shares
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P	62,487	$686K	shares
CLEARBRIDGE AMERN ENERG MLPCLEARBRIDGE AMERN ENERG MLP	84,780	$668K	shares
NORTHWEST NATURAL GAS CONORTHWEST NATURAL GAS CO	9,736	$652K	shares
OCLARO INCOCLARO INC	61,324	$548K	shares
ETFS Gold TrustETFS Gold Trust	4,392	$506K	shares
ANDEAVORANDEAVOR	3,207	$492K	shares
OPPJWISDOMTREE TR	9,346	$422K	shares
HORIZONS ETF TR IHORIZONS ETF TR I	8,092	$421K	shares
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW	48,605	$392K	shares
KINDER MORGAN INC DELKINDER MORGAN INC DEL	10,899	$361K	shares
ISHARES TRISHARES TR	13,247	$332K	shares
INSEEGO CORPINSEEGO CORP	83,979	$323K	shares
INVESTORS REAL ESTATE TRUSTINVESTORS REAL ESTATE TRUST	50,705	$303K	shares
CA INC COMCA INC COM	6,778	$300K	shares
MAZOR ROBOTICS LTDMAZOR ROBOTICS LTD	5,132	$300K	shares
Etfs Phys Platinum EtfEtfs Phys Platinum Etf	3,795	$294K	shares
NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY	12,726	$278K	shares
FIRST TR EXCHNG TRADED FD VIFIRST TR EXCHNG TRADED FD VI	11,715	$275K	shares
ALPS ETF TRALPS ETF TR	8,050	$267K	shares
ROYAL BANK SCOTLAND GRP PLC…ROYAL BANK SCOTLAND GRP PLC 6.6% …	10,382	$263K	shares
SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL	1,706	$244K	shares
PWZINVESCO EXCH TRADED FD TR II	9,373	$239K	shares
THOMSON REUTERS CORPTHOMSON REUTERS CORP	5,185	$237K	shares
ENERGEN CORPENERGEN CORP	2,709	$234K	shares
NUVEEN HGH INC DEC18 TRGT TRNUVEEN HGH INC DEC18 TRGT TR	19,488	$192K	shares
BTEBAYTEX ENERGY CORP	61,835	$180K	shares
PINNACLE FOODS INC DELPINNACLE FOODS INC DEL	2,723	$176K	shares
SIGASIGA TECHNOLOGIES INC	24,297	$168K	shares
CONVERGYS CORPCONVERGYS CORP	6,833	$162K	shares
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETF	10,155	$145K	shares
VICTORY PORTFOLIOS II VCSHS…VICTORY PORTFOLIOS II VCSHS EMRG …	5,319	$144K	shares
OSI ETF TROSI ETF TR	5,270	$139K	shares
NEW YORK REIT INC liquidati…NEW YORK REIT INC liquidation shs	6,806	$123K	shares
SYNTEL INCSYNTEL INC	2,635	$108K	shares
SPIRIT OF TEX BANCSHARES INCSPIRIT OF TEX BANCSHARES INC	5,000	$108K	shares
BLACKROCK NEW YORK MUNI 2018BLACKROCK NEW YORK MUNI 2018	7,200	$107K	shares
RCKYROCKY BRANDS INC	2,960	$84K	shares
ARES MGMT LP COM SHS REG INTARES MGMT LP COM SHS REG INT	3,180	$74K	shares
COTT CORP QUECOTT CORP QUE	4,550	$73K	shares
SUPERVALU INCSUPERVALU INC	1,993	$64K	shares
IGCIGC PHARMA INC	8,375	$63K	shares
ACXIOM CORPACXIOM CORP	1,267	$63K	shares
ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORP	1,376	$63K	shares
BANK OF AMERICA CORPBANK OF AMERICA CORP	210,000	$63K	shares
PINNACLE ENTMT INC NEWPINNACLE ENTMT INC NEW	1,771	$60K	shares
XCERRA CORPXCERRA CORP	3,950	$56K	shares
AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES	1,194	$55K	shares
USDPUSD PARTNERS LP COM UIT REPSTG	5,500	$53K	shares
KLX INCKLX INC	833	$52K	shares
ETF MANAGER GROUP COMMODITYETF MANAGER GROUP COMMODITY	2,000	$50K	shares
UPBDUPBOUND GROUP INC	3,400	$49K	shares
BHBBAR HBR BANKSHARES	1,491	$43K	shares
SHARPSPRING INCSHARPSPRING INC	3,041	$43K	shares
BLACKROCK MUNI 2018 TERM TRBLACKROCK MUNI 2018 TERM TR	2,713	$41K	shares
CAMBER ENERGY INCCAMBER ENERGY INC	137,642	$41K	shares
PDEXPRO-DEX INC COLO	3,902	$40K	shares
ENBRIDGE ENERGY MANAGEMENT LENBRIDGE ENERGY MANAGEMENT L	3,574	$39K	shares
JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FD	1,279	$37K	shares
VIXMPROSHARES TR II	1,691	$35K	shares
LASALLE HOTEL PROPERTIESLASALLE HOTEL PROPERTIES	1,024	$35K	shares
LPLLG DISPLAY CO LTD	3,849	$33K	shares
DDR CORPDDR CORP	2,461	$33K	shares
INNOVATOR ETFS TR IIINNOVATOR ETFS TR II	1,060	$33K	shares
CNMDCONMED CORP	400	$32K	shares
UDNINVESCO DB US DLR INDEX TR	1,500	$32K	shares
ASSEMBLY BIOSCIENCES INCASSEMBLY BIOSCIENCES INC	880	$32K	shares
ENEL GENERACION CHILE S AENEL GENERACION CHILE S A	1,460	$31K	shares
ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEW	32,875	$29K	shares
IGEBISHARES TR	497	$24K	shares
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INC	600	$23K	shares
DEUTSCHE MULTI-MKT INCOME T…DEUTSCHE MULTI-MKT INCOME TR SHS	2,510	$23K	shares
MMLPMARTIN MIDSTREAM PRTNRS L P	1,855	$22K	shares
PROTALIX BIOTHERAPEUTICS INCPROTALIX BIOTHERAPEUTICS INC	30,000	$22K	shares
FRANKLIN LTD DURATION INCM TFRANKLIN LTD DURATION INCM T	215,530	$21K	shares
RAMCO-GERSHENSON PPTYS TRRAMCO-GERSHENSON PPTYS TR	1,439	$20K	shares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	1,500	$20K	shares
FUNCFIRST UTD CORP	1,000	$19K	shares
ETFS PRECIOUS METALSBASKET …ETFS PRECIOUS METALSBASKET TR ETF…	308	$19K	shares

How Q4 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001493152-19-002095	base		2019-02-14	acceptance time not in the bulk data set	2026-10-07 19:02:51 UTC