LADENBURG THALMANN FINANCIAL SERVICES INC.

13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $11,102,101,000 across 5,402 holdings for the quarter ended 2018-12-31, in a 13F-HR filed 2019-02-14. Its ten largest share positions make up 14.4% of the portfolio.

Filed 2019-02-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:02:51 UTC13F-HR 0001493152-19-002095

Period: 2018-12-31
Reported value: $11.1B
Holdings: 5,402
Top 10 weight: 14.4%
New: 360
Sold out: 234

Largest buys vs the previous quarter

Security	Shares change	Approx. value
IVVadded	+406,173	$102M
HDVadded	+635,504	$53.6M
MINTadded	+465,972	$47M
AAPLadded	+242,550	$38.2M
BNDadded	+467,943	$36.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
SPYGreduced	-2,151,597	-$69.6M
IWOreduced	-318,500	-$53.5M
HYGreduced	-326,964	-$26.5M
QQQreduced	-157,183	-$24.3M
SPDR SERIES TRUST BLOOMBERG…reduced	-562,718	-$18.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2018

Share positions as resolved from 13F-HR 0001493152-19-002095, largest first. % of portfolio is the value over $11,102,101,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
QEFASPDR INDEX SHS FDS	102	$6K	<0.01%	+100	Timeline
CARAVIS BUDGET GROUP INC	260	$6K	<0.01%	+90	Timeline
SAIASAIA INC	102	$6K	<0.01%	-249	Timeline
CAPLCROSSAMERICA PARTNERS LP	399	$6K	<0.01%	0	Timeline
KFKOREA FD INC	211	$6K	<0.01%	0	Timeline
STNESTONECO LTD	300	$6K	<0.01%	new	Timeline
HSTMHEALTHSTREAM INC	260	$6K	<0.01%	+242	Timeline
GHMGRAHAM CORP	276	$6K	<0.01%	0	Timeline
WRLDWORLD ACCEP CORPORATION	63	$6K	<0.01%	0	Timeline
MAGELLAN HEALTH SERVICES INCMAGELLAN HEALTH SERVICES INC	94	$6K	<0.01%	-794
TXTERNIUM SA	209	$6K	<0.01%	-10	Timeline
AMSFAMERISAFE INC	110	$6K	<0.01%	+30	Timeline
PBF LOGISTICS LPPBF LOGISTICS LP	279	$6K	<0.01%	0
DAYDAYFORCE INC	164	$6K	<0.01%	0	Timeline
XLGIXLAZARD GLOBAL TOTAL RETURN &	400	$6K	<0.01%	-4,300	Timeline
BXSYBEXIL INVESTMENT TRUST	623	$6K	<0.01%	0	Timeline
AVALARA INCAVALARA INC	180	$6K	<0.01%	0
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP	109	$6K	<0.01%	+42
OLPONE LIBERTY PPTYS INC	250	$6K	<0.01%	-1,490	Timeline
PLBCPLUMAS BANCORP	250	$6K	<0.01%	new	Timeline
CIACITIZENS INC	874	$6K	<0.01%	0	Timeline
YTRAYATRA ONLINE INC	1,370	$6K	<0.01%	0	Timeline
COUSINS PROPERTIES INCCOUSINS PROPERTIES INC	696	$6K	<0.01%	+574
DBEINVESCO DB MULTI-SECTOR COMM	511	$6K	<0.01%	-4,186	Timeline
ESGFLEXSHARES TR	98	$6K	<0.01%	new	Timeline
GRFEAGLE CAP GROWTH FD INC	874	$6K	<0.01%	new	Timeline
AFKVANECK ETF TRUST	300	$6K	<0.01%	0	Timeline
IMRNIMMURON LTD	1,200	$6K	<0.01%	0	Timeline
TLFTANDY LEATHER FACTORY INC	1,000	$6K	<0.01%	0	Timeline
EATON VANCE N J MUN BD FDEATON VANCE N J MUN BD FD	514	$6K	<0.01%	+6
NAUTILUS INCNAUTILUS INC	550	$6K	<0.01%	+38
URSTADT BIDDLE PROPERTIESURSTADT BIDDLE PROPERTIES	300	$6K	<0.01%	0
LOGILITY SUPPLY CHAIN SOLUT…LOGILITY SUPPLY CHAIN SOLUTIONS	600	$6K	<0.01%	0
CONTAINER STORE GROUP INCCONTAINER STORE GROUP INC	1,225	$6K	<0.01%	-100
HANGER INCHANGER INC	300	$6K	<0.01%	0
Gulfport EnergyGulfport Energy	872	$6K	<0.01%	+442
DIME CMNTY BANCSHARES INC C…DIME CMNTY BANCSHARES INC COM	337	$6K	<0.01%	new
TRILLIUM THERAPEUTICS INC C…TRILLIUM THERAPEUTICS INC COM NEW	3,500	$6K	<0.01%	0
VBI VACCINES INCVBI VACCINES INC	4,050	$6K	<0.01%	+50
ADAPYADAPTIMMUNE THERAPEUTICS PLC S	935	$6K	<0.01%	+800	Timeline
HERZFELD CREDIT INCOME FUNDHERZFELD CREDIT INCOME FUND	1,208	$6K	<0.01%	0
PRICELINE GRP INCPRICELINE GRP INC	5,000	$6K	<0.01%	new
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR	7,000	$6K	<0.01%	new
58 COM INC58 COM INC	119	$6K	<0.01%	-1,000
DYCOM INDS INCDYCOM INDS INC	6,000	$6K	<0.01%	new
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC	5,000	$6K	<0.01%	new
AEGLEA BIOTHERAPEUTICS INCAEGLEA BIOTHERAPEUTICS INC	785	$6K	<0.01%	0
CASA SYS INCCASA SYS INC	491	$6K	<0.01%	-184
ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INC	249	$6K	<0.01%	+164
KNOLL INCKNOLL INC	361	$6K	<0.01%	+113
TRANSGLOBE ENERGY CORPTRANSGLOBE ENERGY CORP	3,018	$6K	<0.01%	-970
PARK ELECTROCHEMICAL CORPPARK ELECTROCHEMICAL CORP	353	$6K	<0.01%	0
WAGEWORKS INCWAGEWORKS INC	183	$6K	<0.01%	+160
ISRAMCO INCISRAMCO INC	50	$6K	<0.01%	0
WISDOMTREE TRUSTWISDOMTREE TRUST	101	$6K	<0.01%	0
EATON VANCE MA MUNI INCOME TEATON VANCE MA MUNI INCOME T	480	$6K	<0.01%	new
NII HLDGS INC COM PAR $0.001NII HLDGS INC COM PAR $0.001	1,421	$6K	<0.01%	+1,300
ETF MANAGERS TRETF MANAGERS TR	800	$6K	<0.01%	0
TRANSATLANTIC PETROLEUM LTDTRANSATLANTIC PETROLEUM LTD	6,229	$6K	<0.01%	0
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INC	6,995	$6K	<0.01%	0
PRINCIPAL EXCHANGE TRADED FDPRINCIPAL EXCHANGE TRADED FD	203	$6K	<0.01%	-3,603
INVESCO ACTIVELY MANAGED ETFINVESCO ACTIVELY MANAGED ETF	465	$6K	<0.01%	0
INSTRUCTURE INCINSTRUCTURE INC	158	$6K	<0.01%	new
SPRING BK PHARMACEUTICALS INSPRING BK PHARMACEUTICALS IN	600	$6K	<0.01%	0
INVESCO BLDRS INDEX FDS TRINVESCO BLDRS INDEX FDS TR	300	$6K	<0.01%	0
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	264	$6K	<0.01%	+1
SEISOLARIS ENERGY INFRAS INC	399	$5K	<0.01%	0	Timeline
ENPHENPHASE ENERGY INC	1,000	$5K	<0.01%	-177	Timeline
ENICENEL CHILE SA	1,002	$5K	<0.01%	-931	Timeline
MODMODINE MFG CO	489	$5K	<0.01%	+120	Timeline
TDWTIDEWATER INC NEW	288	$5K	<0.01%	-1,065	Timeline
NATNORDIC AMERICAN TANKERS LIMI	2,360	$5K	<0.01%	+914	Timeline
BRF SABRF SA	875	$5K	<0.01%	0
OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTD	586	$5K	<0.01%	-99
TWSTTWIST BIOSCIENCE CORP	225	$5K	<0.01%	new	Timeline
JBSSSANFILIPPO JOHN B & SON INC	93	$5K	<0.01%	0	Timeline
ARAYACCURAY INC DEL	1,354	$5K	<0.01%	+604	Timeline
DTFDTF TAX-FREE INCOME 2028 TER	388	$5K	<0.01%	0	Timeline
KREFKKR REAL ESTATE FIN TR INC	285	$5K	<0.01%	-13,645	Timeline
KOSKOSMOS ENERGY LTD	1,134	$5K	<0.01%	new	Timeline
LABSTANDARD BIOTOOLS INC	554	$5K	<0.01%	new	Timeline
HCIHCI GROUP INC	100	$5K	<0.01%	0	Timeline
RAREULTRAGENYX PHARMACEUTICAL IN	99	$5K	<0.01%	new	Timeline
MTRNMATERION CORP	129	$5K	<0.01%	+100	Timeline
CHEMOCENTRYX INCCHEMOCENTRYX INC	490	$5K	<0.01%	new
CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR	500	$5K	<0.01%	new
EATON VANCE CALIFORNIA MUNI…EATON VANCE CALIFORNIA MUNI BO	500	$5K	<0.01%	-1,810
ENTAENANTA PHARMACEUTICALS INC	74	$5K	<0.01%	new	Timeline
BLACKROCK MUNI INCOME INV QLBLACKROCK MUNI INCOME INV QL	352	$5K	<0.01%	-985
UFPTUFP TECHNOLOGIES INC	150	$5K	<0.01%	0	Timeline
AMPHAMPHASTAR PHARMACEUTICALS IN	266	$5K	<0.01%	0	Timeline
PLPCPREFORMED LINE PRODS CO	97	$5K	<0.01%	+1	Timeline
KWKENNEDY-WILSON HOLDINGS INC	275	$5K	<0.01%	+90	Timeline
FISIFINANCIAL INSTITUTIONS INC	205	$5K	<0.01%	-37	Timeline
SGCSUPERIOR GROUP OF CO INC	288	$5K	<0.01%	-72	Timeline
UISUNISYS CORP	470	$5K	<0.01%	-7,583	Timeline
REIRING ENERGY INC	821	$5K	<0.01%	-92	Timeline
ATLOAMES NATL CORP	200	$5K	<0.01%	-42	Timeline
KEKIMBALL ELECTRONICS INC	300	$5K	<0.01%	0	Timeline
REXREX AMERICAN RES CORP	70	$5K	<0.01%	0	Timeline
ONEOSPDR SERIES TRUST	80	$5K	<0.01%	0	Timeline
SPPPSPROTT ASSET MANAGEMENT LP	500	$5K	<0.01%	0	Timeline
VFMVVANGUARD WELLINGTON FD	66	$5K	<0.01%	0	Timeline
TPHTRI POINTE HOMES INC	488	$5K	<0.01%	-210	Timeline
EL PASO ELECTRIC COEL PASO ELECTRIC CO	102	$5K	<0.01%	-536
GILTGILAT SATELLITE NETWORKS LTD	500	$5K	<0.01%	0	Timeline
QWLDSPDR INDEX SHS FDS	70	$5K	<0.01%	-83	Timeline
DBEZDBX ETF TR	188	$5K	<0.01%	0	Timeline
VBNDETF SER SOLUTIONS	96	$5K	<0.01%	0	Timeline
EDUCEDUCATIONAL DEV CORP	562	$5K	<0.01%	new	Timeline
EQSEQUUS TOTAL RETURN INC	2,252	$5K	<0.01%	+1,847	Timeline
FRONTLINE PLC FFRONTLINE PLC F	797	$5K	<0.01%	0
CONNQCONNS INC	229	$5K	<0.01%	new	Timeline
TRUETRUECAR INC	535	$5K	<0.01%	new	Timeline
SEASPINE HLDGS CORPSEASPINE HLDGS CORP	266	$5K	<0.01%	new
Bowater IncBowater Inc	5,000	$5K	<0.01%	0
AXOVANT SCIENCES LTDAXOVANT SCIENCES LTD	4,600	$5K	<0.01%	new
EFZPROSHARES TR	174	$5K	<0.01%	-2,293	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	230	$5K	<0.01%	+183
GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTD	911	$5K	<0.01%	-2,692
VONAGE HLDGS CORPVONAGE HLDGS CORP	536	$5K	<0.01%	-362
POTBELLY CORPPOTBELLY CORP	600	$5K	<0.01%	0
EXPRO GROUP HOLDINGS NV COMEXPRO GROUP HOLDINGS NV COM	1,000	$5K	<0.01%	0
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW	5,000	$5K	<0.01%	new
SERES THERAPEUTICS INCSERES THERAPEUTICS INC	1,000	$5K	<0.01%	-2,500
VERASTEM INCVERASTEM INC	1,500	$5K	<0.01%	new
VISTRA CORPVISTRA CORP	3,647	$5K	<0.01%	0
QUANTUM CORPQUANTUM CORP	2,815	$5K	<0.01%	+1,153
SUN HYDRAULICS CORPSUN HYDRAULICS CORP	156	$5K	<0.01%	0
EXONE COEXONE CO	764	$5K	<0.01%	+400
SHUTTERFLY INCSHUTTERFLY INC	127	$5K	<0.01%	new
WIRELESS TELECOM GROUP INCWIRELESS TELECOM GROUP INC	2,800	$5K	<0.01%	0
BRISTOW GROUP INCBRISTOW GROUP INC	1,925	$5K	<0.01%	0
CVR REFINING LP COM UNIT RE…CVR REFINING LP COM UNIT REPSTG L…	423	$5K	<0.01%	-500
WILLIAM LYON HOMES-CL AWILLIAM LYON HOMES-CL A	436	$5K	<0.01%	-199
SYSTEMAX INCSYSTEMAX INC	201	$5K	<0.01%	+71
HYDROGENICS CORPORATION NEWHYDROGENICS CORPORATION NEW	1,028	$5K	<0.01%	-50
GLOBAL X FDS GLB XGLOBAL X FDS GLB X	600	$5K	<0.01%	0
BIOSPECIFICS TECHNOLOGIESBIOSPECIFICS TECHNOLOGIES	84	$5K	<0.01%	new
AROTECH CORPAROTECH CORP	1,800	$5K	<0.01%	0
AMERICAN CUSTOMER SATISFACT…AMERICAN CUSTOMER SATISFACTION ETF	178	$5K	<0.01%	new
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	560	$5K	<0.01%	0
ADIAL PHARMACEUTICALS INCADIAL PHARMACEUTICALS INC	802	$5K	<0.01%	new
EXTERRAN CORPEXTERRAN CORP	289	$5K	<0.01%	0
DIREXION SHS ETF TRDIREXION SHS ETF TR	336	$5K	<0.01%	+1
BELLICUM PHARMACEUTICALS INCBELLICUM PHARMACEUTICALS INC	1,610	$5K	<0.01%	0
FOAMIX PHARMACEUTICALS LTDFOAMIX PHARMACEUTICALS LTD	1,500	$5K	<0.01%	0
EXTRACTION OIL AND GAS INCEXTRACTION OIL AND GAS INC	848	$5K	<0.01%	+448
J P MORGAN EXCHANGE-TRADED FJ P MORGAN EXCHANGE-TRADED F	98	$5K	<0.01%	-1,235
DBX ETF TRDBX ETF TR	221	$5K	<0.01%	-74
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	125	$5K	<0.01%	0
COUNTY BANCORP INCCOUNTY BANCORP INC	270	$5K	<0.01%	0
BIOPHARMX CORPBIOPHARMX CORP	42,200	$5K	<0.01%	-22,000
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC	3,000	$5K	<0.01%	new
WISDOMTREE TRWISDOMTREE TR	203	$5K	<0.01%	0
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	100	$5K	<0.01%	-105
DBX ETF TRDBX ETF TR	205	$5K	<0.01%	0
INVESCO CURNCYSHS SNGPORE DLINVESCO CURNCYSHS SNGPORE DL	70	$5K	<0.01%	0
SESEA LTD	314	$4K	<0.01%	new	Timeline
INSMINSMED INC	303	$4K	<0.01%	new	Timeline
DNLIDENALI THERAPEUTICS INC	200	$4K	<0.01%	0	Timeline
STAASTAAR SURGICAL CO	135	$4K	<0.01%	-42	Timeline
AXSMAXSOME THERAPEUTICS INC.	1,591	$4K	<0.01%	-1,645	Timeline
DIODDIODES INC	137	$4K	<0.01%	-93	Timeline
MRNAMODERNA INC	260	$4K	<0.01%	new	Timeline
HNRGHALLADOR ENERGY COMPANY	738	$4K	<0.01%	+520	Timeline
OISOIL STS INTL INC	261	$4K	<0.01%	+105	Timeline
SHOESHOE STA GROUP INC	119	$4K	<0.01%	+30	Timeline
COLLCOLLEGIUM PHARMACEUTICAL INC	231	$4K	<0.01%	-244	Timeline
CVSACOVISTA INC	81	$4K	<0.01%	0	Timeline
STCSTEWART INFORMATION SVCS COR	96	$4K	<0.01%	0	Timeline
TTITETRA TECHNOLOGIES INC DEL	2,527	$4K	<0.01%	+527	Timeline
UMHUMH PPTYS INC	300	$4K	<0.01%	0	Timeline
SVRASAVARA INC	514	$4K	<0.01%	+14	Timeline
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC	100	$4K	<0.01%	-80
VLTINVESCO HIGH INCOME TR II	306	$4K	<0.01%	0	Timeline
BLNKBLINK CHARGING CO	2,072	$4K	<0.01%	-123	Timeline
SCSSTEELCASE INC-CLASS A	247	$4K	<0.01%	+1	Timeline
LIVEPERSON, INC.LIVEPERSON, INC.	200	$4K	<0.01%	-13,485
AARONS INCAARONS INC	87	$4K	<0.01%	0
JYNTJOINT CORP	502	$4K	<0.01%	+2	Timeline
PARPAR TECHNOLOGY CORP	200	$4K	<0.01%	0	Timeline
BMABANCO MACRO S A	94	$4K	<0.01%	+26	Timeline
TBRGTRUBRIDGE INC	156	$4K	<0.01%	0	Timeline
PSCIINVESCO EXCH TRADED FD TR II	70	$4K	<0.01%	0	Timeline
RMCFROCKY MTN CHOCOLATE FACTORY	525	$4K	<0.01%	0	Timeline
EWIISHARES INC	150	$4K	<0.01%	-1,116	Timeline
TGENTECOGEN INC NEW	1,000	$4K	<0.01%	0	Timeline
CEETHE CENTRAL AND EASTERN EU I	200	$4K	<0.01%	0	Timeline
MBSDFLEXSHARES TR	184	$4K	<0.01%	new	Timeline
BIBPROSHARES TR	100	$4K	<0.01%	0	Timeline
RCGRENN FD INC	2,310	$4K	<0.01%	0	Timeline
PROPROS Holdings Inc	125	$4K	<0.01%	0	Timeline
CHICOS FAS INCCHICOS FAS INC	630	$4K	<0.01%	+215
CLEAR CHANNEL OUTDOOR HLDGSCLEAR CHANNEL OUTDOOR HLDGS	818	$4K	<0.01%	0
MDRXVERADIGM INC. COMMON STOCK(DE)	461	$4K	<0.01%	+377	Timeline
CARDTRONICS PLCCARDTRONICS PLC	157	$4K	<0.01%	+1
ENOVIS CORPENOVIS CORP	155	$4K	<0.01%	-1,000
DASEKE INCDASEKE INC	1,000	$4K	<0.01%	0
FIRST LONG IS CORPFIRST LONG IS CORP	215	$4K	<0.01%	0
SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INC	898	$4K	<0.01%	+224
AVON PRODS INCAVON PRODS INC	2,154	$4K	<0.01%	0
TITAN MED INCTITAN MED INC	3,842	$4K	<0.01%	+1,857
BARCLAYS BK PLCBARCLAYS BK PLC	100	$4K	<0.01%	new
GREEN PLAINS PARTNERS LPGREEN PLAINS PARTNERS LP	356	$4K	<0.01%	-515
ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S	179	$4K	<0.01%	0
TECH DATA CORPTECH DATA CORP	48	$4K	<0.01%	-5
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INC	13,000	$4K	<0.01%	0
RTI BIOLOGICS INCRTI BIOLOGICS INC	1,000	$4K	<0.01%	0
CHANNELADVISOR CORPCHANNELADVISOR CORP	338	$4K	<0.01%	0
BARCLAYS BK PLCBARCLAYS BK PLC	28	$4K	<0.01%	0
DIREXION SHS EXCH TRD FD DA…DIREXION SHS EXCH TRD FD DAILY 30…	200	$4K	<0.01%	0
BANCORP NEW JERSEY INC NEWBANCORP NEW JERSEY INC NEW	275	$4K	<0.01%	0
CANCER GENETICS INC.CANCER GENETICS INC.	17,500	$4K	<0.01%	+10,000
HOUGHTON MIFFLIN HARCOURT COHOUGHTON MIFFLIN HARCOURT CO	401	$4K	<0.01%	new
FTD COS INCFTD COS INC	2,342	$4K	<0.01%	+1,722
ERLFFENTREE RES LTD COM (CAN)	11,200	$4K	<0.01%	0	Timeline
CAPSTONE GREEN ENERGY CORP.CAPSTONE GREEN ENERGY CORP.	6,445	$4K	<0.01%	0
EIDOS THERAPEUTICS INC.EIDOS THERAPEUTICS INC.	300	$4K	<0.01%	0
TAILORED BRANDS INCTAILORED BRANDS INC	345	$4K	<0.01%	+50
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TR	4,600	$4K	<0.01%	0
SYROS PHARMACEUTICALS INCSYROS PHARMACEUTICALS INC	650	$4K	<0.01%	-500
WILLSCOT CORPWILLSCOT CORP	356	$4K	<0.01%	+156
NEURALSTEM INCNEURALSTEM INC	11,795	$4K	<0.01%	-2,493
AMERISOURCEBERGEN CORAMERISOURCEBERGEN COR	3,215	$4K	<0.01%	0
ANTERO MIDSTREAM GP LPANTERO MIDSTREAM GP LP	320	$4K	<0.01%	+102
CYPRESS ENVIRONMENTL PARTNRCYPRESS ENVIRONMENTL PARTNR	800	$4K	<0.01%	-6,000
BIO PATH HOLDINGS INCBIO PATH HOLDINGS INC	20,514	$4K	<0.01%	0
ETF SER SOLUTIONS APTUS FOR…ETF SER SOLUTIONS APTUS FORTIFIED	150	$4K	<0.01%	0
CANADIAN SOLAR INCCANADIAN SOLAR INC	4,000	$4K	<0.01%	0
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	254	$4K	<0.01%	+4
EURONET WORLDWIDE INCEURONET WORLDWIDE INC	3,000	$4K	<0.01%	new
EYEGATE PHARMACEUTICALS INCEYEGATE PHARMACEUTICALS INC	9,226	$4K	<0.01%	0
BEBLOOM ENERGY CORP	327	$3K	<0.01%	+32	Timeline
SGRYSURGERY PARTNERS INC	254	$3K	<0.01%	-425	Timeline
PLXSPLEXUS CORP	53	$3K	<0.01%	-100	Timeline
LAURLAUREATE ED INC	233	$3K	<0.01%	new	Timeline
DMCDEL MONTE CORP	76	$3K	<0.01%	-111	Timeline
WKWORKIVA INC	72	$3K	<0.01%	new	Timeline
NAKNORTHERN DYNASTY MINERALS LT	5,200	$3K	<0.01%	+300	Timeline
RMBSRAMBUS INC DEL	372	$3K	<0.01%	+337	Timeline
AMKRAMKOR TECHNOLOGY INC	515	$3K	<0.01%	-190	Timeline
IMKTAINGLES MKTS INC	103	$3K	<0.01%	+43	Timeline
ROGROGERS CORP	28	$3K	<0.01%	new	Timeline
VECOVEECO INSTRS INC DEL	325	$3K	<0.01%	+245	Timeline
BCRXBIOCRYST PHARMACEUTICALS INC	389	$3K	<0.01%	-100	Timeline
PRIMPRIMORIS SVCS CORP	164	$3K	<0.01%	+1	Timeline
NXQUANEX BLDG PRODS CORP	219	$3K	<0.01%	-15	Timeline
GGBGERDAU SA	839	$3K	<0.01%	+7	Timeline
TGBTASEKO MINES LTD	7,000	$3K	<0.01%	0	Timeline
SAPIENS INTERNATIONAL CORPSAPIENS INTERNATIONAL CORP	314	$3K	<0.01%	+10
OMEROMEROS CORP	275	$3K	<0.01%	0	Timeline
IQDGWISDOMTREE TR	106	$3K	<0.01%	0	Timeline
WTTRSELECT WATER SOLUTIONS INC	420	$3K	<0.01%	new	Timeline
BSRRSIERRA BANCORP	125	$3K	<0.01%	0	Timeline
CVLGCOVENANT LOGISTICS GROUP INC	155	$3K	<0.01%	0	Timeline
BELFBBEL FUSE INC	150	$3K	<0.01%	0	Timeline
DXPEDXP ENTERPRISES INC	105	$3K	<0.01%	0	Timeline
KODKEASTMAN KODAK CO	1,025	$3K	<0.01%	-100	Timeline
GOGOGOGO INC	1,098	$3K	<0.01%	+3	Timeline
BVBRIGHTVIEW HLDGS INC	300	$3K	<0.01%	0	Timeline
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USD	82	$3K	<0.01%	-350
KALUKAISER ALUMINIUM CORPORATION	41	$3K	<0.01%	+13	Timeline
LXULSB INDS INC	625	$3K	<0.01%	0	Timeline
MTRXMATRIX SVC CO	187	$3K	<0.01%	new	Timeline
CUBIC CORPCUBIC CORP	54	$3K	<0.01%	+12
COMPANHIA PARANAENSE ENERG CCOMPANHIA PARANAENSE ENERG C	359	$3K	<0.01%	+11
AMC ENTMT HLDGS INCAMC ENTMT HLDGS INC	282	$3K	<0.01%	+174
MINDBODY INCMINDBODY INC	77	$3K	<0.01%	-7,338
VRAVERA BRADLEY INC	367	$3K	<0.01%	0	Timeline
LEN-BLENNAR CORP	106	$3K	<0.01%	+7	Timeline
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INC	112	$3K	<0.01%	-28
ALCENTRA CAP CORPALCENTRA CAP CORP	500	$3K	<0.01%	new
DFINDONNELLEY FINL SOLUTIONS INC	227	$3K	<0.01%	+4	Timeline
TBPHTHERAVANCE BIOPHARMA INC	117	$3K	<0.01%	+100	Timeline
EZPWEZCORP INC	325	$3K	<0.01%	0	Timeline
DGICADONEGAL GROUP INC	187	$3K	<0.01%	+2	Timeline
MGMISTRAS GROUP INC	200	$3K	<0.01%	0	Timeline
ASURASURE SOFTWARE INC	597	$3K	<0.01%	0	Timeline
LARKLANDMARK BANCORP INC	149	$3K	<0.01%	+8	Timeline
ACUACME UTD CORP	210	$3K	<0.01%	0	Timeline
FFFUTUREFUEL CORP	203	$3K	<0.01%	+70	Timeline
GALTGALECTIN THERAPEUTICS INC	1,000	$3K	<0.01%	new	Timeline
CSVCARRIAGE SVCS INC	197	$3K	<0.01%	+21	Timeline
CEVACEVA INC	133	$3K	<0.01%	+73	Timeline
MBUUMALIBU BOATS INC	100	$3K	<0.01%	0	Timeline
DBAWDBX ETF TR	121	$3K	<0.01%	0	Timeline
DDLSWISDOMTREE TR	100	$3K	<0.01%	0	Timeline
EAGLE PHARMACEUTICALS INCEAGLE PHARMACEUTICALS INC	75	$3K	<0.01%	-67
KEANE GROUP INCKEANE GROUP INC	320	$3K	<0.01%	new
PFIGINVESCO EXCH TRADED FD TR II	140	$3K	<0.01%	0	Timeline
HTTHIGH TEMPLAR TECHNOLOGY LTD	830	$3K	<0.01%	0	Timeline
CEWWISDOMTREE TR	141	$3K	<0.01%	new	Timeline
NNBRNN INC	501	$3K	<0.01%	-577	Timeline
BWENBROADWIND INC	2,000	$3K	<0.01%	-2,000	Timeline
DLNGDYNAGAS LNG PARTNERS LP	1,000	$3K	<0.01%	0	Timeline
ULBIULTRALIFE CORP	400	$3K	<0.01%	0	Timeline
AGNGGLOBAL X FDS	175	$3K	<0.01%	0	Timeline
KARSKRANESHARES TRUST	160	$3K	<0.01%	0	Timeline
REVGREV GROUP INC	297	$3K	<0.01%	+55	Timeline
EXPRESS INCEXPRESS INC	589	$3K	<0.01%	+307
TETRAPHASE PHARMACEUTICALS …TETRAPHASE PHARMACEUTICALS INC	3,000	$3K	<0.01%	0
CHKRCHESAPEAKE GRANITE WASH TR COM	2,257	$3K	<0.01%	0	Timeline
OMNOVA SOLUTIONS INCOMNOVA SOLUTIONS INC	384	$3K	<0.01%	+369
TILE SHOP HLDGS INCTILE SHOP HLDGS INC	550	$3K	<0.01%	0
MAXWELL TECHNOLOGIES INCMAXWELL TECHNOLOGIES INC	1,310	$3K	<0.01%	+310
SANDRIDGE MISSISSIPPIAN TRU…SANDRIDGE MISSISSIPPIAN TRUST I	3,250	$3K	<0.01%	+116
ISTAR INCISTAR INC	281	$3K	<0.01%	new
RIGEL PHARMACEUTICALS INCRIGEL PHARMACEUTICALS INC	1,405	$3K	<0.01%	0
EBEVENTBRITE INC-CLASS A	114	$3K	<0.01%	-38	Timeline
VERITIV CORPVERITIV CORP	126	$3K	<0.01%	-74
SILVERBOW RES INCSILVERBOW RES INC	120	$3K	<0.01%	+42
Lee Enterprises IncLee Enterprises Inc	1,662	$3K	<0.01%	+1,162
Helios and Matheson Analyti…Helios and Matheson Analytics Inc	184,170	$3K	<0.01%	+9,500
ONCYONCOLYTICS BIOTECH INC	1,390	$3K	<0.01%	0	Timeline
SWITCH INCSWITCH INC	354	$3K	<0.01%	-737
RETROPHIN INCRETROPHIN INC	125	$3K	<0.01%	new
SCYNEXIS INC COM NEWSCYNEXIS INC COM NEW	5,250	$3K	<0.01%	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP	3,000	$3K	<0.01%	new
Cinedigm Corp CL ACinedigm Corp CL A	5,000	$3K	<0.01%	new
CITIUS PHARMACEUTICALS INCCITIUS PHARMACEUTICALS INC	3,000	$3K	<0.01%	0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC	3,000	$3K	<0.01%	new
Seadrill Partners, LLCSeadrill Partners, LLC	1,800	$3K	<0.01%	0
Zagg, Inc.Zagg, Inc.	320	$3K	<0.01%	0
GLATFELTERGLATFELTER	350	$3K	<0.01%	+214
AMIRA NATURE FOODS LTDAMIRA NATURE FOODS LTD	8,087	$3K	<0.01%	+354
NAVIGATORS GROUP INCNAVIGATORS GROUP INC	40	$3K	<0.01%	0
Castle Brands IncCastle Brands Inc	4,000	$3K	<0.01%	0
Cbs Corporation Cl A NewCbs Corporation Cl A New	94	$3K	<0.01%	0
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL A	3,042	$3K	<0.01%	+39
SHILOH INDUSTRIES INCSHILOH INDUSTRIES INC	500	$3K	<0.01%	0
MANNING + NAPIER INCMANNING + NAPIER INC	1,911	$3K	<0.01%	0
QAD INC-AQAD INC-A	76	$3K	<0.01%	-8
WESTERN ASSET VAR RT STRG FDWESTERN ASSET VAR RT STRG FD	168	$3K	<0.01%	0
CHEMBIO DIAGNOSTICSCHEMBIO DIAGNOSTICS	481	$3K	<0.01%	0
POINTER TELOCATION LTDPOINTER TELOCATION LTD	275	$3K	<0.01%	0
EMERGE ENERGY SVCS LPEMERGE ENERGY SVCS LP	1,712	$3K	<0.01%	0
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORP	450	$3K	<0.01%	0
CLEARSIDE BIOMEDICAL INCCLEARSIDE BIOMEDICAL INC	2,400	$3K	<0.01%	0
SYNLOGIC INCSYNLOGIC INC	425	$3K	<0.01%	0
RENOVARE ENVIRONMENTAL IRENOVARE ENVIRONMENTAL I	1,550	$3K	<0.01%	0
FUELCELL ENERGY INCFUELCELL ENERGY INC	6,087	$3K	<0.01%	-20
PLATFORM SPECIALTY PRODS CORPLATFORM SPECIALTY PRODS COR	317	$3K	<0.01%	-23
DIREXION SHS ETF TRDIREXION SHS ETF TR	100	$3K	<0.01%	-100
ULTRA PETROLEUM CORPULTRA PETROLEUM CORP	3,559	$3K	<0.01%	+905
BELLEROPHON THERAPEUTICS INCBELLEROPHON THERAPEUTICS INC	4,000	$3K	<0.01%	new
COVIA HLDGS CORPCOVIA HLDGS CORP	700	$3K	<0.01%	0
DIREXION SHS ETF TRDIREXION SHS ETF TR	115	$3K	<0.01%	0
CELLECTAR BIOSCIENCES INCCELLECTAR BIOSCIENCES INC	1,900	$3K	<0.01%	new
NABRIVA THERAPEUTICS PLCNABRIVA THERAPEUTICS PLC	2,000	$3K	<0.01%	0
PYXUS INTL INCPYXUS INTL INC	230	$3K	<0.01%	+200
FTS INTERNATIONAL INCFTS INTERNATIONAL INC	304	$3K	<0.01%	0
NUVECTRA CORPNUVECTRA CORP	171	$3K	<0.01%	new
CREDIT SUISSE AG NASSAU BRH…CREDIT SUISSE AG NASSAU BRH VE	32	$3K	<0.01%	new
MOTUS GI HLDGS INCMOTUS GI HLDGS INC	1,000	$3K	<0.01%	0
EATON VANCE HIGH INCOME 2021EATON VANCE HIGH INCOME 2021	300	$3K	<0.01%	0
ONCOSEC MED INCONCOSEC MED INC	4,000	$3K	<0.01%	-1,300
HESS CORPHESS CORP	63	$3K	<0.01%	new
J JILL INCJ JILL INC	493	$3K	<0.01%	new
ISHARES TRISHARES TR	178	$3K	<0.01%	-3
ETF SER SOLUTIONSETF SER SOLUTIONS	142	$3K	<0.01%	new
ALPS ETF TRALPS ETF TR	101	$3K	<0.01%	+1
VRRMVERRA MOBILITY CORP	228	$2K	<0.01%	new	Timeline
UMCUNITED MICROELECTRONICS CORP	1,045	$2K	<0.01%	0	Timeline
PRTAPROTHENA CORP PLC	225	$2K	<0.01%	-83	Timeline
SMSM ENERGY COMPANY	91	$2K	<0.01%	+52	Timeline
NVMINOVA LTD	100	$2K	<0.01%	0	Timeline
PDDPDD HOLDINGS INC	100	$2K	<0.01%	new	Timeline
CELHCELSIUS HLDGS INC	531	$2K	<0.01%	0	Timeline
NFLTETFIS SER TR I	103	$2K	<0.01%	-2,897	Timeline
WTIW & T OFFSHORE INC	461	$2K	<0.01%	0	Timeline
TENBTENABLE HLDGS INC	99	$2K	<0.01%	0	Timeline
BANFBANCFIRST CORP	57	$2K	<0.01%	-3	Timeline
ASCARDMORE SHIPPING CORP	500	$2K	<0.01%	new	Timeline
DGIIDIGI INTL INC	200	$2K	<0.01%	new	Timeline
LKFNLAKELAND FINL CORP	48	$2K	<0.01%	0	Timeline
LBRTLIBERTY ENERGY INC	100	$2K	<0.01%	0	Timeline
ROADCONSTRUCTION PARTNERS INC	268	$2K	<0.01%	new	Timeline
ECHOECHOSTAR CORP	56	$2K	<0.01%	+51	Timeline
RNSTRENASANT CORP	55	$2K	<0.01%	-105	Timeline
ICHRICHOR HOLDINGS	100	$2K	<0.01%	0	Timeline
VPGVISHAY PRECISION GROUP INC	65	$2K	<0.01%	-18	Timeline
INNSUMMIT HOTEL PPTYS	300	$2K	<0.01%	+152	Timeline
MXLMAXLINEAR INC	100	$2K	<0.01%	-525	Timeline
SHOSUNSTONE HOTEL INVS INC NEW	187	$2K	<0.01%	new	Timeline
UEICUNIVERSAL ELECTRS INC	74	$2K	<0.01%	0	Timeline
RRGBRED ROBIN GOURMET BURGERS IN	75	$2K	<0.01%	0	Timeline
CENXCENTURY ALUM CO	285	$2K	<0.01%	-365	Timeline
INODINNODATA INC	1,000	$2K	<0.01%	0	Timeline
HBCPHOMEBANCORP INC	65	$2K	<0.01%	+15	Timeline
LELANDS END INC NEW	109	$2K	<0.01%	-6	Timeline
NFBKNORTHFIELD BANCORP INC DEL	181	$2K	<0.01%	+2	Timeline
ATLCATLANTICUS HOLDINGS CORP	636	$2K	<0.01%	0	Timeline
BXCBLUELINX HLDGS INC	100	$2K	<0.01%	0	Timeline
TRCTEJON RANCH CO	143	$2K	<0.01%	+22	Timeline
FOSLFOSSIL GROUP INC	137	$2K	<0.01%	-250	Timeline
ESTAESTABLISHMENT LABS HLDGS INC	84	$2K	<0.01%	+80	Timeline
CACCAMDEN NATL CORP	46	$2K	<0.01%	0	Timeline
GWRSGLOBAL WTR RES INC	158	$2K	<0.01%	new	Timeline
EVCENTRAVISION COMMUNICATIONS C	528	$2K	<0.01%	-764	Timeline
LXFRLUXFER HLDGS PLC	107	$2K	<0.01%	0	Timeline
ORMPORAMED PHARMACEUTICALS INC	500	$2K	<0.01%	0	Timeline
CRNTCERAGON NETWORKS LTD	400	$2K	<0.01%	0	Timeline
NORBORD INCNORBORD INC	72	$2K	<0.01%	0
FLLFULL HSE RESORTS INC	1,000	$2K	<0.01%	0	Timeline
LCUTLIFETIME BRANDS INC	200	$2K	<0.01%	0	Timeline
STRSSTRATUS PPTYS INC	64	$2K	<0.01%	new	Timeline
SNDSMART SAND INC	850	$2K	<0.01%	0	Timeline
LSAKLESAKA TECHNOLOGIES INC	510	$2K	<0.01%	0	Timeline
ASEAGLOBAL X FDS	100	$2K	<0.01%	-125	Timeline
EUOPROSHARES TR II	100	$2K	<0.01%	0	Timeline
PCMPCM FD INC	150	$2K	<0.01%	-550	Timeline
MTEXMANNATECH INC	95	$2K	<0.01%	0	Timeline
CKXCKX LDS INC	200	$2K	<0.01%	0	Timeline
Mersana Therapeutics IncMersana Therapeutics Inc	450	$2K	<0.01%	0
FIRST TR/ABERDEEN EMERG OPTFIRST TR/ABERDEEN EMERG OPT	193	$2K	<0.01%	0
AKORN INCAKORN INC	520	$2K	<0.01%	0
VOYA INTL HIGH DIVID EQTY INVOYA INTL HIGH DIVID EQTY IN	305	$2K	<0.01%	+105
ABERDEENABERDEEN	501	$2K	<0.01%	-483
CARBO CERAMICS INCCARBO CERAMICS INC	766	$2K	<0.01%	-960
INTRA-CELLULAR THERAPIES INCINTRA-CELLULAR THERAPIES INC	150	$2K	<0.01%	0
MID-CON ENERGY PARTNERS LPMID-CON ENERGY PARTNERS LP	2,758	$2K	<0.01%	0
EDGIO INCEDGIO INC	888	$2K	<0.01%	new
MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTD	1,400	$2K	<0.01%	0
PLAYA HOTELS & RESORTS NVPLAYA HOTELS & RESORTS NV	305	$2K	<0.01%	new
CYMABAY THERAPEUTICS INCCYMABAY THERAPEUTICS INC	360	$2K	<0.01%	0
COMSCORE INCCOMSCORE INC	148	$2K	<0.01%	new
FEDNAT HOLDING COMPANYFEDNAT HOLDING COMPANY	114	$2K	<0.01%	+54
MPXMARINE PRODS CORP	100	$2K	<0.01%	0	Timeline
FARMFARMER BROS CO	83	$2K	<0.01%	-161	Timeline
LIONSGATE STUDIOS CORP FLIONSGATE STUDIOS CORP F	69	$2K	<0.01%	0
CATASYS INCCATASYS INC	200	$2K	<0.01%	new
GLOBAL X FDSGLOBAL X FDS	200	$2K	<0.01%	0
SP PLUS CORPSP PLUS CORP	56	$2K	<0.01%	-68
JPMorgan BetaBuilders Europ…JPMorgan BetaBuilders Europe ETF	85	$2K	<0.01%	-444
CEL-SCI CORPCEL-SCI CORP	664	$2K	<0.01%	0
PLURALSIGHT INCPLURALSIGHT INC	63	$2K	<0.01%	-59
CENTRAL VY CMNTY BANCORPCENTRAL VY CMNTY BANCORP	85	$2K	<0.01%	0
DBV TECHNOLOGIES S ADBV TECHNOLOGIES S A	270	$2K	<0.01%	0
COMPUTER TASK GROUP INCCOMPUTER TASK GROUP INC	560	$2K	<0.01%	0
Vitamin Shoppe, Inc.Vitamin Shoppe, Inc.	575	$2K	<0.01%	-1,925
HUANENG PWR INTL INCHUANENG PWR INTL INC	90	$2K	<0.01%	-500
TUESDAY MORNING CORPTUESDAY MORNING CORP	1,050	$2K	<0.01%	0
KEYW HLDG CORPKEYW HLDG CORP	341	$2K	<0.01%	new
DURECT CORPDURECT CORP	5,000	$2K	<0.01%	0
Ampio PharmaceuticalsAmpio Pharmaceuticals	6,400	$2K	<0.01%	0
PHOENIX NEW MEDIA LTDPHOENIX NEW MEDIA LTD	500	$2K	<0.01%	0
SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR I	2,500	$2K	<0.01%	0
Proshares Tr Ultrashort MSC…Proshares Tr Ultrashort MSCI EAFE…	81	$2K	<0.01%	0
ROYAL BANK OF SCOT-SPON ADRROYAL BANK OF SCOT-SPON ADR	344	$2K	<0.01%	+40
SPEEDWAY MOTORSPORTS INCSPEEDWAY MOTORSPORTS INC	104	$2K	<0.01%	new
TRAVELCENTERS OF AMERICA LLCTRAVELCENTERS OF AMERICA LLC	542	$2K	<0.01%	-104
STATE AUTO FINANCIAL CORPSTATE AUTO FINANCIAL CORP	49	$2K	<0.01%	-131
BLUEKNIGHT ENERGY PARTNERS …BLUEKNIGHT ENERGY PARTNERS LP	1,937	$2K	<0.01%	-127
SEVERN BANCORP ANNAPOLIS MDSEVERN BANCORP ANNAPOLIS MD	300	$2K	<0.01%	new
CELJFCELLCOM ISRAEL LTD ORD SHS (IS	400	$2K	<0.01%	0	Timeline
BARCLAYS BK PLCBARCLAYS BK PLC	84	$2K	<0.01%	0
FIRST TR DYNAMIC EUROPE EQUIFIRST TR DYNAMIC EUROPE EQUI	183	$2K	<0.01%	0
HORIZON GLOBAL CORPHORIZON GLOBAL CORP	1,041	$2K	<0.01%	+41
ADVAXIS INCADVAXIS INC	11,004	$2K	<0.01%	-1,800
BIOMERICA INCBIOMERICA INC	1,000	$2K	<0.01%	new
THERIVA BIOLOGICS INC COM N…THERIVA BIOLOGICS INC COM NEW	3,014	$2K	<0.01%	-2,143
AXS CHANGE FINANCE ESG ETFAXS CHANGE FINANCE ESG ETF	125	$2K	<0.01%	-104
INOVALON HLDGS INCINOVALON HLDGS INC	161	$2K	<0.01%	0
ZOGENIX INC.ZOGENIX INC.	61	$2K	<0.01%	0
PROSHARES TR IIPROSHARES TR II	125	$2K	<0.01%	-122
AMERICAN RENAL ASSOCIATES HOAMERICAN RENAL ASSOCIATES HO	193	$2K	<0.01%	0
CONATUS PHARMACEUTICALS INCCONATUS PHARMACEUTICALS INC	1,000	$2K	<0.01%	0
DTEAFDAVIDSTEA INC COM STOCK	1,500	$2K	<0.01%	new	Timeline
BENEFICIAL BANCORP INCBENEFICIAL BANCORP INC	163	$2K	<0.01%	new
PROSHARES TRPROSHARES TR	122	$2K	<0.01%	+107
TORCHLIGHT ENERGY RES INCTORCHLIGHT ENERGY RES INC	2,680	$2K	<0.01%	0
BMC STK HLDGS INCBMC STK HLDGS INC	156	$2K	<0.01%	+31
GLOBAL X FDSGLOBAL X FDS	100	$2K	<0.01%	new
AZURRX BIOPHARMA INCAZURRX BIOPHARMA INC	1,500	$2K	<0.01%	0
NEUROTROPE INCNEUROTROPE INC	675	$2K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	217	$2K	<0.01%	0
MELINTA THERAPEUTICS INCMELINTA THERAPEUTICS INC	2,000	$2K	<0.01%	0
ESSENDANT INCESSENDANT INC	147	$2K	<0.01%	+11
CONTURA ENERGY INCCONTURA ENERGY INC	30	$2K	<0.01%	new
BARCLAYS BANK PLCBARCLAYS BANK PLC	59	$2K	<0.01%	new
MYOMO INCMYOMO INC	1,500	$2K	<0.01%	-5,900
Proshares Ultrashort Health…Proshares Ultrashort Health ETF	93	$2K	<0.01%	new
PROSHARES ULTRASHORT CONSUM…PROSHARES ULTRASHORT CONSUMER SER…	107	$2K	<0.01%	new
DIREXION SHS ETF TRDIREXION SHS ETF TR	51	$2K	<0.01%	0
CIM COML TR CORPCIM COML TR CORP	100	$2K	<0.01%	0
ALLIANZGI CONVERTIBLE & INC…ALLIANZGI CONVERTIBLE & INCOME 20…	300	$2K	<0.01%	0
PROSHARES TR ULTSHRT QQQPROSHARES TR ULTSHRT QQQ	35	$2K	<0.01%	0
BARCLAYS BANK PLC INV USTRE…BARCLAYS BANK PLC INV USTREA ETN	100	$2K	<0.01%	0
ISHARES TRISHARES TR	110	$2K	<0.01%	+9
CREDIT SUISSE AG NASSAU BRHCREDIT SUISSE AG NASSAU BRH	17	$2K	<0.01%	new
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	145	$2K	<0.01%	-60
WISDOMTREE TRWISDOMTREE TR	102	$2K	<0.01%	0
USAA ETF TRUSAA ETF TR	40	$2K	<0.01%	0
ETF SER SOLUTIONSETF SER SOLUTIONS	94	$2K	<0.01%	new
NAVIOS MARITIME HLDGS INCNAVIOS MARITIME HLDGS INC	500	$2K	<0.01%	0
LSCCLATTICE SEMICONDUCTOR CORP	200	$1K	<0.01%	0	Timeline
MEOHMETHANEX CORP	15	$1K	<0.01%	+1	Timeline
AATAMERICAN ASSETS TR INC	13	$1K	<0.01%	new	Timeline
CARGCARGURUS INC	32	$1K	<0.01%	new	Timeline

Sold out in Q4 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 234. All 234

Security	Shares before	Value before	Type
CORPORATE CAP TR INCCORPORATE CAP TR INC	789,441	$12M	shares
HYDHYD	299,953	$9.34M	shares
ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP	314,768	$7.04M	shares
HORIZONS ETF TR IHORIZONS ETF TR I	227,012	$5.71M	shares
AETNA INC NEWAETNA INC NEW	24,470	$4.97M	shares
Mkt Vctrs J P Mrgn EmMkt Vctrs J P Mrgn Em	286,666	$4.72M	shares
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	38,451	$3.65M	shares
BCIBCI	120,707	$2.89M	shares
PRAXAIR INCPRAXAIR INC	15,957	$2.59M	shares
CIGNA CORPORATIONCIGNA CORPORATION	11,562	$2.42M	shares
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	94,007	$1.99M	shares
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	71,362	$1.79M	shares
GRAMERCY PPTY TRGRAMERCY PPTY TR	62,705	$1.72M	shares
BLACKROCK CALIFORNIABLACKROCK CALIFORNIA	105,964	$1.58M	shares
Vaneck Vectors AMT-Free Int…Vaneck Vectors AMT-Free Inter	65,938	$1.54M	shares
ROCKWELL COLLINS INCROCKWELL COLLINS INC	9,182	$1.29M	shares
APOLLO INVT CORPAPOLLO INVT CORP	168,489	$918K	shares
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	8,937	$866K	shares
Spectra Energy PartnersSpectra Energy Partners	22,380	$804K	shares
WISDOMTREE TRWISDOMTREE TR	41,951	$796K	shares
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INC	28,326	$710K	shares
BARCLAYS BANK PLC 8.125% PBARCLAYS BANK PLC 8.125% P	26,420	$688K	shares
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P	62,487	$686K	shares
CLEARBRIDGE AMERN ENERG MLPCLEARBRIDGE AMERN ENERG MLP	84,780	$668K	shares
NORTHWEST NATURAL GAS CONORTHWEST NATURAL GAS CO	9,736	$652K	shares
OCLARO INCOCLARO INC	61,324	$548K	shares
ETFS Gold TrustETFS Gold Trust	4,392	$506K	shares
ANDEAVORANDEAVOR	3,207	$492K	shares
OPPJWISDOMTREE TR	9,346	$422K	shares
HORIZONS ETF TR IHORIZONS ETF TR I	8,092	$421K	shares
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW	48,605	$392K	shares
KINDER MORGAN INC DELKINDER MORGAN INC DEL	10,899	$361K	shares
ISHARES TRISHARES TR	13,247	$332K	shares
INSEEGO CORPINSEEGO CORP	83,979	$323K	shares
INVESTORS REAL ESTATE TRUSTINVESTORS REAL ESTATE TRUST	50,705	$303K	shares
CA INC COMCA INC COM	6,778	$300K	shares
MAZOR ROBOTICS LTDMAZOR ROBOTICS LTD	5,132	$300K	shares
Etfs Phys Platinum EtfEtfs Phys Platinum Etf	3,795	$294K	shares
NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY	12,726	$278K	shares
FIRST TR EXCHNG TRADED FD VIFIRST TR EXCHNG TRADED FD VI	11,715	$275K	shares
ALPS ETF TRALPS ETF TR	8,050	$267K	shares
ROYAL BANK SCOTLAND GRP PLC…ROYAL BANK SCOTLAND GRP PLC 6.6% …	10,382	$263K	shares
SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL	1,706	$244K	shares
PWZINVESCO EXCH TRADED FD TR II	9,373	$239K	shares
THOMSON REUTERS CORPTHOMSON REUTERS CORP	5,185	$237K	shares
ENERGEN CORPENERGEN CORP	2,709	$234K	shares
NUVEEN HGH INC DEC18 TRGT TRNUVEEN HGH INC DEC18 TRGT TR	19,488	$192K	shares
BTEBAYTEX ENERGY CORP	61,835	$180K	shares
PINNACLE FOODS INC DELPINNACLE FOODS INC DEL	2,723	$176K	shares
SIGASIGA TECHNOLOGIES INC	24,297	$168K	shares
CONVERGYS CORPCONVERGYS CORP	6,833	$162K	shares
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETF	10,155	$145K	shares
VICTORY PORTFOLIOS II VCSHS…VICTORY PORTFOLIOS II VCSHS EMRG …	5,319	$144K	shares
OSI ETF TROSI ETF TR	5,270	$139K	shares
NEW YORK REIT INC liquidati…NEW YORK REIT INC liquidation shs	6,806	$123K	shares
SYNTEL INCSYNTEL INC	2,635	$108K	shares
SPIRIT OF TEX BANCSHARES INCSPIRIT OF TEX BANCSHARES INC	5,000	$108K	shares
BLACKROCK NEW YORK MUNI 2018BLACKROCK NEW YORK MUNI 2018	7,200	$107K	shares
RCKYROCKY BRANDS INC	2,960	$84K	shares
ARES MGMT LP COM SHS REG INTARES MGMT LP COM SHS REG INT	3,180	$74K	shares
COTT CORP QUECOTT CORP QUE	4,550	$73K	shares
SUPERVALU INCSUPERVALU INC	1,993	$64K	shares
IGCIGC PHARMA INC	8,375	$63K	shares
ACXIOM CORPACXIOM CORP	1,267	$63K	shares
ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORP	1,376	$63K	shares
BANK OF AMERICA CORPBANK OF AMERICA CORP	210,000	$63K	shares
PINNACLE ENTMT INC NEWPINNACLE ENTMT INC NEW	1,771	$60K	shares
XCERRA CORPXCERRA CORP	3,950	$56K	shares
AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES	1,194	$55K	shares
USDPUSD PARTNERS LP COM UIT REPSTG	5,500	$53K	shares
KLX INCKLX INC	833	$52K	shares
ETF MANAGER GROUP COMMODITYETF MANAGER GROUP COMMODITY	2,000	$50K	shares
UPBDUPBOUND GROUP INC	3,400	$49K	shares
BHBBAR HBR BANKSHARES	1,491	$43K	shares
SHARPSPRING INCSHARPSPRING INC	3,041	$43K	shares
BLACKROCK MUNI 2018 TERM TRBLACKROCK MUNI 2018 TERM TR	2,713	$41K	shares
CAMBER ENERGY INCCAMBER ENERGY INC	137,642	$41K	shares
PDEXPRO-DEX INC COLO	3,902	$40K	shares
ENBRIDGE ENERGY MANAGEMENT LENBRIDGE ENERGY MANAGEMENT L	3,574	$39K	shares
JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FD	1,279	$37K	shares
VIXMPROSHARES TR II	1,691	$35K	shares
LASALLE HOTEL PROPERTIESLASALLE HOTEL PROPERTIES	1,024	$35K	shares
LPLLG DISPLAY CO LTD	3,849	$33K	shares
DDR CORPDDR CORP	2,461	$33K	shares
INNOVATOR ETFS TR IIINNOVATOR ETFS TR II	1,060	$33K	shares
CNMDCONMED CORP	400	$32K	shares
UDNINVESCO DB US DLR INDEX TR	1,500	$32K	shares
ASSEMBLY BIOSCIENCES INCASSEMBLY BIOSCIENCES INC	880	$32K	shares
ENEL GENERACION CHILE S AENEL GENERACION CHILE S A	1,460	$31K	shares
ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEW	32,875	$29K	shares
IGEBISHARES TR	497	$24K	shares
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INC	600	$23K	shares
DEUTSCHE MULTI-MKT INCOME T…DEUTSCHE MULTI-MKT INCOME TR SHS	2,510	$23K	shares
MMLPMARTIN MIDSTREAM PRTNRS L P	1,855	$22K	shares
PROTALIX BIOTHERAPEUTICS INCPROTALIX BIOTHERAPEUTICS INC	30,000	$22K	shares
FRANKLIN LTD DURATION INCM TFRANKLIN LTD DURATION INCM T	215,530	$21K	shares
RAMCO-GERSHENSON PPTYS TRRAMCO-GERSHENSON PPTYS TR	1,439	$20K	shares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	1,500	$20K	shares
FUNCFIRST UTD CORP	1,000	$19K	shares
ETFS PRECIOUS METALSBASKET …ETFS PRECIOUS METALSBASKET TR ETF…	308	$19K	shares

How Q4 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001493152-19-002095	base		2019-02-14	acceptance time not in the bulk data set	2026-10-07 19:02:51 UTC