LADENBURG THALMANN FINANCIAL SERVICES INC.
Follow13F filer, CIK 1029730, MIAMI, FL
LADENBURG THALMANN FINANCIAL SERVICES INC. reported $11,102,101,000 across 5,402 holdings for the quarter ended 2018-12-31, in a 13F-HR filed 2019-02-14. Its ten largest share positions make up 14.4% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001493152-19-002095
- Period
- 2018-12-31
- Reported value
- $11.1B
- Holdings
- 5,402
- Top 10 weight
- 14.4%
- New
- 360
- Sold out
- 234
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IVVadded | +406,173 | $102M |
| HDVadded | +635,504 | $53.6M |
| MINTadded | +465,972 | $47M |
| AAPLadded | +242,550 | $38.2M |
| BNDadded | +467,943 | $36.9M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYGreduced | -2,151,597 | -$69.6M |
| IWOreduced | -318,500 | -$53.5M |
| HYGreduced | -326,964 | -$26.5M |
| QQQreduced | -157,183 | -$24.3M |
| SPDR SERIES TRUST BLOOMBERG…reduced | -562,718 | -$18.8M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 5,402 share positions
Sold out in Q4 2018
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| CORPORATE CAP TR INCCORPORATE CAP TR INC | 789,441 | $12M | shares |
| HYDHYD | 299,953 | $9.34M | shares |
| ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP | 314,768 | $7.04M | shares |
| HORIZONS ETF TR IHORIZONS ETF TR I | 227,012 | $5.71M | shares |
| AETNA INC NEWAETNA INC NEW | 24,470 | $4.97M | shares |
| Mkt Vctrs J P Mrgn EmMkt Vctrs J P Mrgn Em | 286,666 | $4.72M | shares |
| EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO | 38,451 | $3.65M | shares |
| BCIBCI | 120,707 | $2.89M | shares |
| PRAXAIR INCPRAXAIR INC | 15,957 | $2.59M | shares |
| CIGNA CORPORATIONCIGNA CORPORATION | 11,562 | $2.42M | shares |
| INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD | 94,007 | $1.99M | shares |
| INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD | 71,362 | $1.79M | shares |
| GRAMERCY PPTY TRGRAMERCY PPTY TR | 62,705 | $1.72M | shares |
| BLACKROCK CALIFORNIABLACKROCK CALIFORNIA | 105,964 | $1.58M | shares |
| Vaneck Vectors AMT-Free Int…Vaneck Vectors AMT-Free Inter | 65,938 | $1.54M | shares |
| ROCKWELL COLLINS INCROCKWELL COLLINS INC | 9,182 | $1.29M | shares |
| APOLLO INVT CORPAPOLLO INVT CORP | 168,489 | $918K | shares |
| DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS… | 8,937 | $866K | shares |
| Spectra Energy PartnersSpectra Energy Partners | 22,380 | $804K | shares |
| WISDOMTREE TRWISDOMTREE TR | 41,951 | $796K | shares |
| FOREST CITY RLTY TR INCFOREST CITY RLTY TR INC | 28,326 | $710K | shares |
| BARCLAYS BANK PLC 8.125% PBARCLAYS BANK PLC 8.125% P | 26,420 | $688K | shares |
| ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P | 62,487 | $686K | shares |
| CLEARBRIDGE AMERN ENERG MLPCLEARBRIDGE AMERN ENERG MLP | 84,780 | $668K | shares |
| NORTHWEST NATURAL GAS CONORTHWEST NATURAL GAS CO | 9,736 | $652K | shares |
| OCLARO INCOCLARO INC | 61,324 | $548K | shares |
| ETFS Gold TrustETFS Gold Trust | 4,392 | $506K | shares |
| ANDEAVORANDEAVOR | 3,207 | $492K | shares |
| OPPJWISDOMTREE TR | 9,346 | $422K | shares |
| HORIZONS ETF TR IHORIZONS ETF TR I | 8,092 | $421K | shares |
| SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW | 48,605 | $392K | shares |
| KINDER MORGAN INC DELKINDER MORGAN INC DEL | 10,899 | $361K | shares |
| ISHARES TRISHARES TR | 13,247 | $332K | shares |
| INSEEGO CORPINSEEGO CORP | 83,979 | $323K | shares |
| INVESTORS REAL ESTATE TRUSTINVESTORS REAL ESTATE TRUST | 50,705 | $303K | shares |
| CA INC COMCA INC COM | 6,778 | $300K | shares |
| MAZOR ROBOTICS LTDMAZOR ROBOTICS LTD | 5,132 | $300K | shares |
| Etfs Phys Platinum EtfEtfs Phys Platinum Etf | 3,795 | $294K | shares |
| NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY | 12,726 | $278K | shares |
| FIRST TR EXCHNG TRADED FD VIFIRST TR EXCHNG TRADED FD VI | 11,715 | $275K | shares |
| ALPS ETF TRALPS ETF TR | 8,050 | $267K | shares |
| ROYAL BANK SCOTLAND GRP PLC…ROYAL BANK SCOTLAND GRP PLC 6.6% … | 10,382 | $263K | shares |
| SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL | 1,706 | $244K | shares |
| PWZINVESCO EXCH TRADED FD TR II | 9,373 | $239K | shares |
| THOMSON REUTERS CORPTHOMSON REUTERS CORP | 5,185 | $237K | shares |
| ENERGEN CORPENERGEN CORP | 2,709 | $234K | shares |
| NUVEEN HGH INC DEC18 TRGT TRNUVEEN HGH INC DEC18 TRGT TR | 19,488 | $192K | shares |
| BTEBAYTEX ENERGY CORP | 61,835 | $180K | shares |
| PINNACLE FOODS INC DELPINNACLE FOODS INC DEL | 2,723 | $176K | shares |
| SIGASIGA TECHNOLOGIES INC | 24,297 | $168K | shares |
| CONVERGYS CORPCONVERGYS CORP | 6,833 | $162K | shares |
| ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETF | 10,155 | $145K | shares |
| VICTORY PORTFOLIOS II VCSHS…VICTORY PORTFOLIOS II VCSHS EMRG … | 5,319 | $144K | shares |
| OSI ETF TROSI ETF TR | 5,270 | $139K | shares |
| NEW YORK REIT INC liquidati…NEW YORK REIT INC liquidation shs | 6,806 | $123K | shares |
| SYNTEL INCSYNTEL INC | 2,635 | $108K | shares |
| SPIRIT OF TEX BANCSHARES INCSPIRIT OF TEX BANCSHARES INC | 5,000 | $108K | shares |
| BLACKROCK NEW YORK MUNI 2018BLACKROCK NEW YORK MUNI 2018 | 7,200 | $107K | shares |
| RCKYROCKY BRANDS INC | 2,960 | $84K | shares |
| ARES MGMT LP COM SHS REG INTARES MGMT LP COM SHS REG INT | 3,180 | $74K | shares |
| COTT CORP QUECOTT CORP QUE | 4,550 | $73K | shares |
| SUPERVALU INCSUPERVALU INC | 1,993 | $64K | shares |
| IGCIGC PHARMA INC | 8,375 | $63K | shares |
| ACXIOM CORPACXIOM CORP | 1,267 | $63K | shares |
| ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORP | 1,376 | $63K | shares |
| BANK OF AMERICA CORPBANK OF AMERICA CORP | 210,000 | $63K | shares |
| PINNACLE ENTMT INC NEWPINNACLE ENTMT INC NEW | 1,771 | $60K | shares |
| XCERRA CORPXCERRA CORP | 3,950 | $56K | shares |
| AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES | 1,194 | $55K | shares |
| USDPUSD PARTNERS LP COM UIT REPSTG | 5,500 | $53K | shares |
| KLX INCKLX INC | 833 | $52K | shares |
| ETF MANAGER GROUP COMMODITYETF MANAGER GROUP COMMODITY | 2,000 | $50K | shares |
| UPBDUPBOUND GROUP INC | 3,400 | $49K | shares |
| BHBBAR HBR BANKSHARES | 1,491 | $43K | shares |
| SHARPSPRING INCSHARPSPRING INC | 3,041 | $43K | shares |
| BLACKROCK MUNI 2018 TERM TRBLACKROCK MUNI 2018 TERM TR | 2,713 | $41K | shares |
| CAMBER ENERGY INCCAMBER ENERGY INC | 137,642 | $41K | shares |
| PDEXPRO-DEX INC COLO | 3,902 | $40K | shares |
| ENBRIDGE ENERGY MANAGEMENT LENBRIDGE ENERGY MANAGEMENT L | 3,574 | $39K | shares |
| JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FD | 1,279 | $37K | shares |
| VIXMPROSHARES TR II | 1,691 | $35K | shares |
| LASALLE HOTEL PROPERTIESLASALLE HOTEL PROPERTIES | 1,024 | $35K | shares |
| LPLLG DISPLAY CO LTD | 3,849 | $33K | shares |
| DDR CORPDDR CORP | 2,461 | $33K | shares |
| INNOVATOR ETFS TR IIINNOVATOR ETFS TR II | 1,060 | $33K | shares |
| CNMDCONMED CORP | 400 | $32K | shares |
| UDNINVESCO DB US DLR INDEX TR | 1,500 | $32K | shares |
| ASSEMBLY BIOSCIENCES INCASSEMBLY BIOSCIENCES INC | 880 | $32K | shares |
| ENEL GENERACION CHILE S AENEL GENERACION CHILE S A | 1,460 | $31K | shares |
| ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEW | 32,875 | $29K | shares |
| IGEBISHARES TR | 497 | $24K | shares |
| CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INC | 600 | $23K | shares |
| DEUTSCHE MULTI-MKT INCOME T…DEUTSCHE MULTI-MKT INCOME TR SHS | 2,510 | $23K | shares |
| MMLPMARTIN MIDSTREAM PRTNRS L P | 1,855 | $22K | shares |
| PROTALIX BIOTHERAPEUTICS INCPROTALIX BIOTHERAPEUTICS INC | 30,000 | $22K | shares |
| FRANKLIN LTD DURATION INCM TFRANKLIN LTD DURATION INCM T | 215,530 | $21K | shares |
| RAMCO-GERSHENSON PPTYS TRRAMCO-GERSHENSON PPTYS TR | 1,439 | $20K | shares |
| INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR | 1,500 | $20K | shares |
| FUNCFIRST UTD CORP | 1,000 | $19K | shares |
| ETFS PRECIOUS METALSBASKET …ETFS PRECIOUS METALSBASKET TR ETF… | 308 | $19K | shares |
| WEB.COM GROUP INCWEB.COM GROUP INC | 666 | $18K | shares |
| PIXELWORKS INCPIXELWORKS INC | 4,000 | $18K | shares |
| SPDR INDEX SHS FDS EUR STOX…SPDR INDEX SHS FDS EUR STOXX SMCP | 305 | $18K | shares |
| ETFETF | 162 | $17K | shares |
| SONIC CORPSONIC CORP | 408 | $17K | shares |
| ENDOCYTE INCENDOCYTE INC | 930 | $17K | shares |
| XO GROUP INCXO GROUP INC | 500 | $17K | shares |
| CAREER EDUCATION CORPCAREER EDUCATION CORP | 1,000 | $15K | shares |
| HELIUS MED TECHNOLOGIES INCHELIUS MED TECHNOLOGIES INC | 1,583 | $15K | shares |
| K2M GROUP HLDGS INCK2M GROUP HLDGS INC | 549 | $15K | shares |
| WNEBWESTERN NEW ENG BANCORP INC | 1,250 | $14K | shares |
| EMCBWISDOMTREE TR | 200 | $14K | shares |
| KERYX BIOPHARMACEUTICALSKERYX BIOPHARMACEUTICALS | 3,876 | $13K | shares |
| INTRICON CORPINTRICON CORP | 235 | $13K | shares |
| PROSHARES TRPROSHARES TR | 362 | $13K | shares |
| PVIINVESCO EXCH TRADED FD TR II | 494 | $12K | shares |
| KMG CHEMICALS INCKMG CHEMICALS INC | 156 | $12K | shares |
| WMI HOLDINGS CORPWMI HOLDINGS CORP | 8,725 | $12K | shares |
| FATEFATE THERAPEUTICS INC | 703 | $11K | shares |
| VEDANTA LTDVEDANTA LTD | 793 | $11K | shares |
| SELECTA BIOSCIENCES INCSELECTA BIOSCIENCES INC | 700 | $11K | shares |
| KOSMOS ENERGY LTDKOSMOS ENERGY LTD | 1,134 | $11K | shares |
| BLACK BOX CORPBLACK BOX CORP | 7,750 | $8K | shares |
| VALERO ENERGY PARTNERS LPVALERO ENERGY PARTNERS LP | 200 | $8K | shares |
| LONESTAR RES US INCLONESTAR RES US INC | 1,000 | $8K | shares |
| RDYDR REDDYS LABS LTD | 200 | $7K | shares |
| UNIVAR INCUNIVAR INC | 237 | $7K | shares |
| VIPSVIPSHOP HLDGS LTD | 1,070 | $6K | shares |
| PNBKPATRIOT NATL BANCORP INC | 260 | $6K | shares |
| CHMGCHEMUNG FINL CORP | 132 | $6K | shares |
| AUDCAUDIOCODES LTD | 625 | $6K | shares |
| ESPESPEY MFG & ELECTRS CORP | 200 | $6K | shares |
| INVESTORS BANCORP, INC.INVESTORS BANCORP, INC. | 535 | $6K | shares |
| OSIRIS THERAPEUTICS INC NEWOSIRIS THERAPEUTICS INC NEW | 500 | $6K | shares |
| BLACKROCK NY MUN INCOME TR IBLACKROCK NY MUN INCOME TR I | 448 | $6K | shares |
| BLACKROCK NY MUNI INC QLTY TBLACKROCK NY MUNI INC QLTY T | 480 | $6K | shares |
| CAMBIUM LEARNING GRP INC COMCAMBIUM LEARNING GRP INC COM | 468 | $6K | shares |
| MAGAETF SER SOLUTIONS | 185 | $5K | shares |
| LANNETT COMPANY INCORPORATEDLANNETT COMPANY INCORPORATED | 1,000 | $5K | shares |
| KALA BIO INC COMKALA BIO INC COM | 500 | $5K | shares |
| MODEL N INCMODEL N INC | 300 | $5K | shares |
| BSQUARE CORPBSQUARE CORP | 2,308 | $5K | shares |
| GCP APPLIED TECHNOLOGIES INCGCP APPLIED TECHNOLOGIES INC | 172 | $5K | shares |
| HULL TACTICAL US ETFHULL TACTICAL US ETF | 186 | $5K | shares |
| ENVAENOVA INTL INC | 169 | $4K | shares |
| PESIPERMA-FIX ENVIRONMENTAL SVCS | 860 | $4K | shares |
| EDOGALPS ETF TR | 200 | $4K | shares |
| CVVCVD EQUIP CORP | 600 | $4K | shares |
| MITEL NETWORKS CORPMITEL NETWORKS CORP | 385 | $4K | shares |
| STRATA SKIN SCIENCES INCSTRATA SKIN SCIENCES INC | 1,000 | $4K | shares |
| AKARI THERAPEUTICS PLCAKARI THERAPEUTICS PLC | 1,500 | $4K | shares |
| BLUE HILLS BANCORP INCBLUE HILLS BANCORP INC | 149 | $4K | shares |
| EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR | 1,083 | $4K | shares |
| ASTEASTEC INDS INC | 54 | $3K | shares |
| EQBKEQUITY BANCSHARES INC | 76 | $3K | shares |
| COMBGRANITESHARES ETF TR | 110 | $3K | shares |
| PIERIS PHARMACEUTICALS INCPIERIS PHARMACEUTICALS INC | 625 | $3K | shares |
| EPIZYME INCEPIZYME INC | 250 | $3K | shares |
| CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH | 327 | $3K | shares |
| WISDOMTREE TRWISDOMTREE TR | 111 | $3K | shares |
| GENETIC TECHNOLOGIES LTDGENETIC TECHNOLOGIES LTD | 2,750 | $3K | shares |
| APTINYX INCAPTINYX INC | 100 | $3K | shares |
| NXT-ID INCNXT-ID INC | 2,000 | $3K | shares |
| MCBC HLDGS INCMCBC HLDGS INC | 83 | $3K | shares |
| CREDIT SUISSE NASSAU BRANCHCREDIT SUISSE NASSAU BRANCH | 100 | $3K | shares |
| ENDOLOGIX INCENDOLOGIX INC | 3,000 | $3K | shares |
| SCSCSCANSOURCE INC | 43 | $2K | shares |
| FORFORESTAR GROUP INC | 94 | $2K | shares |
| SEARS HOLDINGS CORP XXXSEARS HOLDINGS CORP XXX | 2,404 | $2K | shares |
| BH-ABIGLARI HLDGS INC | 2 | $2K | shares |
| CUI GLOBAL INCCUI GLOBAL INC | 1,000 | $2K | shares |
| LIFEPOINT HEALTH INCLIFEPOINT HEALTH INC | 27 | $2K | shares |
| PERFORMANT HEALTHCARE INCPERFORMANT HEALTHCARE INC | 1,000 | $2K | shares |
| FLEXION THERAPEUTICS INCFLEXION THERAPEUTICS INC | 100 | $2K | shares |
| PROVIDENT BANCORP INCPROVIDENT BANCORP INC | 76 | $2K | shares |
| COLUMBIA ETF TR ICOLUMBIA ETF TR I | 150 | $2K | shares |
| NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEW | 2,000 | $2K | shares |
| ANW 4 11/1/18ANW 4 11/1/18 | 3,000 | $2K | shares |
| NAVIOS MARITIME MIDSTREAM L…NAVIOS MARITIME MIDSTREAM LP COM … | 750 | $2K | shares |
| SPOKSPOK HLDGS INC | 83 | $1K | shares |
| RMNIRIMINI STR INC DEL | 204 | $1K | shares |
| RIOTRIOT PLATFORMS INC | 170 | $1K | shares |
| MDXGMIMEDX GROUP INC | 200 | $1K | shares |
| RGPRESOURCES CONNECTION INC | 81 | $1K | shares |
| FMNBFARMERS NATIONAL BANC CORP | 82 | $1K | shares |
| SAMGSILVERCREST ASSET MGMT GROUP | 81 | $1K | shares |
| TTECTTEC HLDGS INC | 49 | $1K | shares |
| EDENISHARES TR | 11 | $1K | shares |
| INFRAREIT INCINFRAREIT INC | 62 | $1K | shares |
| MANUMANCHESTER UTD PLC NEW | 30 | $1K | shares |
| VTSIVIRTRA INC | 100 | $1K | shares |
| AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC | 38 | $1K | shares |
| REIS INCREIS INC | 56 | $1K | shares |
| BARNES & NOBLE INCBARNES & NOBLE INC | 196 | $1K | shares |
| FIRST DEFIANCE FINL CORPFIRST DEFIANCE FINL CORP | 40 | $1K | shares |
| BARNES & NOBLE ED INCBARNES & NOBLE ED INC | 98 | $1K | shares |
| CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEW | 100 | $1K | shares |
| UBFOUNITED SEC BANCSHARES CALIF | 116 | $1K | shares |
| AGROFRESH SOLUTIONS INCAGROFRESH SOLUTIONS INC | 144 | $1K | shares |
| HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N | 150 | $1K | shares |
| PHH CORPPHH CORP | 88 | $1K | shares |
| SENOMYX INCSENOMYX INC | 500 | $1K | shares |
| PREMIER FINL BANCORP INCPREMIER FINL BANCORP INC | 67 | $1K | shares |
| DATAWATCH CORPDATAWATCH CORP | 100 | $1K | shares |
| VITAL THERAPIES INCVITAL THERAPIES INC | 2,850 | $1K | shares |
| CREDIT SUISSE AG NASSAU BRHCREDIT SUISSE AG NASSAU BRH | 90 | $1K | shares |
| PROTECTIVE INSURANCE CORP- BPROTECTIVE INSURANCE CORP- B | 35 | $1K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 42 | $1K | shares |
| TapImmune IncTapImmune Inc | 100 | $1K | shares |
| PARKER DRILLING CO.PARKER DRILLING CO. | 406 | $1K | shares |
| DEUTSCHE STRATEGIC INCOME TRDEUTSCHE STRATEGIC INCOME TR | 116 | $1K | shares |
| TONIX PHARMACEUTICALS HLDG CTONIX PHARMACEUTICALS HLDG C | 2,000 | $1K | shares |
| RXI PHARMACEUTICALS CORP NEWRXI PHARMACEUTICALS CORP NEW | 3,000 | $1K | shares |
| ECPGENCORE CAP GROUP INC | 6 | $0 | shares |
| NTIPNETWORK-1 TECHNOLOGIES INC | 156 | $0 | shares |
| INUVO INCINUVO INC | 700 | $0 | shares |
| REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INC | 2,000 | $0 | shares |
| AEGEAN MARINE PETROLEUM NETWAEGEAN MARINE PETROLEUM NETW | 164 | $0 | shares |
| CELGENE CORPCELGENE CORP | 43 | $0 | shares |
| CITIGROUP INCCITIGROUP INC | 100,000 | $0 | shares |
| PLATINUM GROUP METALS LTDPLATINUM GROUP METALS LTD | 826 | $0 | shares |
| MFC BANCORP LTDMFC BANCORP LTD | 52 | $0 | shares |
| AKERS BIOSCIENCES INCAKERS BIOSCIENCES INC | 500 | $0 | shares |
| CDTI ADVANCED MATLS INCCDTI ADVANCED MATLS INC | 40 | $0 | shares |
| WESTMORELAND RESOURCE PARTN…WESTMORELAND RESOURCE PARTNE COM … | 38 | $0 | shares |
| DITECH HLDG CORPDITECH HLDG CORP | 2 | $0 | shares |
| DITECH HLDG CORPDITECH HLDG CORP | 2 | $0 | shares |
| JONES ENERGY INCJONES ENERGY INC | 52 | $0 | shares |
| MAGNEGAS CORPMAGNEGAS CORP | 150 | $0 | shares |
| INPIXONINPIXON | 10 | $0 | shares |
| GULFMARK OFFSHORE INCGULFMARK OFFSHORE INC | 18 | $0 | shares |
| CHINA ADVANCED CONSTR MATLSCHINA ADVANCED CONSTR MATLS | 20 | $0 | shares |
| SPHERE 3D CORP NEWSPHERE 3D CORP NEW | 4 | $0 | shares |
| RMG NETWORKS HLDG CORPRMG NETWORKS HLDG CORP | 46 | $0 | shares |
How Q4 2018 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001493152-19-002095 | base | 2019-02-14 | acceptance time not in the bulk data set |