LADENBURG THALMANN FINANCIAL SERVICES INC.

13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $11,102,101,000 across 5,402 holdings for the quarter ended 2018-12-31, in a 13F-HR filed 2019-02-14. Its ten largest share positions make up 14.4% of the portfolio.

Filed 2019-02-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:02:51 UTC13F-HR 0001493152-19-002095

Period: 2018-12-31
Reported value: $11.1B
Holdings: 5,402
Top 10 weight: 14.4%
New: 360
Sold out: 234

Largest buys vs the previous quarter

Security	Shares change	Approx. value
IVVadded	+406,173	$102M
HDVadded	+635,504	$53.6M
MINTadded	+465,972	$47M
AAPLadded	+242,550	$38.2M
BNDadded	+467,943	$36.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
SPYGreduced	-2,151,597	-$69.6M
IWOreduced	-318,500	-$53.5M
HYGreduced	-326,964	-$26.5M
QQQreduced	-157,183	-$24.3M
SPDR SERIES TRUST BLOOMBERG…reduced	-562,718	-$18.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2018

Share positions as resolved from 13F-HR 0001493152-19-002095, largest first. % of portfolio is the value over $11,102,101,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
KURAKURA ONCOLOGY INC	42	$1K	<0.01%	0		Timeline
HRIHERC HLDGS INC	46	$1K	<0.01%	-54		Timeline
SSTKSHUTTERSTOCK INC	34	$1K	<0.01%	+24		Timeline
URGUR-ENERGY INC	2,000	$1K	<0.01%	0		Timeline
IOSPINNOSPEC INC	13	$1K	<0.01%	0		Timeline
TGTREDEGAR CORP	68	$1K	<0.01%	0		Timeline
VNDAVANDA PHARMACEUTICALS INC	50	$1K	<0.01%	-559		Timeline
ENFRALPS ETF TR	106	$1K	<0.01%	-1,059		Timeline
CIGCIA ENERGETICA DE MINAS GERA	297	$1K	<0.01%	+28		Timeline
DHTDHT HOLDINGS INC	302	$1K	<0.01%	+2		Timeline
EOLSEVOLUS INC	100	$1K	<0.01%	0		Timeline
HWCHANCOCK WHITNEY CORPORATION	22	$1K	<0.01%	new		Timeline
WSFSWSFS FINL CORP	36	$1K	<0.01%	new		Timeline
MITKMITEK SYS INC	125	$1K	<0.01%	0		Timeline
BIOHAVEN PHARMACEUTICAL HOLDBIOHAVEN PHARMACEUTICAL HOLD	28	$1K	<0.01%	0
MATVMATIV HOLDINGS INC	59	$1K	<0.01%	0		Timeline
SDSANDRIDGE ENERGY INC	100	$1K	<0.01%	new		Timeline
SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC	31	$1K	<0.01%	-1,305
BANCO SANTANDER MEXICO SABANCO SANTANDER MEXICO SA	230	$1K	<0.01%	+198
VEON LTDVEON LTD	250	$1K	<0.01%	0
HZOMARINEMAX INC	61	$1K	<0.01%	0		Timeline
CVGICOMMERCIAL VEH GROUP INC	177	$1K	<0.01%	new		Timeline
EGANEGAIN CORP	100	$1K	<0.01%	-1,018		Timeline
OFGOFG BANCORP	35	$1K	<0.01%	new		Timeline
HLITHARMONIC INC	108	$1K	<0.01%	0		Timeline
LQDTLIQUIDITY SVCS INC	203	$1K	<0.01%	+36		Timeline
ATECALPHATEC HLDGS INC	300	$1K	<0.01%	0		Timeline
SRGSERITAGE GROWTH PPTYS	22	$1K	<0.01%	0		Timeline
MYEMYERS INDS INC	60	$1K	<0.01%	+58		Timeline
AVNWAVIAT NETWORKS INC	68	$1K	<0.01%	0		Timeline
BELFABEL FUSE INC	50	$1K	<0.01%	0		Timeline
NLNLI HOLDINGS INC	221	$1K	<0.01%	-102		Timeline
FNKOFUNKO INC	60	$1K	<0.01%	-500		Timeline
IMMRIMMERSION CORP	100	$1K	<0.01%	0		Timeline
NPKINPK INTERNATIONAL INC	151	$1K	<0.01%	-209		Timeline
CPSCOOPER-STANDARD HOLDINGS INC	9	$1K	<0.01%	-18		Timeline
CRD-ACRAWFORD & CO	112	$1K	<0.01%	0		Timeline
RBBNRIBBON COMMUNICATIONS INC	309	$1K	<0.01%	new		Timeline
MCFTMASTERCRAFT BOAT HLDGS INC	68	$1K	<0.01%	new		Timeline
TEEKAY CORPORATIONTEEKAY CORPORATION	296	$1K	<0.01%	0
SPDNDIREXION SHARES ETF TRUST	26	$1K	<0.01%	0		Timeline
TBLLINVESCO EXCH TRADED FD TR II	7	$1K	<0.01%	new		Timeline
REFRRESEARCH FRONTIERS INC	500	$1K	<0.01%	0		Timeline
CPTLGLOBAL X FDS	35	$1K	<0.01%	-1,500		Timeline
CRMTAMERICAS CAR-MART INC	18	$1K	<0.01%	-480		Timeline
RDIREADING INTL INC	17	$1K	<0.01%	new		Timeline
ALUMINUM CORP CHINA LTDALUMINUM CORP CHINA LTD	110	$1K	<0.01%	0
ABEONA THERAPEUTICS INCABEONA THERAPEUTICS INC	88	$1K	<0.01%	0
KMDAKAMADA LTD	100	$1K	<0.01%	0		Timeline
CYDCHINA YUCHAI INTL LTD	43	$1K	<0.01%	0		Timeline
EWQISHARES INC	22	$1K	<0.01%	-1,085		Timeline
AWREAWARE INC MASS	250	$1K	<0.01%	0		Timeline
RLJ LODGING TRRLJ LODGING TR	47	$1K	<0.01%	0
QTRHFQUARTERHILL INC COM (CAN)	1,000	$1K	<0.01%	0		Timeline
CPIXCUMBERLAND PHARMACEUTICALS I	237	$1K	<0.01%	new		Timeline
DVYAISHARES INC	16	$1K	<0.01%	+1		Timeline
SCPHARMACEUTICALS INCSCPHARMACEUTICALS INC	357	$1K	<0.01%	0
NMTNUVEEN MASS QUALITY MUN INC	100	$1K	<0.01%	0		Timeline
CRD-BCRAWFORD & CO	112	$1K	<0.01%	0		Timeline
HDGPROSHARES TR	33	$1K	<0.01%	0		Timeline
MARPSMARINE PETE TR	282	$1K	<0.01%	+15		Timeline
SIMGRUPO SIMEC SAB DE C V	150	$1K	<0.01%	0		Timeline
GBRNEW CONCEPT ENERGY INC	1,000	$1K	<0.01%	0		Timeline
THRTHERMON GROUP HLDGS INC	45	$1K	<0.01%	0		Timeline
GDENGOLDEN ENTMT INC	37	$1K	<0.01%	-50		Timeline
BRYBerry Corp	144	$1K	<0.01%	new		Timeline
NTPIFNAM TAI PROPERTY INC	70	$1K	<0.01%	0		Timeline
EATON VANCE MUN BD FD IIEATON VANCE MUN BD FD II	127	$1K	<0.01%	0
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC	984	$1K	<0.01%	+13
ORBOTECH LTDORBOTECH LTD	17	$1K	<0.01%	-1,539
PERSPECTIVE THERAPEUTICS INCPERSPECTIVE THERAPEUTICS INC	3,500	$1K	<0.01%	0
ADAMS RESOURCES & ENERG…ADAMS RESOURCES & ENERGY INC	35	$1K	<0.01%	new
FORUM ENERGY TECHNOLOGIESFORUM ENERGY TECHNOLOGIES	186	$1K	<0.01%	-52
AAUAFALMADEN MINERALS LTD COM CLASS	900	$1K	<0.01%	0		Timeline
CHINA GREEN AGRICULTURE INCCHINA GREEN AGRICULTURE INC	1,750	$1K	<0.01%	0
COWEN GROUP INCCOWEN GROUP INC	55	$1K	<0.01%	+39
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP	3,751	$1K	<0.01%	0
SANDY SPRING BANCORP INCSANDY SPRING BANCORP INC	42	$1K	<0.01%	-81
SANOFISANOFI	2,496	$1K	<0.01%	+1,229
INVACARE CORPINVACARE CORP	300	$1K	<0.01%	0
HOVNANIAN ENTPR INCHOVNANIAN ENTPR INC	1,500	$1K	<0.01%	0
AVID BIOSERVICES INCAVID BIOSERVICES INC	297	$1K	<0.01%	-1,508
CUECUE BIOPHARMA INC	120	$1K	<0.01%	0		Timeline
HIBBETT INCHIBBETT INC	100	$1K	<0.01%	0
REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC	35	$1K	<0.01%	0
JOUNCE THERAPEUTICS INCJOUNCE THERAPEUTICS INC	200	$1K	<0.01%	0
EVO PMTS INCEVO PMTS INC	25	$1K	<0.01%	new
FLOTEK INDS INC DELFLOTEK INDS INC DEL	1,000	$1K	<0.01%	0
VERTEX ENERGY INCVERTEX ENERGY INC	624	$1K	<0.01%	+24
ATARA BIOTHERAPEUTICS INC C…ATARA BIOTHERAPEUTICS INC COM NEW	42	$1K	<0.01%	0
GAMIGAMCO INVESTORS, INC. (DE)	39	$1K	<0.01%	new		Timeline
JPMorgan BetaBuilders Dev A…JPMorgan BetaBuilders Dev Asia	40	$1K	<0.01%	-426
TPHSTRINITY PLACE HLDGS INC COM ST	120	$1K	<0.01%	new		Timeline
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INC	1,080	$1K	<0.01%	0
PROSHARES TRPROSHARES TR	24	$1K	<0.01%	0
TIVITY HEALTH INCTIVITY HEALTH INC	23	$1K	<0.01%	+1
RADIUS HEALTH INCRADIUS HEALTH INC	75	$1K	<0.01%	0
AERIE PHARMACEUTICALS INCAERIE PHARMACEUTICALS INC	19	$1K	<0.01%	new
DERMIRA INCDERMIRA INC	200	$1K	<0.01%	new
BIG 5 SPORTING GOODS CORPBIG 5 SPORTING GOODS CORP	316	$1K	<0.01%	+4
FORWARD INDUSTRIES INC COM …FORWARD INDUSTRIES INC COM NEW	500	$1K	<0.01%	new
WORKHORSE GROUP INCWORKHORSE GROUP INC	1,170	$1K	<0.01%	0
ASANKO GOLD INCASANKO GOLD INC	1,000	$1K	<0.01%	-3,000
CLEARSIGN TECHNOLOGIES CORPCLEARSIGN TECHNOLOGIES CORP	1,000	$1K	<0.01%	0
VERRICA PHARMACEUTICALS INCVERRICA PHARMACEUTICALS INC	115	$1K	<0.01%	new
TIDEWATER INC NEWTIDEWATER INC NEW	331	$1K	<0.01%	-5
CHICKEN SOUP FOR THE SOUL ENCHICKEN SOUP FOR THE SOUL EN	108	$1K	<0.01%	new
DIREXION SHS ETF TRDIREXION SHS ETF TR	12	$1K	<0.01%	0
FORTRESS BIOTECH INCFORTRESS BIOTECH INC	1,000	$1K	<0.01%	0
GREENSKY INCGREENSKY INC	100	$1K	<0.01%	0
LORAL SPACE & COM INCLORAL SPACE & COM INC	21	$1K	<0.01%	0
SOCIETAL CDMO INCSOCIETAL CDMO INC	106	$1K	<0.01%	new
PICO HLDGS INCPICO HLDGS INC	100	$1K	<0.01%	new
INNERWORKINGS INCINNERWORKINGS INC	669	$1K	<0.01%	+281
TRINITY BIOTECH PLCTRINITY BIOTECH PLC	300	$1K	<0.01%	0
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEW	7,400	$1K	<0.01%	-9,000
FRANCESCAS HLDGS CORPFRANCESCAS HLDGS CORP	1,000	$1K	<0.01%	0
TIM PARTICIPACOES S ATIM PARTICIPACOES S A	100	$1K	<0.01%	0
CLOUD PEAK ENERGY INCCLOUD PEAK ENERGY INC	4,030	$1K	<0.01%	0
SIGMATRON INTL INCSIGMATRON INTL INC	595	$1K	<0.01%	0
UTSTARCOM HOLDINGS CORPUTSTARCOM HOLDINGS CORP	433	$1K	<0.01%	0
NEWLINK GENETICS CORPNEWLINK GENETICS CORP	365	$1K	<0.01%	-300
STEMLINE THERAPEUTICS INCSTEMLINE THERAPEUTICS INC	80	$1K	<0.01%	0
FRED S INC CLASS AFRED S INC CLASS A	351	$1K	<0.01%	new
RAND CAP CORPRAND CAP CORP	200	$1K	<0.01%	0
Ambac Financial Group Wt 4/…Ambac Financial Group Wt 4/30/2023	125	$1K	<0.01%	0
ALASKA COMMUNICATIONS SYS GRALASKA COMMUNICATIONS SYS GR	407	$1K	<0.01%	new
USA TECHNOLOGIES INCUSA TECHNOLOGIES INC	234	$1K	<0.01%	-216
DEL FRISCOS RESTAURANT GROUPDEL FRISCOS RESTAURANT GROUP	75	$1K	<0.01%	new
REALNETWORKS INCREALNETWORKS INC	275	$1K	<0.01%	0
INSIGNIA SYSTEMS INCINSIGNIA SYSTEMS INC	501	$1K	<0.01%	0
USA TRUCK INCUSA TRUCK INC	50	$1K	<0.01%	0
CENTURY BANCORP INC -CL ACENTURY BANCORP INC -CL A	21	$1K	<0.01%	new
ALIMERA SCIENCES INCALIMERA SCIENCES INC	1,000	$1K	<0.01%	0
BIOLINERX LTD-SPONS ADRBIOLINERX LTD-SPONS ADR	2,275	$1K	<0.01%	0
NEOPHOTONICS CORPNEOPHOTONICS CORP	203	$1K	<0.01%	+3
TANZANIAN ROYALTY EXPLORATI…TANZANIAN ROYALTY EXPLORATION COR…	2,550	$1K	<0.01%	0
AU OPTRONICS CORPAU OPTRONICS CORP	355	$1K	<0.01%	-350
PLURISTEM THERAPEUTICS INCPLURISTEM THERAPEUTICS INC	1,000	$1K	<0.01%	0
M B T FINANCIAL CORPM B T FINANCIAL CORP	150	$1K	<0.01%	-1,340
ALKALINE WTR CO INCALKALINE WTR CO INC	200	$1K	<0.01%	new
IDERA PHARMACEUTICALS INCIDERA PHARMACEUTICALS INC	327	$1K	<0.01%	0
MARKER THERAPEUTICS INCMARKER THERAPEUTICS INC	100	$1K	<0.01%	new
FIRSTSERVICE CORP NEWFIRSTSERVICE CORP NEW	16	$1K	<0.01%	new
ONCOCYTE CORPONCOCYTE CORP	500	$1K	<0.01%	0
GENESIS HEALTHCARE CLASS AGENESIS HEALTHCARE CLASS A	750	$1K	<0.01%	new
RUBICON PROJ INCRUBICON PROJ INC	148	$1K	<0.01%	new
PARATEK PHARMACEUTICALS INCPARATEK PHARMACEUTICALS INC	250	$1K	<0.01%	-600
DASAN ZHONE SOLUTIONS INCDASAN ZHONE SOLUTIONS INC	42	$1K	<0.01%	0
REXAHN PHARMACEUTICALS INCREXAHN PHARMACEUTICALS INC	900	$1K	<0.01%	0
MARRONE BIO INNOVATIONS INCMARRONE BIO INNOVATIONS INC	1,200	$1K	<0.01%	0
BBX CAP CORP NEWBBX CAP CORP NEW	142	$1K	<0.01%	0
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INC	2,006	$1K	<0.01%	-4
VIVUS INCVIVUS INC	330	$1K	<0.01%	-116
RTW RETAILWINDS INCRTW RETAILWINDS INC	461	$1K	<0.01%	new
NAVIOS MARITIME ACQUIS CORPNAVIOS MARITIME ACQUIS CORP	315	$1K	<0.01%	new
CELSION CORPCELSION CORP	462	$1K	<0.01%	-4
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INC	200	$1K	<0.01%	0
CONFORMIS INCCONFORMIS INC	2,050	$1K	<0.01%	0
CREDIT SUISSE AG NASSAU BRHCREDIT SUISSE AG NASSAU BRH	8	$1K	<0.01%	new
AFIIQARMSTRONG FLOORING INC	126	$1K	<0.01%	new		Timeline
SONOMA PHARMACEUTICALS INCSONOMA PHARMACEUTICALS INC	1,528	$1K	<0.01%	0
TELIGENT INC NEWTELIGENT INC NEW	645	$1K	<0.01%	0
MEDIWOUND LTDMEDIWOUND LTD	275	$1K	<0.01%	0
RESOLUTE ENERGY CORPRESOLUTE ENERGY CORP	21	$1K	<0.01%	-168
BOJANGLES INCBOJANGLES INC	50	$1K	<0.01%	-1,224
RA PHARMACEUTICALS INCRA PHARMACEUTICALS INC	49	$1K	<0.01%	new
SCORPIO BULKERS INCSCORPIO BULKERS INC	200	$1K	<0.01%	0
EYEPOINT PHARMACEUTICALS INCEYEPOINT PHARMACEUTICALS INC	300	$1K	<0.01%	0
BIOLASE INCBIOLASE INC	568	$1K	<0.01%	0
FANG HOLDING-ADRFANG HOLDING-ADR	990	$1K	<0.01%	0
AEVI GENOMIC MEDICINE INCAEVI GENOMIC MEDICINE INC	1,597	$1K	<0.01%	0
BK TECHNOLOGIES INCBK TECHNOLOGIES INC	194	$1K	<0.01%	0
ENTEGRA FINL CORPENTEGRA FINL CORP	0	$1K	<0.01%	new	Amount filed as zero, left out of ratios.
LEVEL BRANDS INCLEVEL BRANDS INC	270	$1K	<0.01%	new
NEOS THERAPEUTICS INCNEOS THERAPEUTICS INC	520	$1K	<0.01%	0
MCCLATCHY COMCCLATCHY CO	165	$1K	<0.01%	0
WOORI BKWOORI BK	13	$1K	<0.01%	0
NAVIOS MARITIME CHG CONTAIN…NAVIOS MARITIME CHG CONTAINERS LP…	535	$1K	<0.01%	new
J P MORGAN EXCHANGETRADED F…J P MORGAN EXCHANGETRADED F DIV R…	21	$1K	<0.01%	-1,561
RA MED SYS INCRA MED SYS INC	134	$1K	<0.01%	new
CAPRICOR THERAPEUTICS INCCAPRICOR THERAPEUTICS INC	2,700	$1K	<0.01%	-7,500
CONTRAVIR PHARMACEUTICALS INCONTRAVIR PHARMACEUTICALS IN	3,280	$1K	<0.01%	0
ISHARES TRISHARES TR	40	$1K	<0.01%	new
LEMBISHARES INC	7	$0	0%	-36	Value filed as zero, left out of ratios.	Timeline
KRNTKORNIT DIGITAL LTD	4	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
DRDDRDGOLD LIMITED	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
FCNCAFIRST CTZNS BANCSHARES INC D	1	$0	0%	-3	Value filed as zero, left out of ratios.	Timeline
VLGEAVILLAGE SUPER MKT INC	12	$0	0%	-32	Value filed as zero, left out of ratios.	Timeline
ACRSACLARIS THERAPEUTICS INC	23	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
BAKBRASKEM SA	2	$0	0%	-1,178	Value filed as zero, left out of ratios.	Timeline
GPRKGEOPARK LTD	3	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
LPTHLIGHTPATH TECHNOLOGIES INC	28	$0	0%	+3	Value filed as zero, left out of ratios.	Timeline
CBATCBAK ENERGY TECHNOLOGY INC	240	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TBBKBANCORP INC DEL	51	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
ALTALTIMMUNE INC	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
NSITINSIGHT ENTERPRISES INC	9	$0	0%	-43	Value filed as zero, left out of ratios.	Timeline
AKRACADIA RLTY TR	1	$0	0%	-1,556	Value filed as zero, left out of ratios.	Timeline
LILALIBERTY LATIN AMERICA LTD	40	$0	0%	-12	Value filed as zero, left out of ratios.	Timeline
OMABGRUPO AEROPORTUARIO DEL CENT	1	$0	0%	-1,004	Value filed as zero, left out of ratios.	Timeline
HRTGHERITAGE INSURANCE HLDGS INC	19	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TALOTALOS ENERGY INC	14	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
AVDAMERICAN VANGUARD CORP	3	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
IMMUNOMEDICS INCIMMUNOMEDICS INC	34	$0	0%	-1,966	Value filed as zero, left out of ratios.
HOLLYSYS AUTOMATION TCHNGY LHOLLYSYS AUTOMATION TCHNGY L	28	$0	0%	0	Value filed as zero, left out of ratios.
CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORP	155	$0	0%	-150	Value filed as zero, left out of ratios.
CIRCOR INTL INCCIRCOR INTL INC	7	$0	0%	new	Value filed as zero, left out of ratios.
LEUCENTRUS ENERGY CORP	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BBWBUILD-A-BEAR WORKSHOP INC	100	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ACTGACACIA RESH CORP	148	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BHBIGLARI HLDGS INC	3	$0	0%	-25	Value filed as zero, left out of ratios.	Timeline
LWAYLIFEWAY FOODS INC	200	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
XOMAXOMA ROYALTY CORPORATION	27	$0	0%	+1	Value filed as zero, left out of ratios.	Timeline
FSTRFOSTER L B CO	17	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CTRNCITI TRENDS INC	13	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CTBICOMMUNITY TR BANCORP INC	1	$0	0%	-26	Value filed as zero, left out of ratios.	Timeline
KOPNKOPIN CORP	198	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
DHXDHI GROUP INC	155	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
FSPFRANKLIN STR PPTYS CORP	2	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CLPRCLIPPER RLTY INC	38	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CIG-CCIA ENERGETICA DE MINAS GERA	103	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
APTALPHA PRO TECH LTD	22	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
VXRTVAXART INC COM NEW (DE)	33	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GAIAGAIA INC NEW	20	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
STKSTHE ONE GROUP HOSPITALITY IN	100	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
INTREPID POTASH INCINTREPID POTASH INC	52	$0	0%	0	Value filed as zero, left out of ratios.
VERIVERITONE INC	0	$0	0%	new	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
AMSAMERICAN SHARED HOSPITAL SVC	200	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
DRNDIREXION SHARES ETF TRUST	4	$0	0%	-197	Value filed as zero, left out of ratios.	Timeline
PLGPLATINUM GROUP METALS LTD	82	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
MBOTMICROBOT MED INC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
KOSSKOSS CORP	66	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
INKMSSGA ACTIVE ETF TR	0	$0	0%	new	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
Enzo Biochem IncEnzo Biochem Inc	120	$0	0%	+110	Value filed as zero, left out of ratios.
MPVDFMOUNTAIN PROV DIAMONDS INC	200	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
LEGACY TEX FINL GROUP INCLEGACY TEX FINL GROUP INC	1	$0	0%	new	Value filed as zero, left out of ratios.
NORDIC AMERN OFFSHORE LTDNORDIC AMERN OFFSHORE LTD	631	$0	0%	+575	Value filed as zero, left out of ratios.
INTERNAP CORPORATIONINTERNAP CORPORATION	27	$0	0%	0	Value filed as zero, left out of ratios.
ALLIQUA BIOMEDICAL INCALLIQUA BIOMEDICAL INC	11	$0	0%	0	Value filed as zero, left out of ratios.
ORCHIDS PAPER PRODUCTS COORCHIDS PAPER PRODUCTS CO	350	$0	0%	0	Value filed as zero, left out of ratios.
SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INC	50	$0	0%	0	Value filed as zero, left out of ratios.
SCORPIO TANKERS INCSCORPIO TANKERS INC	100	$0	0%	0	Value filed as zero, left out of ratios.
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LP	538	$0	0%	0	Value filed as zero, left out of ratios.
FIVE STAR SENIOR LIVINGFIVE STAR SENIOR LIVING	717	$0	0%	+52	Value filed as zero, left out of ratios.
ZNOGZION OIL & GAS INC COM	1,000	$0	0%	-850	Value filed as zero, left out of ratios.	Timeline
Western Midstream PartnersWestern Midstream Partners	15	$0	0%	0	Value filed as zero, left out of ratios.
GLOBALSTAR INCGLOBALSTAR INC	100	$0	0%	0	Value filed as zero, left out of ratios.
MONEYGRAM INTL INCMONEYGRAM INTL INC	25	$0	0%	new	Value filed as zero, left out of ratios.
BABCOCK & WILCOX ENTERPRISE…BABCOCK & WILCOX ENTERPRISES INC	868	$0	0%	+860	Value filed as zero, left out of ratios.
RANGER OIL CORPORATION CLAS…RANGER OIL CORPORATION CLASS A COM	1	$0	0%	new	Value filed as zero, left out of ratios.
ICL GROUP LTD ILS1ICL GROUP LTD ILS1	12	$0	0%	new	Value filed as zero, left out of ratios.
GENERAL MOLY INC COMGENERAL MOLY INC COM	3,000	$0	0%	0	Value filed as zero, left out of ratios.
SALMSALEM MEDIA GROUP INC CLASS A	12	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
GTT COMMUNICATIONS INCGTT COMMUNICATIONS INC	22	$0	0%	new	Value filed as zero, left out of ratios.
ADAMAS PHARMACEUTICALS INCADAMAS PHARMACEUTICALS INC	50	$0	0%	0	Value filed as zero, left out of ratios.
PIONEER ENERGY SVCS CORPPIONEER ENERGY SVCS CORP	115	$0	0%	-541	Value filed as zero, left out of ratios.
PRIMO WTR CORPPRIMO WTR CORP	2	$0	0%	new	Value filed as zero, left out of ratios.
AMYRIS INCAMYRIS INC	11	$0	0%	0	Value filed as zero, left out of ratios.
UBS AG LONDON BRHUBS AG LONDON BRH	5	$0	0%	-350	Value filed as zero, left out of ratios.
OPTINOSE INCOPTINOSE INC	27	$0	0%	new	Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEW	357	$0	0%	-5	Value filed as zero, left out of ratios.
CTI BIOPHARMA CORPCTI BIOPHARMA CORP	20	$0	0%	0	Value filed as zero, left out of ratios.
CURIS INCCURIS INC	600	$0	0%	0	Value filed as zero, left out of ratios.
MOLECULAR TEMPLATES INCMOLECULAR TEMPLATES INC	72	$0	0%	-2,000	Value filed as zero, left out of ratios.
PAVMED INCPAVMED INC	200	$0	0%	0	Value filed as zero, left out of ratios.
EMAGIN CORPEMAGIN CORP	51	$0	0%	0	Value filed as zero, left out of ratios.
NCI BUILDING SYSTEMS INCNCI BUILDING SYSTEMS INC	33	$0	0%	0	Value filed as zero, left out of ratios.
SEACHANGE INTL INCSEACHANGE INTL INC	215	$0	0%	new	Value filed as zero, left out of ratios.
APPROACH RESOURCES INCAPPROACH RESOURCES INC	504	$0	0%	0	Value filed as zero, left out of ratios.
SGYPQSYNERGY PHARMACEUTICALS DEL	3,000	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
PIER 1 IMPORTS INCPIER 1 IMPORTS INC	120	$0	0%	+60	Value filed as zero, left out of ratios.
OCWEN FINL CORPOCWEN FINL CORP	250	$0	0%	-50	Value filed as zero, left out of ratios.
MOMENTA PHARMACEUTICALS INCMOMENTA PHARMACEUTICALS INC	12	$0	0%	-916	Value filed as zero, left out of ratios.
ACHILLION PHARMACEUTICALS INACHILLION PHARMACEUTICALS IN	300	$0	0%	0	Value filed as zero, left out of ratios.
MITCHAM INDS INC COMMITCHAM INDS INC COM	100	$0	0%	0	Value filed as zero, left out of ratios.
S&W SEED COMPANY COMS&W SEED COMPANY COM	100	$0	0%	0	Value filed as zero, left out of ratios.
GOLDEN MINERALS COMPANYGOLDEN MINERALS COMPANY	154	$0	0%	0	Value filed as zero, left out of ratios.
VALHI INC NEWVALHI INC NEW	270	$0	0%	+100	Value filed as zero, left out of ratios.
SEARS HOMETOWN & OUTLET STORSEARS HOMETOWN & OUTLET STOR	7	$0	0%	-7	Value filed as zero, left out of ratios.
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	200	$0	0%	new	Value filed as zero, left out of ratios.
NAVIDEA BIOPHARMACEUTICALS INAVIDEA BIOPHARMACEUTICALS I	125	$0	0%	new	Value filed as zero, left out of ratios.
ORION ENERGY SYSTEMS INCORION ENERGY SYSTEMS INC	100	$0	0%	0	Value filed as zero, left out of ratios.
YRC WORLDWIDE INCYRC WORLDWIDE INC	127	$0	0%	+26	Value filed as zero, left out of ratios.
ASCENT CAPITAL GROUP INC-AASCENT CAPITAL GROUP INC-A	18	$0	0%	+8	Value filed as zero, left out of ratios.
SYNACOR INCSYNACOR INC	300	$0	0%	0	Value filed as zero, left out of ratios.
CHEROKEE INCCHEROKEE INC	215	$0	0%	0	Value filed as zero, left out of ratios.
DANAOS CORPDANAOS CORP	501	$0	0%	new	Value filed as zero, left out of ratios.
SUNLINK HEALTH SYSTEMS INCSUNLINK HEALTH SYSTEMS INC	362	$0	0%	0	Value filed as zero, left out of ratios.
PROSHARES ULTRASHORT SILVERPROSHARES ULTRASHORT SILVER	0	$0	0%	new	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
PROSHARES SHORTPROSHARES SHORT	57	$0	0%	new	Value filed as zero, left out of ratios.
QAD INC-BQAD INC-B	6	$0	0%	new	Value filed as zero, left out of ratios.
SEQUANS COMMUNICATIONS SASEQUANS COMMUNICATIONS SA	235	$0	0%	0	Value filed as zero, left out of ratios.
ON TRACK INNOVATION LTDON TRACK INNOVATION LTD	500	$0	0%	0	Value filed as zero, left out of ratios.
BROADVISION INCBROADVISION INC	87	$0	0%	+2	Value filed as zero, left out of ratios.
ATLAS FINANCIAL HOLDINGS INCATLAS FINANCIAL HOLDINGS INC	1	$0	0%	new	Value filed as zero, left out of ratios.
ARC GROUP WORLDWIDE INCARC GROUP WORLDWIDE INC	63	$0	0%	0	Value filed as zero, left out of ratios.
KINGOLD JEWELRY INCKINGOLD JEWELRY INC	83	$0	0%	new	Value filed as zero, left out of ratios.
CHINA JO-JO DRUGSTORES INCCHINA JO-JO DRUGSTORES INC	180	$0	0%	0	Value filed as zero, left out of ratios.
PROSHARES TR II ULTRA VIX S…PROSHARES TR II ULTRA VIX SHORT T…	2	$0	0%	0	Value filed as zero, left out of ratios.
VENATOR MATERIALS PLCVENATOR MATERIALS PLC	10	$0	0%	new	Value filed as zero, left out of ratios.
AETERNA ZENTARIS INCAETERNA ZENTARIS INC	3	$0	0%	0	Value filed as zero, left out of ratios.
RICEBRAN TECHNOLOGIESRICEBRAN TECHNOLOGIES	100	$0	0%	new	Value filed as zero, left out of ratios.
TENAX THERAPEUTICS INCTENAX THERAPEUTICS INC	18	$0	0%	0	Value filed as zero, left out of ratios.
ION GEOPHYSICAL CORPION GEOPHYSICAL CORP	127	$0	0%	-5	Value filed as zero, left out of ratios.
Proshares VIX Short-TermProshares VIX Short-Term	2	$0	0%	-3	Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEW	18	$0	0%	new	Value filed as zero, left out of ratios.
REAL GOODS SOLAR XXXREGISTR…REAL GOODS SOLAR XXXREGISTRATION …	1	$0	0%	0	Value filed as zero, left out of ratios.
HALCON RES CORPHALCON RES CORP	283	$0	0%	0	Value filed as zero, left out of ratios.
LEJU HLDGS LTDLEJU HLDGS LTD	5	$0	0%	0	Value filed as zero, left out of ratios.
SMITH MICRO SOFTWARE INCSMITH MICRO SOFTWARE INC	250	$0	0%	0	Value filed as zero, left out of ratios.
Pareteum CorporationPareteum Corporation	160	$0	0%	0	Value filed as zero, left out of ratios.
ENSYNC INC.ENSYNC INC.	2,000	$0	0%	0	Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TR	12	$0	0%	0	Value filed as zero, left out of ratios.
QUORUM HEALTH CORPQUORUM HEALTH CORP	137	$0	0%	-62	Value filed as zero, left out of ratios.
APRICUS BIOSCIENCES INCAPRICUS BIOSCIENCES INC	2,415	$0	0%	0	Value filed as zero, left out of ratios.
ARADIGM CORPARADIGM CORP	2	$0	0%	0	Value filed as zero, left out of ratios.
GREAT ELM CAP GROUP INCGREAT ELM CAP GROUP INC	39	$0	0%	+37	Value filed as zero, left out of ratios.
COMMUNITY HEALTH SYS INC NEWCOMMUNITY HEALTH SYS INC NEW	1,220	$0	0%	0	Value filed as zero, left out of ratios.
OPHTHOTECH CORPOPHTHOTECH CORP	300	$0	0%	0	Value filed as zero, left out of ratios.
ITAU CORPBANCAITAU CORPBANCA	5	$0	0%	new	Value filed as zero, left out of ratios.
NANOVIRICIDES INCNANOVIRICIDES INC	1	$0	0%	-1,500	Value filed as zero, left out of ratios.
NOVELION THERAPEUTICS INCNOVELION THERAPEUTICS INC	177	$0	0%	0	Value filed as zero, left out of ratios.
PERNIX THERAPEUTICS HLDGS INPERNIX THERAPEUTICS HLDGS IN	14	$0	0%	+5	Value filed as zero, left out of ratios.
WESTWATER RES INCWESTWATER RES INC	727	$0	0%	0	Value filed as zero, left out of ratios.
DRYSHIPS INCDRYSHIPS INC	3	$0	0%	0	Value filed as zero, left out of ratios.
BELLATRIX EXPLORATION LTDBELLATRIX EXPLORATION LTD	2	$0	0%	0	Value filed as zero, left out of ratios.
ACHIEVE LIFE SCIENCE INCACHIEVE LIFE SCIENCE INC	2	$0	0%	0	Value filed as zero, left out of ratios.
DHX MEDIA LTDDHX MEDIA LTD	290	$0	0%	0	Value filed as zero, left out of ratios.
ELOXX PHARMACEUTICALS INCELOXX PHARMACEUTICALS INC	1	$0	0%	0	Value filed as zero, left out of ratios.
SEADRILL LTDSEADRILL LTD	46	$0	0%	-11	Value filed as zero, left out of ratios.
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INC	166	$0	0%	new	Value filed as zero, left out of ratios.
ENERGY FOCUS INCENERGY FOCUS INC	200	$0	0%	0	Value filed as zero, left out of ratios.
180 DEGREE CAP CORP180 DEGREE CAP CORP	100	$0	0%	0	Value filed as zero, left out of ratios.
CAESARS ENTMT CORPCAESARS ENTMT CORP	330	$0	0%	0	Value filed as zero, left out of ratios.
CLEVELAND BIOLABS INCCLEVELAND BIOLABS INC	265	$0	0%	+245	Value filed as zero, left out of ratios.
IBIO INCIBIO INC	8	$0	0%	new	Value filed as zero, left out of ratios.
GREAT ELM CAP CORPGREAT ELM CAP CORP	1	$0	0%	0	Value filed as zero, left out of ratios.
NANO DIMENSION LTDNANO DIMENSION LTD	100	$0	0%	0	Value filed as zero, left out of ratios.
AYTU BIOSCIENCE INCAYTU BIOSCIENCE INC	1	$0	0%	0	Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TR	2	$0	0%	0	Value filed as zero, left out of ratios.
ENDURANCE INTL GROUP HLDGS IENDURANCE INTL GROUP HLDGS I	7	$0	0%	0	Value filed as zero, left out of ratios.
BONANZA CREEK ENERGY INCBONANZA CREEK ENERGY INC	4	$0	0%	0	Value filed as zero, left out of ratios.
CHIASMA INCCHIASMA INC	3	$0	0%	-13	Value filed as zero, left out of ratios.
STEEL CONNECT INCSTEEL CONNECT INC	100	$0	0%	0	Value filed as zero, left out of ratios.
ONCONOVA THERAPEUTICONCONOVA THERAPEUTIC	67	$0	0%	0	Value filed as zero, left out of ratios.
APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INC	1,109	$0	0%	-143	Value filed as zero, left out of ratios.
DARIOHEALTH CORPDARIOHEALTH CORP	523	$0	0%	0	Value filed as zero, left out of ratios.
CYTRX CORPCYTRX CORP	148	$0	0%	-292	Value filed as zero, left out of ratios.
C&J ENERGY SVCS INC NEWC&J ENERGY SVCS INC NEW	1	$0	0%	new	Value filed as zero, left out of ratios.
GREEN BANCORP INCGREEN BANCORP INC	14	$0	0%	0	Value filed as zero, left out of ratios.
CONVERGEONE HLDGS INCCONVERGEONE HLDGS INC	17	$0	0%	new	Value filed as zero, left out of ratios.
SELECT INTERIOR CONCEPTS IN…SELECT INTERIOR CONCEPTS INC CLASS	3	$0	0%	new	Value filed as zero, left out of ratios.
MOLECULIN BIOTECH INCMOLECULIN BIOTECH INC	100	$0	0%	0	Value filed as zero, left out of ratios.
J ALEXANDERS HLDGS INCJ ALEXANDERS HLDGS INC	43	$0	0%	+14	Value filed as zero, left out of ratios.
REWALK ROBOTICS LTDREWALK ROBOTICS LTD	1,000	$0	0%	0	Value filed as zero, left out of ratios.
TITAN PHARMACEUTICALS INC DETITAN PHARMACEUTICALS INC DE	202	$0	0%	0	Value filed as zero, left out of ratios.
SELLAS LIFE SCIENCES GROUP ISELLAS LIFE SCIENCES GROUP I	131	$0	0%	0	Value filed as zero, left out of ratios.
ASTERIAS BIOTHERAPEUTICS INCASTERIAS BIOTHERAPEUTICS INC	364	$0	0%	-40	Value filed as zero, left out of ratios.
YIELD10 BIOSCIENCE INCYIELD10 BIOSCIENCE INC	18	$0	0%	0	Value filed as zero, left out of ratios.
CHECK CAP LTDCHECK CAP LTD	167	$0	0%	0	Value filed as zero, left out of ratios.
AKAOQACHAOGEN INC	206	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
BROOKLYN IMMUNOTHERAPEUTICSBROOKLYN IMMUNOTHERAPEUTICS	160	$0	0%	0	Value filed as zero, left out of ratios.
National Holdings 22 WtsNational Holdings 22 Wts	2	$0	0%	0	Value filed as zero, left out of ratios.
National Holdings Corporati…National Holdings Corporation	2	$0	0%	0	Value filed as zero, left out of ratios.
RENREN INCRENREN INC	40	$0	0%	0	Value filed as zero, left out of ratios.
COMSTOCK MNG INCCOMSTOCK MNG INC	400	$0	0%	-25,427	Value filed as zero, left out of ratios.
CIVEO CORP CDACIVEO CORP CDA	157	$0	0%	0	Value filed as zero, left out of ratios.
DIREXION SHS ETF TRDIREXION SHS ETF TR	2	$0	0%	0	Value filed as zero, left out of ratios.
EMPIRE RESORTS INCEMPIRE RESORTS INC	47	$0	0%	-60	Value filed as zero, left out of ratios.
EVINE LIVE INCEVINE LIVE INC	100	$0	0%	0	Value filed as zero, left out of ratios.
FLEX PHARMA INCFLEX PHARMA INC	100	$0	0%	0	Value filed as zero, left out of ratios.
KEY ENERGY SVCS INC DELKEY ENERGY SVCS INC DEL	16	$0	0%	0	Value filed as zero, left out of ratios.
SANCHEZ MIDSTEAM PARTNERS LPSANCHEZ MIDSTEAM PARTNERS LP	100	$0	0%	0	Value filed as zero, left out of ratios.
TOP SHIPS INCTOP SHIPS INC	22	$0	0%	0	Value filed as zero, left out of ratios.
HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INC	1,080	$0	0%	0	Value filed as zero, left out of ratios.
TRACON PHARMACEUTICALS INCTRACON PHARMACEUTICALS INC	300	$0	0%	0	Value filed as zero, left out of ratios.
STELLAR BIOTECHNOLOGIES INCSTELLAR BIOTECHNOLOGIES INC	47	$0	0%	0	Value filed as zero, left out of ratios.
NEOVASC INCNEOVASC INC	270	$0	0%	0	Value filed as zero, left out of ratios.
MARATHON PATENT GROUP INCMARATHON PATENT GROUP INC	500	$0	0%	0	Value filed as zero, left out of ratios.
PHIO PHARMACEUTICALS CORPPHIO PHARMACEUTICALS CORP	3,000	$0	0%	new	Value filed as zero, left out of ratios.
ONCOMED PHARMACEUTICALS INC…ONCOMED PHARMACEUTICALS INC COM	100	$0	0%	new	Value filed as zero, left out of ratios.
INVIVO THERAPEUTICS HLDGS C…INVIVO THERAPEUTICS HLDGS CO COM	181	$0	0%	-28	Value filed as zero, left out of ratios.
RITTER PHARMACEUTICALS INC …RITTER PHARMACEUTICALS INC COM NEW	500	$0	0%	0	Value filed as zero, left out of ratios.
SEQUENTIAL BRNDS GROUP ISEQUENTIAL BRNDS GROUP I	51	$0	0%	-56	Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TR	6	$0	0%	0	Value filed as zero, left out of ratios.
TALOS ENERGY INCTALOS ENERGY INC	62	$0	0%	0	Value filed as zero, left out of ratios.
RELIV INTERNATIONAL INCRELIV INTERNATIONAL INC	14	$0	0%	0	Value filed as zero, left out of ratios.
SAEXPLORATION HLDGS INCSAEXPLORATION HLDGS INC	85	$0	0%	0	Value filed as zero, left out of ratios.
SYNTHESIS ENERGY SYS INCSYNTHESIS ENERGY SYS INC	38	$0	0%	0	Value filed as zero, left out of ratios.
PRECIPIO INCPRECIPIO INC	1,000	$0	0%	new	Value filed as zero, left out of ratios.
AMPLIPHI BIOSCIENCES CORPAMPLIPHI BIOSCIENCES CORP	750	$0	0%	-250	Value filed as zero, left out of ratios.
MAGNEGAS APPLIED TECHNLGY SOMAGNEGAS APPLIED TECHNLGY SO	150	$0	0%	new	Value filed as zero, left out of ratios.
TONIX PHARMACEUTICALS HLDG CTONIX PHARMACEUTICALS HLDG C	200	$0	0%	new	Value filed as zero, left out of ratios.
REVOLUTION LIGHTING TECHNOLOREVOLUTION LIGHTING TECHNOLO	1,100	$0	0%	0	Value filed as zero, left out of ratios.
INPIXONINPIXON	1	$0	0%	new	Value filed as zero, left out of ratios.
HANWHA Q CELL CO LTDHANWHA Q CELL CO LTD	15	$0	0%	new	Value filed as zero, left out of ratios.
ARCA BIOPHARMA INCARCA BIOPHARMA INC	47	$0	0%	0	Value filed as zero, left out of ratios.
CHINA ADVANCED CONSTR MATLSCHINA ADVANCED CONSTR MATLS	20	$0	0%	new	Value filed as zero, left out of ratios.
XG TECHNOLOGY INCXG TECHNOLOGY INC	1	$0	0%	0	Value filed as zero, left out of ratios.
XPRESSPA GROUP INCXPRESSPA GROUP INC	1,666	$0	0%	0	Value filed as zero, left out of ratios.
SUNWORKS INCSUNWORKS INC	700	$0	0%	0	Value filed as zero, left out of ratios.
OPGEN INCOPGEN INC	124	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q4 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 234. All 234

Security	Shares before	Value before	Type
CORPORATE CAP TR INCCORPORATE CAP TR INC	789,441	$12M	shares
HYDHYD	299,953	$9.34M	shares
ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP	314,768	$7.04M	shares
HORIZONS ETF TR IHORIZONS ETF TR I	227,012	$5.71M	shares
AETNA INC NEWAETNA INC NEW	24,470	$4.97M	shares
Mkt Vctrs J P Mrgn EmMkt Vctrs J P Mrgn Em	286,666	$4.72M	shares
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	38,451	$3.65M	shares
BCIBCI	120,707	$2.89M	shares
PRAXAIR INCPRAXAIR INC	15,957	$2.59M	shares
CIGNA CORPORATIONCIGNA CORPORATION	11,562	$2.42M	shares
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	94,007	$1.99M	shares
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	71,362	$1.79M	shares
GRAMERCY PPTY TRGRAMERCY PPTY TR	62,705	$1.72M	shares
BLACKROCK CALIFORNIABLACKROCK CALIFORNIA	105,964	$1.58M	shares
Vaneck Vectors AMT-Free Int…Vaneck Vectors AMT-Free Inter	65,938	$1.54M	shares
ROCKWELL COLLINS INCROCKWELL COLLINS INC	9,182	$1.29M	shares
APOLLO INVT CORPAPOLLO INVT CORP	168,489	$918K	shares
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	8,937	$866K	shares
Spectra Energy PartnersSpectra Energy Partners	22,380	$804K	shares
WISDOMTREE TRWISDOMTREE TR	41,951	$796K	shares
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INC	28,326	$710K	shares
BARCLAYS BANK PLC 8.125% PBARCLAYS BANK PLC 8.125% P	26,420	$688K	shares
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P	62,487	$686K	shares
CLEARBRIDGE AMERN ENERG MLPCLEARBRIDGE AMERN ENERG MLP	84,780	$668K	shares
NORTHWEST NATURAL GAS CONORTHWEST NATURAL GAS CO	9,736	$652K	shares
OCLARO INCOCLARO INC	61,324	$548K	shares
ETFS Gold TrustETFS Gold Trust	4,392	$506K	shares
ANDEAVORANDEAVOR	3,207	$492K	shares
OPPJWISDOMTREE TR	9,346	$422K	shares
HORIZONS ETF TR IHORIZONS ETF TR I	8,092	$421K	shares
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW	48,605	$392K	shares
KINDER MORGAN INC DELKINDER MORGAN INC DEL	10,899	$361K	shares
ISHARES TRISHARES TR	13,247	$332K	shares
INSEEGO CORPINSEEGO CORP	83,979	$323K	shares
INVESTORS REAL ESTATE TRUSTINVESTORS REAL ESTATE TRUST	50,705	$303K	shares
CA INC COMCA INC COM	6,778	$300K	shares
MAZOR ROBOTICS LTDMAZOR ROBOTICS LTD	5,132	$300K	shares
Etfs Phys Platinum EtfEtfs Phys Platinum Etf	3,795	$294K	shares
NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY	12,726	$278K	shares
FIRST TR EXCHNG TRADED FD VIFIRST TR EXCHNG TRADED FD VI	11,715	$275K	shares
ALPS ETF TRALPS ETF TR	8,050	$267K	shares
ROYAL BANK SCOTLAND GRP PLC…ROYAL BANK SCOTLAND GRP PLC 6.6% …	10,382	$263K	shares
SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL	1,706	$244K	shares
PWZINVESCO EXCH TRADED FD TR II	9,373	$239K	shares
THOMSON REUTERS CORPTHOMSON REUTERS CORP	5,185	$237K	shares
ENERGEN CORPENERGEN CORP	2,709	$234K	shares
NUVEEN HGH INC DEC18 TRGT TRNUVEEN HGH INC DEC18 TRGT TR	19,488	$192K	shares
BTEBAYTEX ENERGY CORP	61,835	$180K	shares
PINNACLE FOODS INC DELPINNACLE FOODS INC DEL	2,723	$176K	shares
SIGASIGA TECHNOLOGIES INC	24,297	$168K	shares
CONVERGYS CORPCONVERGYS CORP	6,833	$162K	shares
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETF	10,155	$145K	shares
VICTORY PORTFOLIOS II VCSHS…VICTORY PORTFOLIOS II VCSHS EMRG …	5,319	$144K	shares
OSI ETF TROSI ETF TR	5,270	$139K	shares
NEW YORK REIT INC liquidati…NEW YORK REIT INC liquidation shs	6,806	$123K	shares
SYNTEL INCSYNTEL INC	2,635	$108K	shares
SPIRIT OF TEX BANCSHARES INCSPIRIT OF TEX BANCSHARES INC	5,000	$108K	shares
BLACKROCK NEW YORK MUNI 2018BLACKROCK NEW YORK MUNI 2018	7,200	$107K	shares
RCKYROCKY BRANDS INC	2,960	$84K	shares
ARES MGMT LP COM SHS REG INTARES MGMT LP COM SHS REG INT	3,180	$74K	shares
COTT CORP QUECOTT CORP QUE	4,550	$73K	shares
SUPERVALU INCSUPERVALU INC	1,993	$64K	shares
IGCIGC PHARMA INC	8,375	$63K	shares
ACXIOM CORPACXIOM CORP	1,267	$63K	shares
ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORP	1,376	$63K	shares
BANK OF AMERICA CORPBANK OF AMERICA CORP	210,000	$63K	shares
PINNACLE ENTMT INC NEWPINNACLE ENTMT INC NEW	1,771	$60K	shares
XCERRA CORPXCERRA CORP	3,950	$56K	shares
AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES	1,194	$55K	shares
USDPUSD PARTNERS LP COM UIT REPSTG	5,500	$53K	shares
KLX INCKLX INC	833	$52K	shares
ETF MANAGER GROUP COMMODITYETF MANAGER GROUP COMMODITY	2,000	$50K	shares
UPBDUPBOUND GROUP INC	3,400	$49K	shares
BHBBAR HBR BANKSHARES	1,491	$43K	shares
SHARPSPRING INCSHARPSPRING INC	3,041	$43K	shares
BLACKROCK MUNI 2018 TERM TRBLACKROCK MUNI 2018 TERM TR	2,713	$41K	shares
CAMBER ENERGY INCCAMBER ENERGY INC	137,642	$41K	shares
PDEXPRO-DEX INC COLO	3,902	$40K	shares
ENBRIDGE ENERGY MANAGEMENT LENBRIDGE ENERGY MANAGEMENT L	3,574	$39K	shares
JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FD	1,279	$37K	shares
VIXMPROSHARES TR II	1,691	$35K	shares
LASALLE HOTEL PROPERTIESLASALLE HOTEL PROPERTIES	1,024	$35K	shares
LPLLG DISPLAY CO LTD	3,849	$33K	shares
DDR CORPDDR CORP	2,461	$33K	shares
INNOVATOR ETFS TR IIINNOVATOR ETFS TR II	1,060	$33K	shares
CNMDCONMED CORP	400	$32K	shares
UDNINVESCO DB US DLR INDEX TR	1,500	$32K	shares
ASSEMBLY BIOSCIENCES INCASSEMBLY BIOSCIENCES INC	880	$32K	shares
ENEL GENERACION CHILE S AENEL GENERACION CHILE S A	1,460	$31K	shares
ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEW	32,875	$29K	shares
IGEBISHARES TR	497	$24K	shares
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INC	600	$23K	shares
DEUTSCHE MULTI-MKT INCOME T…DEUTSCHE MULTI-MKT INCOME TR SHS	2,510	$23K	shares
MMLPMARTIN MIDSTREAM PRTNRS L P	1,855	$22K	shares
PROTALIX BIOTHERAPEUTICS INCPROTALIX BIOTHERAPEUTICS INC	30,000	$22K	shares
FRANKLIN LTD DURATION INCM TFRANKLIN LTD DURATION INCM T	215,530	$21K	shares
RAMCO-GERSHENSON PPTYS TRRAMCO-GERSHENSON PPTYS TR	1,439	$20K	shares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	1,500	$20K	shares
FUNCFIRST UTD CORP	1,000	$19K	shares
ETFS PRECIOUS METALSBASKET …ETFS PRECIOUS METALSBASKET TR ETF…	308	$19K	shares

How Q4 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001493152-19-002095	base		2019-02-14	acceptance time not in the bulk data set	2026-10-07 19:02:51 UTC