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Disclosery

H2O AM LLP

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13F filer, CIK 1767616, London, United Kingdom

H2O AM LLP reported $41,039,000 across 102 holdings for the quarter ended 2020-12-31, in a 13F-HR filed 2021-02-12. Its ten largest share positions make up 50.56% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-21-021583

Period
2020-12-31
Reported value
$41M
Holdings
102
Top 10 weight
50.56%
New
27
Sold out
17

Largest buys vs the previous quarter

SecurityShares changeApprox. value
TDOCnew+2,815$563K
CTSHnew+6,718$551K
CMCnew+22,781$468K
Tadded+12,500$279K
VTRSnew+7,760$145K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
RVLVexited-158,752-$2.61M
TWITTER INCreduced-36,474-$1.97M
TMUSexited-16,821-$1.92M
GSreduced-6,066-$1.6M
GMreduced-36,493-$1.52M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2020

Share positions as resolved from 13F-HR 0001104659-21-021583, largest first. % of portfolio is the value over $41,039,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 1,451,778 shares; 2019Q2: 628,082 shares; 2019Q3: 436,700 shares; 2019Q4: 340,770 shares; 2020Q1: 217,464 shares; 2020Q2: 147,612 shares; 2020Q3: 147,612 shares; 2020Q4: 111,119 shares 111,119$4.63M11.27%-36,493Timeline
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 1,819,278 shares; 2019Q2: 1,759,342 shares; 2019Q3: 1,324,733 shares; 2019Q4: 1,034,724 shares; 2020Q1: 694,663 shares; 2020Q2: 431,809 shares; 2020Q3: 391,441 shares; 2020Q4: 356,337 shares 356,337$3.13M7.63%-35,104Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 220,551 shares; 2019Q2: 348,979 shares; 2019Q3: 220,496 shares; 2019Q4: 182,265 shares; 2020Q1: 107,517 shares; 2020Q2: 37,800 shares; 2020Q3: 37,800 shares; 2020Q4: 30,442 shares 30,442$2.45M5.96%-7,358Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 928,269 shares; 2019Q2: 737,818 shares; 2019Q3: 374,252 shares; 2019Q4: 205,887 shares; 2020Q1: 289,235 shares; 2020Q2: 130,206 shares; 2020Q3: 90,852 shares; 2020Q4: 62,540 shares 62,540$2.3M5.61%-28,312Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 1,338,199 shares; 2019Q2: 780,394 shares; 2019Q3: 497,842 shares; 2019Q4: 429,161 shares; 2020Q1: 143,456 shares; 2020Q2: 58,111 shares; 2020Q3: 58,111 shares; 2020Q4: 35,070 shares 35,070$2.27M5.53%-23,041Timeline
PLUGPLUG PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 74,200 shares; 2019Q4: 74,200 shares; 2020Q1: 77,087 shares; 2020Q2: 41,626 shares; 2020Q3: 41,626 shares; 2020Q4: 41,626 shares 41,626$1.41M3.44%0Timeline
TWITTER INCTWITTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 318,500 shares; 2019Q2: 425,688 shares; 2019Q3: 320,500 shares; 2019Q4: 283,700 shares; 2020Q1: 110,299 shares; 2020Q2: 76,283 shares; 2020Q3: 60,416 shares; 2020Q4: 23,942 shares 23,942$1.3M3.16%-36,474
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 1,426,093 shares; 2019Q2: 1,048,966 shares; 2019Q3: 678,792 shares; 2019Q4: 466,033 shares; 2020Q1: 108,954 shares; 2020Q2: 57,457 shares; 2020Q3: 43,331 shares; 2020Q4: 55,831 shares 55,831$1.25M3.04%+12,500Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 82,393 shares; 2019Q2: 94,429 shares; 2019Q3: 71,471 shares; 2019Q4: 71,218 shares; 2020Q1: 19,545 shares; 2020Q2: 10,086 shares; 2020Q3: 10,086 shares; 2020Q4: 4,020 shares 4,020$1.06M2.58%-6,066Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 97,976 shares; 2019Q2: 53,626 shares; 2019Q3: 62,400 shares; 2019Q4: 61,400 shares; 2020Q1: 32,770 shares; 2020Q2: 31,770 shares; 2020Q3: 31,770 shares; 2020Q4: 13,970 shares 13,970$957K2.33%-17,800Timeline
ENSENERSYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,000 shares; 2019Q4: 4,000 shares; 2020Q1: 20,055 shares; 2020Q2: 11,586 shares; 2020Q3: 11,586 shares; 2020Q4: 11,099 shares 11,099$922K2.25%-487Timeline
CIENCIENA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 196,600 shares; 2019Q2: 259,075 shares; 2019Q3: 208,700 shares; 2019Q4: 203,900 shares; 2020Q1: 21,951 shares; 2020Q2: 17,151 shares; 2020Q3: 17,151 shares; 2020Q4: 17,151 shares 17,151$906K2.21%0Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 1,030,457 shares; 2019Q2: 706,000 shares; 2019Q3: 290,008 shares; 2019Q4: 232,682 shares; 2020Q1: 124,377 shares; 2020Q2: 67,051 shares; 2020Q3: 67,051 shares; 2020Q4: 76,410 shares 76,410$826K2.01%+9,359
LENLENNAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 400,780 shares; 2019Q2: 381,906 shares; 2019Q3: 288,922 shares; 2019Q4: 238,703 shares; 2020Q1: 30,636 shares; 2020Q2: 12,013 shares; 2020Q3: 12,013 shares; 2020Q4: 10,758 shares 10,758$820K2%-1,255Timeline
DHID R HORTON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 491,015 shares; 2019Q2: 433,478 shares; 2019Q3: 360,755 shares; 2019Q4: 297,243 shares; 2020Q1: 31,343 shares; 2020Q2: 19,785 shares; 2020Q3: 12,096 shares; 2020Q4: 10,471 shares 10,471$722K1.76%-1,625Timeline
TDOCTELADOC HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 2,815 shares 2,815$563K1.37%newTimeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 6,718 shares 6,718$551K1.34%newTimeline
WHRWHIRLPOOL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 30,900 shares; 2019Q2: 97,963 shares; 2019Q3: 31,300 shares; 2019Q4: 30,400 shares; 2020Q1: 10,170 shares; 2020Q2: 2,255 shares; 2020Q3: 2,255 shares; 2020Q4: 2,827 shares 2,827$511K1.25%+572Timeline
CMCCOMMERCIAL METALS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 22,781 shares 22,781$468K1.14%newTimeline
NVRNVR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,062 shares; 2019Q4: 2,546 shares; 2020Q1: 287 shares; 2020Q2: 162 shares; 2020Q3: 123 shares; 2020Q4: 113 shares 113$461K1.12%-10Timeline
PHMPULTE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 752,512 shares; 2019Q2: 833,935 shares; 2019Q3: 250,356 shares; 2019Q4: 202,685 shares; 2020Q1: 20,000 shares; 2020Q2: 11,483 shares; 2020Q3: 10,908 shares; 2020Q4: 10,097 shares 10,097$435K1.06%-811Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 16,717 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 47,517 shares; 2020Q1: 12,142 shares; 2020Q2: 6,602 shares; 2020Q3: 6,602 shares; 2020Q4: 6,602 shares 6,602$410K1%0Timeline
CRMSALESFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 45,867 shares; 2019Q2: 43,898 shares; 2019Q3: 45,700 shares; 2019Q4: 44,800 shares; 2020Q1: 12,359 shares; 2020Q2: 11,459 shares; 2020Q3: 1,759 shares; 2020Q4: 2,259 shares 2,259$391K0.95%+500Timeline
BLDPBALLARD PWR SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: 70,058 shares; 2019Q3: 60,458 shares; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 19,538 shares; 2020Q3: 11,245 shares; 2020Q4: 11,245 shares 11,245$335K0.82%0Timeline
RLRALPH LAUREN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 7,214 shares; 2020Q2: 4,683 shares; 2020Q3: 4,683 shares; 2020Q4: 3,073 shares 3,073$318K0.77%-1,610Timeline
INTERPUBLIC GROUP COSINTERPUBLIC GROUP COSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 22,509 shares; 2020Q2: 11,888 shares; 2020Q3: 11,888 shares; 2020Q4: 11,888 shares 11,888$280K0.68%0
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 791,951 shares; 2019Q2: 591,257 shares; 2019Q3: 326,610 shares; 2019Q4: 9,307 shares; 2020Q1: 11,324 shares; 2020Q2: 5,908 shares; 2020Q3: 5,908 shares; 2020Q4: 5,908 shares 5,908$277K0.67%0Timeline
CAHCARDINAL HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 8,613 shares; 2020Q2: 4,849 shares; 2020Q3: 4,849 shares; 2020Q4: 4,849 shares 4,849$260K0.63%0Timeline
VOYAVOYA FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 185,689 shares; 2019Q2: 241,391 shares; 2019Q3: 174,795 shares; 2019Q4: 31,693 shares; 2020Q1: 14,653 shares; 2020Q2: 7,441 shares; 2020Q3: 4,332 shares; 2020Q4: 4,332 shares 4,332$255K0.62%0Timeline
TOLTOLL BROTHERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 195,263 shares; 2019Q2: 193,597 shares; 2019Q3: 138,904 shares; 2019Q4: 121,118 shares; 2020Q1: 11,882 shares; 2020Q2: 6,817 shares; 2020Q3: 6,817 shares; 2020Q4: 5,589 shares 5,589$243K0.59%-1,228Timeline
LULULULULEMON ATHLETICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 2,564 shares; 2020Q2: 1,512 shares; 2020Q3: 634 shares; 2020Q4: 634 shares 634$221K0.54%0Timeline
PCARPACCAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 6,749 shares; 2020Q2: 3,472 shares; 2020Q3: 3,472 shares; 2020Q4: 2,484 shares 2,484$214K0.52%-988Timeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 115,064 shares; 2019Q2: 137,604 shares; 2019Q3: 57,929 shares; 2019Q4: 47,864 shares; 2020Q1: 24,937 shares; 2020Q2: 14,872 shares; 2020Q3: 14,872 shares; 2020Q4: 17,468 shares 17,468$197K0.48%+2,596Timeline
WENWENDYS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 316,400 shares; 2019Q2: 344,532 shares; 2019Q3: 319,800 shares; 2019Q4: 312,000 shares; 2020Q1: 98,500 shares; 2020Q2: 90,700 shares; 2020Q3: 7,220 shares; 2020Q4: 7,220 shares 7,220$158K0.38%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 5,881 shares; 2020Q2: 2,580 shares; 2020Q3: 2,580 shares; 2020Q4: 1,383 shares 1,383$148K0.36%-1,197Timeline
VTRSVIATRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 7,760 shares 7,760$145K0.35%newTimeline
HXLHEXCEL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 22,300 shares; 2019Q2: 29,350 shares; 2019Q3: 22,600 shares; 2019Q4: 20,600 shares; 2020Q1: 7,700 shares; 2020Q2: 5,700 shares; 2020Q3: 5,700 shares; 2020Q4: 2,618 shares 2,618$127K0.31%-3,082Timeline
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 65,376 shares; 2019Q2: 58,366 shares; 2019Q3: 50,325 shares; 2019Q4: 41,485 shares; 2020Q1: 4,716 shares; 2020Q2: 2,720 shares; 2020Q3: 2,720 shares; 2020Q4: 2,450 shares 2,450$119K0.29%-270
MTHMERITAGE HOMES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 57,759 shares; 2019Q2: 45,797 shares; 2019Q3: 33,392 shares; 2019Q4: 25,840 shares; 2020Q1: 2,943 shares; 2020Q2: 1,692 shares; 2020Q3: 1,355 shares; 2020Q4: 1,212 shares 1,212$100K0.24%-143Timeline
TPHTRI POINTE HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 188,692 shares; 2019Q2: 218,434 shares; 2019Q3: 161,927 shares; 2019Q4: 129,051 shares; 2020Q1: 12,724 shares; 2020Q2: 7,301 shares; 2020Q3: 7,301 shares; 2020Q4: 5,618 shares 5,618$97K0.24%-1,683Timeline
KHCKRAFT HEINZ COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 17,354 shares; 2020Q2: 2,712 shares; 2020Q3: 2,712 shares; 2020Q4: 2,712 shares 2,712$94K0.23%0Timeline
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 47,517 shares; 2020Q1: 55,431 shares; 2020Q2: 55,431 shares; 2020Q3: 55,431 shares; 2020Q4: 55,431 shares 55,431$89K0.22%0
KBHKB HOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 144,083 shares; 2019Q2: 115,921 shares; 2019Q3: 89,031 shares; 2019Q4: 73,121 shares; 2020Q1: 5,504 shares; 2020Q2: 3,161 shares; 2020Q3: 3,161 shares; 2020Q4: 2,352 shares 2,352$79K0.19%-809Timeline
CREE INCCREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 10,300 shares; 2019Q2: 13,644 shares; 2019Q3: 10,500 shares; 2019Q4: 9,600 shares; 2020Q1: 3,600 shares; 2020Q2: 2,700 shares; 2020Q3: 2,700 shares; 2020Q4: 667 shares 667$71K0.17%-2,033
HPEHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 37,613 shares; 2020Q2: 5,564 shares; 2020Q3: 5,564 shares; 2020Q4: 5,564 shares 5,564$66K0.16%0Timeline
CMSCMS ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 962 shares 962$59K0.14%newTimeline
IPINTERNATIONAL PAPER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 12,744 shares; 2020Q2: 1,178 shares; 2020Q3: 1,178 shares; 2020Q4: 1,178 shares 1,178$59K0.14%0Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 3,695 shares; 2020Q2: 445 shares; 2020Q3: 445 shares; 2020Q4: 445 shares 445$56K0.14%0Timeline
BNYBANK OF NY MELLON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: 15,635 shares; 2019Q3: 8,850 shares; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 2,950 shares; 2020Q3: 1,770 shares; 2020Q4: 1,296 shares 1,296$55K0.13%-474Timeline
LNTALLIANT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 989 shares 989$51K0.12%newTimeline
ITRIITRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,800 shares; 2019Q4: 6,200 shares; 2020Q1: 2,300 shares; 2020Q2: 1,700 shares; 2020Q3: 900 shares; 2020Q4: 501 shares 501$48K0.12%-399Timeline
AYIACUITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,000 shares; 2019Q4: 2,700 shares; 2020Q1: 1,000 shares; 2020Q2: 700 shares; 2020Q3: 700 shares; 2020Q4: 400 shares 400$48K0.12%-300Timeline
DISH NETWORK CORPORATIONDISH NETWORK CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,245 shares; 2020Q1: 1,245 shares; 2020Q2: 1,245 shares; 2020Q3: 1,245 shares; 2020Q4: 1,245 shares 1,245$40K0.1%0
HOGHARLEY DAVIDSON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 2,820 shares; 2020Q2: 1,601 shares; 2020Q3: 1,601 shares; 2020Q4: 1,044 shares 1,044$38K0.09%-557Timeline
BWABORGWARNER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,000 shares; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 1,300 shares; 2020Q3: 1,300 shares; 2020Q4: 700 shares 700$27K0.07%-600Timeline
IRMIRON MTN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 16,091 shares; 2020Q2: 507 shares; 2020Q3: 507 shares; 2020Q4: 507 shares 507$15K0.04%0Timeline
CNPCENTERPOINT ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 20,933 shares; 2020Q2: 583 shares; 2020Q3: 583 shares; 2020Q4: 583 shares 583$13K0.03%0Timeline
NWLNEWELL BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 26,696 shares; 2020Q2: 602 shares; 2020Q3: 602 shares; 2020Q4: 602 shares 602$13K0.03%0Timeline
PPLPPL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 14,365 shares; 2020Q2: 133 shares; 2020Q3: 133 shares; 2020Q4: 133 shares 133$4K0.01%0Timeline
TMHCTAYLOR MORRISON HOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 172,194 shares; 2019Q2: 163,740 shares; 2019Q3: 123,620 shares; 2019Q4: 100,893 shares; 2020Q1: 5,498 shares; 2020Q2: 676 shares; 2020Q3: 676 shares; 2020Q4: 52 shares 52$1K<0.01%-624Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,052 shares; 2019Q4: 1,052 shares; 2020Q1: 164 shares; 2020Q2: 164 shares; 2020Q3: not reported; 2020Q4: 1,150 shares 1,150$00%newValue filed as zero, left out of ratios.Timeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 3,000 shares 3,000$00%newValue filed as zero, left out of ratios.Timeline
GENGEN DIGITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 317,154 shares; 2020Q1: 113,542 shares; 2020Q2: 58,629 shares; 2020Q3: not reported; 2020Q4: 10,000 shares 10,000$00%newValue filed as zero, left out of ratios.Timeline
AWRAMER STATES WTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 6,000 shares 6,000$00%newValue filed as zero, left out of ratios.Timeline
VIPSVIPSHOP HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 20,000 shares 20,000$00%newValue filed as zero, left out of ratios.Timeline
WABWABTECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,142 shares; 2019Q4: 2 shares; 2020Q1: 2 shares; 2020Q2: 2 shares; 2020Q3: 2 shares; 2020Q4: 1 shares 1$00%-1Value filed as zero, left out of ratios.Timeline
ELANELANCO ANIMAL HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 80,000 shares; 2019Q4: 80,000 shares; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 7,000 shares 7,000$00%newValue filed as zero, left out of ratios.Timeline
SBSCOMPANHIA DE SANEAMENTO BASIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 40,000 shares 40,000$00%newValue filed as zero, left out of ratios.Timeline
TSNTYSON FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 7,000 shares 7,000$00%newValue filed as zero, left out of ratios.Timeline
ILMNILLUMINA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: 16,014 shares; 2019Q2: 10,064 shares; 2019Q3: 7,634 shares; 2019Q4: 5,995 shares; 2020Q1: 1,235 shares; 2020Q2: 105 shares; 2020Q3: 105 shares; 2020Q4: 1,000 shares 1,000$00%+895Value filed as zero, left out of ratios.Timeline
ZYNGA INC.ZYNGA INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 30,000 shares 30,000$00%newValue filed as zero, left out of ratios.
AMERICAN WELL CORPAMERICAN WELL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 22,500 shares 22,500$00%newValue filed as zero, left out of ratios.
JMIAJUMIA TECHNOLOGIES AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 169,997 shares; 2019Q4: 225,000 shares; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 10,000 shares 10,000$00%newValue filed as zero, left out of ratios.Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0principal443,000$629K0
PDD HOLDINGS INCPDD HOLDINGS INC NOTE 12/0principal486,000$601Knew
FORTIVE CORPFORTIVE CORP NOTE 0.875% 2/1principal378,000$390K0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0principal290,000$380K0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0principal302,000$374K0
TWITTER INCTWITTER INC NOTE 0.250% 6/1principal302,000$367K0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0principal301,000$336K0
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1principal261,000$319Knew
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1principal247,000$317K0
IQIYI INCIQIYI INC NOTE 2.000% 4/0principal321,000$305K0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1principal247,000$290K0
AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0principal213,000$276K0
PROOFPOINT INCPROOFPOINT INC NOTE 0.250% 8/1principal242,000$271K0
INSULET CORPINSULET CORP NOTE 0.375% 9/0principal200,000$260Knew
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1principal185,000$258K0
Shopify IncShopify Inc Convertible bondprincipal199,000$234Knew
ZYNGA INCZYNGA INC NOTE 0.250% 6/0principal170,000$227K0
ILLUMINA INCILLUMINA INC NOTE 8/1principal196,000$219K0
TWITTER INCTWITTER INC NOTE 1.000% 9/1principal206,000$211Knew
IQIYI INCIQIYI INC NOTE 3.750%12/0principal188,000$189K0
SYNAPTICS INCSYNAPTICS INC NOTE 0.500% 6/1principal130,000$179K0
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1principal136,000$177K0
MANDIANT INCMANDIANT INC NOTE 0.875% 6/0principal147,000$177Knew
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1principal161,000$163K0
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0principal141,000$161K0
PURE STORAGE INCPURE STORAGE INC NOTE 0.125% 4/1principal139,000$155Knew
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 1.500% 8/1principal139,000$149Knew
HERBALIFE NUTRITION LTDHERBALIFE NUTRITION LTD NOTE 2.625% 3/1principal134,000$137Knew
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3principal111,000$134Knew

Sold out in Q4 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
GFL ENVIRONMENTAL INCGFL ENVIRONMENTAL INC100,000$5.34Mprincipal
NEXTERA ENERGY INCNEXTERA ENERGY INC100,000$4.72Mprincipal
RVLVREVOLVE GROUP INC158,752$2.61Mshares
TMUST-MOBILE US INC16,821$1.92Mshares
VIA OPTRONICS AGVIA OPTRONICS AG143,630$1.28Mshares
INTERDIGITAL INCINTERDIGITAL INC1,000,000$1.04Mprincipal
DISDISNEY WALT CO6,512$808Kshares
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO565,000$749Kprincipal
NTAPNETAPP INC15,200$667Kshares
LIVONGO HEALTH INCLIVONGO HEALTH INC4,756$666Kshares
SNAP INCSNAP INC331,000$459Kprincipal
OKTA INCOKTA INC277,000$365Kprincipal
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC167,000$244Kprincipal
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP170,000$207Kprincipal
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP142,000$191Kprincipal
ADTADT INC DEL20,000$163Kshares
FUELCELL ENERGY INCFUELCELL ENERGY INC150$0shares

How Q4 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-21-021583 base2021-02-12acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001104659-21-021583 Quarter ended 2020-12-312021-02-12acceptance time not in the bulk data set
13F-HR 0001104659-20-124375 Quarter ended 2020-09-302020-11-12acceptance time not in the bulk data set
13F-HR 0001104659-20-094411 Quarter ended 2020-06-302020-08-13acceptance time not in the bulk data set
13F-HR 0001104659-20-061515 Quarter ended 2020-03-312020-05-14acceptance time not in the bulk data set
13F-HR 0001104659-20-020831 Quarter ended 2019-12-312020-02-14acceptance time not in the bulk data set
13F-HR 0001104659-19-063150 Quarter ended 2019-09-302019-11-13acceptance time not in the bulk data set
13F-HR 0001104659-19-045458 Quarter ended 2019-06-302019-08-13acceptance time not in the bulk data set
13F-HR 0001104659-19-029571 Quarter ended 2019-03-312019-05-15acceptance time not in the bulk data set
13F-HR 0001104659-19-008512 Quarter ended 2018-12-312019-02-14acceptance time not in the bulk data set