13F-HR filed by H2O AM LLP
H2O AM LLP filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 138 holding rows worth $94,325,000.
- Accession
- 0001104659-20-094411
- Filer
- CIK 1767616
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 155 entries on the cover page, a total value of $94,325,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $94,325,000 with VALUE read as thousands by filing date, 13F file number 028-19276. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNatixis Investment Managers SA028-19314
- included managerGIC Private Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 100,000 | $5,000,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 12,426 | $4,533,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 130,206 | $4,258,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 2,141,000 | $3,869,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 147,612 | $3,734,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,309 | $3,274,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 58,111 | $3,212,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 40,000 | $2,932,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 431,809 | $2,626,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,500,000 | $2,402,000 | thousands by filing date | principal |
| EMERSON ELEC CO COM | 291011104 | Stock | 37,800 | $2,345,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 76,283 | $2,272,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 11,459 | $2,147,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 2,137,000 | $2,127,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 36,216 | $1,997,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 723 | $1,995,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,086 | $1,993,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 90,700 | $1,975,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 57,457 | $1,737,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 15,596 | $1,624,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 14,197 | $1,584,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 31,770 | $1,534,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 25,322 | $1,409,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,741 | $1,304,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 43,683 | $1,251,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 19,852 | $1,170,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 58,629 | $1,163,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 19,785 | $1,097,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 15,000 | $963,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 1,250,000 | $947,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 17,151 | $929,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,854 | $868,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 545,000 | $791,000 | thousands by filing date | principal |
| ENERSYS COM | 29275Y102 | Stock | 11,586 | $746,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 40,000 | $744,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 12,013 | $740,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 15,200 | $674,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 531,000 | $641,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 2,609 | $615,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 162 | $528,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 40,661 | $513,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 443,000 | $477,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 332,000 | $474,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,512 | $472,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 67,051 | $458,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 19,538 | $408,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 290,000 | $400,000 | thousands by filing date | principal |
| PULTE GROUP INC COM | 745867101 | Stock | 11,483 | $391,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,602 | $388,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 302,000 | $373,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 378,000 | $371,000 | thousands by filing date | principal |
| LIVONGO HEALTH INC | 539183103 | COM | 4,756 | $357,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,441 | $347,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 41,626 | $342,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 4,683 | $340,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 321,000 | $321,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 212,000 | $315,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 213,000 | $311,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 207,000 | $294,000 | thousands by filing date | principal |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,255 | $292,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 302,000 | $284,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 290,000 | $277,000 | thousands by filing date | principal |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 17,106 | $267,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 247,000 | $262,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 247,000 | $261,000 | thousands by filing date | principal |
| PACCAR INC COM | 693718108 | Stock | 3,472 | $260,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,700 | $258,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,580 | $253,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,849 | $253,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 170,000 | $248,000 | thousands by filing date | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 125,000 | $245,000 | thousands by filing date | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 21,819 | $232,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 23,248 | $225,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 6,817 | $222,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 170,000 | $219,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 5,908 | $216,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 145,000 | $213,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 196,000 | $211,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,447 | $210,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 188,000 | $207,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 11,888 | $204,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,900 | $203,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 55,431 | $199,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 109,000 | $199,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 167,000 | $199,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 170,000 | $199,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 185,000 | $193,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 130,000 | $190,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 200,000 | $185,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 164 | $177,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 161,000 | $176,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 142,000 | $173,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 143,000 | $169,000 | thousands by filing date | principal |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,400 | $166,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 2,700 | $160,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 130,000 | $151,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 141,000 | $143,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 142,000 | $140,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 136,000 | $140,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 148,000 | $139,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 113,000 | $139,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 130,000 | $138,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 150,000 | $136,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 114,000 | $132,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,692 | $129,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 112,000 | $123,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 124,000 | $121,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 137,000 | $121,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 118,000 | $118,000 | thousands by filing date | principal |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,950 | $114,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,700 | $113,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 7,301 | $107,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 14,872 | $102,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 3,161 | $97,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,720 | $97,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,712 | $86,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 33,000 | $75,000 | thousands by filing date | principal |
| ACUITY INC COM | 00508Y102 | Stock | 700 | $67,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 61,000 | $58,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 445 | $54,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 662 | $54,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 5,564 | $54,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 5,138 | $52,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,300 | $46,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,245 | $43,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,178 | $41,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 105 | $39,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,601 | $38,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 385 | $37,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 924 | $19,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 507 | $13,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 676 | $13,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 583 | $11,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 602 | $10,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 133 | $3,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 15,596 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-094411 | this filing | 2020-08-13 | acceptance time not in the bulk data set |