Skip to content
Disclosery

H2O AM LLP

Follow

13F filer, CIK 1767616, London, United Kingdom

H2O AM LLP reported $583,656,000 across 98 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-13. Its ten largest share positions make up 36.01% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-19-063150

Period
2019-09-30
Reported value
$584M
Holdings
98
Top 10 weight
36.01%
New
33
Sold out
22

Largest buys vs the previous quarter

SecurityShares changeApprox. value
NVRnew+3,062$11.4M
SYMANTEC CORPnew+445,600$10.5M
AMZNnew+5,692$9.88M
SQMnew+150,000$4.17M
HORIZON THERAPEUTICS PLCnew+114,047$3.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GOOGLreduced-38,089-$46.5M
DOMINION ENERGY INCexited-375,000-$38.5M
PHMreduced-583,579-$21.3M
ORCLreduced-282,552-$15.5M
VZreduced-246,478-$14.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001104659-19-063150, largest first. % of portfolio is the value over $583,656,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,338,199 shares; 2019Q2: 780,394 shares; 2019Q3: 497,842 shares 497,842$27.4M4.69%-282,552Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 938,660 shares; 2019Q2: 688,055 shares; 2019Q3: 441,577 shares 441,577$26.7M4.57%-246,478Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,426,093 shares; 2019Q2: 1,048,966 shares; 2019Q3: 678,792 shares 678,792$25.7M4.4%-370,174Timeline
TMUST-MOBILE US INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 304,495 shares; 2019Q2: 339,617 shares; 2019Q3: 300,956 shares 300,956$23.7M4.06%-38,661Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 107,672 shares; 2019Q3: 85,953 shares 85,953$19.2M3.3%-21,719Timeline
DHID R HORTON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 491,015 shares; 2019Q2: 433,478 shares; 2019Q3: 360,755 shares 360,755$19M3.26%-72,723Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 22,437 shares; 2019Q2: 52,826 shares; 2019Q3: 14,737 shares 14,737$18M3.08%-38,089Timeline
PRUPRUDENTIAL FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 456,200 shares; 2019Q2: 361,929 shares; 2019Q3: 199,968 shares 199,968$18M3.08%-161,961Timeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,451,778 shares; 2019Q2: 628,082 shares; 2019Q3: 436,700 shares 436,700$16.4M2.8%-191,382Timeline
LENLENNAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 400,780 shares; 2019Q2: 381,906 shares; 2019Q3: 288,922 shares 288,922$16.1M2.76%-92,984Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 92,087 shares; 2019Q3: 80,071 shares 80,071$15.5M2.65%-12,016Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 791,951 shares; 2019Q2: 591,257 shares; 2019Q3: 326,610 shares 326,610$15.4M2.64%-264,647Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 82,393 shares; 2019Q2: 94,429 shares; 2019Q3: 71,471 shares 71,471$14.8M2.54%-22,958Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 220,551 shares; 2019Q2: 348,979 shares; 2019Q3: 220,496 shares 220,496$14.7M2.53%-128,483Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 928,269 shares; 2019Q2: 737,818 shares; 2019Q3: 374,252 shares 374,252$13.4M2.3%-363,566Timeline
TWITTER INCTWITTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 318,500 shares; 2019Q2: 425,688 shares; 2019Q3: 320,500 shares 320,500$13.2M2.26%-105,188
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,819,278 shares; 2019Q2: 1,759,342 shares; 2019Q3: 1,324,733 shares 1,324,733$12.1M2.08%-434,609Timeline
NVRNVR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,062 shares 3,062$11.4M1.95%newTimeline
HLIHOULIHAN LOKEY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 271,094 shares; 2019Q2: 337,113 shares; 2019Q3: 248,308 shares 248,308$11.2M1.92%-88,805Timeline
LAZARD LTD-CLASS ALAZARD LTD-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 355,049 shares; 2019Q2: 428,418 shares; 2019Q3: 316,949 shares 316,949$11.1M1.9%-111,469
REGNREGENERON PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 39,282 shares; 2019Q2: 51,863 shares; 2019Q3: 39,193 shares 39,193$10.9M1.86%-12,670Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 183,803 shares; 2019Q2: 190,793 shares; 2019Q3: 113,044 shares 113,044$10.6M1.82%-77,749Timeline
SYMANTEC CORPSYMANTEC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 445,600 shares 445,600$10.5M1.8%new
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,692 shares 5,692$9.88M1.69%newTimeline
EVREVERCORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 131,677 shares; 2019Q2: 163,832 shares; 2019Q3: 120,696 shares 120,696$9.67M1.66%-43,136Timeline
VOYAVOYA FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 185,689 shares; 2019Q2: 241,391 shares; 2019Q3: 174,795 shares 174,795$9.52M1.63%-66,596Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 91,621 shares; 2019Q2: 75,561 shares; 2019Q3: 52,124 shares 52,124$9.28M1.59%-23,437Timeline
PHMPULTE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 752,512 shares; 2019Q2: 833,935 shares; 2019Q3: 250,356 shares 250,356$9.15M1.57%-583,579Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 32,729 shares; 2019Q2: 57,205 shares; 2019Q3: 33,119 shares 33,119$8.86M1.52%-24,086Timeline
CIENCIENA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 196,600 shares; 2019Q2: 259,075 shares; 2019Q3: 208,700 shares 208,700$8.19M1.4%-50,375Timeline
BIIBBIOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 34,061 shares; 2019Q2: 41,286 shares; 2019Q3: 30,381 shares 30,381$7.07M1.21%-10,905Timeline
CRMSALESFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 45,867 shares; 2019Q2: 43,898 shares; 2019Q3: 45,700 shares 45,700$6.78M1.16%+1,802Timeline
WENWENDYS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 316,400 shares; 2019Q2: 344,532 shares; 2019Q3: 319,800 shares 319,800$6.39M1.09%-24,732Timeline
BUNGE LTDBUNGE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 104,400 shares; 2019Q2: 139,613 shares; 2019Q3: 107,100 shares 107,100$6.06M1.04%-32,513
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 119,349 shares; 2019Q2: 78,185 shares; 2019Q3: 59,500 shares 59,500$5.91M1.01%-18,685
NTAPNETAPP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 103,800 shares; 2019Q2: 137,944 shares; 2019Q3: 110,300 shares 110,300$5.79M0.99%-27,644Timeline
TOLTOLL BROTHERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 195,263 shares; 2019Q2: 193,597 shares; 2019Q3: 138,904 shares 138,904$5.7M0.98%-54,693Timeline
SPRINT CORPSPRINT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,241,938 shares; 2019Q2: 1,137,095 shares; 2019Q3: 818,378 shares 818,378$5.05M0.86%-318,717
VRTXVERTEX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 35,579 shares; 2019Q2: 39,123 shares; 2019Q3: 29,386 shares 29,386$4.98M0.85%-9,737Timeline
WHRWHIRLPOOL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 30,900 shares; 2019Q2: 97,963 shares; 2019Q3: 31,300 shares 31,300$4.96M0.85%-66,663Timeline
SQMSOCIEDAD QUIMICA Y MINERA DEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 150,000 shares 150,000$4.17M0.71%newTimeline
AKAMAKAMAI TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 36,900 shares; 2019Q2: 95,526 shares; 2019Q3: 41,900 shares 41,900$3.83M0.66%-53,626Timeline
TMHCTAYLOR MORRISON HOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 172,194 shares; 2019Q2: 163,740 shares; 2019Q3: 123,620 shares 123,620$3.21M0.55%-40,120Timeline
HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 114,047 shares 114,047$3.1M0.53%new
KBHKB HOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 144,083 shares; 2019Q2: 115,921 shares; 2019Q3: 89,031 shares 89,031$3.03M0.52%-26,890Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 97,976 shares; 2019Q2: 53,626 shares; 2019Q3: 62,400 shares 62,400$2.66M0.46%+8,774Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,030,457 shares; 2019Q2: 706,000 shares; 2019Q3: 290,008 shares 290,008$2.59M0.44%-415,992
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 108,799 shares; 2019Q2: 51,110 shares; 2019Q3: 40,040 shares 40,040$2.54M0.43%-11,070Timeline
GTXGARRETT MOTION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 250,000 shares 250,000$2.49M0.43%newTimeline
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 25,000 shares 25,000$2.45M0.42%new
TPHTRI POINTE HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 188,692 shares; 2019Q2: 218,434 shares; 2019Q3: 161,927 shares 161,927$2.44M0.42%-56,507Timeline
MTHMERITAGE HOMES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 57,759 shares; 2019Q2: 45,797 shares; 2019Q3: 33,392 shares 33,392$2.35M0.4%-12,405Timeline
ILMNILLUMINA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 16,014 shares; 2019Q2: 10,064 shares; 2019Q3: 7,634 shares 7,634$2.32M0.4%-2,430Timeline
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 65,376 shares; 2019Q2: 58,366 shares; 2019Q3: 50,325 shares 50,325$2.17M0.37%-8,041
ELANELANCO ANIMAL HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 80,000 shares 80,000$2.13M0.36%newTimeline
SHOCKWAVE MED INCSHOCKWAVE MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 70,000 shares 70,000$2.1M0.36%new
MNSTMONSTER BEVERAGE CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 29,616 shares; 2019Q3: 34,800 shares 34,800$2.02M0.35%+5,184Timeline
HXLHEXCEL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 22,300 shares; 2019Q2: 29,350 shares; 2019Q3: 22,600 shares 22,600$1.85M0.32%-6,750Timeline
COTYCOTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 545,199 shares; 2019Q3: 171,447 shares 171,447$1.8M0.31%-373,752Timeline
UALUNITED AIRLS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 35,393 shares; 2019Q2: 36,729 shares; 2019Q3: 17,000 shares 17,000$1.5M0.26%-19,729Timeline
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 104,006 shares; 2019Q2: 139,186 shares; 2019Q3: 24,800 shares 24,800$1.43M0.24%-114,386Timeline
JMIAJUMIA TECHNOLOGIES AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 169,997 shares 169,997$1.35M0.23%newTimeline
XYLXYLEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,000 shares 15,000$1.19M0.2%newTimeline
ZSZSCALER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 25,000 shares 25,000$1.18M0.2%newTimeline
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 43,613 shares 43,613$1.02M0.17%new
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,165 shares 11,165$998K0.17%newTimeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 115,064 shares; 2019Q2: 137,604 shares; 2019Q3: 57,929 shares 57,929$899K0.15%-79,675Timeline
GENESEE & WYOMING INCGENESEE & WYOMING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 7,628 shares 7,628$842K0.14%new
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 57,168 shares 57,168$791K0.14%new
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,997 shares 6,997$766K0.13%new
AALAMERICAN AIRLINES GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 57,883 shares; 2019Q2: 84,550 shares; 2019Q3: 27,800 shares 27,800$749K0.13%-56,750Timeline
ZAYO GROUP HLDGS INC COMZAYO GROUP HLDGS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 19,723 shares 19,723$668K0.11%new
CREE INCCREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 10,300 shares; 2019Q2: 13,644 shares; 2019Q3: 10,500 shares 10,500$514K0.09%-3,144
ITRIITRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,800 shares 6,800$502K0.09%newTimeline
LIVONGO HEALTH INCLIVONGO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 25,083 shares 25,083$437K0.07%new
AYIACUITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,000 shares 3,000$403K0.07%newTimeline
BNYBANK OF NY MELLON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 15,635 shares; 2019Q3: 8,850 shares 8,850$400K0.07%-6,785Timeline
AXTAAXALTA COATING SYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 14,012 shares; 2019Q3: 11,300 shares 11,300$340K0.06%-2,712Timeline
ANFABERCROMBIE & FITCH COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 26,614 shares; 2019Q3: 21,375 shares 21,375$333K0.06%-5,239Timeline
BLDPBALLARD PWR SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 70,058 shares; 2019Q3: 60,458 shares 60,458$295K0.05%-9,600Timeline
ENSENERSYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,000 shares 4,000$263K0.05%newTimeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,052 shares 1,052$253K0.04%newTimeline
AKORN INCAKORN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 96,052 shares; 2019Q3: 62,681 shares 62,681$238K0.04%-33,371
PLUGPLUG PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 74,200 shares 74,200$195K0.03%newTimeline
BWABORGWARNER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,000 shares 5,000$183K0.03%newTimeline
WABWABTECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,142 shares 2,142$153K0.03%newTimeline
OPTUOPTIMUM COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 45,041 shares; 2019Q2: 27,249 shares; 2019Q3: 1,581 shares 1,581$45K0.01%-25,668Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
NEXTERA ENERGY INCNEXTERA ENERGY INC COMprincipal1,250,000$6.3Mnew
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC NOTE 1.250% 4/0principal2,500,000$2.47Mnew
NEUROCRINE BIOSCIENCES INCNEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1principal1,500,000$2.07Mnew
GOLAR LNG LTDGOLAR LNG LTD NOTE 2.750% 2/1principal2,250,000$1.98Mnew
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0principal1,515,000$1.6Mnew
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1principal1,500,000$1.39Mnew
SILICON LABORATORIES INCSILICON LABORATORIES INC NOTE 1.375% 3/0principal1,000,000$1.3M-25,368,330
WAYFAIR INCWAYFAIR INC NOTE 0.375% 9/0principal348,000$433K-15,582,858
BLOCK INCBLOCK INC NOTE 0.500% 5/1principal299,000$333K-8,797,372
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1principal181,000$233K-25,140,887
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BONDprincipal61,000$57Knew

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
J2 GLOBAL INCJ2 GLOBAL INC48,786,537$56.2Mprincipal
DOMINION ENERGY INCDOMINION ENERGY INC375,000$38.5Mshares
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC.29,859,303$36.6Mprincipal
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP21,848,103$25.7Mprincipal
ALTAIR ENGR INCALTAIR ENGR INC18,894,609$22.8Mprincipal
CLEVELAND CLIFFS INCCLEVELAND CLIFFS INC17,320,257$21.6Mprincipal
WORKDAY INCWORKDAY INC14,915,238$17.4Mprincipal
ZENDESK INCZENDESK INC14,185,689$16.1Mprincipal
TWITTER INCTWITTER INC12,947,535$14.7Mprincipal
EXACT SCIENCES CORPEXACT SCIENCES CORP11,928,756$14.6Mprincipal
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC10,250,853$11.1Mprincipal
MEDICINES COMEDICINES CO8,814,714$10.2Mprincipal
ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL8,349,362$9.52Mprincipal
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP8,328,027$9.46Mprincipal
NUTANIX INCNUTANIX INC8,321,956$9.29Mprincipal
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL7,831,635$8.74Mprincipal
REALPAGE INCREALPAGE INC7,234,416$8.21Mprincipal
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD6,384,042$7.37Mprincipal
FIVE9 INCFIVE9 INC5,475,981$6.25Mprincipal
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD4,055,649$4.59Mprincipal
CCITIGROUP INC45,151$3.16Mshares
HERBALIFE NUTRITION LTDHERBALIFE NUTRITION LTD1,930,758$2.19Mprincipal

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-19-063150 base2019-11-13acceptance time not in the bulk data set