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Disclosery

H2O AM LLP

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13F filer, CIK 1767616, London, United Kingdom

H2O AM LLP reported $61,172,000 across 92 holdings for the quarter ended 2020-09-30, in a 13F-HR filed 2020-11-12. Its ten largest share positions make up 54.99% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-20-124375

Period
2020-09-30
Reported value
$61.2M
Holdings
92
Top 10 weight
54.99%
New
10
Sold out
56

Largest buys vs the previous quarter

SecurityShares changeApprox. value
RVLVnew+158,752$2.61M
VIA OPTRONICS AGnew+143,630$1.28M
ADTnew+20,000$163K
TMUSadded+1,225$140K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
AAPLexited-12,426-$4.53M
GOOGLexited-2,309-$3.27M
CATALENT INC USD 0.01exited-40,000-$2.93M
CRMreduced-9,700-$2.44M
VZexited-36,216-$2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2020

Share positions as resolved from 13F-HR 0001104659-20-124375, largest first. % of portfolio is the value over $61,172,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 1,451,778 shares; 2019Q2: 628,082 shares; 2019Q3: 436,700 shares; 2019Q4: 340,770 shares; 2020Q1: 217,464 shares; 2020Q2: 147,612 shares; 2020Q3: 147,612 shares 147,612$4.37M7.14%0Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 1,338,199 shares; 2019Q2: 780,394 shares; 2019Q3: 497,842 shares; 2019Q4: 429,161 shares; 2020Q1: 143,456 shares; 2020Q2: 58,111 shares; 2020Q3: 58,111 shares 58,111$3.47M5.67%0Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 928,269 shares; 2019Q2: 737,818 shares; 2019Q3: 374,252 shares; 2019Q4: 205,887 shares; 2020Q1: 289,235 shares; 2020Q2: 130,206 shares; 2020Q3: 90,852 shares 90,852$3.33M5.45%-39,354Timeline
TWITTER INCTWITTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 318,500 shares; 2019Q2: 425,688 shares; 2019Q3: 320,500 shares; 2019Q4: 283,700 shares; 2020Q1: 110,299 shares; 2020Q2: 76,283 shares; 2020Q3: 60,416 shares 60,416$2.69M4.39%-15,867
RVLVREVOLVE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 158,752 shares 158,752$2.61M4.27%newTimeline
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 1,819,278 shares; 2019Q2: 1,759,342 shares; 2019Q3: 1,324,733 shares; 2019Q4: 1,034,724 shares; 2020Q1: 694,663 shares; 2020Q2: 431,809 shares; 2020Q3: 391,441 shares 391,441$2.61M4.26%-40,368Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 220,551 shares; 2019Q2: 348,979 shares; 2019Q3: 220,496 shares; 2019Q4: 182,265 shares; 2020Q1: 107,517 shares; 2020Q2: 37,800 shares; 2020Q3: 37,800 shares 37,800$2.48M4.05%0Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 82,393 shares; 2019Q2: 94,429 shares; 2019Q3: 71,471 shares; 2019Q4: 71,218 shares; 2020Q1: 19,545 shares; 2020Q2: 10,086 shares; 2020Q3: 10,086 shares 10,086$2.03M3.32%0Timeline
TMUST-MOBILE US INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 304,495 shares; 2019Q2: 339,617 shares; 2019Q3: 300,956 shares; 2019Q4: 276,378 shares; 2020Q1: 28,225 shares; 2020Q2: 15,596 shares; 2020Q3: 16,821 shares 16,821$1.92M3.15%+1,225Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 97,976 shares; 2019Q2: 53,626 shares; 2019Q3: 62,400 shares; 2019Q4: 61,400 shares; 2020Q1: 32,770 shares; 2020Q2: 31,770 shares; 2020Q3: 31,770 shares 31,770$1.54M2.51%0Timeline
VIA OPTRONICS AGVIA OPTRONICS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 143,630 shares 143,630$1.28M2.09%new
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 1,426,093 shares; 2019Q2: 1,048,966 shares; 2019Q3: 678,792 shares; 2019Q4: 466,033 shares; 2020Q1: 108,954 shares; 2020Q2: 57,457 shares; 2020Q3: 43,331 shares 43,331$1.24M2.02%-14,126Timeline
LENLENNAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 400,780 shares; 2019Q2: 381,906 shares; 2019Q3: 288,922 shares; 2019Q4: 238,703 shares; 2020Q1: 30,636 shares; 2020Q2: 12,013 shares; 2020Q3: 12,013 shares 12,013$982K1.61%0Timeline
DHID R HORTON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 491,015 shares; 2019Q2: 433,478 shares; 2019Q3: 360,755 shares; 2019Q4: 297,243 shares; 2020Q1: 31,343 shares; 2020Q2: 19,785 shares; 2020Q3: 12,096 shares 12,096$915K1.5%-7,689Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 41,924 shares; 2020Q1: 22,273 shares; 2020Q2: 14,197 shares; 2020Q3: 6,512 shares 6,512$808K1.32%-7,685Timeline
ENSENERSYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,000 shares; 2019Q4: 4,000 shares; 2020Q1: 20,055 shares; 2020Q2: 11,586 shares; 2020Q3: 11,586 shares 11,586$778K1.27%0Timeline
CIENCIENA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 196,600 shares; 2019Q2: 259,075 shares; 2019Q3: 208,700 shares; 2019Q4: 203,900 shares; 2020Q1: 21,951 shares; 2020Q2: 17,151 shares; 2020Q3: 17,151 shares 17,151$681K1.11%0Timeline
NTAPNETAPP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 103,800 shares; 2019Q2: 137,944 shares; 2019Q3: 110,300 shares; 2019Q4: 106,700 shares; 2020Q1: 36,010 shares; 2020Q2: 15,200 shares; 2020Q3: 15,200 shares 15,200$667K1.09%0Timeline
LIVONGO HEALTH INCLIVONGO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 25,083 shares; 2019Q4: 21,465 shares; 2020Q1: 4,756 shares; 2020Q2: 4,756 shares; 2020Q3: 4,756 shares 4,756$666K1.09%0
PLUGPLUG PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 74,200 shares; 2019Q4: 74,200 shares; 2020Q1: 77,087 shares; 2020Q2: 41,626 shares; 2020Q3: 41,626 shares 41,626$559K0.91%0Timeline
PHMPULTE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 752,512 shares; 2019Q2: 833,935 shares; 2019Q3: 250,356 shares; 2019Q4: 202,685 shares; 2020Q1: 20,000 shares; 2020Q2: 11,483 shares; 2020Q3: 10,908 shares 10,908$505K0.83%-575Timeline
NVRNVR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,062 shares; 2019Q4: 2,546 shares; 2020Q1: 287 shares; 2020Q2: 162 shares; 2020Q3: 123 shares 123$502K0.82%-39Timeline
CRMSALESFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 45,867 shares; 2019Q2: 43,898 shares; 2019Q3: 45,700 shares; 2019Q4: 44,800 shares; 2020Q1: 12,359 shares; 2020Q2: 11,459 shares; 2020Q3: 1,759 shares 1,759$442K0.72%-9,700Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 1,030,457 shares; 2019Q2: 706,000 shares; 2019Q3: 290,008 shares; 2019Q4: 232,682 shares; 2020Q1: 124,377 shares; 2020Q2: 67,051 shares; 2020Q3: 67,051 shares 67,051$417K0.68%0
WHRWHIRLPOOL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 30,900 shares; 2019Q2: 97,963 shares; 2019Q3: 31,300 shares; 2019Q4: 30,400 shares; 2020Q1: 10,170 shares; 2020Q2: 2,255 shares; 2020Q3: 2,255 shares 2,255$415K0.68%0Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 16,717 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 47,517 shares; 2020Q1: 12,142 shares; 2020Q2: 6,602 shares; 2020Q3: 6,602 shares 6,602$398K0.65%0Timeline
TOLTOLL BROTHERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 195,263 shares; 2019Q2: 193,597 shares; 2019Q3: 138,904 shares; 2019Q4: 121,118 shares; 2020Q1: 11,882 shares; 2020Q2: 6,817 shares; 2020Q3: 6,817 shares 6,817$332K0.54%0Timeline
RLRALPH LAUREN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 7,214 shares; 2020Q2: 4,683 shares; 2020Q3: 4,683 shares 4,683$319K0.52%0Timeline
PCARPACCAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 6,749 shares; 2020Q2: 3,472 shares; 2020Q3: 3,472 shares 3,472$296K0.48%0Timeline
CAHCARDINAL HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 8,613 shares; 2020Q2: 4,849 shares; 2020Q3: 4,849 shares 4,849$228K0.37%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 5,881 shares; 2020Q2: 2,580 shares; 2020Q3: 2,580 shares 2,580$226K0.37%0Timeline
BLDPBALLARD PWR SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 70,058 shares; 2019Q3: 60,458 shares; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 19,538 shares; 2020Q3: 11,245 shares 11,245$226K0.37%-8,293Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 791,951 shares; 2019Q2: 591,257 shares; 2019Q3: 326,610 shares; 2019Q4: 9,307 shares; 2020Q1: 11,324 shares; 2020Q2: 5,908 shares; 2020Q3: 5,908 shares 5,908$220K0.36%0Timeline
LULULULULEMON ATHLETICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 2,564 shares; 2020Q2: 1,512 shares; 2020Q3: 634 shares 634$209K0.34%-878Timeline
VOYAVOYA FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 185,689 shares; 2019Q2: 241,391 shares; 2019Q3: 174,795 shares; 2019Q4: 31,693 shares; 2020Q1: 14,653 shares; 2020Q2: 7,441 shares; 2020Q3: 4,332 shares 4,332$208K0.34%-3,109Timeline
INTERPUBLIC GROUP COSINTERPUBLIC GROUP COSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 22,509 shares; 2020Q2: 11,888 shares; 2020Q3: 11,888 shares 11,888$198K0.32%0
HXLHEXCEL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 22,300 shares; 2019Q2: 29,350 shares; 2019Q3: 22,600 shares; 2019Q4: 20,600 shares; 2020Q1: 7,700 shares; 2020Q2: 5,700 shares; 2020Q3: 5,700 shares 5,700$192K0.31%0Timeline
CREE INCCREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 10,300 shares; 2019Q2: 13,644 shares; 2019Q3: 10,500 shares; 2019Q4: 9,600 shares; 2020Q1: 3,600 shares; 2020Q2: 2,700 shares; 2020Q3: 2,700 shares 2,700$172K0.28%0
ADTADT INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 20,000 shares 20,000$163K0.27%newTimeline
WENWENDYS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 316,400 shares; 2019Q2: 344,532 shares; 2019Q3: 319,800 shares; 2019Q4: 312,000 shares; 2020Q1: 98,500 shares; 2020Q2: 90,700 shares; 2020Q3: 7,220 shares 7,220$161K0.26%-83,480Timeline
MTHMERITAGE HOMES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 57,759 shares; 2019Q2: 45,797 shares; 2019Q3: 33,392 shares; 2019Q4: 25,840 shares; 2020Q1: 2,943 shares; 2020Q2: 1,692 shares; 2020Q3: 1,355 shares 1,355$150K0.25%-337Timeline
TPHTRI POINTE HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 188,692 shares; 2019Q2: 218,434 shares; 2019Q3: 161,927 shares; 2019Q4: 129,051 shares; 2020Q1: 12,724 shares; 2020Q2: 7,301 shares; 2020Q3: 7,301 shares 7,301$132K0.22%0Timeline
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 65,376 shares; 2019Q2: 58,366 shares; 2019Q3: 50,325 shares; 2019Q4: 41,485 shares; 2020Q1: 4,716 shares; 2020Q2: 2,720 shares; 2020Q3: 2,720 shares 2,720$128K0.21%0
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 47,517 shares; 2020Q1: 55,431 shares; 2020Q2: 55,431 shares; 2020Q3: 55,431 shares 55,431$124K0.2%0
KBHKB HOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 144,083 shares; 2019Q2: 115,921 shares; 2019Q3: 89,031 shares; 2019Q4: 73,121 shares; 2020Q1: 5,504 shares; 2020Q2: 3,161 shares; 2020Q3: 3,161 shares 3,161$121K0.2%0Timeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 115,064 shares; 2019Q2: 137,604 shares; 2019Q3: 57,929 shares; 2019Q4: 47,864 shares; 2020Q1: 24,937 shares; 2020Q2: 14,872 shares; 2020Q3: 14,872 shares 14,872$85K0.14%0Timeline
KHCKRAFT HEINZ COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 17,354 shares; 2020Q2: 2,712 shares; 2020Q3: 2,712 shares 2,712$81K0.13%0Timeline
AYIACUITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,000 shares; 2019Q4: 2,700 shares; 2020Q1: 1,000 shares; 2020Q2: 700 shares; 2020Q3: 700 shares 700$71K0.12%0Timeline
BNYBANK OF NY MELLON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 15,635 shares; 2019Q3: 8,850 shares; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 2,950 shares; 2020Q3: 1,770 shares 1,770$61K0.1%-1,180Timeline
ITRIITRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,800 shares; 2019Q4: 6,200 shares; 2020Q1: 2,300 shares; 2020Q2: 1,700 shares; 2020Q3: 900 shares 900$55K0.09%-800Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 3,695 shares; 2020Q2: 445 shares; 2020Q3: 445 shares 445$54K0.09%0Timeline
HPEHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 37,613 shares; 2020Q2: 5,564 shares; 2020Q3: 5,564 shares 5,564$52K0.09%0Timeline
BWABORGWARNER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,000 shares; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 1,300 shares; 2020Q3: 1,300 shares 1,300$50K0.08%0Timeline
IPINTERNATIONAL PAPER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 12,744 shares; 2020Q2: 1,178 shares; 2020Q3: 1,178 shares 1,178$48K0.08%0Timeline
HOGHARLEY DAVIDSON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 2,820 shares; 2020Q2: 1,601 shares; 2020Q3: 1,601 shares 1,601$39K0.06%0Timeline
DISH NETWORK CORPORATIONDISH NETWORK CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,245 shares; 2020Q1: 1,245 shares; 2020Q2: 1,245 shares; 2020Q3: 1,245 shares 1,245$36K0.06%0
ILMNILLUMINA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 16,014 shares; 2019Q2: 10,064 shares; 2019Q3: 7,634 shares; 2019Q4: 5,995 shares; 2020Q1: 1,235 shares; 2020Q2: 105 shares; 2020Q3: 105 shares 105$32K0.05%0Timeline
TMHCTAYLOR MORRISON HOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: 172,194 shares; 2019Q2: 163,740 shares; 2019Q3: 123,620 shares; 2019Q4: 100,893 shares; 2020Q1: 5,498 shares; 2020Q2: 676 shares; 2020Q3: 676 shares 676$17K0.03%0Timeline
IRMIRON MTN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 16,091 shares; 2020Q2: 507 shares; 2020Q3: 507 shares 507$14K0.02%0Timeline
CNPCENTERPOINT ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 20,933 shares; 2020Q2: 583 shares; 2020Q3: 583 shares 583$11K0.02%0Timeline
NWLNEWELL BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 26,696 shares; 2020Q2: 602 shares; 2020Q3: 602 shares 602$10K0.02%0Timeline
PPLPPL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 14,365 shares; 2020Q2: 133 shares; 2020Q3: 133 shares 133$4K0.01%0Timeline
WABWABTECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,142 shares; 2019Q4: 2 shares; 2020Q1: 2 shares; 2020Q2: 2 shares; 2020Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
FUELCELL ENERGY INCFUELCELL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 967 shares; 2020Q1: 150 shares; 2020Q2: 150 shares; 2020Q3: 150 shares 150$00%0Value filed as zero, left out of ratios.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
GFL ENVIRONMENTAL INCGFL ENVIRONMENTAL INC CONVprincipal100,000$5.34M0
NEXTERA ENERGY INCNEXTERA ENERGY INC CONVprincipal100,000$4.72Mnew
INTERDIGITAL INCINTERDIGITAL INC BONDprincipal1,000,000$1.04Mnew
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0principal565,000$749K+34,000
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0principal443,000$503K0
SNAP INCSNAP INC NOTE 0.75% 08/01/2026principal331,000$459Knew
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0principal302,000$392K0
FORTIVE CORPFORTIVE CORP NOTE 0.875% 2/1principal378,000$380K0
OKTA INCOKTA INC NOTE 0.125% 9/0principal277,000$365Knew
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0principal301,000$349Knew
TWITTER INCTWITTER INC NOTE 0.250% 6/1principal302,000$336K0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0principal290,000$315K0
IQIYI INCIQIYI INC NOTE 2.000% 4/0principal321,000$309K0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1principal247,000$273K0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1principal247,000$265K0
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC DBCV 1.000%12/1principal167,000$244K0
PROOFPOINT INCPROOFPOINT INC NOTE 0.250% 8/1principal242,000$241Knew
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1principal185,000$218K0
ZYNGA INCZYNGA INC NOTE 0.250% 6/0principal170,000$216K0
ILLUMINA INCILLUMINA INC NOTE 8/1principal196,000$208K0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0principal170,000$207K0
AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0principal213,000$206Knew
IQIYI INCIQIYI INC NOTE 3.750%12/0principal188,000$204K0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.625%10/1principal142,000$191K0
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1principal161,000$166K0
SYNAPTICS INCSYNAPTICS INC NOTE 0.500% 6/1principal130,000$162K0
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1principal136,000$151K0
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0principal141,000$148K0

Sold out in Q3 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
AAPLAPPLE INC12,426$4.53Mshares
WAYFAIR INCWAYFAIR INC2,141,000$3.87Mprincipal
GOOGLALPHABET INC2,309$3.27Mshares
CATALENT INC USD 0.01CATALENT INC USD 0.0140,000$2.93Mshares
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN2,500,000$2.4Mprincipal
HERBALIFE NUTRITION LTDHERBALIFE NUTRITION LTD2,137,000$2.13Mprincipal
VZVERIZON COMMUNICATIONS INC36,216$2Mshares
AMZNAMAZON COM INC723$2Mshares
HLIHOULIHAN LOKEY INC25,322$1.41Mshares
METAMETA PLATFORMS INC5,741$1.3Mshares
LAZARD LTD-CLASS ALAZARD LTD-CLASS A43,683$1.25Mshares
EVREVERCORE INC19,852$1.17Mshares
GENGEN DIGITAL INC58,629$1.16Mshares
MRNAMODERNA INC15,000$963Kshares
GOLAR LNG LTDGOLAR LNG LTD1,250,000$947Kprincipal
NKENIKE INC8,854$868Kshares
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC.545,000$791Kprincipal
EVOQUA WATER TECHNOLOGIES COEVOQUA WATER TECHNOLOGIES CO40,000$744Kshares
AMGNAMGEN INC2,609$615Kshares
GAPGAP INC40,661$513Kshares
SPLUNK INCSPLUNK INC332,000$474Kprincipal
WORKDAY INCWORKDAY INC290,000$400Kprincipal
BLOCK INCBLOCK INC212,000$315Kprincipal
SPLUNK INCSPLUNK INC213,000$311Kprincipal
CHEGG INCCHEGG INC207,000$294Kprincipal
CPRICAPRI HOLDINGS LIMITED17,106$267Kshares
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC.170,000$248Kprincipal
BILIBILI INCBILIBILI INC125,000$245Kprincipal
ANFABERCROMBIE & FITCH CO21,819$232Kshares
GUESS? INCGUESS? INC23,248$225Kshares
ZENDESK INCZENDESK INC145,000$213Kprincipal
PRUPRUDENTIAL FINL INC3,447$210Kshares
AKAMAKAMAI TECHNOLOGIES INC1,900$203Kshares
WIX COM LTDWIX COM LTD109,000$199Kprincipal
ILLUMINA INCILLUMINA INC130,000$190Kprincipal
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD200,000$185Kprincipal
TSLATESLA INC164$177Kshares
CREE INCCREE INC143,000$169Kprincipal
MNSTMONSTER BEVERAGE CORP NEW2,400$166Kshares
ZILLOW GROUP INCZILLOW GROUP INC130,000$151Kprincipal
PURE STORAGE INCPURE STORAGE INC142,000$140Kprincipal
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC148,000$139Kprincipal
ZILLOW GROUP INCZILLOW GROUP INC113,000$139Kprincipal
MANDIANT INCMANDIANT INC150,000$136Kprincipal
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC114,000$132Kprincipal
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL112,000$123Kprincipal
NEW RELIC INCNEW RELIC INC124,000$121Kprincipal
PLURALSIGHT INCPLURALSIGHT INC137,000$121Kprincipal
H WORLD GROUP LTDH WORLD GROUP LTD118,000$118Kprincipal
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC33,000$75Kprincipal
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC61,000$58Kprincipal
DDOMINION ENERGY INC662$54Kshares
CENTURYLINK INCCENTURYLINK INC5,138$52Kshares
APHAMPHENOL CORP385$37Kshares
BENFRANKLIN TEMPLETON INC924$19Kshares
T-Mobile US Inc Rights 20T-Mobile US Inc Rights 2015,596$3Kshares

How Q3 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-20-124375 base2020-11-12acceptance time not in the bulk data set