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Disclosery

GOLDMAN CAPITAL MANAGEMENT INC

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13F filer, CIK 1277537, NEW YORK, NY

GOLDMAN CAPITAL MANAGEMENT INC reported $105,821,000 across 24 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-09. Its ten largest share positions make up 89.94% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001415889-17-001764

Period
2017-09-30
Reported value
$106M
Holdings
24
Top 10 weight
89.94%
New
1
Sold out
5

Largest buys vs the previous quarter

SecurityShares changeApprox. value
22ND CENTY GROUP INCnew+400,000$1.11M
IPASS INCadded+800,000$528K
CYREN LTDadded+221,000$400K
MLSSadded+239,691$300K
MATTERSIGHT CORPadded+99,329$278K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
AAOIreduced-84,900-$5.49M
Digiliti Money Group (DGLT)…reduced-463,000-$1.47M
ICG GROUP INCreduced-59,518-$911K
SAFEGUARD SCIENTIFICS INCexited-69,477-$827K
TRAKreduced-33,798-$411K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0001415889-17-001764, largest first. % of portfolio is the value over $105,821,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IMAGEWARE SYSTEMS INC COMIMAGEWARE SYSTEMS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 37,005,477 shares; 2016Q2: 37,013,477 shares; 2016Q3: 37,023,477 shares; 2016Q4: 36,929,477 shares; 2017Q1: 36,254,716 shares; 2017Q2: 35,874,716 shares; 2017Q3: 35,692,106 shares 35,692,106$53.2M50.26%-182,610
ICG GROUP INCICG GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 1,024,500 shares; 2016Q2: 1,045,500 shares; 2016Q3: 1,053,000 shares; 2016Q4: 857,300 shares; 2017Q1: 744,144 shares; 2017Q2: 656,300 shares; 2017Q3: 596,782 shares 596,782$9.13M8.63%-59,518
AAOIAPPLIED OPTOELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 481,400 shares; 2016Q2: 488,300 shares; 2016Q3: 469,300 shares; 2016Q4: 392,500 shares; 2017Q1: 247,808 shares; 2017Q2: 189,600 shares; 2017Q3: 104,700 shares 104,700$6.77M6.4%-84,900Timeline
TRAKREPOSITRAK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 762,511 shares; 2016Q2: 723,154 shares; 2016Q3: 672,754 shares; 2016Q4: 658,311 shares; 2017Q1: 510,441 shares; 2017Q2: 483,869 shares; 2017Q3: 450,071 shares 450,071$5.47M5.17%-33,798Timeline
CYREN LTDCYREN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 2,317,007 shares; 2016Q2: 2,513,066 shares; 2016Q3: 2,751,768 shares; 2016Q4: 2,744,103 shares; 2017Q1: 2,566,934 shares; 2017Q2: 2,358,920 shares; 2017Q3: 2,579,920 shares 2,579,920$4.67M4.41%+221,000
MATTERSIGHT CORPMATTERSIGHT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 1,622,892 shares; 2016Q2: 1,650,692 shares; 2016Q3: 1,700,500 shares; 2016Q4: 1,616,520 shares; 2017Q1: 1,545,263 shares; 2017Q2: 1,518,533 shares; 2017Q3: 1,617,862 shares 1,617,862$4.53M4.28%+99,329
Imageware Systems Inc. (IWS…Imageware Systems Inc. (IWSY)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 3,578 shares; 2016Q2: 3,578 shares; 2016Q3: 3,578 shares; 2016Q4: 3,578 shares; 2017Q1: 3,578 shares; 2017Q2: 3,378 shares; 2017Q3: 3,378 shares 3,378$3.38M3.19%0
APPSDIGITAL TURBINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 200,000 shares; 2016Q4: 1,441,810 shares; 2017Q1: 2,040,000 shares; 2017Q2: 1,870,496 shares; 2017Q3: 1,884,371 shares 1,884,371$2.85M2.69%+13,875Timeline
OPTIMIZERX CORP COMOPTIMIZERX CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 2,050,500 shares; 2016Q2: 2,110,770 shares; 2016Q3: 2,195,889 shares; 2016Q4: 2,220,500 shares; 2017Q1: 2,099,933 shares; 2017Q2: 2,246,935 shares; 2017Q3: 2,159,935 shares 2,159,935$2.68M2.53%-87,000
REFRRESEARCH FRONTIERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 1,817,589 shares; 2016Q2: 1,914,552 shares; 2016Q3: 2,276,900 shares; 2016Q4: 2,268,000 shares; 2017Q1: 2,158,091 shares; 2017Q2: 2,088,623 shares; 2017Q3: 2,119,623 shares 2,119,623$2.52M2.38%+31,000Timeline
MDC PARTNERS INCMDC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 361,500 shares; 2016Q2: 353,400 shares; 2016Q3: 377,900 shares; 2016Q4: 355,550 shares; 2017Q1: 286,700 shares; 2017Q2: 221,700 shares; 2017Q3: 203,700 shares 203,700$2.24M2.12%-18,000
MLSSMILESTONE SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 256,766 shares; 2016Q2: 383,000 shares; 2016Q3: 573,200 shares; 2016Q4: 872,402 shares; 2017Q1: 965,810 shares; 2017Q2: 1,169,610 shares; 2017Q3: 1,409,301 shares 1,409,301$1.76M1.67%+239,691Timeline
CHARLES + COLVARD LTDCHARLES + COLVARD LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 1,330,670 shares; 2016Q2: 1,375,909 shares; 2016Q3: 1,557,670 shares; 2016Q4: 1,506,670 shares; 2017Q1: 1,398,670 shares; 2017Q2: 1,353,670 shares; 2017Q3: 1,353,670 shares 1,353,670$1.18M1.11%0
DETERMINE INCDETERMINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 548,198 shares; 2016Q2: 598,660 shares; 2016Q3: 526,548 shares; 2016Q4: 533,855 shares; 2017Q1: 504,539 shares; 2017Q2: 515,446 shares; 2017Q3: 547,690 shares 547,690$1.18M1.11%+32,244
22ND CENTY GROUP INC22ND CENTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 400,000 shares 400,000$1.11M1.05%new
IPASS INCIPASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 620,600 shares; 2016Q3: 648,186 shares; 2016Q4: 601,000 shares; 2017Q1: 801,000 shares; 2017Q2: 501,000 shares; 2017Q3: 1,301,000 shares 1,301,000$859K0.81%+800,000
Deep Down IncDeep Down IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 1,287,000 shares; 2016Q2: 1,352,040 shares; 2016Q3: 1,467,040 shares; 2016Q4: 1,161,000 shares; 2017Q1: 1,133,249 shares; 2017Q2: 855,300 shares; 2017Q3: 865,300 shares 865,300$822K0.78%+10,000
Nanotech Sec Corp (NTSFF)Nanotech Sec Corp (NTSFF)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 765,000 shares; 2016Q2: 867,100 shares; 2016Q3: 873,000 shares; 2016Q4: 810,000 shares; 2017Q1: 800,000 shares; 2017Q2: 720,000 shares; 2017Q3: 524,000 shares 524,000$687K0.65%-196,000
TRINITY BIOTECH PLCTRINITY BIOTECH PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 396,690 shares; 2016Q2: 415,690 shares; 2016Q3: 408,190 shares; 2016Q4: 262,190 shares; 2017Q1: 164,190 shares; 2017Q2: 96,500 shares; 2017Q3: 84,500 shares 84,500$474K0.45%-12,000
PUREPURE BIOSCIENCE INC COM STK NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 772,233 shares; 2016Q2: 1,009,184 shares; 2016Q3: 879,184 shares; 2016Q4: 436,528 shares; 2017Q1: 393,250 shares; 2017Q2: 163,884 shares; 2017Q3: 163,884 shares 163,884$166K0.16%0Timeline
Digiliti Money Group (DGLT)…Digiliti Money Group (DGLT) (fka …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 65,000 shares; 2017Q2: 493,000 shares; 2017Q3: 30,000 shares 30,000$95K0.09%-463,000
CXDOCREXENDO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 168,200 shares; 2016Q2: 195,000 shares; 2016Q3: 120,000 shares; 2016Q4: 65,000 shares; 2017Q1: 42,543 shares; 2017Q2: 28,000 shares; 2017Q3: 28,000 shares 28,000$46K0.04%0Timeline
BACTERIN INTL HLDGS INCBACTERIN INTL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 741,215 shares; 2016Q2: 870,320 shares; 2016Q3: 923,670 shares; 2016Q4: 682,579 shares; 2017Q1: 221,000 shares; 2017Q2: 113,000 shares; 2017Q3: 43,000 shares 43,000$31K0.03%-70,000
PIVOTAL THERAPEUTICS INCPIVOTAL THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: 437,166 shares; 2016Q2: 437,166 shares; 2016Q3: 437,166 shares; 2016Q4: 437,166 shares; 2017Q1: 437,166 shares; 2017Q2: 437,166 shares; 2017Q3: 437,166 shares 437,166$00%0Value filed as zero, left out of ratios.

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INC69,477$827Kshares
Izea Inc (IZEA)Izea Inc (IZEA)139,480$356Kshares
Intellinetics, Inc (INLX)Intellinetics, Inc (INLX)80,000$56Kshares
PARKERVISION INCPARKERVISION INC20,000$36Kshares
MOSYS INC COMMOSYS INC COM15,950$27Kshares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001415889-17-001764 base2017-11-09acceptance time not in the bulk data set