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Disclosery

GOLDMAN CAPITAL MANAGEMENT INC

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13F filer, CIK 1277537, NEW YORK, NY

GOLDMAN CAPITAL MANAGEMENT INC reported $104,242,000 across 30 holdings for the quarter ended 2017-03-31, in a 13F-HR filed 2017-05-09. Its ten largest share positions make up 86.81% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001415889-17-000714

Period
2017-03-31
Reported value
$104M
Holdings
30
Top 10 weight
86.81%
New
4
Sold out
1

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SAFEGUARD SCIENTIFICS INCnew+64,770$823K
APPSadded+598,190$562K
PARKERVISION INCnew+208,800$416K
Digiliti Money Group (DGLT)…new+65,000$276K
IPASS INCadded+200,000$234K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
AAOIreduced-144,692-$8.12M
TRAKreduced-147,870-$1.83M
ICG GROUP INCreduced-113,156-$1.59M
MOSYS INC COMreduced-707,173-$1.48M
IMAGEWARE SYSTEMS INC COMreduced-674,761-$708K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2017

Share positions as resolved from 13F-HR 0001415889-17-000714, largest first. % of portfolio is the value over $104,242,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IMAGEWARE SYSTEMS INC COMIMAGEWARE SYSTEMS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 37,005,477 shares; 2016Q2: 37,013,477 shares; 2016Q3: 37,023,477 shares; 2016Q4: 36,929,477 shares; 2017Q1: 36,254,716 shares 36,254,716$38.1M36.52%-674,761
AAOIAPPLIED OPTOELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 481,400 shares; 2016Q2: 488,300 shares; 2016Q3: 469,300 shares; 2016Q4: 392,500 shares; 2017Q1: 247,808 shares 247,808$13.9M13.35%-144,692Timeline
ICG GROUP INCICG GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,024,500 shares; 2016Q2: 1,045,500 shares; 2016Q3: 1,053,000 shares; 2016Q4: 857,300 shares; 2017Q1: 744,144 shares 744,144$10.5M10.03%-113,156
TRAKREPOSITRAK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 762,511 shares; 2016Q2: 723,154 shares; 2016Q3: 672,754 shares; 2016Q4: 658,311 shares; 2017Q1: 510,441 shares 510,441$6.3M6.05%-147,870Timeline
MATTERSIGHT CORPMATTERSIGHT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,622,892 shares; 2016Q2: 1,650,692 shares; 2016Q3: 1,700,500 shares; 2016Q4: 1,616,520 shares; 2017Q1: 1,545,263 shares 1,545,263$5.41M5.19%-71,257
CYREN LTDCYREN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,317,007 shares; 2016Q2: 2,513,066 shares; 2016Q3: 2,751,768 shares; 2016Q4: 2,744,103 shares; 2017Q1: 2,566,934 shares 2,566,934$5.13M4.93%-177,169
Imageware Systems Inc. (IWS…Imageware Systems Inc. (IWSY)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 3,578 shares; 2016Q2: 3,578 shares; 2016Q3: 3,578 shares; 2016Q4: 3,578 shares; 2017Q1: 3,578 shares 3,578$3.58M3.43%0
REFRRESEARCH FRONTIERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,817,589 shares; 2016Q2: 1,914,552 shares; 2016Q3: 2,276,900 shares; 2016Q4: 2,268,000 shares; 2017Q1: 2,158,091 shares 2,158,091$3.02M2.9%-109,909Timeline
MDC PARTNERS INCMDC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 361,500 shares; 2016Q2: 353,400 shares; 2016Q3: 377,900 shares; 2016Q4: 355,550 shares; 2017Q1: 286,700 shares 286,700$2.69M2.59%-68,850
APPSDIGITAL TURBINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 200,000 shares; 2016Q4: 1,441,810 shares; 2017Q1: 2,040,000 shares 2,040,000$1.92M1.84%+598,190Timeline
OPTIMIZERX CORP COMOPTIMIZERX CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,050,500 shares; 2016Q2: 2,110,770 shares; 2016Q3: 2,195,889 shares; 2016Q4: 2,220,500 shares; 2017Q1: 2,099,933 shares 2,099,933$1.72M1.65%-120,567
DETERMINE INCDETERMINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 548,198 shares; 2016Q2: 598,660 shares; 2016Q3: 526,548 shares; 2016Q4: 533,855 shares; 2017Q1: 504,539 shares 504,539$1.72M1.65%-29,316
CHARLES + COLVARD LTDCHARLES + COLVARD LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,330,670 shares; 2016Q2: 1,375,909 shares; 2016Q3: 1,557,670 shares; 2016Q4: 1,506,670 shares; 2017Q1: 1,398,670 shares 1,398,670$1.34M1.29%-108,000
MLSSMILESTONE SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 256,766 shares; 2016Q2: 383,000 shares; 2016Q3: 573,200 shares; 2016Q4: 872,402 shares; 2017Q1: 965,810 shares 965,810$1.3M1.25%+93,408Timeline
Deep Down IncDeep Down IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,287,000 shares; 2016Q2: 1,352,040 shares; 2016Q3: 1,467,040 shares; 2016Q4: 1,161,000 shares; 2017Q1: 1,133,249 shares 1,133,249$1.19M1.14%-27,751
Izea Inc (IZEA)Izea Inc (IZEA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 313,122 shares; 2016Q2: 298,773 shares; 2016Q3: 295,333 shares; 2016Q4: 315,023 shares; 2017Q1: 280,094 shares 280,094$1.18M1.13%-34,929
TRINITY BIOTECH PLCTRINITY BIOTECH PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 396,690 shares; 2016Q2: 415,690 shares; 2016Q3: 408,190 shares; 2016Q4: 262,190 shares; 2017Q1: 164,190 shares 164,190$979K0.94%-98,000
IPASS INCIPASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 620,600 shares; 2016Q3: 648,186 shares; 2016Q4: 601,000 shares; 2017Q1: 801,000 shares 801,000$937K0.9%+200,000
SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 64,770 shares 64,770$823K0.79%new
Nanotech Sec Corp (NTSFF)Nanotech Sec Corp (NTSFF)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 765,000 shares; 2016Q2: 867,100 shares; 2016Q3: 873,000 shares; 2016Q4: 810,000 shares; 2017Q1: 800,000 shares 800,000$752K0.72%-10,000
PARKERVISION INCPARKERVISION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 208,800 shares 208,800$416K0.4%new
PUREPURE BIOSCIENCE INC COM STK NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 772,233 shares; 2016Q2: 1,009,184 shares; 2016Q3: 879,184 shares; 2016Q4: 436,528 shares; 2017Q1: 393,250 shares 393,250$405K0.39%-43,278Timeline
Digiliti Money Group (DGLT)…Digiliti Money Group (DGLT) (fka …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 65,000 shares 65,000$276K0.26%new
BIOCEPT INCBIOCEPT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 225,000 shares; 2017Q1: 100,000 shares 100,000$213K0.2%-125,000
BACTERIN INTL HLDGS INCBACTERIN INTL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 741,215 shares; 2016Q2: 870,320 shares; 2016Q3: 923,670 shares; 2016Q4: 682,579 shares; 2017Q1: 221,000 shares 221,000$137K0.13%-461,579
BIRCHTECH ORDBIRCHTECH ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 100,000 shares 100,000$115K0.11%new
MOSYS INC COMMOSYS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 646,136 shares; 2016Q2: 646,136 shares; 2016Q3: 616,136 shares; 2016Q4: 759,636 shares; 2017Q1: 52,463 shares 52,463$110K0.11%-707,173
Intellinetics, Inc (INLX)Intellinetics, Inc (INLX)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 50,000 shares; 2016Q3: 50,000 shares; 2016Q4: 80,000 shares; 2017Q1: 80,000 shares 80,000$72K0.07%0
CXDOCREXENDO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 168,200 shares; 2016Q2: 195,000 shares; 2016Q3: 120,000 shares; 2016Q4: 65,000 shares; 2017Q1: 42,543 shares 42,543$63K0.06%-22,457Timeline
PIVOTAL THERAPEUTICS INCPIVOTAL THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 437,166 shares; 2016Q2: 437,166 shares; 2016Q3: 437,166 shares; 2016Q4: 437,166 shares; 2017Q1: 437,166 shares 437,166$00%0Value filed as zero, left out of ratios.

Sold out in Q1 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
Hopto (HPTO)Hopto (HPTO)30,000$2Kshares

How Q1 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001415889-17-000714 base2017-05-09acceptance time not in the bulk data set