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Disclosery

GOLDMAN CAPITAL MANAGEMENT INC

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13F filer, CIK 1277537, NEW YORK, NY

GOLDMAN CAPITAL MANAGEMENT INC reported $124,212,000 across 31 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-10-31. Its ten largest share positions make up 87.66% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001415889-16-007319

Period
2016-09-30
Reported value
$124M
Holdings
31
Top 10 weight
87.66%
New
4
Sold out
0

Largest buys vs the previous quarter

SecurityShares changeApprox. value
REFRadded+362,348$938K
CYREN LTDadded+238,702$587K
MLSSadded+190,200$411K
MDC PARTNERS INCadded+24,500$263K
CHARLES + COLVARD LTDadded+181,761$211K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
WESTMORELAND COAL CO XXXreduced-180,182-$1.6M
Photomedex Increduced-890,941-$1.15M
TRAKreduced-50,400-$595K
AAOIreduced-19,000-$422K
PUREreduced-130,000-$142K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0001415889-16-007319, largest first. % of portfolio is the value over $124,212,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IMAGEWARE SYSTEMS INC COMIMAGEWARE SYSTEMS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 37,005,477 shares; 2016Q2: 37,013,477 shares; 2016Q3: 37,023,477 shares 37,023,477$44.1M35.47%+10,000
ICG GROUP INCICG GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,024,500 shares; 2016Q2: 1,045,500 shares; 2016Q3: 1,053,000 shares 1,053,000$13.6M10.98%+7,500
AAOIAPPLIED OPTOELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 481,400 shares; 2016Q2: 488,300 shares; 2016Q3: 469,300 shares 469,300$10.4M8.39%-19,000Timeline
TRAKREPOSITRAK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 762,511 shares; 2016Q2: 723,154 shares; 2016Q3: 672,754 shares 672,754$7.94M6.39%-50,400Timeline
MATTERSIGHT CORPMATTERSIGHT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,622,892 shares; 2016Q2: 1,650,692 shares; 2016Q3: 1,700,500 shares 1,700,500$7.14M5.75%+49,808
CYREN LTDCYREN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,317,007 shares; 2016Q2: 2,513,066 shares; 2016Q3: 2,751,768 shares 2,751,768$6.77M5.45%+238,702
REFRRESEARCH FRONTIERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,817,589 shares; 2016Q2: 1,914,552 shares; 2016Q3: 2,276,900 shares 2,276,900$5.9M4.75%+362,348Timeline
TRINITY BIOTECH PLCTRINITY BIOTECH PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 396,690 shares; 2016Q2: 415,690 shares; 2016Q3: 408,190 shares 408,190$5.4M4.34%-7,500
MDC PARTNERS INCMDC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 361,500 shares; 2016Q2: 353,400 shares; 2016Q3: 377,900 shares 377,900$4.05M3.26%+24,500
Imageware Systems Inc. (IWS…Imageware Systems Inc. (IWSY)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 3,578 shares; 2016Q2: 3,578 shares; 2016Q3: 3,578 shares 3,578$3.58M2.88%0
OPTIMIZERX CORP COMOPTIMIZERX CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 2,050,500 shares; 2016Q2: 2,110,770 shares; 2016Q3: 2,195,889 shares 2,195,889$2.42M1.94%+85,119
CHARLES + COLVARD LTDCHARLES + COLVARD LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,330,670 shares; 2016Q2: 1,375,909 shares; 2016Q3: 1,557,670 shares 1,557,670$1.81M1.45%+181,761
Izea Inc (IZEA)Izea Inc (IZEA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 313,122 shares; 2016Q2: 298,773 shares; 2016Q3: 295,333 shares 295,333$1.73M1.4%-3,440
Deep Down IncDeep Down IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,287,000 shares; 2016Q2: 1,352,040 shares; 2016Q3: 1,467,040 shares 1,467,040$1.41M1.13%+115,000
MLSSMILESTONE SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 256,766 shares; 2016Q2: 383,000 shares; 2016Q3: 573,200 shares 573,200$1.24M1%+190,200Timeline
IPASS INCIPASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 620,600 shares; 2016Q3: 648,186 shares 648,186$1.06M0.85%+27,586
BACTERIN INTL HLDGS INCBACTERIN INTL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 741,215 shares; 2016Q2: 870,320 shares; 2016Q3: 923,670 shares 923,670$1.04M0.84%+53,350
PUREPURE BIOSCIENCE INC COM STK NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 772,233 shares; 2016Q2: 1,009,184 shares; 2016Q3: 879,184 shares 879,184$958K0.77%-130,000Timeline
DETERMINE INCDETERMINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 548,198 shares; 2016Q2: 598,660 shares; 2016Q3: 526,548 shares 526,548$895K0.72%-72,112
Nanotech Sec Corp (NTSFF)Nanotech Sec Corp (NTSFF)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 765,000 shares; 2016Q2: 867,100 shares; 2016Q3: 873,000 shares 873,000$743K0.6%+5,900
WESTMORELAND COAL CO XXXWESTMORELAND COAL CO XXXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 518,112 shares; 2016Q2: 257,682 shares; 2016Q3: 77,500 shares 77,500$687K0.55%-180,182
MOSYS INC COMMOSYS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 646,136 shares; 2016Q2: 646,136 shares; 2016Q3: 616,136 shares 616,136$462K0.37%-30,000
Photomedex IncPhotomedex IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,136,578 shares; 2016Q2: 1,072,244 shares; 2016Q3: 181,303 shares 181,303$234K0.19%-890,941
APPSDIGITAL TURBINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 200,000 shares 200,000$210K0.17%newTimeline
CXDOCREXENDO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 168,200 shares; 2016Q2: 195,000 shares; 2016Q3: 120,000 shares 120,000$168K0.14%-75,000Timeline
ACUACME UTD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,255 shares 3,255$68K0.05%newTimeline
GSITGSI TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 13,500 shares 13,500$64K0.05%newTimeline
PC TEL INCPC TEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 9,967 shares 9,967$53K0.04%new
Intellinetics, Inc (INLX)Intellinetics, Inc (INLX)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 50,000 shares; 2016Q3: 50,000 shares 50,000$44K0.04%0
Hopto (HPTO)Hopto (HPTO)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 665,690 shares; 2016Q2: 723,332 shares; 2016Q3: 401,666 shares 401,666$33K0.03%-321,666
PIVOTAL THERAPEUTICS INCPIVOTAL THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 437,166 shares; 2016Q2: 437,166 shares; 2016Q3: 437,166 shares 437,166$00%0Value filed as zero, left out of ratios.

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001415889-16-007319 base2016-10-31acceptance time not in the bulk data set